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CORNING INC /NY

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2883
SEC CIK
0000024741
Parsed reports
3,626

Last 12 months

Inside the activity.

0 purchase rows · 30 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202602
Feb 2026012
Mar 202600
Apr 202600
May 2026011
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2022 Filed Feb 16, 2022 21:12 UTC
WEEKS WENDELL PDirector · Chairman and CEO
Exercise / conversionCommon Stock 41,846 $20.91 $874,999.86
Disclosure

SEC source: 0001127602-22-005285 · form4.xml · nonDerivative · entry 1

WEEKS WENDELL P · CIK 0001206158 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2022 Filed Feb 4, 2022 21:24 UTC
Zhang John ZSenior VP & GM, Display
Exercise / conversionStock Options (Right to Buy) · Derivative 13,320 $0.00 Strike: $27.03 $0.00
Disclosure

SEC source: 0001127602-22-003383 · form4.xml · derivative · entry 5

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,320 shares

Expires 2028-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2022 Filed Feb 4, 2022 21:24 UTC
Zhang John ZSenior VP & GM, Display
SaleCommon Stock 13,320 $42.01 $559,593.18
Disclosure

SEC source: 0001127602-22-003383 · form4.xml · nonDerivative · entry 2

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,655

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.01 to $42.02, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

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February 04, 2022 Filed Feb 4, 2022 21:24 UTC
Zhang John ZSenior VP & GM, Display
Exercise / conversionCommon Stock 13,320 $27.03 $360,039.60
Disclosure

SEC source: 0001127602-22-003383 · form4.xml · nonDerivative · entry 1

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2022 Filed Feb 3, 2022 21:08 UTC GrantRestricted Stock Unit · Derivative 4,797 $42.74 $205,023.78
Disclosure

SEC source: 0001127602-22-003185 · form4.xml · derivative · entry 1

BLAIR DONALD W · CIK 0001237789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,331

Underlying: Common Stock · 4,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
February 02, 2022 Filed Feb 3, 2022 21:11 UTC GrantRestricted Stock Unit · Derivative 4,797 $42.74 $205,023.78
Disclosure

SEC source: 0001127602-22-003186 · form4.xml · derivative · entry 1

BRUN LESLIE A · CIK 0001217068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,696

Underlying: Common Stock · 4,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
February 02, 2022 Filed Feb 3, 2022 21:12 UTC GrantRestricted Stock Unit · Derivative 4,797 $42.74 $205,023.78
Disclosure

SEC source: 0001127602-22-003187 · form4.xml · derivative · entry 1

BURNS STEPHANIE · CIK 0001257094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,331

Underlying: Common Stock · 4,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
February 02, 2022 Filed Feb 3, 2022 21:13 UTC GrantRestricted Stock Unit · Derivative 4,797 $42.74 $205,023.78
Disclosure

SEC source: 0001127602-22-003188 · form4.xml · derivative · entry 1

CLARK RICHARD T · CIK 0001181282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,331

Underlying: Common Stock · 4,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
February 02, 2022 Filed Feb 3, 2022 21:15 UTC GrantRestricted Stock Unit · Derivative 4,797 $42.74 $205,023.78
Disclosure

SEC source: 0001127602-22-003191 · form4.xml · derivative · entry 1

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,331

Underlying: Common Stock · 4,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
February 02, 2022 Filed Feb 3, 2022 21:14 UTC GrantRestricted Stock Unit · Derivative 4,797 $42.74 $205,023.78
Disclosure

SEC source: 0001127602-22-003189 · form4.xml · derivative · entry 1

Craig Pamela J. · CIK 0001232910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,181

Underlying: Common Stock · 4,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
February 02, 2022 Filed Feb 3, 2022 21:16 UTC GrantRestricted Stock Unit · Derivative 4,797 $42.74 $205,023.78
Disclosure

SEC source: 0001127602-22-003192 · form4.xml · derivative · entry 1

Ferguson Roger W. Jr. · CIK 0001487637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,122

Underlying: Common Stock · 4,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
February 02, 2022 Filed Feb 3, 2022 21:17 UTC GrantRestricted Stock Unit · Derivative 4,797 $42.74 $205,023.78
Disclosure

SEC source: 0001127602-22-003193 · form4.xml · derivative · entry 1

HENRETTA DEBORAH A · CIK 0001282881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,331

Underlying: Common Stock · 4,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
February 02, 2022 Filed Feb 3, 2022 21:18 UTC GrantRestricted Stock Unit · Derivative 4,797 $42.74 $205,023.78
Disclosure

SEC source: 0001127602-22-003194 · form4.xml · derivative · entry 1

Huttenlocher Daniel P · CIK 0001630567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,331

