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CORNING INC /NY

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2883
SEC CIK
0000024741
Parsed reports
3,626

Last 12 months

Inside the activity.

0 purchase rows · 30 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202602
Feb 2026012
Mar 202600
Apr 202600
May 2026011
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 12, 2021 Filed Mar 16, 2021 20:07 UTC
McRae Lawrence DVice Chairman & Corp. Dev. Off
Exercise / conversionCommon Stock 11,737 $21.30 $249,998.10
Disclosure

SEC source: 0001127602-21-010772 · form4.xml · nonDerivative · entry 4

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 20:07 UTC
McRae Lawrence DVice Chairman & Corp. Dev. Off
Exercise / conversionCommon Stock 11,956 $20.91 $249,999.96
Disclosure

SEC source: 0001127602-21-010772 · form4.xml · nonDerivative · entry 3

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 20:07 UTC
McRae Lawrence DVice Chairman & Corp. Dev. Off
Exercise / conversionCommon Stock 12,008 $20.82 $250,006.56
Disclosure

SEC source: 0001127602-21-010772 · form4.xml · nonDerivative · entry 2

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 20:07 UTC
McRae Lawrence DVice Chairman & Corp. Dev. Off
Exercise / conversionCommon Stock 30,982 $15.37 $476,193.34
Disclosure

SEC source: 0001127602-21-010772 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2021 Filed Mar 10, 2021 21:08 UTC
Tripeny R TonyExec. Vice President and CFO
Exercise / conversionStock Options (Right to Buy) · Derivative 13,942 $0.00 Strike: $15.37 $0.00
Disclosure

SEC source: 0001127602-21-010072 · form4.xml · derivative · entry 8

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,942 shares

Expires 2023-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2021 Filed Mar 10, 2021 21:08 UTC
Tripeny R TonyExec. Vice President and CFO
Exercise / conversionStock Options (Right to Buy) · Derivative 14,778 $0.00 Strike: $14.50 $0.00
Disclosure

SEC source: 0001127602-21-010072 · form4.xml · derivative · entry 7

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,778 shares

Expires 2023-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2021 Filed Mar 10, 2021 21:08 UTC
Tripeny R TonyExec. Vice President and CFO
Exercise / conversionStock Options (Right to Buy) · Derivative 16,075 $0.00 Strike: $13.33 $0.00
Disclosure

SEC source: 0001127602-21-010072 · form4.xml · derivative · entry 6

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,075 shares

Expires 2023-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2021 Filed Mar 10, 2021 21:08 UTC
Tripeny R TonyExec. Vice President and CFO
SaleCommon Stock 44,795 $38.90 $1,742,659.89
Disclosure

SEC source: 0001127602-21-010072 · form4.xml · nonDerivative · entry 4

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.90 to $38.91, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Read SEC document
March 10, 2021 Filed Mar 10, 2021 21:08 UTC
Tripeny R TonyExec. Vice President and CFO
Exercise / conversionCommon Stock 13,942 $15.37 $214,288.54
Disclosure

SEC source: 0001127602-21-010072 · form4.xml · nonDerivative · entry 3

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2021 Filed Mar 10, 2021 21:08 UTC
Tripeny R TonyExec. Vice President and CFO
Exercise / conversionCommon Stock 14,778 $14.50 $214,281.00
Disclosure

SEC source: 0001127602-21-010072 · form4.xml · nonDerivative · entry 2

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2021 Filed Mar 10, 2021 21:08 UTC
Tripeny R TonyExec. Vice President and CFO
Exercise / conversionCommon Stock 16,075 $13.33 $214,279.75
Disclosure

SEC source: 0001127602-21-010072 · form4.xml · nonDerivative · entry 1

Tripeny R Tony · CIK 0001339381 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:05 UTC
Evenson Jeffrey WExec. VP & Chief Strategy Off
GiftCommon Stock 5,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010071 · form4.xml · nonDerivative · entry 1

Evenson Jeffrey W · CIK 0001531116 · Exec. VP & Chief Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,234

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:13 UTC
France Robert P.Senior VP, Human Resources
Exercise / conversionStock Options (Right to Buy) · Derivative 4,962 $0.00 Strike: $19.65 $0.00
Disclosure

