Last 12 months
Inside the activity.
1 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 13, 2017 Filed Apr 17, 2017 14:43 UTC |
POMERANTZ LAURA HDirector
|
SaleCommon Stock, Par Value $.01 Per Share | 2,310 | $24.32 | $56,185.67 |
DisclosureSEC source: 0001127602-17-014781 · form4.xml · nonDerivative · entry 2 POMERANTZ LAURA H · CIK 0001053473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,888 Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 14:43 UTC |
POMERANTZ LAURA HDirector
|
Exercise / conversionCommon Stock, Par Value $.01 Per Share | 6,000 | $9.32 | $55,890.00 |
DisclosureSEC source: 0001127602-17-014781 · form4.xml · nonDerivative · entry 1 POMERANTZ LAURA H · CIK 0001053473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 10, 2017 Filed Apr 11, 2017 15:48 UTC |
WHITE RICHARDDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $9.32 | $0.00 |
DisclosureSEC source: 0001127602-17-014610 · form4.xml · derivative · entry 2 WHITE RICHARD · CIK 0001195859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2017-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is subject to vesting at an annual rate of 20% commencing on the first anniversary of the grant date. Read SEC document |
| April 10, 2017 Filed Apr 11, 2017 15:48 UTC |
WHITE RICHARDDirector
|
Exercise / conversionCommon Stock, Par Value $.01 Per Share | 6,000 | $9.32 | $55,890.00 |
DisclosureSEC source: 0001127602-17-014610 · form4.xml · nonDerivative · entry 1 WHITE RICHARD · CIK 0001195859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 12:14 UTC |
GOLDFARB MORRISDirector · CEO · 10% owner
|
PurchaseCommon Stock, Par Value $.01 Per Share | 32,846 | $22.16 | $727,867.36 |
DisclosureSEC source: 0001127602-17-014235 · form4.xml · nonDerivative · entry 1 GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,912,586 F1 · price: The reported price represents the weighted average price for shares purchased in multiple transactions ranging from $22.08 to $22.25. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request. Read SEC document |
| April 03, 2017 Filed Apr 3, 2017 19:13 UTC |
VAN BOKHORST WILLEMDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $9.32 | $0.00 |
DisclosureSEC source: 0001127602-17-013509 · form4.xml · derivative · entry 2 VAN BOKHORST WILLEM · CIK 0001247392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2017-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is subject to vesting at an annual rate of 20% commencing on the first anniversary of the grant date. Read SEC document |
| April 03, 2017 Filed Apr 3, 2017 19:13 UTC |
VAN BOKHORST WILLEMDirector
|
Exercise / conversionCommon Stock, Par Value $.01 Per Share | 6,000 | $9.32 | $55,920.00 |
DisclosureSEC source: 0001127602-17-013509 · form4.xml · nonDerivative · entry 1 VAN BOKHORST WILLEM · CIK 0001247392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,307 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 12:19 UTC |
GOLDFARB MORRISDirector · CEO · 10% owner
|
PurchaseCommon Stock, Par Value $.01 Per Share | 6,843 | $21.99 | $150,477.57 |
DisclosureSEC source: 0001127602-17-013670 · form4.xml · nonDerivative · entry 1 GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,879,740 F1 · price: The reported price represents the weighted average price for shares purchased in multiple transactions ranging from $21.98 to $22.00. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 19:14 UTC |
GOLDFARB MORRISDirector · CEO · 10% owner
|
GrantCommon Stock, Par Value $.01 Per Share | 99,157 | $20.17 | $1,999,996.69 |
DisclosureSEC source: 0001127602-17-013249 · form4.xml · nonDerivative · entry 1 GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,872,897 F1 · shares: The above-named person will be entitled to receive these shares of our common stock if (and only if) either the performance goal in clause (a) or (b) (each, a "Performance Condition") is attained: (a) the amount of the consolidated earnings before interest and financing charges, net, depreciation, amortization and income tax expense of the Donna Karan business is at least $25,000,000 in either the fiscal year ending January 31, 2018, January 31, 2019 or January 31, 2020; or (b) the average closing price per share of our common stock on the Nasdaq Global Select Market over a twenty consecutive trading day period (i) during the period beginning on the date of grant and ending on or prior to March 28, 2019 is at least $30.00 (which is approximately 23% above