Underlying: Common Stock · 4,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
February 02, 2022 Filed Feb 3, 2022 21:19 UTC GrantRestricted Stock Unit · Derivative 4,797 $42.74 $205,023.78
Disclosure

SEC source: 0001127602-22-003195 · form4.xml · derivative · entry 1

LANDGRAF KURT M · CIK 0001179519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,331

Underlying: Common Stock · 4,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
February 02, 2022 Filed Feb 3, 2022 21:20 UTC GrantRestricted Stock Unit · Derivative 4,797 $42.74 $205,023.78
Disclosure

SEC source: 0001127602-22-003198 · form4.xml · derivative · entry 1

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,331

Underlying: Common Stock · 4,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
February 02, 2022 Filed Feb 3, 2022 21:21 UTC GrantRestricted Stock Unit · Derivative 4,797 $42.74 $205,023.78
Disclosure

SEC source: 0001127602-22-003201 · form4.xml · derivative · entry 1

RIEMAN DEBORAH · CIK 0001209876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,331

Underlying: Common Stock · 4,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
February 02, 2022 Filed Feb 3, 2022 21:22 UTC GrantRestricted Stock Unit · Derivative 4,797 $42.74 $205,023.78
Disclosure

SEC source: 0001127602-22-003204 · form4.xml · derivative · entry 1

TOOKES HANSEL E II · CIK 0001204097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,331

Underlying: Common Stock · 4,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
February 02, 2022 Filed Feb 3, 2022 21:23 UTC GrantRestricted Stock Unit · Derivative 4,797 $42.74 $205,023.78
Disclosure

SEC source: 0001127602-22-003205 · form4.xml · derivative · entry 1

WRIGHTON MARK S · CIK 0001021584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,331

Underlying: Common Stock · 4,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:06 UTC
Bayne John P JRSVP &GM, Mobile Consumer Elec.
Exercise / conversionPerformance Share Unit · Derivative 267 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-003351 · form4.xml · derivative · entry 7

Bayne John P JR · CIK 0001824725 · SVP &GM, Mobile Consumer Elec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,251

Underlying: Common Stock · 267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F5 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the 2021 agreement.

F5 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the 2021 agreement.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:06 UTC
Bayne John P JRSVP &GM, Mobile Consumer Elec.
Exercise / conversionPerformance Share Unit · Derivative 451 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-003351 · form4.xml · derivative · entry 6

Bayne John P JR · CIK 0001824725 · SVP &GM, Mobile Consumer Elec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,905

Underlying: Common Stock · 451 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F4 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the 2020 agreement.

F4 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the 2020 agreement.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:06 UTC
Bayne John P JRSVP &GM, Mobile Consumer Elec.
GrantPerformance Share Unit · Derivative 7,518 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003351 · form4.xml · derivative · entry 5

Bayne John P JR · CIK 0001824725 · SVP &GM, Mobile Consumer Elec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,518

Underlying: Common Stock · 7,518 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F3 · derivative.exercise_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2021 agreement. Earned units remain restricted until April 15, 2024, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

F3 · derivative.expiration_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2021 agreement. Earned units remain restricted until April 15, 2024, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:06 UTC
Bayne John P JRSVP &GM, Mobile Consumer Elec.
GrantPerformance Share Unit · Derivative 12,686 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003351 · form4.xml · derivative · entry 4

Bayne John P JR · CIK 0001824725 · SVP &GM, Mobile Consumer Elec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,356

Underlying: Common Stock · 12,686 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F2 · derivative.exercise_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

F2 · derivative.expiration_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:06 UTC
Bayne John P JRSVP &GM, Mobile Consumer Elec.
Tax withholdingCommon Stock 718 $42.74 $30,687.32
Disclosure

SEC source: 0001127602-22-003351 · form4.xml · nonDerivative · entry 3

Bayne John P JR · CIK 0001824725 · SVP &GM, Mobile Consumer Elec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,424

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:06 UTC
Bayne John P JRSVP &GM, Mobile Consumer Elec.
Exercise / conversionCommon Stock 267 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-003351 · form4.xml · nonDerivative · entry 2

Bayne John P JR · CIK 0001824725 · SVP &GM, Mobile Consumer Elec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:06 UTC
Bayne John P JRSVP &GM, Mobile Consumer Elec.
Exercise / conversionCommon Stock 451 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-003351 · form4.xml · nonDerivative · entry 1

Bayne John P JR · CIK 0001824725 · SVP &GM, Mobile Consumer Elec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:08 UTC
Bell Michael AlanSenior VP & GM, Optical Comm.
Exercise / conversionPerformance Share Unit · Derivative 243 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-003354 · form4.xml · derivative · entry 8

Bell Michael Alan · CIK 0001826462 · Senior VP & GM, Optical Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,275

Underlying: Common Stock · 243 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F5 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the 2021 agreement.

