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GLW

CORNING INC /NY

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2883
SEC CIK
0000024741
Parsed reports
3,626

Last 12 months

Inside the activity.

0 purchase rows · 30 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202602
Feb 2026012
Mar 202600
Apr 202600
May 2026011
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 17, 2021 Filed May 19, 2021 20:09 UTC
Bell Michael AlanSenior VP & GM, Optical Comm.
Exercise / conversionCommon Stock 3,084 $19.65 $60,600.60
Disclosure

SEC source: 0001127602-21-017374 · form4.xml · nonDerivative · entry 1

Bell Michael Alan · CIK 0001826462 · Senior VP & GM, Optical Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:10 UTC
Clappin James PVice Chair & Strategic Advisor
Exercise / conversionPerformance Share Unit · Derivative 10,510 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017375 · form4.xml · derivative · entry 7

Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,018

Underlying: Common Stock · 10,510 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F4 · derivative.exercise_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the May 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement.

F4 · derivative.expiration_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the May 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:10 UTC
Clappin James PVice Chair & Strategic Advisor
Exercise / conversionRestricted Stock Unit · Derivative 1,139 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017375 · form4.xml · derivative · entry 6

Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,276

Underlying: Common Stock · 1,139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F2 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:10 UTC
Clappin James PVice Chair & Strategic Advisor
Tax withholdingCommon Stock 5,705 $44.19 $252,103.95
Disclosure

SEC source: 0001127602-21-017375 · form4.xml · nonDerivative · entry 3

Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,064.24

Read SEC document
May 17, 2021 Filed May 19, 2021 20:10 UTC
Clappin James PVice Chair & Strategic Advisor
Exercise / conversionCommon Stock 10,510 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017375 · form4.xml · nonDerivative · entry 2

Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,769.24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:10 UTC
Clappin James PVice Chair & Strategic Advisor
Exercise / conversionCommon Stock 1,139 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017375 · form4.xml · nonDerivative · entry 1

Clappin James P · CIK 0001606367 · Vice Chair & Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,259.24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:11 UTC
Curran Martin JExec. VP & Innovation Officer
Exercise / conversionRestricted Stock Unit · Derivative 955 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017377 · form4.xml · derivative · entry 7

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,910

Underlying: Common Stock · 955 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F2 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:11 UTC
Curran Martin JExec. VP & Innovation Officer
Exercise / conversionRestricted Stock Unit · Derivative 8,270 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017377 · form4.xml · derivative · entry 6

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,540

Underlying: Common Stock · 8,270 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F2 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:11 UTC
Curran Martin JExec. VP & Innovation Officer
Tax withholdingCommon Stock 4,518 $44.19 $199,650.42
Disclosure

SEC source: 0001127602-21-017377 · form4.xml · nonDerivative · entry 3

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,707

Read SEC document
May 17, 2021 Filed May 19, 2021 20:11 UTC
Curran Martin JExec. VP & Innovation Officer
Exercise / conversionCommon Stock 955 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017377 · form4.xml · nonDerivative · entry 2

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:11 UTC
Curran Martin JExec. VP & Innovation Officer
Exercise / conversionCommon Stock 8,270 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017377 · form4.xml · nonDerivative · entry 1

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:12 UTC
Evenson Jeffrey WExec. VP & Chief Strategy Off
Exercise / conversionRestricted Stock Unit · Derivative 867 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017378 · form4.xml · derivative · entry 5

Evenson Jeffrey W · CIK 0001531116 · Exec. VP & Chief Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,733

Underlying: Common Stock · 867 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F2 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:12 UTC
Evenson Jeffrey WExec. VP & Chief Strategy Off
Exercise / conversionRestricted Stock Unit · Derivative 7,507 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017378 · form4.xml · derivative · entry 4

Evenson Jeffrey W · CIK 0001531116 · Exec. VP & Chief Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,013

