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CORNING INC /NY

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2883
SEC CIK
0000024741
Parsed reports
3,626

Last 12 months

Inside the activity.

0 purchase rows · 30 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202602
Feb 2026012
Mar 202600
Apr 202600
May 2026011
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 09, 2006 Filed Nov 9, 2006 21:12 UTC
WEEKS WENDELL PDirector · President & CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 50,000 $0.00 Strike: $9.95 $0.00
Disclosure

SEC source: 0000024741-06-000386 · edgar.xml · derivative · entry 6

WEEKS WENDELL P · CIK 0001206158 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,945

Underlying: Common Stock · 50,000 shares

Expires 2011-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2006 Filed Nov 9, 2006 21:12 UTC
WEEKS WENDELL PDirector · President & CEO
SaleCommon Stock 50,000 $20.33 $1,016,500.00
Disclosure

SEC source: 0000024741-06-000386 · edgar.xml · nonDerivative · entry 2

WEEKS WENDELL P · CIK 0001206158 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646,304

Read SEC document
November 09, 2006 Filed Nov 9, 2006 21:12 UTC
WEEKS WENDELL PDirector · President & CEO
Exercise / conversionCommon Stock 50,000 $9.95 $497,500.00
Disclosure

SEC source: 0000024741-06-000386 · edgar.xml · nonDerivative · entry 1

WEEKS WENDELL P · CIK 0001206158 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 696,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2006 Filed Nov 8, 2006 21:16 UTC
WEEKS WENDELL PDirector · President & CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 50,000 $0.00 Strike: $9.95 $0.00
Disclosure

SEC source: 0000024741-06-000382 · edgar.xml · derivative · entry 12

WEEKS WENDELL P · CIK 0001206158 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,945

Underlying: Common Stock · 50,000 shares

Expires 2011-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2006 Filed Nov 8, 2006 21:16 UTC
WEEKS WENDELL PDirector · President & CEO
SaleCommon Stock 50,000 $20.66 $1,032,855.00
Disclosure

SEC source: 0000024741-06-000382 · edgar.xml · nonDerivative · entry 6

WEEKS WENDELL P · CIK 0001206158 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 696,304

Read SEC document
November 08, 2006 Filed Nov 8, 2006 21:16 UTC
WEEKS WENDELL PDirector · President & CEO
Exercise / conversionCommon Stock 50,000 $9.95 $497,500.00
Disclosure

SEC source: 0000024741-06-000382 · edgar.xml · nonDerivative · entry 5

WEEKS WENDELL P · CIK 0001206158 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 696,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2006 Filed Nov 8, 2006 21:13 UTC
VOLANAKIS PETER FDirector · Chief Operating Officer
SaleCommon Stock 41,200 $21.07 $867,993.36
Disclosure

SEC source: 0000024741-06-000380 · edgar.xml · nonDerivative · entry 1

VOLANAKIS PETER F · CIK 0001206157 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,008.28

Read SEC document
November 07, 2006 Filed Nov 8, 2006 21:16 UTC
WEEKS WENDELL PDirector · President & CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 100,000 $0.00 Strike: $9.95 $0.00
Disclosure

SEC source: 0000024741-06-000382 · edgar.xml · derivative · entry 11

WEEKS WENDELL P · CIK 0001206158 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,945

Underlying: Common Stock · 100,000 shares

Expires 2011-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2006 Filed Nov 8, 2006 21:16 UTC
WEEKS WENDELL PDirector · President & CEO
SaleCommon Stock 100,000 $21.12 $2,112,350.00
Disclosure

SEC source: 0000024741-06-000382 · edgar.xml · nonDerivative · entry 4

WEEKS WENDELL P · CIK 0001206158 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646,304

Read SEC document
November 07, 2006 Filed Nov 8, 2006 21:16 UTC
WEEKS WENDELL PDirector · President & CEO
Exercise / conversionCommon Stock 100,000 $9.95 $995,000.00
Disclosure

SEC source: 0000024741-06-000382 · edgar.xml · nonDerivative · entry 3

WEEKS WENDELL P · CIK 0001206158 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2006 Filed Nov 9, 2006 21:11 UTC
EGGERS WILLIAM DSenior Vice President
Exercise / conversionStock Options (Right to buy) · Derivative 34,581 $0.00 Strike: $7.74 $0.00
Disclosure

