Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CORNING INC /NYGLW · Entity 2883 | Retired Pres., COO, Director | May 06, 2011 | May 06, 2011 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CORNING INC /NY
Report date May 06, 2011 · Filed May 06, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2011-05-06 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2011-05-06 · Exercise / conversion · Acquired 115,000 · Balance 115,000 Row 2 · 2011-05-06 · Exercise / conversion · Acquired 52,500 · Balance 167,500 Row 3 · 2011-05-06 · Sale · Disposed 167,500 · Balance 0 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.50 to $20.51, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.70 · Expires 2014-11-30 | Direct | 0 |
Reported balance
After 2011-05-06 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2011-05-06 · Exercise / conversion · Disposed 115,000 · Balance 0 |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.79 · Expires 2014-02-01 | Direct | 0 |
Reported balance
After 2011-05-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2011-05-06 · Exercise / conversion · Disposed 52,500 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.50 to $20.51, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 06, 2011 Filed May 6, 2011 20:38 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 52,500 | $0.00 Strike: $12.79 | $0.00 |
DisclosureSEC source: 0001127602-11-015430 · form4.xml · derivative · entry 5 VOLANAKIS PETER F · CIK 0001206157 · Retired Pres., COO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,500 shares Expires 2014-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2011 Filed May 6, 2011 20:38 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 115,000 | $0.00 Strike: $12.70 | $0.00 |
DisclosureSEC source: 0001127602-11-015430 · form4.xml · derivative · entry 4 VOLANAKIS PETER F · CIK 0001206157 · Retired Pres., COO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 115,000 shares Expires 2014-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2011 Filed May 6, 2011 20:38 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 167,500 | $20.50 | $3,433,967.75 |
DisclosureSEC source: 0001127602-11-015430 · form4.xml · nonDerivative · entry 3 VOLANAKIS PETER F · CIK 0001206157 · Retired Pres., COO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.50 to $20.51, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| May 06, 2011 Filed May 6, 2011 20:38 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 52,500 | $12.79 | $671,475.00 |
DisclosureSEC source: 0001127602-11-015430 · form4.xml · nonDerivative · entry 2 VOLANAKIS PETER F · CIK 0001206157 · Retired Pres., COO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2011 Filed May 6, 2011 20:38 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 115,000 | $12.70 | $1,460,500.00 |
DisclosureSEC source: 0001127602-11-015430 · form4.xml · nonDerivative · entry 1 VOLANAKIS PETER F · CIK 0001206157 · Retired Pres., COO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2011 Filed Feb 16, 2011 21:17 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 124,666 | $0.00 Strike: $10.25 | $0.00 |
DisclosureSEC source: 0001127602-11-005823 · form4.xml · derivative · entry 9 VOLANAKIS PETER F · CIK 0001206157 · Retired Pres., COO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,334 Underlying: Common Stock · 124,666 shares Expires 2019-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2011 Filed Feb 16, 2011 21:17 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 124,666 | $0.00 Strike: $10.05 | $0.00 |
DisclosureSEC source: 0001127602-11-005823 · form4.xml · derivative · entry 8 VOLANAKIS PETER F · CIK 0001206157 · Retired Pres., COO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,334 Underlying: Common Stock · 124,666 shares Expires 2019-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2011 Filed Feb 16, 2011 21:17 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 62,333 | $0.00 Strike: $8.67 | $0.00 |
DisclosureSEC source: 0001127602-11-005823 · form4.xml · derivative · entry 7 VOLANAKIS PETER F · CIK 0001206157 · Retired Pres., COO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,334 Underlying: Common Stock · 62,333 shares Expires 2018-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2011 Filed Feb 16, 2011 21:17 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 57,500 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001127602-11-005823 · form4.xml · derivative · entry 6 VOLANAKIS PETER F · CIK 0001206157 · Retired Pres., COO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,500 shares Expires 2015-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2011 Filed Feb 16, 2011 21:17 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 369,165 | $22.28 | $8,223,224.21 |