SEC source: 0001127602-21-008699 · form4.xml · derivative · entry 6

France Robert P. · CIK 0001778437 · Senior VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,963

Underlying: Common Stock · 4,962 shares

Expires 2030-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On December 2, 2020, the Compensation Committee approved the early vesting of one half of the stock options granted on May 15, 2020. The remaining stock options will vest ratably over three years from the grand date.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:13 UTC
France Robert P.Senior VP, Human Resources
Exercise / conversionStock Options (Right to Buy) · Derivative 5,834 $0.00 Strike: $27.00 $0.00
Disclosure

SEC source: 0001127602-21-008699 · form4.xml · derivative · entry 5

France Robert P. · CIK 0001778437 · Senior VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,834 shares

Expires 2027-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:13 UTC
France Robert P.Senior VP, Human Resources
SaleCommon Stock 4,962 $39.42 $195,591.62
Disclosure

SEC source: 0001127602-21-008699 · form4.xml · nonDerivative · entry 4

France Robert P. · CIK 0001778437 · Senior VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.745 to $39.74, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:13 UTC
France Robert P.Senior VP, Human Resources
SaleCommon Stock 5,834 $39.42 $229,951.78
Disclosure

SEC source: 0001127602-21-008699 · form4.xml · nonDerivative · entry 3

France Robert P. · CIK 0001778437 · Senior VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,962

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.75 to $39.73, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:13 UTC
France Robert P.Senior VP, Human Resources
Exercise / conversionCommon Stock 4,962 $19.65 $97,503.30
Disclosure

SEC source: 0001127602-21-008699 · form4.xml · nonDerivative · entry 2

France Robert P. · CIK 0001778437 · Senior VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:13 UTC
France Robert P.Senior VP, Human Resources
Exercise / conversionCommon Stock 5,834 $27.00 $157,518.00
Disclosure

SEC source: 0001127602-21-008699 · form4.xml · nonDerivative · entry 1

France Robert P. · CIK 0001778437 · Senior VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:15 UTC
Zhang John ZSenior VP & GM, Display
Exercise / conversionStock Options (Right to Buy) · Derivative 4,189 $0.00 Strike: $20.89 $0.00
Disclosure

SEC source: 0001127602-21-008703 · form4.xml · derivative · entry 7

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,189 shares

Expires 2026-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:15 UTC
Zhang John ZSenior VP & GM, Display
Exercise / conversionStock Options (Right to Buy) · Derivative 4,189 $0.00 Strike: $20.89 $0.00
Disclosure

SEC source: 0001127602-21-008703 · form4.xml · derivative · entry 6

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,189 shares

Expires 2026-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:15 UTC
Zhang John ZSenior VP & GM, Display
Exercise / conversionStock Options (Right to Buy) · Derivative 3,031 $0.00 Strike: $22.68 $0.00
Disclosure

SEC source: 0001127602-21-008703 · form4.xml · derivative · entry 5

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,031 shares

Expires 2025-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:15 UTC
Zhang John ZSenior VP & GM, Display
SaleCommon Stock 11,409 $39.23 $447,591.04
Disclosure

SEC source: 0001127602-21-008703 · form4.xml · nonDerivative · entry 4

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.23 to $39.24, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:15 UTC
Zhang John ZSenior VP & GM, Display
Exercise / conversionCommon Stock 4,189 $20.89 $87,508.21
Disclosure

SEC source: 0001127602-21-008703 · form4.xml · nonDerivative · entry 3

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:15 UTC
Zhang John ZSenior VP & GM, Display
Exercise / conversionCommon Stock 4,189 $20.89 $87,508.21
Disclosure

SEC source: 0001127602-21-008703 · form4.xml · nonDerivative · entry 2

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:15 UTC
Zhang John ZSenior VP & GM, Display
Exercise / conversionCommon Stock 3,031 $22.68 $68,743.08
Disclosure

