Last 12 months
Inside the activity.
0 purchase rows · 33 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 14 |
| Jun 2026 | 0 | 4 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 23, 2020 Filed Dec 28, 2020 17:24 UTC |
Carlisle Stephen K.Executive Vice President
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,217 | $0.00 Strike: $31.32 | $0.00 |
DisclosureSEC source: 0001467858-20-000156 · wf-form4_160919425875857.xml · derivative · entry 3 Carlisle Stephen K. · CIK 0001817794 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,627 Underlying: Common Stock · 10,217 shares Expires 2025-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These stock options were granted on July 28, 2015, under the Company's 2014 Long-Term Incentive Plan. Forty percent of the options became exercisable on February 15, 2017; the remaining 60% became exercisable in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020. Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 17:24 UTC |
Carlisle Stephen K.Executive Vice President
|
SaleCommon Stock | 10,217 | $42.85 | $437,798.45 |
DisclosureSEC source: 0001467858-20-000156 · wf-form4_160919425875857.xml · nonDerivative · entry 2 Carlisle Stephen K. · CIK 0001817794 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,409 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $42.85 to $42.88, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 17:24 UTC |
Carlisle Stephen K.Executive Vice President
|
Exercise / conversionCommon Stock | 10,217 | $31.32 | $319,996.44 |
DisclosureSEC source: 0001467858-20-000156 · wf-form4_160919425875857.xml · nonDerivative · entry 1 Carlisle Stephen K. · CIK 0001817794 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 22:29 UTC |
Johnson GeraldExecutive Vice President
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 22,776 | $0.00 Strike: $31.32 | $0.00 |
DisclosureSEC source: 0001467858-20-000154 · wf-form4_160807135733069.xml · derivative · entry 3 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,776 shares Expires 2025-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These stock options were granted on July 28, 2015, under the Company's 2014 Long-Term Incentive Plan. Forty percent of the options became exercisable on February 15, 2017; the remaining 60% became exercisable in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 22:29 UTC |
Johnson GeraldExecutive Vice President
|
SaleCommon Stock | 22,776 | $42.40 | $965,702.40 |
DisclosureSEC source: 0001467858-20-000154 · wf-form4_160807135733069.xml · nonDerivative · entry 2 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,277 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $42.27 to $42.50, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 22:29 UTC |
Johnson GeraldExecutive Vice President
|
Exercise / conversionCommon Stock | 22,776 | $31.32 | $713,344.32 |
DisclosureSEC source: 0001467858-20-000154 · wf-form4_160807135733069.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,053 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 17:38 UTC |
Glidden Craig B.Executive Vice President & GC
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 118,284 | $0.00 Strike: $34.34 | $0.00 |
DisclosureSEC source: 0001467858-20-000152 · wf-form4_160798546800770.xml · derivative · entry 7 Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 118,284 shares Expires 2027-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These stock options were granted on June 7, 2017, and vested in three equal installments on February 14, 2018, February 14, 2019, and February 14, 2020. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 17:38 UTC |
Glidden Craig B.Executive Vice President & GC
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 250,542 | $0.00 Strike: $31.32 | $0.00 |
DisclosureSEC source: 0001467858-20-000152 · wf-form4_160798546800770.xml · derivative · entry 6 Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250,542 shares Expires 2025-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These stock options were granted on July 28, 2015, under the Company's 2014 Long-Term Incentive Plan. Forty percent of the options became exercisable on February 15, 2017; the remaining 60% became exercisable in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 17:38 UTC |
Glidden Craig B.Executive Vice President & GC
|
SaleCommon Stock | 85,361 | $43.34 | $3,699,545.74 |
DisclosureSEC source: 0001467858-20-000152 · wf-form4_160798546800770.xml · nonDerivative · entry 5 Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,783 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $43.02 to $43.78, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 17:38 UTC |
Glidden Craig B.Executive Vice President & GC
|
SaleCommon Stock | 118,284 | $43.14 | $5,102,771.76 |
DisclosureSEC source: 0001467858-20-000152 · wf-form4_160798546800770.xml · nonDerivative · entry 4 Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,144 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $42.93 to $43.56, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 17:38 UTC |
