Last 12 months
Inside the activity.
3 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 3 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 02, 2017 Filed May 4, 2017 18:40 UTC |
Clough Charles JRPerson affiliated w/ Inv. Adv.
|
PurchaseCommon Shares of Beneficial Interest | 2,500 | $10.63 | $26,575.00 |
DisclosureSEC source: 0001299406-17-000005 · primary_doc.xml · nonDerivative · entry 5 Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,074.3161 Read SEC document |
| May 02, 2017 Filed May 4, 2017 18:40 UTC |
Clough Charles JRPerson affiliated w/ Inv. Adv.
|
PurchaseCommon Shares of Beneficial Interest | 300 | $10.63 | $3,187.50 |
DisclosureSEC source: 0001299406-17-000005 · primary_doc.xml · nonDerivative · entry 4 Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,574.3161 Read SEC document |
| May 02, 2017 Filed May 4, 2017 18:40 UTC |
Clough Charles JRPerson affiliated w/ Inv. Adv.
|
PurchaseCommon Shares of Beneficial Interest | 2,200 | $10.64 | $23,397.00 |
DisclosureSEC source: 0001299406-17-000005 · primary_doc.xml · nonDerivative · entry 3 Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,274.3161 Read SEC document |
| May 02, 2017 Filed May 4, 2017 18:40 UTC |
Clough Charles JRPerson affiliated w/ Inv. Adv.
|
PurchaseCommon Shares of Beneficial Interest | 4,900 | $10.64 | $52,136.00 |
DisclosureSEC source: 0001299406-17-000005 · primary_doc.xml · nonDerivative · entry 2 Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,074.3161 Read SEC document |
| May 02, 2017 Filed May 4, 2017 18:40 UTC |
Clough Charles JRPerson affiliated w/ Inv. Adv.
|
PurchaseCommon Shares of Beneficial Interest | 100 | $10.62 | $1,061.50 |
DisclosureSEC source: 0001299406-17-000005 · primary_doc.xml · nonDerivative · entry 1 Clough Charles JR · CIK 0001299903 · Person affiliated w/ Inv. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,174.3161 Read SEC document |
| May 01, 2017 Filed May 3, 2017 14:18 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 30,400 | $10.62 | $322,848.00 |
DisclosureSEC source: 0001510281-17-000083 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 7,378,666 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| April 28, 2017 Filed May 1, 2017 11:20 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 68,738 | $10.64 | $731,372.32 |
DisclosureSEC source: 0001510281-17-000082 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 7,348,266 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| April 27, 2017 Filed May 1, 2017 11:20 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 82,130 | $10.59 | $869,756.70 |
DisclosureSEC source: 0001510281-17-000082 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 7,279,528 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company, Saba Closed-End Funds ETF, an exchange traded fund. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| April 26, 2017 Filed Apr 27, 2017 11:37 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 147,646 | $10.57 | $1,560,618.22 |
DisclosureSEC source: 0001510281-17-000078 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 7,197,398 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 11:37 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 164,857 | $10.54 | $1,737,592.78 |
DisclosureSEC source: 0001510281-17-000078 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 7,049,752 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| April 24, 2017 Filed Apr 25, 2017 12:39 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 60,061 | $10.49 | $630,039.89 |
DisclosureSEC source: 0001510281-17-000077 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 6,884,895 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| April 21, 2017 Filed Apr 25, 2017 12:39 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 56,744 | $10.40 | $590,137.60 |
DisclosureSEC source: 0001510281-17-000077 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 6,824,834 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| April 20, 2017 Filed Apr 21, 2017 11:10 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 140,624 | $10.40 | $1,462,489.60 |
DisclosureSEC source: 0001510281-17-000073 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 6,768,090 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 11:10 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 98,400 | $10.35 | $1,018,440.00 |
DisclosureSEC source: 0001510281-17-000073 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 6,627,466 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| April 18, 2017 Filed Apr 19, 2017 11:11 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 200,720 | $10.30 | $2,067,416.00 |
DisclosureSEC source: 0001510281-17-000068 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 6,529,066 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 11:11 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 58,743 | $10.34 | $607,402.62 |
DisclosureSEC source: 0001510281-17-000068 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 6,328,346 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 12:33 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 82,832 | $10.32 | $854,826.24 |
DisclosureSEC source: 0001510281-17-000066 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 6,269,603 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| April 12, 2017 Filed Apr 17, 2017 12:33 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 70,133 | $10.36 | $726,577.88 |
DisclosureSEC source: 0001510281-17-000066 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 6,186,771 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| April 11, 2017 Filed Apr 12, 2017 13:38 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 16,269 | $10.38 | $168,872.22 |
