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NYSE · USD

GM

General Motors Co

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2958
SEC CIK
0001467858
Parsed reports
572

Last 12 months

Inside the activity.

0 purchase rows · 33 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202604
Mar 202600
Apr 202600
May 2026014
Jun 202604
Jul 202609
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 22, 2021 Filed Mar 24, 2021 21:14 UTC
Reuss Mark LPresident
SaleCommon Stock 79,535 $58.34 $4,640,071.90
Disclosure

SEC source: 0001467858-21-000080 · wf-form4_161662042770934.xml · nonDerivative · entry 2

Reuss Mark L · CIK 0001492362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,469

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $58.10 to $58.77, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 21:14 UTC
Reuss Mark LPresident
SaleCommon Stock 35,643 $58.43 $2,082,620.49
Disclosure

SEC source: 0001467858-21-000080 · wf-form4_161662042770934.xml · nonDerivative · entry 1

Reuss Mark L · CIK 0001492362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,004

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $58.36 to $58.77, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 21:13 UTC
Barra Mary TDirector · Chairman & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 503,027 $0.00 Strike: $31.32 $0.00
Disclosure

SEC source: 0001467858-21-000079 · wf-form4_161662041040634.xml · derivative · entry 7

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10

Underlying: Common Stock · 503,027 shares

Expires 2025-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: These stock options were granted on July 28, 2015, under the Company's 2014 Long-Term Incentive Plan. Forty percent of the options became exercisable on February 15, 2017; the remaining 60% became exercisable in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 21:13 UTC
Barra Mary TDirector · Chairman & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 500,000 $0.00 Strike: $31.32 $0.00
Disclosure

SEC source: 0001467858-21-000079 · wf-form4_161662041040634.xml · derivative · entry 6

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,037

Underlying: Common Stock · 500,000 shares

Expires 2025-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: These stock options were granted on July 28, 2015, under the Company's 2014 Long-Term Incentive Plan. Forty percent of the options became exercisable on February 15, 2017; the remaining 60% became exercisable in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 21:13 UTC
Barra Mary TDirector · Chairman & CEO
SaleCommon Stock 300,000 $58.77 $17,631,000.00
Disclosure

SEC source: 0001467858-21-000079 · wf-form4_161662041040634.xml · nonDerivative · entry 5

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,122,883

F4 · security: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of SSUs awarded on June 30, 2013 pursuant to the GMSSP. The portion of this award currently payable was settled on June 30, 2015 in cash, less a portion withheld for taxes.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 21:13 UTC
Barra Mary TDirector · Chairman & CEO
SaleCommon Stock 503,027 $57.83 $29,090,051.41
Disclosure

SEC source: 0001467858-21-000079 · wf-form4_161662041040634.xml · nonDerivative · entry 4

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,422,883

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $57.39 to $58.77, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 21:13 UTC
Barra Mary TDirector · Chairman & CEO
Exercise / conversionCommon Stock 503,027 $31.32 $15,754,805.64
Disclosure

SEC source: 0001467858-21-000079 · wf-form4_161662041040634.xml · nonDerivative · entry 3

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,925,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 21:13 UTC
Barra Mary TDirector · Chairman & CEO
SaleCommon Stock 500,000 $57.64 $28,820,000.00
Disclosure

SEC source: 0001467858-21-000079 · wf-form4_161662041040634.xml · nonDerivative · entry 2

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,422,883

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $57.07 to $58.77, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 21:13 UTC
Barra Mary TDirector · Chairman & CEO
Exercise / conversionCommon Stock 500,000 $31.32 $15,660,000.00
Disclosure

SEC source: 0001467858-21-000079 · wf-form4_161662041040634.xml · nonDerivative · entry 1

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,922,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 17:23 UTC
Blissett Julian G.Executive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 15,533 $0.00 Strike: $34.34 $0.00
Disclosure

SEC source: 0001467858-21-000075 · wf-form4_161644820001537.xml · derivative · entry 3

Blissett Julian G. · CIK 0001810440 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,533 shares

Expires 2027-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: These stock options were granted on June 7, 2017, under the Company's 2017 Long-Term Incentive Plan. The options became exercisable in three equal installments on February 14, 2018, February 14, 2019, and February 14, 2020.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 17:23 UTC
Blissett Julian G.Executive Vice President
SaleCommon Stock 15,533 $62.03 $963,511.99
Disclosure