SEC source: 0000024741-06-000385 · c0001183769d20061109f4f.xml · derivative · entry 6

EGGERS WILLIAM D · CIK 0001183769 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,875

Underlying: Common Stock · 34,581 shares

Expires 2012-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2006 Filed Nov 9, 2006 21:11 UTC
EGGERS WILLIAM DSenior Vice President
Exercise / conversionStock Options (Right to buy) · Derivative 10,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0000024741-06-000385 · c0001183769d20061109f4f.xml · derivative · entry 5

EGGERS WILLIAM D · CIK 0001183769 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,777

Underlying: Common Stock · 10,000 shares

Expires 2013-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2006 Filed Nov 9, 2006 21:11 UTC
EGGERS WILLIAM DSenior Vice President
SaleCommon Stock 44,581 $21.04 $938,073.40
Disclosure

SEC source: 0000024741-06-000385 · c0001183769d20061109f4f.xml · nonDerivative · entry 3

EGGERS WILLIAM D · CIK 0001183769 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,977.41

Read SEC document
November 07, 2006 Filed Nov 9, 2006 21:11 UTC
EGGERS WILLIAM DSenior Vice President
Exercise / conversionCommon Stock 34,581 $7.74 $267,656.94
Disclosure

SEC source: 0000024741-06-000385 · c0001183769d20061109f4f.xml · nonDerivative · entry 2

EGGERS WILLIAM D · CIK 0001183769 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,558.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2006 Filed Nov 9, 2006 21:11 UTC
EGGERS WILLIAM DSenior Vice President
Exercise / conversionCommon Stock 10,000 $3.80 $38,000.00
Disclosure

SEC source: 0000024741-06-000385 · c0001183769d20061109f4f.xml · nonDerivative · entry 1

EGGERS WILLIAM D · CIK 0001183769 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,977.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2006 Filed Nov 6, 2006 21:21 UTC
FLAWS JAMES BDirector · VICE CHAIRMAN & CFO
Exercise / conversionStock Options (Right to buy) · Derivative 100,000 $0.00 Strike: $4.06 $0.00
Disclosure

SEC source: 0000024741-06-000376 · c0001206152d20061106f4s1f.xml · derivative · entry 7

FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,333

Underlying: Common Stock · 100,000 shares

Expires 2012-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2006 Filed Nov 6, 2006 21:21 UTC
FLAWS JAMES BDirector · VICE CHAIRMAN & CFO
SaleCommon Stock 100,000 $20.53 $2,052,970.00
Disclosure

SEC source: 0000024741-06-000376 · c0001206152d20061106f4s1f.xml · nonDerivative · entry 4

FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,825

Read SEC document
November 06, 2006 Filed Nov 6, 2006 21:21 UTC
FLAWS JAMES BDirector · VICE CHAIRMAN & CFO
Exercise / conversionCommon Stock 100,000 $4.06 $406,000.00
Disclosure

SEC source: 0000024741-06-000376 · c0001206152d20061106f4s1f.xml · nonDerivative · entry 3

FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 557,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2006 Filed Nov 8, 2006 21:16 UTC
WEEKS WENDELL PDirector · President & CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 50,000 $0.00 Strike: $9.95 $0.00
Disclosure

SEC source: 0000024741-06-000382 · edgar.xml · derivative · entry 10

WEEKS WENDELL P · CIK 0001206158 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,945

Underlying: Common Stock · 50,000 shares

Expires 2011-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2006 Filed Nov 8, 2006 21:16 UTC
WEEKS WENDELL PDirector · President & CEO
SaleCommon Stock 50,000 $20.52 $1,025,905.00
Disclosure

SEC source: 0000024741-06-000382 · edgar.xml · nonDerivative · entry 2

WEEKS WENDELL P · CIK 0001206158 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646,304

Read SEC document
November 06, 2006 Filed Nov 8, 2006 21:16 UTC
WEEKS WENDELL PDirector · President & CEO
Exercise / conversionCommon Stock 50,000 $9.95 $497,500.00
Disclosure

