Last 12 months
Inside the activity.
0 purchase rows · 33 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 14 |
| Jun 2026 | 0 | 4 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 13, 2021 Filed Feb 17, 2021 22:15 UTC |
Barra Mary TDirector · Chairman & CEO
|
GrantCommon Stock | 464,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-21-000042 · wf-form4_161360012330308.xml · nonDerivative · entry 1 Barra Mary T · CIK 0001492154 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,622,443 F1 · security: On February 13, 2018, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2017 Long-Term Incentive Plan. Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 13, 2021, and were awarded in shares of common stock. Read SEC document |
| February 13, 2021 Filed Feb 17, 2021 22:18 UTC |
Hatto ChristopherVice President & CAO
|
Tax withholdingCommon Stock | 3,143 | $53.60 | $168,464.80 |
DisclosureSEC source: 0001467858-21-000047 · wf-form4_161360027055074.xml · nonDerivative · entry 2 Hatto Christopher · CIK 0001292153 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,650 Read SEC document |
| February 13, 2021 Filed Feb 17, 2021 22:18 UTC |
Hatto ChristopherVice President & CAO
|
GrantCommon Stock | 10,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-21-000047 · wf-form4_161360027055074.xml · nonDerivative · entry 1 Hatto Christopher · CIK 0001292153 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,793 F1 · security: On February 13, 2018, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2017 Long-Term Incentive Plan. Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 13, 2021, and were awarded in shares of common stock. Read SEC document |
| February 13, 2021 Filed Feb 17, 2021 22:17 UTC |
Parks Douglas LExecutive Vice President
|
Tax withholdingCommon Stock | 8,088 | $53.60 | $433,516.80 |
DisclosureSEC source: 0001467858-21-000046 · wf-form4_161360022545559.xml · nonDerivative · entry 2 Parks Douglas L · CIK 0001793300 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,951 Read SEC document |
| February 13, 2021 Filed Feb 17, 2021 22:17 UTC |
Parks Douglas LExecutive Vice President
|
GrantCommon Stock | 24,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-21-000046 · wf-form4_161360022545559.xml · nonDerivative · entry 1 Parks Douglas L · CIK 0001793300 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,039 F1 · security: On February 13, 2018, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2017 Long-Term Incentive Plan. Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 13, 2021, and were awarded in shares of common stock. Read SEC document |
| February 13, 2021 Filed Feb 17, 2021 22:15 UTC |
Tsien MatthewExecutive Vice President
|
Tax withholdingCommon Stock | 28,249 | $53.60 | $1,514,146.40 |
DisclosureSEC source: 0001467858-21-000041 · wf-form4_161360009518140.xml · nonDerivative · entry 2 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,775 Read SEC document |
| February 13, 2021 Filed Feb 17, 2021 22:15 UTC |
Tsien MatthewExecutive Vice President
|
GrantCommon Stock | 64,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-21-000041 · wf-form4_161360009518140.xml · nonDerivative · entry 1 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,024 F1 · security: On February 13, 2018, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2017 Long-Term Incentive Plan. Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 13, 2021, and were awarded in shares of common stock. Read SEC document |
| February 13, 2021 Filed Feb 17, 2021 22:14 UTC |
Johnson GeraldExecutive Vice President
|
Tax withholdingCommon Stock | 7,414 | $53.60 | $397,390.40 |
DisclosureSEC source: 0001467858-21-000040 · wf-form4_161360007601882.xml · nonDerivative · entry 2 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,208 Read SEC document |
| February 13, 2021 Filed Feb 17, 2021 22:14 UTC |
Johnson GeraldExecutive Vice President
|
GrantCommon Stock | 21,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-21-000040 · wf-form4_161360007601882.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,622 F1 · security: On February 13, 2018, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2017 Long-Term Incentive Plan. Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 13, 2021, and were awarded in shares of common stock. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 17:17 UTC |
MOTT RANDALL DExecutive Vice President & CIO
|
SaleCommon Stock | 25,000 | $53.69 | $1,342,250.00 |
DisclosureSEC source: 0001467858-21-000030 · wf-form4_161126744680936.xml · nonDerivative · entry 1 MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,427 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 17:09 UTC |
MOTT RANDALL DExecutive Vice President & CIO
|
SaleCommon Stock | 25,000 | $50.85 | $1,271,250.00 |
DisclosureSEC source: 0001467858-21-000028 · wf-form4_161074853903512.xml · nonDerivative · entry 1 MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,427 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 12, 2021 Filed Jan 13, 2021 17:45 UTC |
MOTT RANDALL DExecutive Vice President & CIO
|
SaleCommon Stock | 25,000 | $48.01 | $1,200,250.00 |
DisclosureSEC source: 0001467858-21-000026 · wf-form4_161057790784463.xml · nonDerivative · entry 1 MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,427 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $48.00 to $48.02, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| January 12, 2021 Filed Jan 13, 2021 17:34 UTC |