the closing price on the trading date prior to the date of the Compensation Committee meeting at which the special awards were made) or (ii) if the stock price performance condition in clause (b) is not satisfied, during the period beginning subsequent to March 28, 2019 and ending on or prior to March 28, 2020 is at least $31.50 (which is approximately 29% above the closing price on the trading date prior to the Compensation Committee meeting at which the special awards were made). If either of the Performance Conditions is met, then, the RSUs will become vested as to one-third of the shares on each of March 28, 2018, March 28, 2019 and March 28, 2020 (the "Time-Based Vesting Condition"), subject to the above-named person's continuous employment or service with us through the applicable Time-Based Vesting Condition date. If neither of the Performance Conditions is satisfied, we will not issue any shares of common stock pursuant to the RSU awards. If one of the Performance Conditions is satisfied after the first Time-Based Vesting Condition date (March 28, 2018), then, at the time the Performance Condition is met, we will issue the shares of common stock that would have been issued on any prior Time-Based Vesting Condition date as if the Performance Condition had been met on or prior to that date. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 19:13 UTC |
Aaron SammyDirector · Vice Chairman and President
|
GrantCommon Stock, Par Value $.01 Per Share | 61,973 | $20.17 | $1,249,995.41 |
DisclosureSEC source: 0001127602-17-013246 · form4.xml · nonDerivative · entry 1 Aaron Sammy · CIK 0001332749 · Director · Vice Chairman and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 658,006 F1 · shares: The above-named person will be entitled to receive these shares of our common stock if (and only if) either the performance goal in clause (a) or (b) (each, a "Performance Condition") is attained: (a) the amount of the consolidated earnings before interest and financing charges, net, depreciation, amortization and income tax expense of the Donna Karan business is at least $25,000,000 in either the fiscal year ending January 31, 2018, January 31, 2019 or January 31, 2020; or (b) the average closing price per share of our common stock on the Nasdaq Global Select Market over a twenty consecutive trading day period (i) during the period beginning on the date of grant and ending on or prior to March 28, 2019 is at least $30.00 (which is approximately 23% above the closing price on the trading date prior to the date of the Compensation Committee meeting at which the special awards were made) or (ii) if the stock price performance condition in clause (b) is not satisfied, during the period beginning subsequent to March 28, 2019 and ending on or prior to March 28, 2020 is at least $31.50 (which is approximately 29% above the closing price on the trading date prior to the Compensation Committee meeting at which the special awards were made). If either of the Performance Conditions is met, then, the RSUs will become vested as to one-third of the shares on each of March 28, 2018, March 28, 2019 and March 28, 2020 (the "Time-Based Vesting Condition"), subject to the above-named person's continuous employment or service with us through the applicable Time-Based Vesting Condition date. If neither of the Performance Conditions is satisfied, we will not issue any shares of common stock pursuant to the RSU awards. If one of the Performance Conditions is satisfied after the first Time-Based Vesting Condition date (March 28, 2018), then, at the time the Performance Condition is met, we will issue the shares of common stock that would have been issued on any prior Time-Based Vesting Condition date as if the Performance Condition had been met on or prior to that date. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 19:11 UTC |
Goldfarb Jeffrey DavidDirector · Executive Vice President
|
GrantCommon Stock, Par Value $.01 Per Share | 8,676 | $20.17 | $174,994.92 |