Underlying: Common Stock · 7,507 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F2 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:12 UTC
Evenson Jeffrey WExec. VP & Chief Strategy Off
Tax withholdingCommon Stock 4,102 $44.19 $181,267.38
Disclosure

SEC source: 0001127602-21-017378 · form4.xml · nonDerivative · entry 3

Evenson Jeffrey W · CIK 0001531116 · Exec. VP & Chief Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,877

Read SEC document
May 17, 2021 Filed May 19, 2021 20:12 UTC
Evenson Jeffrey WExec. VP & Chief Strategy Off
Exercise / conversionCommon Stock 867 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017378 · form4.xml · nonDerivative · entry 2

Evenson Jeffrey W · CIK 0001531116 · Exec. VP & Chief Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:12 UTC
Evenson Jeffrey WExec. VP & Chief Strategy Off
Exercise / conversionCommon Stock 7,507 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017378 · form4.xml · nonDerivative · entry 1

Evenson Jeffrey W · CIK 0001531116 · Exec. VP & Chief Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:13 UTC
Fang LiPres&GM, Corning Greater China
Exercise / conversionRestricted Stock Unit · Derivative 582 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017379 · form4.xml · derivative · entry 6

Fang Li · CIK 0001824647 · Pres&GM, Corning Greater China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,163

Underlying: Common Stock · 582 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units will be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The cash-settled RSUs will vest ratably over three years from the May 15, 2020 grant date. Vested units will be settled within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F2 · derivative.expiration_date: The cash-settled RSUs will vest ratably over three years from the May 15, 2020 grant date. Vested units will be settled within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:13 UTC
Fang LiPres&GM, Corning Greater China
Exercise / conversionRestricted Stock Unit · Derivative 3,953 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017379 · form4.xml · derivative · entry 5

Fang Li · CIK 0001824647 · Pres&GM, Corning Greater China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,904

Underlying: Common Stock · 3,953 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units will be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The cash-settled RSUs will vest ratably over three years from the May 15, 2020 grant date. Vested units will be settled within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F2 · derivative.expiration_date: The cash-settled RSUs will vest ratably over three years from the May 15, 2020 grant date. Vested units will be settled within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:13 UTC
Fang LiPres&GM, Corning Greater China
Disposition to issuerCommon Stock 582 $44.19 $25,718.58
Disclosure

SEC source: 0001127602-21-017379 · form4.xml · nonDerivative · entry 4

Fang Li · CIK 0001824647 · Pres&GM, Corning Greater China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 17, 2021 Filed May 19, 2021 20:13 UTC
Fang LiPres&GM, Corning Greater China
Exercise / conversionCommon Stock 582 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017379 · form4.xml · nonDerivative · entry 3

Fang Li · CIK 0001824647 · Pres&GM, Corning Greater China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units will be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of Corning Incorporated Common Stock.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:13 UTC
Fang LiPres&GM, Corning Greater China
Disposition to issuerCommon Stock 3,953 $44.19 $174,683.07
Disclosure

SEC source: 0001127602-21-017379 · form4.xml · nonDerivative · entry 2

Fang Li · CIK 0001824647 · Pres&GM, Corning Greater China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 17, 2021 Filed May 19, 2021 20:13 UTC
Fang LiPres&GM, Corning Greater China
Exercise / conversionCommon Stock 3,953 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017379 · form4.xml · nonDerivative · entry 1

Fang Li · CIK 0001824647 · Pres&GM, Corning Greater China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units will be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of Corning Incorporated Common Stock.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:14 UTC
France Robert P.Senior VP, Human Resources
Exercise / conversionRestricted Stock Unit · Derivative 662 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017380 · form4.xml · derivative · entry 5

France Robert P. · CIK 0001778437 · Senior VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,323

Underlying: Common Stock · 662 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F2 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:14 UTC
France Robert P.Senior VP, Human Resources
Exercise / conversionRestricted Stock Unit · Derivative 4,962 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017380 · form4.xml · derivative · entry 4