DisclosureSEC source: 0001510281-17-000061 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 6,116,638 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 13:38 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 154,185 | $10.35 | $1,595,814.75 |
DisclosureSEC source: 0001510281-17-000061 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 6,100,369 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| April 07, 2017 Filed Apr 10, 2017 13:17 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 158,700 | $10.31 | $1,636,197.00 |
DisclosureSEC source: 0001510281-17-000057 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 5,946,184 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 13:17 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 47,221 | $10.30 | $486,376.30 |
DisclosureSEC source: 0001510281-17-000057 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 5,787,484 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| April 05, 2017 Filed Apr 6, 2017 14:49 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 50,200 | $10.27 | $515,554.00 |
DisclosureSEC source: 0001510281-17-000052 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 5,740,263 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 14:49 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 165,081 | $10.22 | $1,687,127.82 |
DisclosureSEC source: 0001510281-17-000052 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 5,690,063 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 15:42 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 40,000 | $10.25 | $410,000.00 |
DisclosureSEC source: 0001510281-17-000051 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 5,494,549 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 15:42 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 20,950 | $10.24 | $214,528.00 |
DisclosureSEC source: 0001510281-17-000051 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 5,454,549 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 11:08 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 28,300 | $10.17 | $287,811.00 |
DisclosureSEC source: 0001510281-17-000050 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 5,433,599 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 11:08 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 28,814 | $10.11 | $291,309.54 |
DisclosureSEC source: 0001510281-17-000050 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 5,405,299 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 10:59 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 22,087 | $10.04 | $221,753.48 |
DisclosureSEC source: 0001510281-17-000047 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 5,376,485 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 16:20 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 23,882 | $10.11 | $241,447.02 |
DisclosureSEC source: 0001510281-17-000046 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 5,354,398 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 16:20 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 26,411 | $10.09 | $266,486.99 |
DisclosureSEC source: 0001510281-17-000046 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 5,330,516 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 12:06 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 24,670 | $10.07 | $248,426.90 |
DisclosureSEC source: 0001510281-17-000044 · primary_doc.xml · nonDerivative · entry 3 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 5,304,105 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 12:06 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 17,321 | $10.05 | $174,076.05 |
DisclosureSEC source: 0001510281-17-000044 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 5,279,435 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 13, 2017 Filed Mar 16, 2017 12:06 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 5,300 | $10.05 | $53,265.00 |
DisclosureSEC source: 0001510281-17-000044 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 1 and 2 Disclosed balance after: 5,262,114 F1 · ownership.nature: The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds". F2 · ownership.nature: Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 28, 2016 Filed Dec 29, 2016 20:58 UTC |
Versaci Vincent WTrustee
|
SaleCommon Shares of Beneficial Interest | 390 | $8.89 | $3,465.85 |
DisclosureSEC source: 0001572465-16-000012 · primary_doc.xml · nonDerivative · entry 1 Versaci Vincent W · CIK 0001572465 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 19:39 UTC |
Brock EricPerson affiliated with Inv Adv
|
PurchaseCommon Shares of Beneficial Interest | 5,000 | $8.87 | $44,370.00 |
DisclosureSEC source: 0001299405-16-000002 · primary_doc.xml · nonDerivative · entry 2 Brock Eric · CIK 0001300070 · Person affiliated with Inv Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,050 Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 19:39 UTC |
Brock EricPerson affiliated with Inv Adv
|
PurchaseCommon Shares of Beneficial Interest | 6,000 | $8.88 | $53,279.40 |
DisclosureSEC source: 0001299405-16-000002 · primary_doc.xml · nonDerivative · entry 1 Brock Eric · CIK 0001300070 · Person affiliated with Inv Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,050 Read SEC document |
| November 25, 2016 Filed Nov 29, 2016 17:37 UTC |
Clough Charles JRPerson affiliated with Inv Adv
|
PurchaseCommon Shares of Beneficial Interest | 22,300 | $8.95 | $199,678.66 |
DisclosureSEC source: 0001299405-16-000001 · primary_doc.xml · nonDerivative · entry 1 Clough Charles JR · CIK 0001299903 · Person affiliated with Inv Adv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,606.296 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.