Glidden Craig B.Executive Vice President & GC
|
Exercise / conversionCommon Stock | 118,284 | $34.34 | $4,061,872.56 |
DisclosureSEC source: 0001467858-20-000152 · wf-form4_160798546800770.xml · nonDerivative · entry 3 Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,428 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 17:38 UTC |
Glidden Craig B.Executive Vice President & GC
|
SaleCommon Stock | 250,542 | $43.07 | $10,790,843.94 |
DisclosureSEC source: 0001467858-20-000152 · wf-form4_160798546800770.xml · nonDerivative · entry 2 Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,144 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $42.87 to $43.56, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 17:38 UTC |
Glidden Craig B.Executive Vice President & GC
|
Exercise / conversionCommon Stock | 250,542 | $31.32 | $7,846,975.44 |
DisclosureSEC source: 0001467858-20-000152 · wf-form4_160798546800770.xml · nonDerivative · entry 1 Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:05 UTC |
Jacobson Paul AExecutive Vice President & CFO
|
GrantRestricted Stock Units · Derivative | 55,954 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-20-000150 · wf-form4_160703310941142.xml · derivative · entry 2 Jacobson Paul A · CIK 0001543655 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,954 Underlying: Common Stock · 55,954 shares Expires not disclosed F3 · security: These Restricted Stock Units ("RSUs") are awarded pursuant to the Company's 2020 Long-Term Incentive Plan. F4 · derivative.exercise_price: The RSUs do not have a conversion or exercise price. Upon vesting, they will be settled in shares of the Company's common stock on a one-for-one basis. F5 · derivative.exercise_date: Of these RSUs, one-half will vest on December 1, 2022, and one-half will vest on December 1, 2023. F6 · derivative.expiration_date: The RSUs do not have a date on which they will expire. They will be fully settled on December 1, 2023. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:05 UTC |
Jacobson Paul AExecutive Vice President & CFO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 37,961 | $0.00 Strike: $44.68 | $0.00 |
DisclosureSEC source: 0001467858-20-000150 · wf-form4_160703310941142.xml · derivative · entry 1 Jacobson Paul A · CIK 0001543655 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,961 Underlying: Common Stock · 37,961 shares Expires 2030-02-12 F1 · security: These Stock Options are being awarded to the Reporting Person under the Company's 2020 Long-Term Incentive Plan. F2 · derivative.exercise_date: These Stock Options will vest as follows: one-third on February 12, 2021; one-third on February 12, 2022; and one-third on February 12, 2023. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 17:48 UTC |
MOTT RANDALL DExecutive Vice President & CIO
|
SaleCommon Stock | 25,000 | $46.00 | $1,150,000.00 |
DisclosureSEC source: 0001467858-20-000144 · wf-form4_160634452041345.xml · nonDerivative · entry 1 MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,427 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 22:49 UTC |
Barra Mary TDirector · Chairman & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 525,105 | $0.00 Strike: $31.32 | $0.00 |
DisclosureSEC source: 0001467858-20-000146 · wf-form4_160634456597743.xml · derivative · entry 3 Barra Mary T · CIK 0001492154 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,003,037 Underlying: Common Stock · 525,105 shares Expires 2025-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These stock options were granted on July 28, 2015, under the Company's 2014 Long-Term Incentive Plan. Forty percent of the options became exercisable on February 15, 2017; the remaining 60% became exercisable in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 22:49 UTC |
Barra Mary TDirector · Chairman & CEO
|
SaleCommon Stock | 525,105 | $44.45 | $23,340,917.25 |
DisclosureSEC source: 0001467858-20-000146 · wf-form4_160634456597743.xml · nonDerivative · entry 2 Barra Mary T · CIK 0001492154 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,158,329 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $44.00 to $45.15, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 22:49 UTC |
Barra Mary TDirector · Chairman & CEO
|
Exercise / conversionCommon Stock | 525,105 | $31.32 | $16,446,288.60 |
DisclosureSEC source: 0001467858-20-000146 · wf-form4_160634456597743.xml · nonDerivative · entry 1 Barra Mary T · CIK 0001492154 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,683,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 22:49 UTC |
Hatto ChristopherVice President & CAO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 16,627 | $0.00 Strike: $34.34 | $0.00 |
DisclosureSEC source: 0001467858-20-000145 · wf-form4_160634453950263.xml · derivative · entry 6 Hatto Christopher · CIK 0001292153 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,627 shares Expires 2027-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These stock options were granted on June 7, 2017, and vested in three equal installments on February 14, 2018, February 14, 2019, and February 14, 2020. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 22:49 UTC |