France Robert P. · CIK 0001778437 · Senior VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,924

Underlying: Common Stock · 4,962 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F2 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:14 UTC
France Robert P.Senior VP, Human Resources
Tax withholdingCommon Stock 1,911 $44.19 $84,447.09
Disclosure

SEC source: 0001127602-21-017380 · form4.xml · nonDerivative · entry 3

France Robert P. · CIK 0001778437 · Senior VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,713

Read SEC document
May 17, 2021 Filed May 19, 2021 20:14 UTC
France Robert P.Senior VP, Human Resources
Exercise / conversionCommon Stock 662 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017380 · form4.xml · nonDerivative · entry 2

France Robert P. · CIK 0001778437 · Senior VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:14 UTC
France Robert P.Senior VP, Human Resources
Exercise / conversionCommon Stock 4,962 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017380 · form4.xml · nonDerivative · entry 1

France Robert P. · CIK 0001778437 · Senior VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:15 UTC
McRae Lawrence DVice Chairman & Corp. Dev. Off
Exercise / conversionPerformance Share Unit · Derivative 11,911 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017381 · form4.xml · derivative · entry 7

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,820

Underlying: Common Stock · 11,911 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F5 · derivative.exercise_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the May 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement.

F5 · derivative.expiration_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the May 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:15 UTC
McRae Lawrence DVice Chairman & Corp. Dev. Off
Exercise / conversionRestricted Stock Unit · Derivative 1,214 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017381 · form4.xml · derivative · entry 6

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,426

Underlying: Common Stock · 1,214 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F3 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F3 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:15 UTC
McRae Lawrence DVice Chairman & Corp. Dev. Off
Tax withholdingCommon Stock 6,428 $44.19 $284,053.32
Disclosure

SEC source: 0001127602-21-017381 · form4.xml · nonDerivative · entry 3

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,814

Read SEC document
May 17, 2021 Filed May 19, 2021 20:15 UTC
McRae Lawrence DVice Chairman & Corp. Dev. Off
Exercise / conversionCommon Stock 11,911 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017381 · form4.xml · nonDerivative · entry 2

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:15 UTC
McRae Lawrence DVice Chairman & Corp. Dev. Off
Exercise / conversionCommon Stock 1,214 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017381 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:16 UTC
Morse David LExec. VP & Chief Tech. Officer
Exercise / conversionPerformance Share Unit · Derivative 9,809 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017382 · form4.xml · derivative · entry 6

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,618

Underlying: Common Stock · 9,809 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F5 · derivative.exercise_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the May 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement.

F5 · derivative.expiration_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the May 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement.

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May 17, 2021 Filed May 19, 2021 20:16 UTC
Morse David LExec. VP & Chief Tech. Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,062 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017382 · form4.xml · derivative · entry 5

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,123

Underlying: Common Stock · 1,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F3 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F3 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

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May 17, 2021 Filed May 19, 2021 20:16 UTC
Morse David LExec. VP & Chief Tech. Officer
Tax withholdingCommon Stock 5,325 $44.19 $235,311.75
Disclosure

SEC source: 0001127602-21-017382 · form4.xml · nonDerivative · entry 3

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,846

Read SEC document
May 17, 2021 Filed May 19, 2021 20:16 UTC
Morse David LExec. VP & Chief Tech. Officer
Exercise / conversionCommon Stock 9,809 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017382 · form4.xml · nonDerivative · entry 2

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:16 UTC
Morse David LExec. VP & Chief Tech. Officer
Exercise / conversionCommon Stock 1,062 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017382 · form4.xml · nonDerivative · entry 1

Morse David L · CIK 0001547488 · Exec. VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:17 UTC
Mullins AnneSenior Vice President & CDIO
Exercise / conversionRestricted Stock Unit · Derivative 705 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017383 · form4.xml · derivative · entry 5