SEC source: 0000024741-06-000382 · edgar.xml · nonDerivative · entry 1

WEEKS WENDELL P · CIK 0001206158 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 696,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2006 Filed Nov 6, 2006 21:21 UTC
GREGG KIRK PExec. VP & Chief Admin.Officer
GrantStock Options (Right to buy) · Derivative 16,495 $0.00 Strike: $20.51 $0.00
Disclosure

SEC source: 0000024741-06-000375 · c0001206153d20061106f4f.xml · derivative · entry 7

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,495

Underlying: Common Stock · 16,495 shares

Expires 2012-12-03

Read SEC document
November 03, 2006 Filed Nov 6, 2006 21:21 UTC
GREGG KIRK PExec. VP & Chief Admin.Officer
Exercise / conversionStock Options (Right to buy) · Derivative 83,333 $0.00 Strike: $4.06 $0.00
Disclosure

SEC source: 0000024741-06-000375 · c0001206153d20061106f4f.xml · derivative · entry 6

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 83,333 shares

Expires 2012-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2006 Filed Nov 6, 2006 21:21 UTC
GREGG KIRK PExec. VP & Chief Admin.Officer
SaleCommon Stock 37,000 $20.57 $760,912.40
Disclosure

SEC source: 0000024741-06-000375 · c0001206153d20061106f4f.xml · nonDerivative · entry 4

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,403.23

Read SEC document
November 03, 2006 Filed Nov 6, 2006 21:21 UTC
GREGG KIRK PExec. VP & Chief Admin.Officer
Tax withholdingCommon Stock 29,275 $20.51 $600,430.25
Disclosure

SEC source: 0000024741-06-000375 · c0001206153d20061106f4f.xml · nonDerivative · entry 3

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,403.23

Read SEC document
November 03, 2006 Filed Nov 6, 2006 21:21 UTC
GREGG KIRK PExec. VP & Chief Admin.Officer
Tax withholdingCommon Stock 16,495 $20.51 $338,312.45
Disclosure

SEC source: 0000024741-06-000375 · c0001206153d20061106f4f.xml · nonDerivative · entry 2

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,678.23

Read SEC document
November 03, 2006 Filed Nov 6, 2006 21:21 UTC
GREGG KIRK PExec. VP & Chief Admin.Officer
Exercise / conversionCommon Stock 83,333 $4.06 $338,331.98
Disclosure

SEC source: 0000024741-06-000375 · c0001206153d20061106f4f.xml · nonDerivative · entry 1

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,173.23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2006 Filed Nov 6, 2006 21:21 UTC
FLAWS JAMES BDirector · VICE CHAIRMAN & CFO
Exercise / conversionStock Options (Right to buy) · Derivative 187,081 $0.00 Strike: $7.74 $0.00
Disclosure

SEC source: 0000024741-06-000376 · c0001206152d20061106f4s1f.xml · derivative · entry 8

FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 187,081 shares

Expires 2012-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2006 Filed Nov 6, 2006 21:21 UTC
FLAWS JAMES BDirector · VICE CHAIRMAN & CFO
SaleCommon Stock 187,081 $20.40 $3,815,909.87
Disclosure

SEC source: 0000024741-06-000376 · c0001206152d20061106f4s1f.xml · nonDerivative · entry 2

FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,825

Read SEC document
November 03, 2006 Filed Nov 6, 2006 21:21 UTC
FLAWS JAMES BDirector · VICE CHAIRMAN & CFO
Exercise / conversionCommon Stock 187,081 $7.74 $1,448,006.94
Disclosure

SEC source: 0000024741-06-000376 · c0001206152d20061106f4s1f.xml · nonDerivative · entry 1

FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2006 Filed Nov 2, 2006 22:41 UTC SaleCommon Stock 20,256 $20.60 $417,356.65
Disclosure

SEC source: 0001208669-06-000010 · primary_doc.xml · nonDerivative · entry 2

HOUGHTON JAMES R · CIK 0001208669 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT

Disclosed balance after: 7,758

F2 · ownership.nature: These shares are held by the James R. Houghton Grantor Retained Annuity Trust II, dated 8/26/2005.