SEC source: 0001467858-21-000075 · wf-form4_161644820001537.xml · nonDerivative · entry 2

Blissett Julian G. · CIK 0001810440 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,393

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $62.00 to $62.12, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 17:23 UTC
Blissett Julian G.Executive Vice President
Exercise / conversionCommon Stock 15,533 $34.34 $533,403.22
Disclosure

SEC source: 0001467858-21-000075 · wf-form4_161644820001537.xml · nonDerivative · entry 1

Blissett Julian G. · CIK 0001810440 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:13 UTC
Parks Douglas LExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 22,776 $0.00 Strike: $31.32 $0.00
Disclosure

SEC source: 0001467858-21-000073 · wf-form4_161601555182402.xml · derivative · entry 11

Parks Douglas L · CIK 0001793300 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,776 shares

Expires 2025-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F9 · derivative.exercise_date: These stock options were granted on July 28, 2015, under the Company's 2014 LTIP. Forty percent of the options became exercisable on February 15, 2017; the remaining 60% became exercisable in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:13 UTC
Parks Douglas LExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,299 $0.00 Strike: $34.34 $0.00
Disclosure

SEC source: 0001467858-21-000073 · wf-form4_161601555182402.xml · derivative · entry 10

Parks Douglas L · CIK 0001793300 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,299 shares

Expires 2027-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F8 · derivative.exercise_date: These stock options were granted on June 7, 2017, under the Company's 2017 LTIP. The options became exercisable in three equal installments on February 14, 2018, February 14, 2019, and February 14, 2020.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:13 UTC
Parks Douglas LExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 22,193 $0.00 Strike: $41.40 $0.00
Disclosure

SEC source: 0001467858-21-000073 · wf-form4_161601555182402.xml · derivative · entry 9

Parks Douglas L · CIK 0001793300 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,193 shares

Expires 2028-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F7 · derivative.exercise_date: These stock options were granted on February 13, 2018, under the Company's 2017 Long-Term Incentive Plan (the "LTIP"). The options became exercisable in three equal installments on February 13, 2019, February 13, 2020, and February 13, 2021.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:13 UTC
Parks Douglas LExecutive Vice President
SaleCommon Stock 18,599 $59.07 $1,098,642.93
Disclosure

SEC source: 0001467858-21-000073 · wf-form4_161601555182402.xml · nonDerivative · entry 8

Parks Douglas L · CIK 0001793300 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,808

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $58.94 to $59.25, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:13 UTC
Parks Douglas LExecutive Vice President
SaleCommon Stock 21,544 $59.04 $1,271,957.76
Disclosure

SEC source: 0001467858-21-000073 · wf-form4_161601555182402.xml · nonDerivative · entry 7

Parks Douglas L · CIK 0001793300 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,407

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $58.93 to $59.23, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:13 UTC
Parks Douglas LExecutive Vice President
SaleCommon Stock 22,776 $58.90 $1,341,506.40
Disclosure

SEC source: 0001467858-21-000073 · wf-form4_161601555182402.xml · nonDerivative · entry 6

Parks Douglas L · CIK 0001793300 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,951

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $58.69 to $59.12, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:13 UTC
Parks Douglas LExecutive Vice President
Exercise / conversionCommon Stock 22,776 $31.32 $713,344.32
Disclosure

SEC source: 0001467858-21-000073 · wf-form4_161601555182402.xml · nonDerivative · entry 5

Parks Douglas L · CIK 0001793300 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:13 UTC
Parks Douglas LExecutive Vice President
SaleCommon Stock 12,299 $59.02 $725,886.98
Disclosure

SEC source: 0001467858-21-000073 · wf-form4_161601555182402.xml · nonDerivative · entry 4

Parks Douglas L · CIK 0001793300 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,951

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $58.94 to $59.14, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:13 UTC
Parks Douglas LExecutive Vice President
Exercise / conversionCommon Stock 12,299 $34.34 $422,347.66
Disclosure

SEC source: 0001467858-21-000073 · wf-form4_161601555182402.xml · nonDerivative · entry 3

Parks Douglas L · CIK 0001793300 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:13 UTC
Parks Douglas LExecutive Vice President
SaleCommon Stock 22,193 $58.99 $1,309,165.07
Disclosure