F5 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the 2021 agreement.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:08 UTC
Bell Michael AlanSenior VP & GM, Optical Comm.
Exercise / conversionPerformance Share Unit · Derivative 410 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-003354 · form4.xml · derivative · entry 7

Bell Michael Alan · CIK 0001826462 · Senior VP & GM, Optical Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,972

Underlying: Common Stock · 410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F4 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the 2020 agreement.

F4 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the 2020 agreement.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:08 UTC
Bell Michael AlanSenior VP & GM, Optical Comm.
GrantPerformance Share Unit · Derivative 7,518 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003354 · form4.xml · derivative · entry 6

Bell Michael Alan · CIK 0001826462 · Senior VP & GM, Optical Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,518

Underlying: Common Stock · 7,518 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F3 · derivative.exercise_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2021 agreement. Earned units remain restricted until April 15, 2024, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

F3 · derivative.expiration_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2021 agreement. Earned units remain restricted until April 15, 2024, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:08 UTC
Bell Michael AlanSenior VP & GM, Optical Comm.
GrantPerformance Share Unit · Derivative 12,686 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003354 · form4.xml · derivative · entry 5

Bell Michael Alan · CIK 0001826462 · Senior VP & GM, Optical Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,382

Underlying: Common Stock · 12,686 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F2 · derivative.exercise_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

F2 · derivative.expiration_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:08 UTC
Bell Michael AlanSenior VP & GM, Optical Comm.
Tax withholdingCommon Stock 653 $42.74 $27,909.22
Disclosure

SEC source: 0001127602-22-003354 · form4.xml · nonDerivative · entry 3

Bell Michael Alan · CIK 0001826462 · Senior VP & GM, Optical Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:08 UTC
Bell Michael AlanSenior VP & GM, Optical Comm.
Exercise / conversionCommon Stock 243 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-003354 · form4.xml · nonDerivative · entry 2

Bell Michael Alan · CIK 0001826462 · Senior VP & GM, Optical Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

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February 02, 2022 Filed Feb 4, 2022 21:08 UTC
Bell Michael AlanSenior VP & GM, Optical Comm.
Exercise / conversionCommon Stock 410 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-003354 · form4.xml · nonDerivative · entry 1

Bell Michael Alan · CIK 0001826462 · Senior VP & GM, Optical Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:07 UTC
Becker StefanSVP & Operations Controller
GrantPerformance Share Unit · Derivative 4,834 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003353 · form4.xml · derivative · entry 2

Becker Stefan · CIK 0001825967 · SVP & Operations Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,834

Underlying: Common Stock · 4,834 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F3 · derivative.exercise_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2021 agreement. Earned units remain restricted until April 15, 2024, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

F3 · derivative.expiration_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2021 agreement. Earned units remain restricted until April 15, 2024, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

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February 02, 2022 Filed Feb 4, 2022 21:07 UTC
Becker StefanSVP & Operations Controller
GrantPerformance Share Unit · Derivative 7,418 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003353 · form4.xml · derivative · entry 1

Becker Stefan · CIK 0001825967 · SVP & Operations Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,090

Underlying: Common Stock · 7,418 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F2 · derivative.exercise_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

F2 · derivative.expiration_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:09 UTC
Capps Cheryl CSVP & Chief Supply Chain Off.
Exercise / conversionPerformance Share Unit · Derivative 174 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-003355 · form4.xml · derivative · entry 7

Capps Cheryl C · CIK 0001843623 · SVP & Chief Supply Chain Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,197

Underlying: Common Stock · 174 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F5 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the 2021 agreement.

F5 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the 2021 agreement.

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February 02, 2022 Filed Feb 4, 2022 21:09 UTC
Capps Cheryl CSVP & Chief Supply Chain Off.
Exercise / conversionPerformance Share Unit · Derivative 299 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-003355 · form4.xml · derivative · entry 6

Capps Cheryl C · CIK 0001843623 · SVP & Chief Supply Chain Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,233

Underlying: Common Stock · 299 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F4 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the 2020 agreement.