DisclosureSEC source: 0001127602-17-013243 · form4.xml · nonDerivative · entry 1 Goldfarb Jeffrey David · CIK 0001465338 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,234 F1 · shares: The above-named person will be entitled to receive these shares of our common stock if (and only if) either the performance goal in clause (a) or (b) (each, a "Performance Condition") is attained: (a) the amount of the consolidated earnings before interest and financing charges, net, depreciation, amortization and income tax expense of the Donna Karan business is at least $25,000,000 in either the fiscal year ending January 31, 2018, January 31, 2019 or January 31, 2020; or (b) the average closing price per share of our common stock on the Nasdaq Global Select Market over a twenty consecutive trading day period (i) during the period beginning on the date of grant and ending on or prior to March 28, 2019 is at least $30.00 (which is approximately 23% above the closing price on the trading date prior to the date of the Compensation Committee meeting at which the special awards were made) or (ii) if the stock price performance condition in clause (b) is not satisfied, during the period beginning subsequent to March 28, 2019 and ending on or prior to March 28, 2020 is at least $31.50 (which is approximately 29% above the closing price on the trading date prior to the Compensation Committee meeting at which the special awards were made). If either of the Performance Conditions is met, then, the RSUs will become vested as to one-third of the shares on each of March 28, 2018, March 28, 2019 and March 28, 2020 (the "Time-Based Vesting Condition"), subject to the above-named person's continuous employment or service with us through the applicable Time-Based Vesting Condition date. If neither of the Performance Conditions is satisfied, we will not issue any shares of common stock pursuant to the RSU awards. If one of the Performance Conditions is satisfied after the first Time-Based Vesting Condition date (March 28, 2018), then, at the time the Performance Condition is met, we will issue the shares of common stock that would have been issued on any prior Time-Based Vesting Condition date as if the Performance Condition had been met on or prior to that date. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 19:10 UTC |
NACKMAN NEALChief Financial Officer/Treas
|
GrantCommon Stock, Par Value $.01 Per Share | 4,957 | $20.17 | $99,982.69 |
DisclosureSEC source: 0001127602-17-013241 · form4.xml · nonDerivative · entry 1 NACKMAN NEAL · CIK 0001272938 · Chief Financial Officer/Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,042 F1 · shares: The above-named person will be entitled to receive these shares of our common stock if (and only if) either the performance goal in clause (a) or (b) (each, a "Performance Condition") is attained: (a) the amount of the consolidated earnings before interest and financing charges, net, depreciation, amortization and income tax expense of the Donna Karan business is at least $25,000,000 in either the fiscal year ending January 31, 2018, January 31, 2019 or January 31, 2020; or (b) the average closing price per share of our common stock on the Nasdaq Global Select Market over a twenty consecutive trading day period (i) during the period beginning on the date of grant and ending on or prior to March 28, 2019 is at least $30.00 (which is approximately 23% above the closing price on the trading date prior to the date of the Compensation Committee meeting at which the special awards were made) or (ii) if the stock price performance condition in clause (b) is not satisfied, during the period beginning subsequent to March 28, 2019 and ending on or prior to March 28, 2020 is at least $31.50 (which is approximately 29% above the closing price on the trading date prior to the Compensation Committee meeting at which the special awards were made). If either of the Performance Conditions is met, then, the RSUs will become vested as to one-third of the shares on each of March 28, 2018, March 28, 2019 and March 28, 2020 (the "Time-Based Vesting Condition"), subject to the above-named person's continuous employment or service with us through the applicable Time-Based Vesting Condition date. If neither of the Performance Conditions is satisfied, we will not issue any shares of common stock pursuant to the RSU awards. If one of the Performance Conditions is satisfied after the first Time-Based Vesting Condition date (March 28, 2018), then, at the time the Performance Condition is met, we will issue the shares of common stock that would have been issued on any prior Time-Based Vesting Condition date as if the Performance Condition had been met on or prior to that date. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 19:08 UTC |
MILLER WAYNE SChief Operating Officer
|
GrantCommon Stock, Par Value $.01 Per Share | 13,634 | $20.17 | $274,997.78 |