Hatto ChristopherVice President & CAO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 35,922 | $0.00 Strike: $31.32 | $0.00 |
DisclosureSEC source: 0001467858-20-000145 · wf-form4_160634453950263.xml · derivative · entry 5 Hatto Christopher · CIK 0001292153 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,922 shares Expires 2025-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These stock options were granted on July 28, 2015, under the Company's 2014 Long-Term Incentive Plan. Forty percent of the options became exercisable on February 15, 2017; the remaining 60% became exercisable in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020. F3 · balance_after: Due to an administrative error, the Reporting Person's Form 3 included 23,948 options that had been exercised prior to the Reporting Person becoming a Section 16 officer. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 22:49 UTC |
Hatto ChristopherVice President & CAO
|
SaleCommon Stock | 16,627 | $45.00 | $748,215.00 |
DisclosureSEC source: 0001467858-20-000145 · wf-form4_160634453950263.xml · nonDerivative · entry 4 Hatto Christopher · CIK 0001292153 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,040 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 22:49 UTC |
Hatto ChristopherVice President & CAO
|
Exercise / conversionCommon Stock | 16,627 | $34.34 | $570,971.18 |
DisclosureSEC source: 0001467858-20-000145 · wf-form4_160634453950263.xml · nonDerivative · entry 3 Hatto Christopher · CIK 0001292153 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 22:49 UTC |
Hatto ChristopherVice President & CAO
|
SaleCommon Stock | 35,922 | $45.00 | $1,616,490.00 |
DisclosureSEC source: 0001467858-20-000145 · wf-form4_160634453950263.xml · nonDerivative · entry 2 Hatto Christopher · CIK 0001292153 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,040 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 22:49 UTC |
Hatto ChristopherVice President & CAO
|
Exercise / conversionCommon Stock | 35,922 | $31.32 | $1,125,077.04 |
DisclosureSEC source: 0001467858-20-000145 · wf-form4_160634453950263.xml · nonDerivative · entry 1 Hatto Christopher · CIK 0001292153 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 18:53 UTC |
MOTT RANDALL DExecutive Vice President & CIO
|
SaleCommon Stock | 25,000 | $44.00 | $1,100,000.00 |
DisclosureSEC source: 0001467858-20-000139 · wf-form4_160591639192065.xml · nonDerivative · entry 1 MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,427 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 23:53 UTC |
Barra Mary TDirector · Chairman & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 74,895 | $0.00 Strike: $31.32 | $0.00 |
DisclosureSEC source: 0001467858-20-000140 · wf-form4_160591640899353.xml · derivative · entry 5 Barra Mary T · CIK 0001492154 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,528,142 Underlying: Common Stock · 74,895 shares Expires 2025-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These stock options were granted on July 28, 2015, under the Company's 2014 Long-Term Incentive Plan. Forty percent of the options became exercisable on February 15, 2017; the remaining 60% became exercisable in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 23:53 UTC |
Barra Mary TDirector · Chairman & CEO
|
SaleCommon Stock | 17,025 | $44.01 | $749,270.25 |
DisclosureSEC source: 0001467858-20-000140 · wf-form4_160591640899353.xml · nonDerivative · entry 4 Barra Mary T · CIK 0001492154 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,158,329 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 23:53 UTC |
Barra Mary TDirector · Chairman & CEO
|
SaleCommon Stock | 82,975 | $44.00 | $3,650,900.00 |
DisclosureSEC source: 0001467858-20-000140 · wf-form4_160591640899353.xml · nonDerivative · entry 3 Barra Mary T · CIK 0001492154 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,175,354 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 23:53 UTC |
Barra Mary TDirector · Chairman & CEO
|
SaleCommon Stock | 74,895 | $44.02 | $3,296,877.90 |
DisclosureSEC source: 0001467858-20-000140 · wf-form4_160591640899353.xml · nonDerivative · entry 2 Barra Mary T · CIK 0001492154 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,258,329 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $44.00 to $44.11, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 23:53 UTC |
Barra Mary TDirector · Chairman & CEO
|
Exercise / conversionCommon Stock | 74,895 | $31.32 | $2,345,711.40 |
DisclosureSEC source: 0001467858-20-000140 · wf-form4_160591640899353.xml · nonDerivative · entry 1 Barra Mary T · CIK 0001492154 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,333,224 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 19:09 UTC |
MOTT RANDALL DExecutive Vice President & CIO