Carlisle Stephen K.Executive Vice President
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,206 | $0.00 Strike: $34.34 | $0.00 |
DisclosureSEC source: 0001467858-21-000022 · wf-form4_161057725955845.xml · derivative · entry 12 Carlisle Stephen K. · CIK 0001817794 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,206 shares Expires 2027-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F7 · derivative.exercise_date: These stock options were granted on June 7, 2017, under the Company's 2017 Long-Term Incentive Plan. The stock options vested in three equal installments on February 14, 2018, February 14, 2019, and February 14, 2020. Read SEC document |
| January 12, 2021 Filed Jan 13, 2021 17:34 UTC |
Carlisle Stephen K.Executive Vice President
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,206 | $0.00 Strike: $34.34 | $0.00 |
DisclosureSEC source: 0001467858-21-000022 · wf-form4_161057725955845.xml · derivative · entry 11 Carlisle Stephen K. · CIK 0001817794 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,206 Underlying: Common Stock · 20,206 shares Expires 2027-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F7 · derivative.exercise_date: These stock options were granted on June 7, 2017, under the Company's 2017 Long-Term Incentive Plan. The stock options vested in three equal installments on February 14, 2018, February 14, 2019, and February 14, 2020. Read SEC document |
| January 12, 2021 Filed Jan 13, 2021 17:34 UTC |
Carlisle Stephen K.Executive Vice President
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,614 | $0.00 Strike: $31.32 | $0.00 |
DisclosureSEC source: 0001467858-21-000022 · wf-form4_161057725955845.xml · derivative · entry 10 Carlisle Stephen K. · CIK 0001817794 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,614 shares Expires 2025-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F6 · derivative.exercise_date: These stock options were granted on July 28, 2015, under the Company's 2014 Long-Term Incentive Plan. Forty percent of the options became exercisable on February 15, 2017; the remaining 60% became exercisable in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020. Read SEC document |
| January 12, 2021 Filed Jan 13, 2021 17:34 UTC |
Carlisle Stephen K.Executive Vice President
|
SaleCommon Stock | 20,206 | $45.98 | $929,071.88 |
DisclosureSEC source: 0001467858-21-000022 · wf-form4_161057725955845.xml · nonDerivative · entry 8 Carlisle Stephen K. · CIK 0001817794 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,409 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F5 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $45.85 to $46.41, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| January 12, 2021 Filed Jan 13, 2021 17:34 UTC |
Carlisle Stephen K.Executive Vice President
|
Exercise / conversionCommon Stock | 20,206 | $34.34 | $693,874.04 |
DisclosureSEC source: 0001467858-21-000022 · wf-form4_161057725955845.xml · nonDerivative · entry 7 Carlisle Stephen K. · CIK 0001817794 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 12, 2021 Filed Jan 13, 2021 17:34 UTC |
Carlisle Stephen K.Executive Vice President
|
SaleCommon Stock | 20,206 | $47.87 | $967,261.22 |
DisclosureSEC source: 0001467858-21-000022 · wf-form4_161057725955845.xml · nonDerivative · entry 6 Carlisle Stephen K. · CIK 0001817794 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,409 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $47.85 to $47.93, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| January 12, 2021 Filed Jan 13, 2021 17:34 UTC |
Carlisle Stephen K.Executive Vice President
|
Exercise / conversionCommon Stock | 20,206 | $34.34 | $693,874.04 |
DisclosureSEC source: 0001467858-21-000022 · wf-form4_161057725955845.xml · nonDerivative · entry 5 Carlisle Stephen K. · CIK 0001817794 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 12, 2021 Filed Jan 13, 2021 17:34 UTC |
Carlisle Stephen K.Executive Vice President
|
SaleCommon Stock | 50,614 | $46.99 | $2,378,351.86 |
DisclosureSEC source: 0001467858-21-000022 · wf-form4_161057725955845.xml · nonDerivative · entry 4 Carlisle Stephen K. · CIK 0001817794 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,409 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $46.85 to $47.14, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| January 12, 2021 Filed Jan 13, 2021 17:34 UTC |
Carlisle Stephen K.Executive Vice President
|
Exercise / conversionCommon Stock | 50,614 | $31.32 | $1,585,230.48 |
DisclosureSEC source: 0001467858-21-000022 · wf-form4_161057725955845.xml · nonDerivative · entry 3 Carlisle Stephen K. · CIK 0001817794 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 17:34 UTC |
Carlisle Stephen K.Executive Vice President
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,615 | $0.00 Strike: $31.32 | $0.00 |
DisclosureSEC source: 0001467858-21-000022 · wf-form4_161057725955845.xml · derivative · entry 9 Carlisle Stephen K. · CIK 0001817794 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,614 Underlying: Common Stock · 50,615 shares Expires 2025-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F6 · derivative.exercise_date: These stock options were granted on July 28, 2015, under the Company's 2014 Long-Term Incentive Plan. Forty percent of the options became exercisable on February 15, 2017; the remaining 60% became exercisable in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 17:34 UTC |