DisclosureSEC source: 0001127602-17-013240 · form4.xml · nonDerivative · entry 1 MILLER WAYNE S · CIK 0001247395 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,531 F1 · shares: The above-named person will be entitled to receive these shares of our common stock if (and only if) either the performance goal in clause (a) or (b) (each, a "Performance Condition") is attained: (a) the amount of the consolidated earnings before interest and financing charges, net, depreciation, amortization and income tax expense of the Donna Karan business is at least $25,000,000 in either the fiscal year ending January 31, 2018, January 31, 2019 or January 31, 2020; or (b) the average closing price per share of our common stock on the Nasdaq Global Select Market over a twenty consecutive trading day period (i) during the period beginning on the date of grant and ending on or prior to March 28, 2019 is at least $30.00 (which is approximately 23% above the closing price on the trading date prior to the date of the Compensation Committee meeting at which the special awards were made) or (ii) if the stock price performance condition in clause (b) is not satisfied, during the period beginning subsequent to March 28, 2019 and ending on or prior to March 28, 2020 is at least $31.50 (which is approximately 29% above the closing price on the trading date prior to the Compensation Committee meeting at which the special awards were made). If either of the Performance Conditions is met, then, the RSUs will become vested as to one-third of the shares on each of March 28, 2018, March 28, 2019 and March 28, 2020 (the "Time-Based Vesting Condition"), subject to the above-named person's continuous employment or service with us through the applicable Time-Based Vesting Condition date. If neither of the Performance Conditions is satisfied, we will not issue any shares of common stock pursuant to the RSU awards. If one of the Performance Conditions is satisfied after the first Time-Based Vesting Condition date (March 28, 2018), then, at the time the Performance Condition is met, we will issue the shares of common stock that would have been issued on any prior Time-Based Vesting Condition date as if the Performance Condition had been met on or prior to that date. Read SEC document |
| January 27, 2017 Filed Feb 23, 2017 14:18 UTC |
MILLER WAYNE SChief Operating Officer
|
GrantCommon Stock, Par Value $.01 Per Share | 81,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007927 · form5.xml · nonDerivative · entry 1 MILLER WAYNE S · CIK 0001247395 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,897 F1 · shares: The above-named person will be entitled to receive these shares of our common stock only if the performance conditions in clauses (a) and (b) set forth below are satisfied: (a) (i) the amount of our consolidated earnings before interest and financing charges, net, and income tax expense ("EBIT") for the fiscal year ending January 31, 2019, subject to certain adjustments for non-recurring items, is at least 25% greater than EBIT for the fiscal year ending January 31, 2017, subject to certain adjustments for non-recurring items and excluding the results of the Donna Karan business for such fiscal year ("Adjusted Fiscal 2017 EBIT") or (ii) if the performance condition in clause (a)(i) is not satisfied, our EBIT for the fiscal year ending January 31, 2020, subject to certain adjustments for non-recurring items, is at least 50% greater than Adjusted Fiscal 2017 EBIT; and (b) the average closing price per share of our common stock on the Nasdaq Global Select Market over a twenty consecutive trading day period (i) during the period beginning on the date of grant and on or prior to January 31, 2019 is at least $30.30 (which is 20% above the closing price on the date of the Compensation Committee meeting, January 27, 2017 (the "Reference Date") or (ii) if the stock price performance period in clause (b)(i) is not satisfied, during the period beginning subsequent to January 31, 2019 and ending on or prior to January 31, 2020 is at least $31.5625 (which is 25% above the closing price on the Reference Date) (clauses (a) and (b) together, the "Performance Conditions"). In addition, the right to receive shares of common stock pursuant to the above-described restricted stock unit grants will become vested as to 50% of the shares on each of January 27, 2019 and January 27, 2020 (the "Time Vesting Condition"). A grantee must remain employed by us or otherwise perform service for us in order to receive shares of our common stock pursuant to the above-described restricted stock unit grants after both Performance Conditions have been satisfied. If both Performance Conditions are not satisfied within the above-described time periods, we will not issue any shares of common stock pursuant to the restricted stock unit grants. If both Performance Conditions are satisfied at any time during the above-referenced time periods, we will issue shares of common stock in respect of all annual installment periods of the Time Vesting Condition for which shares have not previously been issued. Read SEC document |