DisclosureSEC source: 0001127602-11-005823 · form4.xml · nonDerivative · entry 5 VOLANAKIS PETER F · CIK 0001206157 · Retired Pres., COO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.25 to $22.405, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| February 14, 2011 Filed Feb 16, 2011 21:17 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 124,666 | $10.25 | $1,277,826.50 |
DisclosureSEC source: 0001127602-11-005823 · form4.xml · nonDerivative · entry 4 VOLANAKIS PETER F · CIK 0001206157 · Retired Pres., COO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2011 Filed Feb 16, 2011 21:17 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 124,666 | $10.05 | $1,252,893.30 |
DisclosureSEC source: 0001127602-11-005823 · form4.xml · nonDerivative · entry 3 VOLANAKIS PETER F · CIK 0001206157 · Retired Pres., COO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2011 Filed Feb 16, 2011 21:17 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 62,333 | $8.67 | $540,427.11 |
DisclosureSEC source: 0001127602-11-005823 · form4.xml · nonDerivative · entry 2 VOLANAKIS PETER F · CIK 0001206157 · Retired Pres., COO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2011 Filed Feb 16, 2011 21:17 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 57,500 | $11.84 | $680,800.00 |
DisclosureSEC source: 0001127602-11-005823 · form4.xml · nonDerivative · entry 1 VOLANAKIS PETER F · CIK 0001206157 · Retired Pres., COO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2011 Filed Feb 9, 2011 22:16 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 229,571 | $22.52 | $5,169,938.92 |
DisclosureSEC source: 0001127602-11-004664 · form4.xml · nonDerivative · entry 1 VOLANAKIS PETER F · CIK 0001206157 · Retired Pres., COO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.60, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| January 01, 2011 Filed Jan 4, 2011 21:05 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 58,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-11-000605 · form4.xml · derivative · entry 8 VOLANAKIS PETER F · CIK 0001206157 · Retired Pres., COO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 58,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represented contingent right to receive one share of GLW Common Stock. F3 · price: Each Restricted Stock Unit represented contingent right to receive one share of GLW Common Stock. F4 · derivative.exercise_date: Vesting pursuant to December 2009 agreement. F4 · derivative.expiration_date: Vesting pursuant to December 2009 agreement. Read SEC document |
| January 01, 2011 Filed Jan 4, 2011 21:05 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionPerformance Share Unit · Derivative | 336,050 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-11-000605 · form4.xml · derivative · entry 7 VOLANAKIS PETER F · CIK 0001206157 · Retired Pres., COO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 336,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each earned Performance Share Unit represented contingent right to receive one share of GLW Common Stock. F1 · price: Each earned Performance Share Unit represented contingent right to receive one share of GLW Common Stock. F2 · derivative.exercise_date: Performance Share Units earned 2/3/2010 per Board Compensation Committee decision of extent performance criteria were met for FY 2009 under 12/08 agreement. Earned units vested at retirement pursuant to the 12/08 agreement. F2 · derivative.expiration_date: Performance Share Units earned 2/3/2010 per Board Compensation Committee decision of extent performance criteria were met for FY 2009 under 12/08 agreement. Earned units vested at retirement pursuant to the 12/08 agreement. Read SEC document |
| January 01, 2011 Filed Jan 4, 2011 21:05 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 23,320 | $19.19 | $447,510.80 |
DisclosureSEC source: 0001127602-11-000605 · form4.xml · nonDerivative · entry 6 VOLANAKIS PETER F · CIK 0001206157 · Retired Pres., COO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,571 F5 · price: Price based on 1/3/2011 market value as Transaction Date of 1/1/2011 was a Saturday. Read SEC document |
| January 01, 2011 Filed Jan 4, 2011 21:05 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 58,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-000605 · form4.xml · nonDerivative · entry 5 VOLANAKIS PETER F · CIK 0001206157 · Retired Pres., COO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2011 Filed Jan 4, 2011 21:05 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 150,451 | $19.19 | $2,887,154.69 |