F4 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the 2020 agreement.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:09 UTC
Capps Cheryl CSVP & Chief Supply Chain Off.
GrantPerformance Share Unit · Derivative 5,371 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003355 · form4.xml · derivative · entry 5

Capps Cheryl C · CIK 0001843623 · SVP & Chief Supply Chain Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,371

Underlying: Common Stock · 5,371 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F3 · derivative.exercise_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2021 agreement. Earned units remain restricted until April 15, 2024, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

F3 · derivative.expiration_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2021 agreement. Earned units remain restricted until April 15, 2024, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:09 UTC
Capps Cheryl CSVP & Chief Supply Chain Off.
GrantPerformance Share Unit · Derivative 9,272 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003355 · form4.xml · derivative · entry 4

Capps Cheryl C · CIK 0001843623 · SVP & Chief Supply Chain Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,532

Underlying: Common Stock · 9,272 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F2 · derivative.exercise_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

F2 · derivative.expiration_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:09 UTC
Capps Cheryl CSVP & Chief Supply Chain Off.
Tax withholdingCommon Stock 473 $42.74 $20,216.02
Disclosure

SEC source: 0001127602-22-003355 · form4.xml · nonDerivative · entry 3

Capps Cheryl C · CIK 0001843623 · SVP & Chief Supply Chain Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:09 UTC
Capps Cheryl CSVP & Chief Supply Chain Off.
Exercise / conversionCommon Stock 174 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-003355 · form4.xml · nonDerivative · entry 2

Capps Cheryl C · CIK 0001843623 · SVP & Chief Supply Chain Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:09 UTC
Capps Cheryl CSVP & Chief Supply Chain Off.
Exercise / conversionCommon Stock 299 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-003355 · form4.xml · nonDerivative · entry 1

Capps Cheryl C · CIK 0001843623 · SVP & Chief Supply Chain Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:11 UTC
Evenson Jeffrey WExec. VP & Chief Strategy Off
Exercise / conversionPerformance Share Unit · Derivative 343 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-003358 · form4.xml · derivative · entry 7

Evenson Jeffrey W · CIK 0001531116 · Exec. VP & Chief Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,324

Underlying: Common Stock · 343 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F5 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the 2021 agreement.

F5 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the 2021 agreement.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:11 UTC
Evenson Jeffrey WExec. VP & Chief Strategy Off
Exercise / conversionPerformance Share Unit · Derivative 669 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-003358 · form4.xml · derivative · entry 6

Evenson Jeffrey W · CIK 0001531116 · Exec. VP & Chief Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,014

Underlying: Common Stock · 669 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F4 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the 2020 agreement.

F4 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the 2020 agreement.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:11 UTC
Evenson Jeffrey WExec. VP & Chief Strategy Off
GrantPerformance Share Unit · Derivative 9,667 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003358 · form4.xml · derivative · entry 5

Evenson Jeffrey W · CIK 0001531116 · Exec. VP & Chief Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,667

Underlying: Common Stock · 9,667 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F3 · derivative.exercise_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2021 agreement. Earned units remain restricted until April 15, 2024, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

F3 · derivative.expiration_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2021 agreement. Earned units remain restricted until April 15, 2024, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:11 UTC
Evenson Jeffrey WExec. VP & Chief Strategy Off
GrantPerformance Share Unit · Derivative 18,853 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003358 · form4.xml · derivative · entry 4

Evenson Jeffrey W · CIK 0001531116 · Exec. VP & Chief Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,683

Underlying: Common Stock · 18,853 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F2 · derivative.exercise_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

F2 · derivative.expiration_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:11 UTC
Evenson Jeffrey WExec. VP & Chief Strategy Off
Tax withholdingCommon Stock 1,012 $42.74 $43,252.88
Disclosure

SEC source: 0001127602-22-003358 · form4.xml · nonDerivative · entry 3

Evenson Jeffrey W · CIK 0001531116 · Exec. VP & Chief Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,877

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:11 UTC
Evenson Jeffrey WExec. VP & Chief Strategy Off
Exercise / conversionCommon Stock 343 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-003358 · form4.xml · nonDerivative · entry 2

Evenson Jeffrey W · CIK 0001531116 · Exec. VP & Chief Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:11 UTC
Evenson Jeffrey WExec. VP & Chief Strategy Off
Exercise / conversionCommon Stock 669 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-003358 · form4.xml · nonDerivative · entry 1

Evenson Jeffrey W · CIK 0001531116 · Exec. VP & Chief Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:10 UTC
Curran Martin JExec. VP & Innovation Officer
Exercise / conversionPerformance Share Unit · Derivative 381 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-003357 · form4.xml · derivative · entry 8

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,361

Underlying: Common Stock · 381 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F5 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the 2021 agreement.

F5 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the 2021 agreement.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:10 UTC
Curran Martin JExec. VP & Innovation Officer
Exercise / conversionPerformance Share Unit · Derivative 855 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-003357 · form4.xml · derivative · entry 7

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,327

Underlying: Common Stock · 855 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F4 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the 2020 agreement.

F4 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the 2020 agreement.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.