| January 27, 2017 Filed Feb 23, 2017 14:22 UTC |
GOLDFARB MORRISDirector · CEO · 10% owner
|
GrantCommon Stock, Par Value $.01 Per Share | 159,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007931 · form5.xml · nonDerivative · entry 1 GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,773,740 F1 · shares: The above-named person will be entitled to receive these shares of our common stock only if the performance conditions in clauses (a) and (b) set forth below are satisfied: (a) (i) the amount of our consolidated earnings before interest and financing charges, net, and income tax expense ("EBIT") for the fiscal year ending January 31, 2019, subject to certain adjustments for non-recurring items, is at least 25% greater than EBIT for the fiscal year ending January 31, 2017, subject to certain adjustments for non-recurring items and excluding the results of the Donna Karan business for such fiscal year ("Adjusted Fiscal 2017 EBIT") or (ii) if the performance condition in clause (a)(i) is not satisfied, our EBIT for the fiscal year ending January 31, 2020, subject to certain adjustments for non-recurring items, is at least 50% greater than Adjusted Fiscal 2017 EBIT; and (b) the average closing price per share of our common stock on the Nasdaq Global Select Market over a twenty consecutive trading day period (i) during the period beginning on the date of grant and on or prior to January 31, 2019 is at least $30.30 (which is 20% above the closing price on the date of the Compensation Committee meeting, January 27, 2017 (the "Reference Date") or (ii) if the stock price performance period in clause (b)(i) is not satisfied, during the period beginning subsequent to January 31, 2019 and ending on or prior to January 31, 2020 is at least $31.5625 (which is 25% above the closing price on the Reference Date) (clauses (a) and (b) together, the "Performance Conditions"). In addition, the right to receive shares of common stock pursuant to the above-described restricted stock unit grants will become vested as to 50% of the shares on each of January 27, 2019 and January 27, 2020 (the "Time Vesting Condition"). A grantee must remain employed by us or otherwise perform service for us in order to receive shares of our common stock pursuant to the above-described restricted stock unit grants after both Performance Conditions have been satisfied. If both Performance Conditions are not satisfied within the above-described time periods, we will not issue any shares of common stock pursuant to the restricted stock unit grants. If both Performance Conditions are satisfied at any time during the above-referenced time periods, we will issue shares of common stock in respect of all annual installment periods of the Time Vesting Condition for which shares have not previously been issued. Read SEC document |
| January 27, 2017 Filed Feb 23, 2017 14:16 UTC |
NACKMAN NEALChief Financial Officer/Treas
|
GrantCommon Stock, Par Value $.01 Per Share | 16,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007925 · form5.xml · nonDerivative · entry 1 NACKMAN NEAL · CIK 0001272938 · Chief Financial Officer/Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,085 F1 · shares: The above-named person will be entitled to receive these shares of our common stock only if the performance conditions in clauses (a) and (b) set forth below are satisfied: (a) (i) the amount of our consolidated earnings before interest and financing charges, net, and income tax expense ("EBIT") for the fiscal year ending January 31, 2019, subject to certain adjustments for non-recurring items, is at least 25% greater than EBIT for the fiscal year ending January 31, 2017, subject to certain adjustments for non-recurring items and excluding the results of the Donna Karan business for such fiscal year ("Adjusted