|
SaleCommon Stock | 25,000 | $42.00 | $1,050,000.00 |
DisclosureSEC source: 0001467858-20-000135 · wf-form4_160574453115680.xml · nonDerivative · entry 1 MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,427 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 16, 2020 Filed Nov 19, 2020 00:09 UTC |
Barra Mary TDirector · Chairman & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $31.32 | $0.00 |
DisclosureSEC source: 0001467858-20-000136 · wf-form4_160574454580328.xml · derivative · entry 5 Barra Mary T · CIK 0001492154 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,603,037 Underlying: Common Stock · 500,000 shares Expires 2025-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These stock options were granted on July 28, 2015, under the Company's 2014 Long-Term Incentive Plan. Forty percent of the options became exercisable on February 15, 2017; the remaining 60% became exercisable in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020. Read SEC document |
| November 16, 2020 Filed Nov 19, 2020 00:09 UTC |
Barra Mary TDirector · Chairman & CEO
|
SaleCommon Stock | 6,139 | $42.03 | $258,022.17 |
DisclosureSEC source: 0001467858-20-000136 · wf-form4_160574454580328.xml · nonDerivative · entry 4 Barra Mary T · CIK 0001492154 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,258,329 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 16, 2020 Filed Nov 19, 2020 00:09 UTC |
Barra Mary TDirector · Chairman & CEO
|
SaleCommon Stock | 43,861 | $42.00 | $1,842,162.00 |
DisclosureSEC source: 0001467858-20-000136 · wf-form4_160574454580328.xml · nonDerivative · entry 3 Barra Mary T · CIK 0001492154 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,264,468 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 16, 2020 Filed Nov 19, 2020 00:09 UTC |
Barra Mary TDirector · Chairman & CEO
|
SaleCommon Stock | 500,000 | $42.03 | $21,015,000.00 |
DisclosureSEC source: 0001467858-20-000136 · wf-form4_160574454580328.xml · nonDerivative · entry 2 Barra Mary T · CIK 0001492154 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,308,329 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $42.00 to $42.13, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| November 16, 2020 Filed Nov 19, 2020 00:09 UTC |
Barra Mary TDirector · Chairman & CEO
|
Exercise / conversionCommon Stock | 500,000 | $31.32 | $15,660,000.00 |
DisclosureSEC source: 0001467858-20-000136 · wf-form4_160574454580328.xml · nonDerivative · entry 1 Barra Mary T · CIK 0001492154 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,808,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 11, 2020 Filed Nov 14, 2020 00:02 UTC |
Barra Mary TDirector · Chairman & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $31.32 | $0.00 |
DisclosureSEC source: 0001467858-20-000132 · wf-form4_160531211541261.xml · derivative · entry 3 Barra Mary T · CIK 0001492154 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,103,037 Underlying: Common Stock · 500,000 shares Expires 2025-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These stock options were granted on July 28, 2015, under the Company's 2014 Long-Term Incentive Plan. Forty percent of the options became exercisable on February 15, 2017; the remaining 60% became exercisable in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020. Read SEC document |
| November 11, 2020 Filed Nov 14, 2020 00:02 UTC |
Barra Mary TDirector · Chairman & CEO
|
SaleCommon Stock | 500,000 | $40.69 | $20,345,000.00 |
DisclosureSEC source: 0001467858-20-000132 · wf-form4_160531211541261.xml · nonDerivative · entry 2 Barra Mary T · CIK 0001492154 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,308,329 F2 · price: The price in Column 4 is the weighted average sales price of the shares. The shares were sold in multiple transactions at prices from $40.14 to $41.77, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| November 11, 2020 Filed Nov 14, 2020 00:02 UTC |
Barra Mary TDirector · Chairman & CEO
|
Exercise / conversionCommon Stock | 500,000 | $31.32 | $15,660,000.00 |
DisclosureSEC source: 0001467858-20-000132 · wf-form4_160531211541261.xml · nonDerivative · entry 1 Barra Mary T · CIK 0001492154 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,808,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 22:34 UTC |
Reuss Mark LPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 165,943 | $0.00 Strike: $31.32 | $0.00 |
DisclosureSEC source: 0001467858-20-000130 · wf-form4_160522044992713.xml · derivative · entry 4 Reuss Mark L · CIK 0001492362 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 165,943 shares Expires 2025-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These stock options were granted on July 28, 2015, under the Company's 2014 Long-Term Incentive Plan. Forty percent of the options became exercisable on February 15, 2017; the remaining 60% became exercisable in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 22:34 UTC |
Reuss Mark LPresident
|
SaleCommon Stock | 85,283 | $39.11 | $3,335,418.13 |