SEC source: 0001467858-21-000073 · wf-form4_161601555182402.xml · nonDerivative · entry 2

Parks Douglas L · CIK 0001793300 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,951

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $55.85 to $59.20, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:13 UTC
Parks Douglas LExecutive Vice President
Exercise / conversionCommon Stock 22,193 $41.40 $918,790.20
Disclosure

SEC source: 0001467858-21-000073 · wf-form4_161601555182402.xml · nonDerivative · entry 1

Parks Douglas L · CIK 0001793300 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 19:26 UTC
Blissett Julian G.Executive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 30,976 $0.00 Strike: $31.32 $0.00
Disclosure

SEC source: 0001467858-21-000071 · wf-form4_161593716570999.xml · derivative · entry 3

Blissett Julian G. · CIK 0001810440 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,976 shares

Expires 2025-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: These stock options were granted on July 28, 2015, under the Company's 2014 Long-Term Incentive Plan. Forty percent of the options became exercisable on February 15, 2017; the remaining 60% became exercisable in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 19:26 UTC
Blissett Julian G.Executive Vice President
SaleCommon Stock 30,976 $55.83 $1,729,390.08
Disclosure

SEC source: 0001467858-21-000071 · wf-form4_161593716570999.xml · nonDerivative · entry 2

Blissett Julian G. · CIK 0001810440 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,393

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $55.74 to $56.01, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 19:26 UTC
Blissett Julian G.Executive Vice President
Exercise / conversionCommon Stock 30,976 $31.32 $970,168.32
Disclosure

SEC source: 0001467858-21-000071 · wf-form4_161593716570999.xml · nonDerivative · entry 1

Blissett Julian G. · CIK 0001810440 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 17:26 UTC
MOTT RANDALL DExecutive Vice President & CIO
GrantEmployee Stock Option (Right to Buy) · Derivative 21,163 $0.00 Strike: $52.16 $0.00
Disclosure

SEC source: 0001467858-21-000065 · wf-form4_161403273168163.xml · derivative · entry 1

MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,163

Underlying: Common Stock · 21,163 shares

Expires 2031-02-18

F1 · security: These Stock Options were granted on February 18, 2021, under the Company's 2020 Long-Term Incentive Plan. One-third will vest on February 18, 2022; one-third will vest on February 18, 2023; and one-third will vest on February 18, 2024.

F1 · derivative.exercise_date: These Stock Options were granted on February 18, 2021, under the Company's 2020 Long-Term Incentive Plan. One-third will vest on February 18, 2022; one-third will vest on February 18, 2023; and one-third will vest on February 18, 2024.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 17:23 UTC
Carlisle Stephen K.Executive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 61,635 $0.00 Strike: $52.16 $0.00
Disclosure

SEC source: 0001467858-21-000060 · wf-form4_161403258082025.xml · derivative · entry 1

Carlisle Stephen K. · CIK 0001817794 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,635

Underlying: Common Stock · 61,635 shares

Expires 2031-02-18

F1 · security: These Stock Options were granted on February 18, 2021, under the Company's 2020 Long-Term Incentive Plan. One-third will vest on February 18, 2022; one-third will vest on February 18, 2023; and one-third will vest on February 18, 2024.

F1 · derivative.exercise_date: These Stock Options were granted on February 18, 2021, under the Company's 2020 Long-Term Incentive Plan. One-third will vest on February 18, 2022; one-third will vest on February 18, 2023; and one-third will vest on February 18, 2024.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 17:27 UTC
Blissett Julian G.Executive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 25,489 $0.00 Strike: $52.16 $0.00
Disclosure

SEC source: 0001467858-21-000068 · wf-form4_161403282056120.xml · derivative · entry 1

Blissett Julian G. · CIK 0001810440 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,489

Underlying: Common Stock · 25,489 shares

Expires 2031-02-18

F1 · security: These Stock Options were granted on February 18, 2021, under the Company's 2020 Long-Term Incentive Plan. One-third will vest on February 18, 2022; one-third will vest on February 18, 2023; and one-third will vest on February 18, 2024.

