Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENCO SHIPPING & TRADING LTDGNK · Entity 2088 | Chief Financial Officer | February 23, 2023 | February 28, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENCO SHIPPING & TRADING LTD
Report date February 23, 2023 · Filed February 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 23,152 |
Ending reported balance
After 2023-02-27 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2023-02-23 · Exercise / conversion · Acquired 3,578 · Balance 20,664 F1: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting. Row 2 · 2023-02-23 · Exercise / conversion · Acquired 3,364 · Balance 24,028 F1: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting. Row 3 · 2023-02-23 · Sale · Disposed 3,332 · Balance 20,696 F2: These shares were sold under instructions given in a previously existing plan established in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, in order to satisfy the reporting person's tax obligations for restricted stock units that vested on February 23, 2023. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.7204 to $19.7950 (inclusive) on February 23, 2023. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 4 · 2023-02-25 · Exercise / conversion · Acquired 4,722 · Balance 25,418 F1: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting. Row 5 · 2023-02-27 · Sale · Disposed 2,266 · Balance 23,152 F4: These shares were sold under instructions given in a previously existing plan established in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, in order to satisfy the reporting person's tax obligations for restricted stock units that vested on February 25, 2023. F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.235 to $19.67 (inclusive) on February 27, 2023. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 14,315 |
Reported balance
After 2023-02-23 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-02-23 · Exercise / conversion · Disposed 3,578 · Balance 14,315 F1: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting. F6: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F8: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2022, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,364 |
Reported balance
After 2023-02-23 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-02-23 · Exercise / conversion · Disposed 3,364 · Balance 3,364 F1: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting. F6: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F9: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2021, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-02-25 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2023-02-25 · Exercise / conversion · Disposed 4,722 · Balance 0 F1: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting. F6: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F11: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 48,232 |
Reported balance
Holding disclosure · report date 2023-02-23 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 48,232 F6: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F7: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. |
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $9.91 · Expires 2026-02-25 | Direct | 11,547 |
Reported balance
Holding disclosure · report date 2023-02-23 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 11,547 F10: These options generally become exercisable in equal installments on each of the first three anniversaries of February 23, 2021. |
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $7.06 · Expires 2026-02-25 | Direct | 28,090 |
Reported balance
Holding disclosure · report date 2023-02-23 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 28,090 F12: These options generally became exercisable in equal installments on each of the first three anniversaries of February 25, 2020. |
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $8.07 · Expires 2025-03-04 | Direct | 20,270 |
Reported balance
Holding disclosure · report date 2023-02-23 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 20,270 F13: These options generally became exercisable in equal installments on each of the first three anniversaries of March 4, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.
F2: These shares were sold under instructions given in a previously existing plan established in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, in order to satisfy the reporting person's tax obligations for restricted stock units that vested on February 23, 2023.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.7204 to $19.7950 (inclusive) on February 23, 2023. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: These shares were sold under instructions given in a previously existing plan established in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, in order to satisfy the reporting person's tax obligations for restricted stock units that vested on February 25, 2023.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.235 to $19.67 (inclusive) on February 27, 2023. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F6: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.
F7: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.
F8: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2022, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.
F9: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2021, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.
F10: These options generally become exercisable in equal installments on each of the first three anniversaries of February 23, 2021.
F11: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.
F12: These options generally became exercisable in equal installments on each of the first three anniversaries of February 25, 2020.