Carlisle Stephen K.Executive Vice President
|
SaleCommon Stock | 50,615 | $45.00 | $2,277,675.00 |
DisclosureSEC source: 0001467858-21-000022 · wf-form4_161057725955845.xml · nonDerivative · entry 2 Carlisle Stephen K. · CIK 0001817794 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,409 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $44.85 to $45.15, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 17:34 UTC |
Carlisle Stephen K.Executive Vice President
|
Exercise / conversionCommon Stock | 50,615 | $31.32 | $1,585,261.80 |
DisclosureSEC source: 0001467858-21-000022 · wf-form4_161057725955845.xml · nonDerivative · entry 1 Carlisle Stephen K. · CIK 0001817794 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:39 UTC |
Johnson GeraldExecutive Vice President
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 31,627 | $0.00 Strike: $34.34 | $0.00 |
DisclosureSEC source: 0001467858-21-000024 · wf-form4_161057758000630.xml · derivative · entry 3 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,627 shares Expires 2027-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: These stock options were granted on June 7, 2017, under the Company's 2017 Long-Term Incentive Plan. The stock options vested in three equal installments on February 14, 2018, February 14, 2019, and February 14, 2020. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:39 UTC |
Johnson GeraldExecutive Vice President
|
SaleCommon Stock | 31,627 | $44.51 | $1,407,717.77 |
DisclosureSEC source: 0001467858-21-000024 · wf-form4_161057758000630.xml · nonDerivative · entry 2 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,277 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $44.50 to $44.58, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:39 UTC |
Johnson GeraldExecutive Vice President
|
Exercise / conversionCommon Stock | 31,627 | $34.34 | $1,086,071.18 |
DisclosureSEC source: 0001467858-21-000024 · wf-form4_161057758000630.xml · nonDerivative · entry 1 Johnson Gerald · CIK 0001772226 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 20:09 UTC |
Carlisle Stephen K.Executive Vice President
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 40,398 | $0.00 Strike: $31.32 | $0.00 |
DisclosureSEC source: 0000899243-21-001236 · doc4.xml · derivative · entry 3 Carlisle Stephen K. · CIK 0001817794 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,229 Underlying: Common Stock · 40,398 shares Expires 2025-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: These stock options were granted on July 28, 2015, under the Company's 2014 Long-Term Incentive Plan. Forty percent of the options became exercisable on February 15, 2017; the remaining 60% became exercisable in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 20:09 UTC |
Carlisle Stephen K.Executive Vice President
|
SaleCommon Stock | 40,398 | $42.93 | $1,734,286.14 |
DisclosureSEC source: 0000899243-21-001236 · doc4.xml · nonDerivative · entry 2 Carlisle Stephen K. · CIK 0001817794 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,409 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $42.85 to $43.06, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 20:09 UTC |
Carlisle Stephen K.Executive Vice President
|
Exercise / conversionCommon Stock | 40,398 | $31.32 | $1,265,265.36 |
DisclosureSEC source: 0000899243-21-001236 · doc4.xml · nonDerivative · entry 1 Carlisle Stephen K. · CIK 0001817794 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,807 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 16:38 UTC |
SOLSO THEODORE MDirector
|
GrantDeferred Share Units · Derivative | 1,889 | $18.32 | $34,606.48 |
DisclosureSEC source: 0001467858-21-000006 · wf-form4_160988267441182.xml · derivative · entry 2 SOLSO THEODORE M · CIK 0001097587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,143 Underlying: Common Stock · 1,889 shares Expires not disclosed F4 · security: Represents dividends accrued on DSUs in 2020 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. F2 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F5 · price: The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable dividend payment date. F2 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F2 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 16:38 UTC |
SOLSO THEODORE MDirector
|
GrantDeferred Share Units · Derivative | 12,303 | $30.48 | $374,995.44 |
DisclosureSEC source: 0001467858-21-000006 · wf-form4_160988267441182.xml · derivative · entry 1 SOLSO THEODORE M · CIK 0001097587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,254 Underlying: Common Stock · 12,303 shares Expires not disclosed F1 · security: Deferred Share Units ("DSUs") were awarded pursuant to the General Motors Company Deferred Compensation Plan for Non-Employee Directors (the "Plan"). Under the Plan, each non-employee director is required to defer one-half of the $305,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. F2 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F3 · price: The price of the DSUs is the average closing price of the Company's Common Stock during the previous calendar year. F2 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F2 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:57 UTC |