SEC source: 0001127602-21-008703 · form4.xml · nonDerivative · entry 1

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:12 UTC
Clappin James PVice Chair & Strategic Advisor
Exercise / conversionStock Options (Right to Buy) · Derivative 12,566 $0.00 Strike: $20.89 $0.00
Disclosure

SEC source: 0001127602-21-008696 · form4.xml · derivative · entry 15

Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,566 shares

Expires 2026-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:12 UTC
Clappin James PVice Chair & Strategic Advisor
Exercise / conversionStock Options (Right to Buy) · Derivative 14,060 $0.00 Strike: $18.67 $0.00
Disclosure

SEC source: 0001127602-21-008696 · form4.xml · derivative · entry 14

Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,060 shares

Expires 2026-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:12 UTC
Clappin James PVice Chair & Strategic Advisor
Exercise / conversionStock Options (Right to Buy) · Derivative 12,566 $0.00 Strike: $20.89 $0.00
Disclosure

SEC source: 0001127602-21-008696 · form4.xml · derivative · entry 13

Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,566 shares

Expires 2026-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:12 UTC
Clappin James PVice Chair & Strategic Advisor
Exercise / conversionStock Options (Right to Buy) · Derivative 12,548 $0.00 Strike: $20.92 $0.00
Disclosure

SEC source: 0001127602-21-008696 · form4.xml · derivative · entry 12

Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,548 shares

Expires 2025-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:12 UTC
Clappin James PVice Chair & Strategic Advisor
Exercise / conversionStock Options (Right to Buy) · Derivative 12,542 $0.00 Strike: $20.93 $0.00
Disclosure

SEC source: 0001127602-21-008696 · form4.xml · derivative · entry 11

Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,542 shares

Expires 2025-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:12 UTC
Clappin James PVice Chair & Strategic Advisor
Exercise / conversionStock Options (Right to Buy) · Derivative 11,574 $0.00 Strike: $22.68 $0.00
Disclosure

SEC source: 0001127602-21-008696 · form4.xml · derivative · entry 10

Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,574 shares

Expires 2025-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:12 UTC
Clappin James PVice Chair & Strategic Advisor
SaleCommon Stock 75,856 $38.62 $2,929,460.11
Disclosure

SEC source: 0001127602-21-008696 · form4.xml · nonDerivative · entry 7

Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,087.24

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.445 to $38.71, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:12 UTC
Clappin James PVice Chair & Strategic Advisor
Exercise / conversionCommon Stock 12,566 $20.89 $262,503.74
Disclosure

SEC source: 0001127602-21-008696 · form4.xml · nonDerivative · entry 6

Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,943.24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:12 UTC
Clappin James PVice Chair & Strategic Advisor
Exercise / conversionCommon Stock 14,060 $18.67 $262,500.20
Disclosure

SEC source: 0001127602-21-008696 · form4.xml · nonDerivative · entry 5

Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,377.24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:12 UTC
Clappin James PVice Chair & Strategic Advisor
Exercise / conversionCommon Stock 12,566 $20.89 $262,503.74
Disclosure

SEC source: 0001127602-21-008696 · form4.xml · nonDerivative · entry 4

Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,317.24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:12 UTC
Clappin James PVice Chair & Strategic Advisor
Exercise / conversionCommon Stock 12,548 $20.92 $262,504.16
Disclosure

SEC source: 0001127602-21-008696 · form4.xml · nonDerivative · entry 3

Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,751.24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:12 UTC
Clappin James PVice Chair & Strategic Advisor
Exercise / conversionCommon Stock 12,542 $20.93 $262,504.06
Disclosure

SEC source: 0001127602-21-008696 · form4.xml · nonDerivative · entry 2

Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,203.24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:12 UTC
Clappin James PVice Chair & Strategic Advisor
Exercise / conversionCommon Stock 11,574 $22.68 $262,498.32
Disclosure

SEC source: 0001127602-21-008696 · form4.xml · nonDerivative · entry 1

Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,661.24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 19, 2021 21:16 UTC
WEEKS WENDELL PDirector · Chairman and CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 55,236 $0.00 Strike: $18.67 $0.00
Disclosure

SEC source: 0001127602-21-006736 · form4.xml · derivative · entry 11

WEEKS WENDELL P · CIK 0001206158 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,236 shares