Fiscal 2017 EBIT") or (ii) if the performance condition in clause (a)(i) is not satisfied, our EBIT for the fiscal year ending January 31, 2020, subject to certain adjustments for non-recurring items, is at least 50% greater than Adjusted Fiscal 2017 EBIT; and (b) the average closing price per share of our common stock on the Nasdaq Global Select Market over a twenty consecutive trading day period (i) during the period beginning on the date of grant and on or prior to January 31, 2019 is at least $30.30 (which is 20% above the closing price on the date of the Compensation Committee meeting, January 27, 2017 (the "Reference Date") or (ii) if the stock price performance period in clause (b)(i) is not satisfied, during the period beginning subsequent to January 31, 2019 and ending on or prior to January 31, 2020 is at least $31.5625 (which is 25% above the closing price on the Reference Date) (clauses (a) and (b) together, the "Performance Conditions"). In addition, the right to receive shares of common stock pursuant to the above-described restricted stock unit grants will become vested as to 50% of the shares on each of January 27, 2019 and January 27, 2020 (the "Time Vesting Condition"). A grantee must remain employed by us or otherwise perform service for us in order to receive shares of our common stock pursuant to the above-described restricted stock unit grants after both Performance Conditions have been satisfied. If both Performance Conditions are not satisfied within the above-described time periods, we will not issue any shares of common stock pursuant to the restricted stock unit grants. If both Performance Conditions are satisfied at any time during the above-referenced time periods, we will issue shares of common stock in respect of all annual installment periods of the Time Vesting Condition for which shares have not previously been issued. Read SEC document |
| January 27, 2017 Filed Feb 23, 2017 14:13 UTC |
Goldfarb Jeffrey DavidDirector · Executive Vice President
|
GrantCommon Stock, Par Value $.01 Per Share | 40,855 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007922 · form5.xml · nonDerivative · entry 1 Goldfarb Jeffrey David · CIK 0001465338 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,558 F1 · shares: The above-named person will be entitled to receive these shares of our common stock only if the performance conditions in clauses (a) and (b) set forth below are satisfied: (a) (i) the amount of our consolidated earnings before interest and financing charges, net, and income tax expense ("EBIT") for the fiscal year ending January 31, 2019, subject to certain adjustments for non-recurring items, is at least 25% greater than EBIT for the fiscal year ending January 31, 2017, subject to certain adjustments for non-recurring items and excluding the results of the Donna Karan business for such fiscal year ("Adjusted Fiscal 2017 EBIT") or (ii) if the performance condition in clause (a)(i) is not satisfied, our EBIT for the fiscal year ending January 31, 2020, subject to certain adjustments for non-recurring items, is at least 50% greater than Adjusted Fiscal 2017 EBIT; and (b) the average closing price per share of our common stock on the Nasdaq Global Select Market over a twenty consecutive trading day period (i) during the period beginning on the date of grant and on or prior to January 31, 2019 is at least $30.30 (which is 20% above the closing price on the date of the Compensation Committee meeting, January 27, 2017 (the "Reference Date") or (ii) if the stock price performance period in clause (b)(i) is not satisfied, during the period beginning subsequent to January 31, 2019 and ending on or prior to January 31, 2020 is at least $31.5625 (which is 25% above the closing price on the Reference Date) (clauses (a) and (b) together, the "Performance Conditions"). In addition, the right to receive shares of common stock pursuant to the above-described restricted stock unit grants will become vested as to 50% of the shares on each of January 27, 2019 and January 27, 2020 (the "Time Vesting Condition"). A grantee must remain employed by us or otherwise perform service for us in order to receive shares of our common stock pursuant to the above-described restricted stock unit grants after both Performance Conditions have been satisfied. If both Performance Conditions are not satisfied within the above-described time periods, we will not issue any shares of common stock pursuant to the restricted stock unit grants. If both Performance Conditions are satisfied at any time during the above-referenced time periods, we will issue shares of common stock in respect of all annual installment periods of the Time Vesting Condition for which shares have not previously been issued. Read SEC document |