RUSSO PATRICIA FDirector
|
GrantDeferred Share Units · Derivative | 928 | $18.32 | $17,000.96 |
DisclosureSEC source: 0001467858-21-000018 · wf-form4_160988385982547.xml · derivative · entry 2 RUSSO PATRICIA F · CIK 0001023219 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,164 Underlying: Common Stock · 928 shares Expires not disclosed F4 · security: Represents dividends accrued on DSUs in 2020 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. F2 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F5 · price: The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable dividend payment date. F2 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F2 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:57 UTC |
RUSSO PATRICIA FDirector
|
GrantDeferred Share Units · Derivative | 7,385 | $30.48 | $225,094.80 |
DisclosureSEC source: 0001467858-21-000018 · wf-form4_160988385982547.xml · derivative · entry 1 RUSSO PATRICIA F · CIK 0001023219 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,236 Underlying: Common Stock · 7,385 shares Expires not disclosed F1 · security: Deferred Share Units ("DSUs") were awarded pursuant to the General Motors Company Deferred Compensation Plan for Non-Employee Directors (the "Plan"). Under the Plan, each non-employee director is required to defer one-half of the $305,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. F2 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F3 · price: The price of the DSUs is the average closing price of the Company's Common Stock during the previous calendar year. F2 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F2 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:53 UTC |
SCHOEWE THOMAS MDirector
|
GrantDeferred Share Units · Derivative | 753 | $18.32 | $13,794.96 |
DisclosureSEC source: 0001467858-21-000016 · wf-form4_160988362137473.xml · derivative · entry 2 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,336 Underlying: Common Stock · 753 shares Expires not disclosed F4 · security: Represents dividends accrued on DSUs in 2020 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. F2 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F5 · price: The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable dividend payment date. F2 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F2 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:53 UTC |
SCHOEWE THOMAS MDirector
|
GrantDeferred Share Units · Derivative | 4,436 | $30.48 | $135,209.28 |
DisclosureSEC source: 0001467858-21-000016 · wf-form4_160988362137473.xml · derivative · entry 1 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,583 Underlying: Common Stock · 4,436 shares Expires not disclosed F1 · security: Deferred Share Units ("DSUs") were awarded pursuant to the General Motors Company Deferred Compensation Plan for Non-Employee Directors (the "Plan"). Under the Plan, each non-employee director is required to defer one-half of the $305,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. F2 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F3 · price: The price of the DSUs is the average closing price of the Company's Common Stock during the previous calendar year. F2 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F2 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 16:42 UTC |
Mendillo Jane LDirector
|
GrantDeferred Share Units · Derivative | 661 | $18.32 | $12,109.52 |
DisclosureSEC source: 0001467858-21-000008 · wf-form4_160988290699264.xml · derivative · entry 2 Mendillo Jane L · CIK 0001672424 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,363 Underlying: Common Stock · 661 shares Expires not disclosed F4 · security: Represents dividends accrued on DSUs in 2020 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. F2 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F5 · price: The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable dividend payment date. F2 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F2 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 16:42 UTC |
Mendillo Jane LDirector
|
GrantDeferred Share Units · Derivative | 9,173 | $30.48 | $279,593.04 |
DisclosureSEC source: 0001467858-21-000008 · wf-form4_160988290699264.xml · derivative · entry 1 Mendillo Jane L · CIK 0001672424 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,702 Underlying: Common Stock · 9,173 shares Expires not disclosed F1 · security: Deferred Share Units ("DSUs") were awarded pursuant to the General Motors Company Deferred Compensation Plan for Non-Employee Directors (the "Plan"). Under the Plan, each non-employee director is required to defer one-half of the $305,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. F2 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F3 · price: The price of the DSUs is the average closing price of the Company's Common Stock during the previous calendar year. F2 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F2 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:31 UTC |
Stephenson CarolDirector
|
GrantDeferred Share Units · Derivative | 1,446 | $18.32 | $26,490.72 |