DisclosureSEC source: 0001127602-11-000605 · form4.xml · nonDerivative · entry 4 VOLANAKIS PETER F · CIK 0001206157 · Retired Pres., COO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,141 F5 · price: Price based on 1/3/2011 market value as Transaction Date of 1/1/2011 was a Saturday. Read SEC document |
| January 01, 2011 Filed Jan 4, 2011 21:05 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 336,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-000605 · form4.xml · nonDerivative · entry 3 VOLANAKIS PETER F · CIK 0001206157 · Retired Pres., COO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2011 Filed Jan 4, 2011 21:05 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 5,218 | $19.19 | $100,133.42 |
DisclosureSEC source: 0001127602-11-000605 · form4.xml · nonDerivative · entry 2 VOLANAKIS PETER F · CIK 0001206157 · Retired Pres., COO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,542 F5 · price: Price based on 1/3/2011 market value as Transaction Date of 1/1/2011 was a Saturday. Read SEC document |
| January 01, 2011 Filed Jan 4, 2011 21:05 UTC | CORNING INC /NY GLW · Entity 2883 | Disposition to issuerCommon Stock | 255,102 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-000605 · form4.xml · nonDerivative · entry 1 VOLANAKIS PETER F · CIK 0001206157 · Retired Pres., COO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,760 Read SEC document |
| January 01, 2011 Filed Jan 4, 2011 22:36 UTC Amendment | CORNING INC /NY GLW · Entity 2883 | Disposition to issuerCommon Stock | 255,102 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-000799 · form4a.xml · nonDerivative · entry 1 VOLANAKIS PETER F · CIK 0001206157 · Retired Pres., COO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,760 F1 · price: Amended Form 4 clarifies 255,102 restricted GLW shares granted 3/12/2008 were forfeited and cancelled on 1/1/2011 due to retirement. Read SEC document |
| November 03, 2010 Filed Nov 5, 2010 20:35 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 222,644 | $18.22 | $4,056,306.51 |
DisclosureSEC source: 0001127602-10-027131 · form4.xml · nonDerivative · entry 2 VOLANAKIS PETER F · CIK 0001206157 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,862 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.06 to $18.32, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| November 03, 2010 Filed Nov 5, 2010 20:35 UTC | CORNING INC /NY GLW · Entity 2883 | GiftCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-027131 · form4.xml · nonDerivative · entry 1 VOLANAKIS PETER F · CIK 0001206157 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,506 Read SEC document |
| September 07, 2010 Filed Sep 7, 2010 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 31,833 | $16.85 | $536,456.08 |
DisclosureSEC source: 0001127602-10-022600 · form4.xml · nonDerivative · entry 1 VOLANAKIS PETER F · CIK 0001206157 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · BY GRAT dtd 11/21/08 Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.80 to $16.88, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| August 30, 2010 Filed Aug 31, 2010 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 40,000 | $16.05 | $642,028.00 |
DisclosureSEC source: 0001127602-10-022212 · form4.xml · nonDerivative · entry 1 VOLANAKIS PETER F · CIK 0001206157 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · BY GRAT dtd 11/21/08 Disclosed balance after: 31,833 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.04 to $16.06, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| May 18, 2010 Filed May 20, 2010 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 57,500 | $0.00 Strike: $10.98 | $0.00 |
DisclosureSEC source: 0001127602-10-014972 · form4.xml · derivative · entry 6 VOLANAKIS PETER F · CIK 0001206157 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,500 shares Expires 2015-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2010 Filed May 20, 2010 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 52,500 | $0.00 Strike: $10.40 | $0.00 |
DisclosureSEC source: 0001127602-10-014972 · form4.xml · derivative · entry 5 VOLANAKIS PETER F · CIK 0001206157 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,500 shares Expires 2014-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2010 Filed May 20, 2010 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 11,711 | $18.50 | $216,653.50 |
DisclosureSEC source: 0001127602-10-014972 · form4.xml · nonDerivative · entry 4 VOLANAKIS PETER F · CIK 0001206157 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · BY GRAT dtd 11/21/08 Disclosed balance after: 71,833 Read SEC document |