Mullins Anne · CIK 0001785395 · Senior Vice President & CDIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,410

Underlying: Common Stock · 705 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F2 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:17 UTC
Mullins AnneSenior Vice President & CDIO
Exercise / conversionRestricted Stock Unit · Derivative 5,700 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017383 · form4.xml · derivative · entry 4

Mullins Anne · CIK 0001785395 · Senior Vice President & CDIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,400

Underlying: Common Stock · 5,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F2 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:17 UTC
Mullins AnneSenior Vice President & CDIO
Tax withholdingCommon Stock 2,177 $44.19 $96,201.63
Disclosure

SEC source: 0001127602-21-017383 · form4.xml · nonDerivative · entry 3

Mullins Anne · CIK 0001785395 · Senior Vice President & CDIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,228

Read SEC document
May 17, 2021 Filed May 19, 2021 20:17 UTC
Mullins AnneSenior Vice President & CDIO
Exercise / conversionCommon Stock 705 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017383 · form4.xml · nonDerivative · entry 2

Mullins Anne · CIK 0001785395 · Senior Vice President & CDIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:17 UTC
Mullins AnneSenior Vice President & CDIO
Exercise / conversionCommon Stock 5,700 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017383 · form4.xml · nonDerivative · entry 1

Mullins Anne · CIK 0001785395 · Senior Vice President & CDIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:18 UTC
Musser Eric SPresident and COO
Exercise / conversionPerformance Share Unit · Derivative 12,571 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017385 · form4.xml · derivative · entry 5

Musser Eric S · CIK 0001323968 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,140

Underlying: Common Stock · 12,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F4 · derivative.exercise_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the May 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement.

F4 · derivative.expiration_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the May 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:18 UTC
Musser Eric SPresident and COO
Exercise / conversionRestricted Stock Unit · Derivative 1,257 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017385 · form4.xml · derivative · entry 4

Musser Eric S · CIK 0001323968 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,513

Underlying: Common Stock · 1,257 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F2 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:18 UTC
Musser Eric SPresident and COO
Tax withholdingCommon Stock 6,773 $44.19 $299,298.87
Disclosure

SEC source: 0001127602-21-017385 · form4.xml · nonDerivative · entry 3

Musser Eric S · CIK 0001323968 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,217

Read SEC document
May 17, 2021 Filed May 19, 2021 20:18 UTC
Musser Eric SPresident and COO
Exercise / conversionCommon Stock 12,571 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017385 · form4.xml · nonDerivative · entry 2

Musser Eric S · CIK 0001323968 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:18 UTC
Musser Eric SPresident and COO
Exercise / conversionCommon Stock 1,257 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017385 · form4.xml · nonDerivative · entry 1

Musser Eric S · CIK 0001323968 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:19 UTC
Nelson Avery H IIISenior VP & GM, Automotive
Exercise / conversionRestricted Stock Unit · Derivative 589 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017386 · form4.xml · derivative · entry 6

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,176

Underlying: Common Stock · 589 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The restricted stock units will vest ratably over three years from the May 15, 2020 grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F2 · derivative.expiration_date: The restricted stock units will vest ratably over three years from the May 15, 2020 grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:19 UTC
Nelson Avery H IIISenior VP & GM, Automotive
Exercise / conversionRestricted Stock Unit · Derivative 4,072 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017386 · form4.xml · derivative · entry 5

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,142

Underlying: Common Stock · 4,072 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The restricted stock units will vest ratably over three years from the May 15, 2020 grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F2 · derivative.expiration_date: The restricted stock units will vest ratably over three years from the May 15, 2020 grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:19 UTC
Nelson Avery H IIISenior VP & GM, Automotive
Tax withholdingCommon Stock 2,204 $44.19 $97,394.76
Disclosure

SEC source: 0001127602-21-017386 · form4.xml · nonDerivative · entry 3

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,579

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.