F13: These options generally became exercisable in equal installments on each of the first three anniversaries of March 4, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2023 Filed Feb 28, 2023 02:01 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | SaleCommon Stock | 2,266 | $19.39 | $43,943.18 |
DisclosureSEC source: 0001140361-23-009007 · form4.xml · nonDerivative · entry 5 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,152 F4 · shares: These shares were sold under instructions given in a previously existing plan established in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, in order to satisfy the reporting person's tax obligations for restricted stock units that vested on February 25, 2023. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.235 to $19.67 (inclusive) on February 27, 2023. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 25, 2023 Filed Feb 28, 2023 02:01 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | Exercise / conversionRestricted Stock Units · Derivative | 4,722 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-009007 · form4.xml · derivative · entry 10 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,722 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting. F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F11 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F11 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F11 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F6 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. Read SEC document |
| February 25, 2023 Filed Feb 28, 2023 02:01 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | Exercise / conversionCommon Stock | 4,722 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-009007 · form4.xml · nonDerivative · entry 4 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,418 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting. Read SEC document |
| February 23, 2023 Filed Feb 28, 2023 02:01 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | Exercise / conversionRestricted Stock Units · Derivative | 3,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-009007 · form4.xml · derivative · entry 8 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,364 Underlying: Common Stock · 3,364 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting. F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F9 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2021, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F9 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2021, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F9 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2021, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F6 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. Read SEC document |
| February 23, 2023 Filed Feb 28, 2023 02:01 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | Exercise / conversionRestricted Stock Units · Derivative | 3,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-009007 · form4.xml · derivative · entry 7 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,315 Underlying: Common Stock · 3,578 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting. F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F8 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2022, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F8 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2022, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F8 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2022, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F6 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. Read SEC document |
| February 23, 2023 Filed Feb 28, 2023 02:01 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | SaleCommon Stock | 3,332 | $19.36 | $64,495.19 |
DisclosureSEC source: 0001140361-23-009007 · form4.xml · nonDerivative · entry 3 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,696 F2 · shares: These shares were sold under instructions given in a previously existing plan established in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, in order to satisfy the reporting person's tax obligations for restricted stock units that vested on February 23, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.7204 to $19.7950 (inclusive) on February 23, 2023. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 23, 2023 Filed Feb 28, 2023 02:01 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | Exercise / conversionCommon Stock | 3,364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-009007 · form4.xml · nonDerivative · entry 2 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting. Read SEC document |
| February 23, 2023 Filed Feb 28, 2023 02:01 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | Exercise / conversionCommon Stock | 3,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-009007 · form4.xml · nonDerivative · entry 1 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,664 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting. Read SEC document |
| December 23, 2022 Filed Dec 24, 2022 00:32 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | GrantRestricted Stock Units · Derivative | 48,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-046928 · form4.xml · derivative · entry 2 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,232 Underlying: Common Stock · 48,232 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F2 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F2 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F2 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. Read SEC document |
| March 08, 2022 Filed Mar 11, 2022 02:00 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | Exercise / conversionOption · Derivative | 11,962 | $0.00 Strike: $13.37 | $0.00 |
DisclosureSEC source: 0001140361-22-008978 · form4.xml · derivative · entry 10 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,962 shares Expires 2024-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: These options generally became exercisable in equal installments on each of the first three anniversaries of February 27, 2018. Read SEC document |
| March 08, 2022 Filed Mar 11, 2022 02:00 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | SaleCommon Stock | 2,178 | $21.47 | $46,753.17 |
DisclosureSEC source: 0001140361-22-008978 · form4.xml · nonDerivative · entry 3 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,086 F2 · shares: These shares were sold in order to satisfy the reporting person's tax obligations for shares of common stock of the issuer that the reporting person received from the exercise of stock options on March 8, 2022. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.46 to $21.525 (inclusive) on March 8, 2022. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 08, 2022 Filed Mar 11, 2022 02:00 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | Tax withholdingCommon Stock | 7,477 | $21.38 | $159,858.26 |