| May 18, 2010 Filed May 20, 2010 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 110,000 | $18.50 | $2,035,055.00 |
DisclosureSEC source: 0001127602-10-014972 · form4.xml · nonDerivative · entry 3 VOLANAKIS PETER F · CIK 0001206157 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541,506 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.50 to $18.505, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| May 18, 2010 Filed May 20, 2010 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 57,500 | $10.98 | $631,350.00 |
DisclosureSEC source: 0001127602-10-014972 · form4.xml · nonDerivative · entry 2 VOLANAKIS PETER F · CIK 0001206157 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 651,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2010 Filed May 20, 2010 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 52,500 | $10.40 | $546,000.00 |
DisclosureSEC source: 0001127602-10-014972 · form4.xml · nonDerivative · entry 1 VOLANAKIS PETER F · CIK 0001206157 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 594,006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2010 Filed Feb 19, 2010 21:05 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 62,333 | $0.00 Strike: $8.67 | $0.00 |
DisclosureSEC source: 0001127602-10-005626 · form4.xml · derivative · entry 4 VOLANAKIS PETER F · CIK 0001206157 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,667 Underlying: Common Stock · 62,333 shares Expires 2018-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2010 Filed Feb 19, 2010 21:05 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 20,000 | $17.97 | $359,384.00 |
DisclosureSEC source: 0001127602-10-005626 · form4.xml · nonDerivative · entry 3 VOLANAKIS PETER F · CIK 0001206157 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · BY GRAT dtd 11/21/08 Disclosed balance after: 83,544 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.95 to $17.98, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth previously in this footnote. F2 · balance_after: These shares are held by grantor retained annuity trust (GRAT) dated 11/21/2008 for benefit of reporting person and his two adult children, with he and his spouse as trustees. Other shares previously distributed to the reporting person to satisfy the GRAT annuity obligations continue to be reported as directly owned. Read SEC document |
| February 18, 2010 Filed Feb 19, 2010 21:05 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 62,333 | $17.96 | $1,119,189.02 |
DisclosureSEC source: 0001127602-10-005626 · form4.xml · nonDerivative · entry 2 VOLANAKIS PETER F · CIK 0001206157 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541,506 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.95 to $17.98, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| February 18, 2010 Filed Feb 19, 2010 21:05 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 62,333 | $8.67 | $540,427.11 |
DisclosureSEC source: 0001127602-10-005626 · form4.xml · nonDerivative · entry 1 VOLANAKIS PETER F · CIK 0001206157 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2010 Filed Feb 5, 2010 21:20 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPerformance Share Unit · Derivative | 336,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-003612 · form4.xml · derivative · entry 1 VOLANAKIS PETER F · CIK 0001206157 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,050 Underlying: Common Stock · 336,050 shares Expires not disclosed F1 · derivative.exercise_price: Each earned Performance Share Unit represents contingent right to receive one share of GLW common stock. F2 · derivative.exercise_date: Performance Share Units were earned February 3, 2010 per Board Compensation Committee decision of extent that performance criteria were satisfied for fiscal year 2009 under December 2008 Agreement. Earned units remain restricted until February 1, 2012, when they vest and convert to GLW common stock, subject to service-based vesting requirement. F2 · derivative.expiration_date: Performance Share Units were earned February 3, 2010 per Board Compensation Committee decision of extent that performance criteria were satisfied for fiscal year 2009 under December 2008 Agreement. Earned units remain restricted until February 1, 2012, when they vest and convert to GLW common stock, subject to service-based vesting requirement. Read SEC document |
| February 01, 2010 Filed Feb 3, 2010 21:14 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 43,667 | $0.00 Strike: $18.16 | $0.00 |
DisclosureSEC source: 0001127602-10-003340 · form4.xml · derivative · entry 4 VOLANAKIS PETER F · CIK 0001206157 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,667 Underlying: Common Stock · 43,667 shares Expires 2020-01-31 Read SEC document |