Expires 2026-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 19, 2021 21:16 UTC
WEEKS WENDELL PDirector · Chairman and CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 49,366 $0.00 Strike: $20.89 $0.00
Disclosure

SEC source: 0001127602-21-006736 · form4.xml · derivative · entry 10

WEEKS WENDELL P · CIK 0001206158 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,366 shares

Expires 2026-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 19, 2021 21:16 UTC
WEEKS WENDELL PDirector · Chairman and CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 42,027 $0.00 Strike: $20.82 $0.00
Disclosure

SEC source: 0001127602-21-006736 · form4.xml · derivative · entry 9

WEEKS WENDELL P · CIK 0001206158 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,027 shares

Expires 2024-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 19, 2021 Filed Feb 19, 2021 21:16 UTC
WEEKS WENDELL PDirector · Chairman and CEO
SaleCommon Stock 146,629 $37.74 $5,534,291.66
Disclosure

SEC source: 0001127602-21-006736 · form4.xml · nonDerivative · entry 4

WEEKS WENDELL P · CIK 0001206158 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.62 to $37.90, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

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February 19, 2021 Filed Feb 19, 2021 21:16 UTC
WEEKS WENDELL PDirector · Chairman and CEO
Exercise / conversionCommon Stock 55,236 $18.67 $1,031,256.12
Disclosure

SEC source: 0001127602-21-006736 · form4.xml · nonDerivative · entry 3

WEEKS WENDELL P · CIK 0001206158 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 19, 2021 Filed Feb 19, 2021 21:16 UTC
WEEKS WENDELL PDirector · Chairman and CEO
Exercise / conversionCommon Stock 49,366 $20.89 $1,031,255.74
Disclosure

SEC source: 0001127602-21-006736 · form4.xml · nonDerivative · entry 2

WEEKS WENDELL P · CIK 0001206158 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 19, 2021 Filed Feb 19, 2021 21:16 UTC
WEEKS WENDELL PDirector · Chairman and CEO
Exercise / conversionCommon Stock 42,027 $20.82 $875,002.14
Disclosure

SEC source: 0001127602-21-006736 · form4.xml · nonDerivative · entry 1

WEEKS WENDELL P · CIK 0001206158 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 19, 2021 Filed Feb 22, 2021 21:03 UTC
STEVERSON LEWIS AEVP and CLAO
Exercise / conversionStock Options (Right to Buy) · Derivative 8,150 $0.00 Strike: $19.65 $0.00
Disclosure

SEC source: 0001127602-21-006968 · form4.xml · derivative · entry 3

STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,150

Underlying: Common Stock · 8,150 shares

Expires 2030-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On December 2, 2020, the Compensation Committee approved the early vesting of one half of the stock options granted on May 15, 2020. The remaining stock options will vest ratably over three years from the grand date.

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February 19, 2021 Filed Feb 22, 2021 21:03 UTC
STEVERSON LEWIS AEVP and CLAO
SaleCommon Stock 8,150 $38.16 $311,004.00
Disclosure

SEC source: 0001127602-21-006968 · form4.xml · nonDerivative · entry 2

STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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February 19, 2021 Filed Feb 22, 2021 21:03 UTC
STEVERSON LEWIS AEVP and CLAO
Exercise / conversionCommon Stock 8,150 $19.65 $160,147.50
Disclosure

SEC source: 0001127602-21-006968 · form4.xml · nonDerivative · entry 1

STEVERSON LEWIS A · CIK 0001508144 · EVP and CLAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 16, 2021 Filed Feb 18, 2021 21:02 UTC
Curran Martin JExec. VP & Innovation Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 23,336 $0.00 Strike: $27.00 $0.00
Disclosure

SEC source: 0001127602-21-006475 · form4.xml · derivative · entry 22

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,336 shares

Expires 2027-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 16, 2021 Filed Feb 18, 2021 21:02 UTC
Curran Martin JExec. VP & Innovation Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 8,377 $0.00 Strike: $20.89 $0.00
Disclosure

SEC source: 0001127602-21-006475 · form4.xml · derivative · entry 21

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,377 shares

Expires 2026-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.