F1 · derivative.exercise_date: These Stock Options were granted on February 18, 2021, under the Company's 2020 Long-Term Incentive Plan. One-third will vest on February 18, 2022; one-third will vest on February 18, 2023; and one-third will vest on February 18, 2024.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 17:23 UTC
Glidden Craig B.Executive Vice President & GC
GrantEmployee Stock Option (Right to Buy) · Derivative 37,074 $0.00 Strike: $52.16 $0.00
Disclosure

SEC source: 0001467858-21-000061 · wf-form4_161403260330473.xml · derivative · entry 1

Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,074

Underlying: Common Stock · 37,074 shares

Expires 2031-02-18

F1 · security: These Stock Options were granted on February 18, 2021, under the Company's 2020 Long-Term Incentive Plan. One-third will vest on February 18, 2022; one-third will vest on February 18, 2023; and one-third will vest on February 18, 2024.

F1 · derivative.exercise_date: These Stock Options were granted on February 18, 2021, under the Company's 2020 Long-Term Incentive Plan. One-third will vest on February 18, 2022; one-third will vest on February 18, 2023; and one-third will vest on February 18, 2024.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:25 UTC
Reuss Mark LPresident
GrantEmployee Stock Option (Right to Buy) · Derivative 82,489 $0.00 Strike: $52.16 $0.00
Disclosure

SEC source: 0001467858-21-000064 · wf-form4_161403267825218.xml · derivative · entry 1

Reuss Mark L · CIK 0001492362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,489

Underlying: Common Stock · 82,489 shares

Expires 2031-02-18

F1 · security: These Stock Options were granted on February 18, 2021, under the Company's 2020 Long-Term Incentive Plan. One-third will vest on February 18, 2022; one-third will vest on February 18, 2023; and one-third will vest on February 18, 2024.

F1 · derivative.exercise_date: These Stock Options were granted on February 18, 2021, under the Company's 2020 Long-Term Incentive Plan. One-third will vest on February 18, 2022; one-third will vest on February 18, 2023; and one-third will vest on February 18, 2024.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:24 UTC
Barra Mary TDirector · Chairman & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 194,637 $0.00 Strike: $52.16 $0.00
Disclosure

SEC source: 0001467858-21-000063 · wf-form4_161403263963173.xml · derivative · entry 1

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,637

Underlying: Common Stock · 194,637 shares

Expires 2031-02-18

F1 · security: These Stock Options were granted on February 18, 2021, under the Company's 2020 Long-Term Incentive Plan. One-third will vest on February 18, 2022; one-third will vest on February 18, 2023; and one-third will vest on February 18, 2024.

F1 · derivative.exercise_date: These Stock Options were granted on February 18, 2021, under the Company's 2020 Long-Term Incentive Plan. One-third will vest on February 18, 2022; one-third will vest on February 18, 2023; and one-third will vest on February 18, 2024.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:29 UTC
Hatto ChristopherVice President & CAO
GrantEmployee Stock Option (Right to Buy) · Derivative 7,724 $0.00 Strike: $52.16 $0.00
Disclosure

SEC source: 0001467858-21-000069 · wf-form4_161403284513193.xml · derivative · entry 1

Hatto Christopher · CIK 0001292153 · Vice President & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,724

Underlying: Common Stock · 7,724 shares

Expires 2031-02-18

F1 · security: These Stock Options were granted on February 18, 2021, under the Company's 2020 Long-Term Incentive Plan. One-third will vest on February 18, 2022; one-third will vest on February 18, 2023; and one-third will vest on February 18, 2024.

F1 · derivative.exercise_date: These Stock Options were granted on February 18, 2021, under the Company's 2020 Long-Term Incentive Plan. One-third will vest on February 18, 2022; one-third will vest on February 18, 2023; and one-third will vest on February 18, 2024.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:26 UTC
Tsien MatthewExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 24,871 $0.00 Strike: $52.16 $0.00
Disclosure

SEC source: 0001467858-21-000067 · wf-form4_161403280147001.xml · derivative · entry 1

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,871

Underlying: Common Stock · 24,871 shares

Expires 2031-02-18

F1 · security: These Stock Options were granted on February 18, 2021, under the Company's 2020 Long-Term Incentive Plan. One-third will vest on February 18, 2022; one-third will vest on February 18, 2023; and one-third will vest on February 18, 2024.