DisclosureSEC source: 0001140361-22-008978 · form4.xml · nonDerivative · entry 2 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,264 F1 · shares: Represents shares withheld by the issuer for the cashless exercise of options for 11,962 shares of the issuer's common stock. Read SEC document |
| March 08, 2022 Filed Mar 11, 2022 02:00 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | Exercise / conversionCommon Stock | 11,962 | $13.37 | $159,872.13 |
DisclosureSEC source: 0001140361-22-008978 · form4.xml · nonDerivative · entry 1 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,741 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2022 Filed Mar 5, 2022 00:00 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | Exercise / conversionRestricted Stock Units · Derivative | 2,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-008046 · form4.xml · derivative · entry 8 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,980 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting. F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F10 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F10 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F10 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F4 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. Read SEC document |
| March 04, 2022 Filed Mar 5, 2022 00:00 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | SaleCommon Stock | 1,430 | $20.26 | $28,976.95 |
DisclosureSEC source: 0001140361-22-008046 · form4.xml · nonDerivative · entry 2 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,779 F2 · shares: These shares were sold under instructions given in a previously existing plan established in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, in order to satisfy the reporting person's tax obligations for restricted stock units that vested on March 4, 2022. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.695 to $20.6664 (inclusive) on March 4, 2022. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 04, 2022 Filed Mar 5, 2022 00:00 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | Exercise / conversionCommon Stock | 2,980 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-008046 · form4.xml · nonDerivative · entry 1 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting. Read SEC document |
| February 25, 2022 Filed Feb 26, 2022 02:31 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | Exercise / conversionRestricted Stock Units · Derivative | 4,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-006896 · form4.xml · derivative · entry 8 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,722 Underlying: Common Stock · 4,721 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting. F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F10 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F10 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F10 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F6 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. Read SEC document |
| February 25, 2022 Filed Feb 26, 2022 02:31 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | SaleCommon Stock | 2,266 | $19.70 | $44,645.87 |
DisclosureSEC source: 0001140361-22-006896 · form4.xml · nonDerivative · entry 4 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,229 F4 · shares: These shares were sold under instructions given in a previously existing plan established in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, in order to satisfy the reporting person's tax obligations for restricted stock units that vested on February 25, 2022. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.04 to $19.945 (inclusive) on February 25, 2022. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 25, 2022 Filed Feb 26, 2022 02:31 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | Exercise / conversionCommon Stock | 4,721 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-006896 · form4.xml · nonDerivative · entry 3 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting. Read SEC document |
| February 23, 2022 Filed Feb 26, 2022 02:31 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | Exercise / conversionRestricted Stock Units · Derivative | 3,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-006896 · form4.xml · derivative · entry 6 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,278 Underlying: Common Stock · 3,363 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting. F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F8 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2021, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F6 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F8 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2021, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F6 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. Read SEC document |
| February 23, 2022 Filed Feb 26, 2022 02:31 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | GrantRestricted Stock Units · Derivative | 17,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-006896 · form4.xml · derivative · entry 5 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,893 Underlying: Common Stock · 17,893 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F7 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2022, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F7 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2022, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F7 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2022, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F6 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. Read SEC document |
| February 23, 2022 Filed Feb 26, 2022 02:31 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | SaleCommon Stock | 1,614 | $19.71 | $31,809.20 |
DisclosureSEC source: 0001140361-22-006896 · form4.xml · nonDerivative · entry 2 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,774 F2 · shares: These shares were sold under instructions given in a previously existing plan established in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, in order to satisfy the reporting person's tax obligations for restricted stock units that vested on February 23, 2022. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.525 to $20.3584 (inclusive) on February 23, 2022. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 23, 2022 Filed Feb 26, 2022 02:31 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | Exercise / conversionCommon Stock | 3,363 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-006896 · form4.xml · nonDerivative · entry 1 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting. Read SEC document |
| March 04, 2021 Filed Mar 6, 2021 02:00 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | Exercise / conversionRestricted Stock Units · Derivative | 2,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-007569 · form4.xml · derivative · entry 7 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,980 Underlying: Common Stock · 2,980 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting. F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F9 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F9 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F9 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F1 · derivative.underlying_shares: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting. F4 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. Read SEC document |