Read SEC document
November 01, 2006 Filed Nov 3, 2006 21:12 UTC
VOLANAKIS PETER FDirector · Chief Operating Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 200,000 $0.00 Strike: $4.15 $0.00
Disclosure

SEC source: 0000024741-06-000371 · edgar.xml · derivative · entry 6

VOLANAKIS PETER F · CIK 0001206157 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 200,000 shares

Expires 2013-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2006 Filed Nov 3, 2006 21:12 UTC
VOLANAKIS PETER FDirector · Chief Operating Officer
GiftCommon Stock 2,800 $0.00 $0.00
Disclosure

SEC source: 0000024741-06-000371 · edgar.xml · nonDerivative · entry 3

VOLANAKIS PETER F · CIK 0001206157 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547,208.28

Read SEC document
November 01, 2006 Filed Nov 3, 2006 21:12 UTC
VOLANAKIS PETER FDirector · Chief Operating Officer
SaleCommon Stock 200,000 $20.55 $4,109,660.00
Disclosure

SEC source: 0000024741-06-000371 · edgar.xml · nonDerivative · entry 2

VOLANAKIS PETER F · CIK 0001206157 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,008.28

Read SEC document
November 01, 2006 Filed Nov 3, 2006 21:12 UTC
VOLANAKIS PETER FDirector · Chief Operating Officer
Exercise / conversionCommon Stock 200,000 $4.15 $830,000.00
Disclosure

SEC source: 0000024741-06-000371 · edgar.xml · nonDerivative · entry 1

VOLANAKIS PETER F · CIK 0001206157 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,008.28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2006 Filed Nov 1, 2006 21:48 UTC
VOLANAKIS PETER FDirector · Chief Operating Officer
OtherPhantom Stock · Derivative 4,847.89 $20.43 Strike: $0.00 $99,042.39
Disclosure

SEC source: 0000024741-06-000358 · edgar.xml · derivative · entry 2

VOLANAKIS PETER F · CIK 0001206157 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,847.89 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1 conversion of phantom stock units.

F3 · kind: Intra-plan transfer of funds from phantom stock units in Supplemental Investment Plan into another fund within the Plan.

F4 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F4 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

Read SEC document
October 31, 2006 Filed Nov 1, 2006 21:48 UTC
VOLANAKIS PETER FDirector · Chief Operating Officer
OtherCommon Stock 3,621.06 $20.43 $73,978.26
Disclosure

SEC source: 0000024741-06-000358 · edgar.xml · nonDerivative · entry 1

VOLANAKIS PETER F · CIK 0001206157 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee u/Employee Benefit Plan

Disclosed balance after: 0

F1 · kind: Intra-plan transfer of funds from Corning common stock fund of 401(k) Investment Plan to another fund within the Plan.

Read SEC document
October 31, 2006 Filed Nov 2, 2006 20:53 UTC Amendment
SCHNEIDER PAMELA CSenior Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 10,055 $0.00 Strike: $9.95 $0.00
Disclosure

SEC source: 0000024741-06-000362 · edgar.xml · derivative · entry 4

SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,055 shares

Expires 2011-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: Form 4 filing on 10/30/06 mistakenly showed 59,006 options exercised on 10/30/06. Correct amount exercised and sold on 10/30/06 was 48,951. On 10/31/06, the additional 10,055 options were exercised and held.

Read SEC document
October 31, 2006 Filed Nov 2, 2006 20:53 UTC Amendment
SCHNEIDER PAMELA CSenior Vice President
Exercise / conversionCommon Stock 10,055 $9.95 $100,047.25
Disclosure

SEC source: 0000024741-06-000362 · edgar.xml · nonDerivative · entry 2

SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,919.47

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Form 4 filing on 10/30/06 mistakenly showed 59,006 options exercised on 10/30/06. Correct amount exercised and sold on 10/30/06 was 48,951. On 10/31/06, the additional 10,055 options were exercised and held.

Read SEC document
October 31, 2006 Filed Nov 2, 2006 22:41 UTC SaleCommon Stock 79,744 $20.44 $1,630,326.21
Disclosure

SEC source: 0001208669-06-000010 · primary_doc.xml · nonDerivative · entry 1

HOUGHTON JAMES R · CIK 0001208669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,762

F1 · balance_after: This amount excludes shares owned by the James R. Houghton Grantor Retained Annuity Trust II, dated 8/26/2005.