F1 · derivative.exercise_date: These Stock Options were granted on February 18, 2021, under the Company's 2020 Long-Term Incentive Plan. One-third will vest on February 18, 2022; one-third will vest on February 18, 2023; and one-third will vest on February 18, 2024.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:26 UTC
Parks Douglas LExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 61,635 $0.00 Strike: $52.16 $0.00
Disclosure

SEC source: 0001467858-21-000066 · wf-form4_161403277851117.xml · derivative · entry 1

Parks Douglas L · CIK 0001793300 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,635

Underlying: Common Stock · 61,635 shares

Expires 2031-02-18

F1 · security: These Stock Options were granted on February 18, 2021, under the Company's 2020 Long-Term Incentive Plan. One-third will vest on February 18, 2022; one-third will vest on February 18, 2023; and one-third will vest on February 18, 2024.

F1 · derivative.exercise_date: These Stock Options were granted on February 18, 2021, under the Company's 2020 Long-Term Incentive Plan. One-third will vest on February 18, 2022; one-third will vest on February 18, 2023; and one-third will vest on February 18, 2024.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:23 UTC
Johnson GeraldExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 46,960 $0.00 Strike: $52.16 $0.00
Disclosure

SEC source: 0001467858-21-000062 · wf-form4_161403261929187.xml · derivative · entry 1

Johnson Gerald · CIK 0001772226 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,960

Underlying: Common Stock · 46,960 shares

Expires 2031-02-18

F1 · security: These Stock Options were granted on February 18, 2021, under the Company's 2020 Long-Term Incentive Plan. One-third will vest on February 18, 2022; one-third will vest on February 18, 2023; and one-third will vest on February 18, 2024.

F1 · derivative.exercise_date: These Stock Options were granted on February 18, 2021, under the Company's 2020 Long-Term Incentive Plan. One-third will vest on February 18, 2022; one-third will vest on February 18, 2023; and one-third will vest on February 18, 2024.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:22 UTC
Jacobson Paul AExecutive Vice President & CFO
GrantEmployee Stock Option (Right to Buy) · Derivative 64,879 $0.00 Strike: $52.16 $0.00
Disclosure

SEC source: 0001467858-21-000059 · wf-form4_161403253586277.xml · derivative · entry 1

Jacobson Paul A · CIK 0001543655 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,879

Underlying: Common Stock · 64,879 shares

Expires 2031-02-18

F1 · security: These Stock Options were granted on February 18, 2021, under the Company's 2020 Long-Term Incentive Plan. One-third will vest on February 18, 2022; one-third will vest on February 18, 2023; and one-third will vest on February 18, 2024.

F1 · derivative.exercise_date: These Stock Options were granted on February 18, 2021, under the Company's 2020 Long-Term Incentive Plan. One-third will vest on February 18, 2022; one-third will vest on February 18, 2023; and one-third will vest on February 18, 2024.

Read SEC document
February 13, 2021 Filed Feb 17, 2021 17:16 UTC
MOTT RANDALL DExecutive Vice President & CIO
Tax withholdingCommon Stock 18,571 $53.60 $995,405.60
Disclosure

SEC source: 0001467858-21-000043 · wf-form4_161360013929246.xml · nonDerivative · entry 2

MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,060

Read SEC document
February 13, 2021 Filed Feb 17, 2021 17:16 UTC
MOTT RANDALL DExecutive Vice President & CIO
GrantCommon Stock 54,204 $0.00 $0.00
Disclosure

SEC source: 0001467858-21-000043 · wf-form4_161360013929246.xml · nonDerivative · entry 1

MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,631

F1 · security: On February 13, 2018, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2017 Long-Term Incentive Plan. Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 13, 2021, and were awarded in shares of common stock.

Read SEC document
February 13, 2021 Filed Feb 17, 2021 17:14 UTC
Carlisle Stephen K.Executive Vice President
Tax withholdingCommon Stock 8,129 $53.60 $435,714.40
Disclosure

SEC source: 0001467858-21-000039 · wf-form4_161360004546426.xml · nonDerivative · entry 4

Carlisle Stephen K. · CIK 0001817794 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,395

Read SEC document
February 13, 2021 Filed Feb 17, 2021 17:14 UTC
Carlisle Stephen K.Executive Vice President
GrantCommon Stock 18,643 $0.00 $0.00
Disclosure

SEC source: 0001467858-21-000039 · wf-form4_161360004546426.xml · nonDerivative · entry 3

Carlisle Stephen K. · CIK 0001817794 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,524

F2 · security: On July 2, 2018, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2017 LTIP. Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 13, 2021, and were awarded in shares of common stock.