DisclosureSEC source: 0001467858-21-000004 · wf-form4_160988217514081.xml · derivative · entry 2 Stephenson Carol · CIK 0001493255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,552 Underlying: Common Stock · 1,446 shares Expires not disclosed F4 · security: Represents dividends accrued on DSUs in 2020 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. F2 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F5 · price: The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable dividend payment date. F2 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F2 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:31 UTC |
Stephenson CarolDirector
|
GrantDeferred Share Units · Derivative | 7,208 | $30.48 | $219,699.84 |
DisclosureSEC source: 0001467858-21-000004 · wf-form4_160988217514081.xml · derivative · entry 1 Stephenson Carol · CIK 0001493255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,106 Underlying: Common Stock · 7,208 shares Expires not disclosed F1 · security: Deferred Share Units ("DSUs") were awarded pursuant to the General Motors Company Deferred Compensation Plan for Non-Employee Directors (the "Plan"). Under the Plan, each non-employee director is required to defer one-half of the $305,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. F2 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F3 · price: The price of the DSUs is the average closing price of the Company's Common Stock during the previous calendar year. F2 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F2 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 22:02 UTC |
Gooden Linda RDirector
|
GrantDeferred Share Units · Derivative | 470 | $18.32 | $8,610.40 |
DisclosureSEC source: 0001467858-21-000020 · wf-form4_160988412660817.xml · derivative · entry 2 Gooden Linda R · CIK 0001382867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,416 Underlying: Common Stock · 470 shares Expires not disclosed F4 · security: Represents dividends accrued on DSUs in 2020 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. F2 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F5 · price: The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable dividend payment date. F2 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F2 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 22:02 UTC |
Gooden Linda RDirector
|
GrantDeferred Share Units · Derivative | 4,436 | $30.48 | $135,209.28 |
DisclosureSEC source: 0001467858-21-000020 · wf-form4_160988412660817.xml · derivative · entry 1 Gooden Linda R · CIK 0001382867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,946 Underlying: Common Stock · 4,436 shares Expires not disclosed F1 · security: Deferred Share Units ("DSUs") were awarded pursuant to the General Motors Company Deferred Compensation Plan for Non-Employee Directors (the ("Plan"). Under the Plan, each non-employee director is required to defer one-half of the $305,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. F2 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F3 · price: The price of the DSUs is the average closing price of the Company's Common Stock during the previous calendar year. F2 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F2 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:50 UTC |
Miscik Judith ADirector
|
GrantDeferred Share Units · Derivative | 128 | $18.32 | $2,344.96 |
DisclosureSEC source: 0001467858-21-000014 · wf-form4_160988342540890.xml · derivative · entry 2 Miscik Judith A · CIK 0001555318 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,695 Underlying: Common Stock · 128 shares Expires not disclosed F4 · security: Represents dividends accrued on DSUs in 2020 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. F2 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F5 · price: The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable dividend payment date. F2 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F2 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F6 · balance_after: This number includes 1,043 DSUs (previously reported on a Form 4 filed January 3, 2019) and 3,937 DSUs (previously reported on a Form 4 filed January 3, 2020) that were identified as Common Stock in Column 1 due to an administrative error. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:50 UTC |
Miscik Judith ADirector
|
GrantDeferred Share Units · Derivative | 4,587 | $30.48 | $139,811.76 |
DisclosureSEC source: 0001467858-21-000014 · wf-form4_160988342540890.xml · derivative · entry 1 Miscik Judith A · CIK 0001555318 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,567 Underlying: Common Stock · 4,587 shares Expires not disclosed F1 · security: Deferred Share Units ("DSUs") were awarded pursuant to the General Motors Company Deferred Compensation Plan for Non-Employee Directors (the "Plan"). Under the Plan, each non-employee director is required to defer one-half of the $305,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. F2 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F3 · price: The price of the DSUs is the average closing price of the Company's Common Stock during the previous calendar year. F2 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F2 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:48 UTC |
BUSH WESLEY GDirector
|
GrantDeferred Share Units · Derivative | 195 | $18.32 | $3,572.40 |