DisclosureSEC source: 0001467858-20-000130 · wf-form4_160522044992713.xml · nonDerivative · entry 3 Reuss Mark L · CIK 0001492362 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,469 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price in Column 4 is the weighted average sales price of the shares. The shares were sold in multiple transactions at prices from $39.00 to $39.37, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 22:34 UTC |
Reuss Mark LPresident
|
SaleCommon Stock | 165,943 | $39.08 | $6,485,052.44 |
DisclosureSEC source: 0001467858-20-000130 · wf-form4_160522044992713.xml · nonDerivative · entry 2 Reuss Mark L · CIK 0001492362 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,752 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price in Column 4 is the weighted average sales price of the shares. The shares were sold in multiple transactions at prices from $39.00 to $39.37, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 22:34 UTC |
Reuss Mark LPresident
|
Exercise / conversionCommon Stock | 165,943 | $31.32 | $5,197,334.76 |
DisclosureSEC source: 0001467858-20-000130 · wf-form4_160522044992713.xml · nonDerivative · entry 1 Reuss Mark L · CIK 0001492362 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 20, 2020 Filed Oct 22, 2020 21:22 UTC |
Hatto ChristopherVice President & CAO
|
SaleCommon Stock | 8,148 | $36.00 | $293,328.00 |
DisclosureSEC source: 0001467858-20-000122 · wf-form4_160340172253558.xml · nonDerivative · entry 1 Hatto Christopher · CIK 0001292153 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,040 F1 · security: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 02, 2020 Filed Oct 5, 2020 21:06 UTC |
Parks Douglas LExecutive Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 17,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-20-000119 · wf-form4_160193193198280.xml · derivative · entry 3 Parks Douglas L · CIK 0001793300 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,794 shares Expires 2020-10-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: These Restricted Stock Units ("RSUs") were awarded on October 2, 2017, under the Company's 2017 Long-Term Incentive Plan. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-basis. Read SEC document |
| October 02, 2020 Filed Oct 5, 2020 21:06 UTC |
Parks Douglas LExecutive Vice President
|
Tax withholdingCommon Stock | 7,759 | $30.46 | $236,339.14 |
DisclosureSEC source: 0001467858-20-000119 · wf-form4_160193193198280.xml · nonDerivative · entry 2 Parks Douglas L · CIK 0001793300 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,138 Read SEC document |
| October 02, 2020 Filed Oct 5, 2020 21:06 UTC |
Parks Douglas LExecutive Vice President
|
Exercise / conversionCommon Stock | 17,794 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001467858-20-000119 · wf-form4_160193193198280.xml · nonDerivative · entry 1 Parks Douglas L · CIK 0001793300 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,897 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-basis. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 17:06 UTC |
Carlisle Stephen K.Executive Vice President
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 49,574 | $0.00 Strike: $30.38 | $0.00 |
DisclosureSEC source: 0001467858-20-000120 · wf-form4_160193195031366.xml · derivative · entry 1 Carlisle Stephen K. · CIK 0001817794 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,574 Underlying: Common Stock · 49,574 shares Expires 2030-02-12 F1 · security: These Stock Options were granted on October 1, 2020, under the Company's 2020 Long-Term Incentive Plan. One-third will vest on February 12, 2021; one-third will vest on February 12, 2022; and one-third will vest on February 12, 2023. F1 · derivative.exercise_date: These Stock Options were granted on October 1, 2020, under the Company's 2020 Long-Term Incentive Plan. One-third will vest on February 12, 2021; one-third will vest on February 12, 2022; and one-third will vest on February 12, 2023. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 21:06 UTC |
Parks Douglas LExecutive Vice President
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 33,417 | $0.00 Strike: $30.38 | $0.00 |
DisclosureSEC source: 0001467858-20-000119 · wf-form4_160193193198280.xml · derivative · entry 4 Parks Douglas L · CIK 0001793300 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,417 Underlying: Common Stock · 33,417 shares Expires 2030-02-12 F3 · security: These Stock Options were granted on October 1, 2020, under the Company's 2020 Long-Term Incentive Plan. One-third will vest on February 12, 2021; one-third will vest on February 12, 2022; and one-third will vest on February 12, 2023. F3 · derivative.exercise_date: These Stock Options were granted on October 1, 2020, under the Company's 2020 Long-Term Incentive Plan. One-third will vest on February 12, 2021; one-third will vest on February 12, 2022; and one-third will vest on February 12, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.