| March 04, 2021 Filed Mar 6, 2021 02:00 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | SaleCommon Stock | 1,430 | $11.02 | $15,756.88 |
DisclosureSEC source: 0001140361-21-007569 · form4.xml · nonDerivative · entry 2 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,025 F2 · shares: These shares were sold under instructions given in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, in order to satisfy the reporting person's tax obligations for restricted stock units that vested on March 4, 2021. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.82 to $11.59 (inclusive) on March 4, 2021. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 04, 2021 Filed Mar 6, 2021 02:00 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | Exercise / conversionCommon Stock | 2,980 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-007569 · form4.xml · nonDerivative · entry 1 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,455 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting. Read SEC document |
| February 27, 2021 Filed Mar 3, 2021 02:02 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | Exercise / conversionRestricted Stock Units · Derivative | 1,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-007062 · form4.xml · derivative · entry 9 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,218 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting. F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F11 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F11 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F11 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F4 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. Read SEC document |
| February 27, 2021 Filed Mar 3, 2021 02:02 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | Exercise / conversionCommon Stock | 1,218 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-007062 · form4.xml · nonDerivative · entry 1 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 02:38 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | Exercise / conversionRestricted Stock Units · Derivative | 4,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-006290 · form4.xml · derivative · entry 5 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,443 Underlying: Common Stock · 4,721 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting. F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F7 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F7 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F7 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F1 · derivative.underlying_shares: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting. F4 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 02:38 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | SaleCommon Stock | 2,266 | $10.67 | $24,188.87 |
DisclosureSEC source: 0001140361-21-006290 · form4.xml · nonDerivative · entry 2 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,841 F2 · shares: These shares were sold under instructions given in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, in order to satisfy the reporting person's tax obligations for restricted stock units that settled in shares of the issuer's common stock on February 25, 2021. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.32 to $11.07 (inclusive) on February 25, 2021. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 02:38 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | Exercise / conversionCommon Stock | 4,721 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-006290 · form4.xml · nonDerivative · entry 1 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting. Read SEC document |
| February 25, 2021 Filed Mar 3, 2021 02:02 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | SaleCommon Stock | 584 | $10.46 | $6,111.38 |
DisclosureSEC source: 0001140361-21-007062 · form4.xml · nonDerivative · entry 2 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,475 F2 · shares: These shares were sold under instructions given in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, in order to satisfy the reporting person's tax obligations for restricted stock units that vested on February 27, 2021. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.24 to $10.83 (inclusive) on March 1, 2021. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 02:38 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | GrantOption · Derivative | 11,547 | $0.00 Strike: $9.91 | $0.00 |
DisclosureSEC source: 0001140361-21-006290 · form4.xml · derivative · entry 4 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,547 Underlying: Common Stock · 11,547 shares Expires 2026-02-25 F6 · derivative.exercise_date: These options generally become exercisable in equal installments on each of the first three anniversaries of February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 02:38 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | GrantRestricted Stock Units · Derivative | 10,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-006290 · form4.xml · derivative · entry 3 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,091 Underlying: Common Stock · 10,091 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F5 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2021, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F5 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2021, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F5 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2021, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F4 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 22:20 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | Exercise / conversionRestricted Stock Units · Derivative | 2,979 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-005104 · form4.xml · derivative · entry 5 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,960 Underlying: Common Stock · 2,979 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting. F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F7 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F7 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F7 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F1 · derivative.underlying_shares: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting. F4 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 22:20 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | SaleCommon Stock | 1,430 | $7.02 | $10,044.89 |