DisclosureSEC source: 0001467858-21-000012 · wf-form4_160988326860919.xml · derivative · entry 2 BUSH WESLEY G · CIK 0001216503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,348 Underlying: Common Stock · 195 shares Expires not disclosed F4 · security: Represents dividends accrued on DSUs in 2020 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. F2 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F5 · price: The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable dividend payment date. F2 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F2 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F6 · balance_after: This number includes 7,131 DSUs (previously reported on a Form 4 filed January 3, 2020) that were identified as Common Stock in Column 1 due to an administrative error. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:48 UTC |
BUSH WESLEY GDirector
|
GrantDeferred Share Units · Derivative | 9,022 | $30.48 | $274,990.56 |
DisclosureSEC source: 0001467858-21-000012 · wf-form4_160988326860919.xml · derivative · entry 1 BUSH WESLEY G · CIK 0001216503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,153 Underlying: Common Stock · 9,022 shares Expires not disclosed F1 · security: Deferred Share Units ("DSUs") were awarded pursuant to the General Motors Company Deferred Compensation Plan for Non-Employee Directors (the "Plan"). Under the Plan, each non-employee director is required to defer one-half of the $305,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. F2 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F3 · price: The price of the DSUs is the average closing price of the Company's Common Stock during the previous calendar year. F2 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F2 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:44 UTC |
JIMENEZ JOSEPHDirector
|
GrantDeferred Share Units · Derivative | 866 | $18.32 | $15,865.12 |
DisclosureSEC source: 0001467858-21-000010 · wf-form4_160988307845413.xml · derivative · entry 2 JIMENEZ JOSEPH · CIK 0001199095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,863 Underlying: Common Stock · 866 shares Expires not disclosed F4 · security: Represents dividends accrued on DSUs in 2020 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. F2 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F5 · price: The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable dividend payment date. F2 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F2 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:44 UTC |
JIMENEZ JOSEPHDirector
|
GrantDeferred Share Units · Derivative | 9,678 | $30.48 | $294,985.44 |
DisclosureSEC source: 0001467858-21-000010 · wf-form4_160988307845413.xml · derivative · entry 1 JIMENEZ JOSEPH · CIK 0001199095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,997 Underlying: Common Stock · 9,678 shares Expires not disclosed F1 · security: Deferred Share Units ("DSUs") were awarded pursuant to the General Motors Company Deferred Compensation Plan for Non-Employee Directors (the "Plan"). Under the Plan, each non-employee director is required to defer one-half of the $305,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. F2 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F3 · price: The price of the DSUs is the average closing price of the Company's Common Stock during the previous calendar year. F2 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F2 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:25 UTC |
WENIG DEVINDirector
|
GrantDeferred Share Units · Derivative | 343 | $18.32 | $6,283.76 |
DisclosureSEC source: 0001467858-21-000002 · wf-form4_160988188518631.xml · derivative · entry 2 WENIG DEVIN · CIK 0001195983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,461 Underlying: Common Stock · 343 shares Expires not disclosed F4 · security: Represents dividends accrued on DSUs in 2020 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. F2 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F5 · price: The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable dividend payment date. F2 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F2 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F6 · balance_after: This number includes 5,928 DSUs (previously reported on a Form 4 filed January 3, 2019) and 8,033 DSUs (previously reported on a Form 4 filed January 3, 2020) that were identified as Common Stock in Column 1 due to an administrative error. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:25 UTC |
WENIG DEVINDirector
|
GrantDeferred Share Units · Derivative | 10,157 | $30.48 | $309,585.36 |
DisclosureSEC source: 0001467858-21-000002 · wf-form4_160988188518631.xml · derivative · entry 1 WENIG DEVIN · CIK 0001195983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,118 Underlying: Common Stock · 10,157 shares Expires not disclosed F1 · security: Deferred Share Units ("DSUs") were awarded pursuant to the General Motors Company Deferred Compensation Plan for Non-Employee Directors (the "Plan"). Under the Plan, each non-employee director is required to defer one-half of the $305,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. F2 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F3 · price: The price of the DSUs is the average closing price of the Company's Common Stock during the previous calendar year. F2 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F2 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.