| February 01, 2010 Filed Feb 3, 2010 21:14 UTC | CORNING INC /NY GLW · Entity 2883 | Disposition to issuerCommon Stock | 19,875 | $18.16 | $360,930.00 |
DisclosureSEC source: 0001127602-10-003340 · form4.xml · nonDerivative · entry 2 VOLANAKIS PETER F · CIK 0001206157 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541,506 Read SEC document |
| February 01, 2010 Filed Feb 3, 2010 21:14 UTC | CORNING INC /NY GLW · Entity 2883 | Disposition to issuerCommon Stock | 34,367 | $18.16 | $624,104.72 |
DisclosureSEC source: 0001127602-10-003340 · form4.xml · nonDerivative · entry 1 VOLANAKIS PETER F · CIK 0001206157 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,381 Read SEC document |
| February 01, 2010 Filed Feb 6, 2010 00:51 UTC Amendment | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 19,875 | $18.16 | $360,930.00 |
DisclosureSEC source: 0001127602-10-003670 · form4a.xml · nonDerivative · entry 2 VOLANAKIS PETER F · CIK 0001206157 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541,506 F1 · kind: Original Form 4 inadvertently listed Code D instead of Code F for shares withheld to satisfy tax withholding obligation on vesting of restricted stock. Read SEC document |
| February 01, 2010 Filed Feb 6, 2010 00:51 UTC Amendment | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 34,367 | $18.16 | $624,104.72 |
DisclosureSEC source: 0001127602-10-003670 · form4a.xml · nonDerivative · entry 1 VOLANAKIS PETER F · CIK 0001206157 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,381 F1 · kind: Original Form 4 inadvertently listed Code D instead of Code F for shares withheld to satisfy tax withholding obligation on vesting of restricted stock. Read SEC document |
| January 04, 2010 Filed Jan 6, 2010 21:10 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 43,667 | $0.00 Strike: $19.56 | $0.00 |
DisclosureSEC source: 0001127602-10-000942 · form4.xml · derivative · entry 1 VOLANAKIS PETER F · CIK 0001206157 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,667 Underlying: Common Stock · 43,667 shares Expires 2020-01-03 Read SEC document |
| December 03, 2009 Filed Dec 4, 2009 22:14 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 50,000 | $17.71 | $885,505.00 |
DisclosureSEC source: 0001127602-09-024420 · form4.xml · nonDerivative · entry 1 VOLANAKIS PETER F · CIK 0001206157 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · BY GRAT dtd 11/21/08 Disclosed balance after: 150,000 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.69 to $17.73, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| December 02, 2009 Filed Dec 4, 2009 22:14 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 58,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-024420 · form4.xml · derivative · entry 3 VOLANAKIS PETER F · CIK 0001206157 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,750 Underlying: Common Stock · 58,750 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on February 15, 2013. Vested shares will be delivered to the reporting person within 60 (sixty) days after February 15, 2013. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 15, 2013. F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on February 15, 2013. Vested shares will be delivered to the reporting person within 60 (sixty) days after February 15, 2013. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 15, 2013. Read SEC document |
| December 02, 2009 Filed Dec 4, 2009 22:14 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 43,666 | $0.00 Strike: $17.82 | $0.00 |
DisclosureSEC source: 0001127602-09-024420 · form4.xml · derivative · entry 2 VOLANAKIS PETER F · CIK 0001206157 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,666 Underlying: Common Stock · 43,666 shares Expires 2019-12-01 Read SEC document |
| November 17, 2009 Filed Nov 18, 2009 21:14 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 105,000 | $0.00 Strike: $11.21 | $0.00 |
DisclosureSEC source: 0001127602-09-022869 · form4.xml · derivative · entry 3 VOLANAKIS PETER F · CIK 0001206157 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 105,000 shares Expires 2013-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2009 Filed Nov 18, 2009 21:14 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 105,000 | $16.96 | $1,781,209.50 |
DisclosureSEC source: 0001127602-09-022869 · form4.xml · nonDerivative · entry 2 VOLANAKIS PETER F · CIK 0001206157 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 549,292 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.89 to $16.985, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth previously in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.