DisclosureSEC source: 0001140361-20-005104 · form4.xml · nonDerivative · entry 2 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,970 F2 · shares: These shares were sold in order to satisfy the reporting person's tax obligations for restricted stock units that settled in shares of the issuer's common stock on March 4, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.99 to $7.07 (inclusive) on March 4, 2020. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 22:20 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | Exercise / conversionCommon Stock | 2,979 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-005104 · form4.xml · nonDerivative · entry 1 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting. Read SEC document |
| February 27, 2020 Filed Feb 27, 2020 22:30 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | Exercise / conversionRestricted Stock Units · Derivative | 1,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-004306 · form4.xml · derivative · entry 7 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,218 Underlying: Common Stock · 1,217 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F8 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F8 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F8 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F3 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. Read SEC document |
| February 27, 2020 Filed Feb 27, 2020 22:30 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | SaleCommon Stock | 584 | $7.07 | $4,126.02 |
DisclosureSEC source: 0001140361-20-004306 · form4.xml · nonDerivative · entry 2 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,837 F1 · shares: These shares were sold in order to satisfy the reporting person's tax obligations for restricted stock units that settled in shares of the issuer's common stock on February 27, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.06 to $7.08 (inclusive) on February 27, 2020. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 27, 2020 Filed Feb 27, 2020 22:30 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | Exercise / conversionCommon Stock | 1,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-004306 · form4.xml · nonDerivative · entry 1 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,421 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 22:30 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | GrantOption · Derivative | 28,090 | $0.00 Strike: $7.06 | $0.00 |
DisclosureSEC source: 0001140361-20-004306 · form4.xml · derivative · entry 4 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,090 Underlying: Common Stock · 28,090 shares Expires 2026-02-25 F5 · derivative.exercise_date: These options generally become exercisable in equal installments on each of the first three anniversaries of February 25, 2020. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 22:30 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | GrantRestricted Stock Units · Derivative | 14,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-004306 · form4.xml · derivative · entry 3 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,164 Underlying: Common Stock · 14,164 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F4 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F4 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F4 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 25, 2020, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F3 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. Read SEC document |
| March 06, 2019 Filed Mar 6, 2019 22:20 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | Exercise / conversionRestricted Stock Units · Derivative | 1,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-004501 · form4.xml · derivative · entry 5 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,435 Underlying: Common Stock · 1,217 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F7 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F7 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F7 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F4 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. Read SEC document |
| March 06, 2019 Filed Mar 6, 2019 22:20 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | SaleCommon Stock | 608 | $8.65 | $5,258.71 |
DisclosureSEC source: 0001140361-19-004501 · form4.xml · nonDerivative · entry 2 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,204 F2 · shares: These shares were sold in order to satisfy the reporting person's tax obligations for restricted stock units that settled in shares of the issuer's common stock on March 6, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.64 to $8.66 (inclusive) on March 6, 2019. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 06, 2019 Filed Mar 6, 2019 22:20 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | Exercise / conversionCommon Stock | 1,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-004501 · form4.xml · nonDerivative · entry 1 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,595 shares of the issuer's common stock which have been adjusted for the issuer's 1-for-10 reverse stock split that occurred on July 7, 2016. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 22:20 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | GrantOption · Derivative | 20,270 | $0.00 Strike: $8.39 | $0.00 |
DisclosureSEC source: 0001140361-19-004501 · form4.xml · derivative · entry 4 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,270 Underlying: Common Stock · 20,270 shares Expires 2025-03-04 F6 · derivative.exercise_date: These options generally become exercisable in equal installments on each of the first three anniversaries of March 4, 2019. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 22:20 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | GrantRestricted Stock Units · Derivative | 8,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-004501 · form4.xml · derivative · entry 3 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,939 Underlying: Common Stock · 8,939 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F5 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F5 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F5 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F4 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:15 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | GrantOption · Derivative | 11,962 | $0.00 Strike: $13.69 | $0.00 |
DisclosureSEC source: 0001140361-18-011311 · form4.xml · derivative · entry 3 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,962 Underlying: Common Stock · 11,962 shares Expires 2024-02-27 F3 · derivative.exercise_date: These options generally become exercisable in equal installments on each of the first three anniversaries of February 27, 2018. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:15 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | GrantRestricted Stock Units · Derivative | 3,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-011311 · form4.xml · derivative · entry 2 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,652 Underlying: Common Stock · 3,652 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F2 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018. F2 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018. F2 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018. F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.