Read SEC document
October 30, 2006 Filed Oct 30, 2006 21:56 UTC
SCHNEIDER PAMELA CSenior Vice President
Exercise / conversionStock Options (Right to buy) · Derivative 59,006 $0.00 Strike: $9.95 $0.00
Disclosure

SEC source: 0000024741-06-000349 · c0001262543d20061030f4f.xml · derivative · entry 6

SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,006 shares

Expires 2011-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2006 Filed Oct 30, 2006 21:56 UTC
SCHNEIDER PAMELA CSenior Vice President
SaleCommon Stock 48,951 $20.67 $1,011,895.49
Disclosure

SEC source: 0000024741-06-000349 · c0001262543d20061030f4f.xml · nonDerivative · entry 2

SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,919.47

Read SEC document
October 30, 2006 Filed Oct 30, 2006 21:56 UTC
SCHNEIDER PAMELA CSenior Vice President
Exercise / conversionCommon Stock 59,006 $9.95 $587,109.70
Disclosure

SEC source: 0000024741-06-000349 · c0001262543d20061030f4f.xml · nonDerivative · entry 1

SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,870.47

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 30, 2006 Filed Oct 31, 2006 21:32 UTC
GREGG KIRK PExec. VP & Chief Admin.Officer
GiftCommon Stock 3,921 $0.00 $0.00
Disclosure

SEC source: 0000024741-06-000353 · c0001206153d20061031f4f.xml · nonDerivative · entry 1

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,840.23

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October 30, 2006 Filed Nov 2, 2006 20:53 UTC Amendment
SCHNEIDER PAMELA CSenior Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 48,951 $0.00 Strike: $9.95 $0.00
Disclosure

SEC source: 0000024741-06-000362 · edgar.xml · derivative · entry 3

SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,055

Underlying: Common Stock · 48,951 shares

Expires 2011-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: Form 4 filing on 10/30/06 mistakenly showed 59,006 options exercised on 10/30/06. Correct amount exercised and sold on 10/30/06 was 48,951. On 10/31/06, the additional 10,055 options were exercised and held.

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October 30, 2006 Filed Nov 2, 2006 20:53 UTC Amendment
SCHNEIDER PAMELA CSenior Vice President
Exercise / conversionCommon Stock 48,951 $9.95 $487,062.45
Disclosure

SEC source: 0000024741-06-000362 · edgar.xml · nonDerivative · entry 1

SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,815.47

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Form 4 filing on 10/30/06 mistakenly showed 59,006 options exercised on 10/30/06. Correct amount exercised and sold on 10/30/06 was 48,951. On 10/31/06, the additional 10,055 options were exercised and held.

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October 27, 2006 Filed Oct 30, 2006 21:19 UTC
GREGG KIRK PExec. VP & Chief Admin.Officer
GrantStock Options (Right to buy) · Derivative 14,520 $0.00 Strike: $20.97 $0.00
Disclosure

SEC source: 0000024741-06-000347 · c0001206153d20061030f4f.xml · derivative · entry 7

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,520

Underlying: Common Stock · 14,520 shares

Expires 2012-12-03

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October 27, 2006 Filed Oct 30, 2006 21:19 UTC
GREGG KIRK PExec. VP & Chief Admin.Officer
Exercise / conversionStock Options (Right to buy) · Derivative 75,000 $0.00 Strike: $4.06 $0.00
Disclosure

SEC source: 0000024741-06-000347 · c0001206153d20061030f4f.xml · derivative · entry 6

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,333

Underlying: Common Stock · 75,000 shares

Expires 2012-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2006 Filed Oct 30, 2006 21:19 UTC
GREGG KIRK PExec. VP & Chief Admin.Officer
SaleCommon Stock 33,500 $21.00 $703,500.00
Disclosure

SEC source: 0000024741-06-000347 · c0001206153d20061030f4f.xml · nonDerivative · entry 4

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,761.23

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October 27, 2006 Filed Oct 30, 2006 21:19 UTC
GREGG KIRK PExec. VP & Chief Admin.Officer
Tax withholdingCommon Stock 26,490 $20.97 $555,495.30
Disclosure

SEC source: 0000024741-06-000347 · c0001206153d20061030f4f.xml · nonDerivative · entry 3

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,261.23

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.