Read SEC document
February 13, 2021 Filed Feb 17, 2021 17:14 UTC
Carlisle Stephen K.Executive Vice President
Tax withholdingCommon Stock 7,801 $53.60 $418,133.60
Disclosure

SEC source: 0001467858-21-000039 · wf-form4_161360004546426.xml · nonDerivative · entry 2

Carlisle Stephen K. · CIK 0001817794 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,881

Read SEC document
February 13, 2021 Filed Feb 17, 2021 17:14 UTC
Carlisle Stephen K.Executive Vice President
GrantCommon Stock 27,273 $0.00 $0.00
Disclosure

SEC source: 0001467858-21-000039 · wf-form4_161360004546426.xml · nonDerivative · entry 1

Carlisle Stephen K. · CIK 0001817794 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,682

F1 · security: On February 13, 2018, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2017 Long-Term Incentive Plan (the "2017 LTIP"). Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 13, 2021, and were awarded in shares of common stock.

Read SEC document
February 13, 2021 Filed Feb 17, 2021 17:13 UTC
Blissett Julian G.Executive Vice President
Tax withholdingCommon Stock 3,460 $53.60 $185,456.00
Disclosure

SEC source: 0001467858-21-000038 · wf-form4_161360000143490.xml · nonDerivative · entry 2

Blissett Julian G. · CIK 0001810440 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,393

Read SEC document
February 13, 2021 Filed Feb 17, 2021 17:13 UTC
Blissett Julian G.Executive Vice President
GrantCommon Stock 15,723 $0.00 $0.00
Disclosure

SEC source: 0001467858-21-000038 · wf-form4_161360000143490.xml · nonDerivative · entry 1

Blissett Julian G. · CIK 0001810440 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,853

F1 · security: On February 13, 2018, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2017 Long-Term Incentive Plan. Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 13, 2021, and were awarded in shares of common stock.

Read SEC document
February 13, 2021 Filed Feb 17, 2021 17:16 UTC
Glidden Craig B.Executive Vice President & GC
Tax withholdingCommon Stock 32,044 $53.60 $1,717,558.40
Disclosure

SEC source: 0001467858-21-000045 · wf-form4_161360019669301.xml · nonDerivative · entry 2

Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,560

Read SEC document
February 13, 2021 Filed Feb 17, 2021 17:16 UTC
Glidden Craig B.Executive Vice President & GC
GrantCommon Stock 79,821 $0.00 $0.00
Disclosure

SEC source: 0001467858-21-000045 · wf-form4_161360019669301.xml · nonDerivative · entry 1

Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,604

F1 · security: On February 13, 2018, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2017 Long-Term Incentive Plan. Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 13, 2021, and were awarded in shares of common stock.

Read SEC document
February 13, 2021 Filed Feb 17, 2021 22:16 UTC
Reuss Mark LPresident
Tax withholdingCommon Stock 57,024 $53.60 $3,056,486.40
Disclosure

SEC source: 0001467858-21-000044 · wf-form4_161360017058962.xml · nonDerivative · entry 2

Reuss Mark L · CIK 0001492362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,647

Read SEC document
February 13, 2021 Filed Feb 17, 2021 22:16 UTC
Reuss Mark LPresident
GrantCommon Stock 137,202 $0.00 $0.00
Disclosure

SEC source: 0001467858-21-000044 · wf-form4_161360017058962.xml · nonDerivative · entry 1

Reuss Mark L · CIK 0001492362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,671

F1 · security: On February 13, 2018, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2017 Long-Term Incentive Plan. Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 13, 2021, and were awarded in shares of common stock.

Read SEC document
February 13, 2021 Filed Feb 17, 2021 22:15 UTC
Barra Mary TDirector · Chairman & CEO
Tax withholdingCommon Stock 199,560 $53.60 $10,696,416.00
Disclosure

SEC source: 0001467858-21-000042 · wf-form4_161360012330308.xml · nonDerivative · entry 2

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,422,883

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.