| January 27, 2017 Filed Feb 28, 2017 22:27 UTC |
NOSTRA KATZ JEANETTEDirector
|
GrantCommon Stock, Par Value $.01 Per Share | 3,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008958 · form5.xml · nonDerivative · entry 2 NOSTRA KATZ JEANETTE · CIK 0001247379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,732 F2 · shares: The above-named person shall have no right to receive 50% of the Shares subject to the RSUs granted to the Participant under this Agreement unless and until both of the following performance criteria shall have been attained (it being understood that the right to receive the other 50% of said Shares is subject only to the time vesting condition set forth above): (a) First Performance Criteria. The first performance criteria is satisfied if (i) the amount of the Company's consolidated earnings before interest and financing charges, net, and income tax expense and including pretax equity gain (loss) in unconsolidated affiliates of the Company ("G-III EBIT") for the fiscal year ending January 31, 2019, subject to certain adjustments (the "Adjustments") for non-recurring items as set forth in the minutes of the meeting of the Committee approving (the "Approval") the grant subject to this Agreement, is at least 25% greater than the amount of the Company's EBIT for the fiscal year ending January 31, 2017, subject to the Adjustments and excluding the results of the Donna Karan business for such fiscal year ("Adjusted Fiscal 2017 G-III Core EBIT") or (ii) if the performance criteria in clause (i) is not satisfied, G-III EBIT for the fiscal year ending January 31, 2020, subject to the Adjustments, is at least 50% greater than the Adjusted Fiscal 2017 G-III Core EBIT. (b) Second Performance Criteria. The second performance criteria is satisfied if (i) during any period of twenty consecutive trading days beginning on the Effective Date and ending on January 31, 2019, the average closing price per share of the Company's common stock on the Nasdaq Global Select Market is at least $30.30 or (ii) if the stock price performance criteria in clause (i) is not satisfied, during any period of twenty consecutive trading days beginning after January 31, 2019 and ending on or prior to January 31, 2020, the average closing price per share of the Company's common stock on the Nasdaq Global Select Market is at least $31.5625. Read SEC document |
| October 06, 2016 Filed Feb 28, 2017 22:27 UTC |
NOSTRA KATZ JEANETTEDirector
|
SaleCommon Stock, Par Value $.01 Per Share | 1,686 | $29.09 | $49,042.03 |
DisclosureSEC source: 0001127602-17-008958 · form5.xml · nonDerivative · entry 1 NOSTRA KATZ JEANETTE · CIK 0001247379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,732 F1 · shares: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of 4,512 restricted stock units. Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 20:05 UTC |
NACKMAN NEALChief Financial Officer/Treas
|
Tax withholdingCommon Stock, Par Value $.01 Per Share | 4,608 | $29.39 | $135,429.12 |
DisclosureSEC source: 0001127602-16-064538 · form4.xml · nonDerivative · entry 1 NACKMAN NEAL · CIK 0001272938 · Chief Financial Officer/Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,743 F1 · shares: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of 12,460 restricted stock units. Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 20:07 UTC |
GOLDFARB MORRISDirector · CEO and President · 10% owner
|
Tax withholdingCommon Stock, Par Value $.01 Per Share | 63,295 | $29.39 | $1,860,240.05 |
DisclosureSEC source: 0001127602-16-064543 · form4.xml · nonDerivative · entry 1 GOLDFARB MORRIS · CIK 0001007772 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,614,404 F1 · shares: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of 122,734 restricted stock units. Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 20:06 UTC |
Aaron SammyDirector · Vice Chairman
|
Tax withholdingCommon Stock, Par Value $.01 Per Share | 50,854 | $29.39 | $1,494,599.06 |
DisclosureSEC source: 0001127602-16-064542 · form4.xml · nonDerivative · entry 1 Aaron Sammy · CIK 0001332749 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,467 F1 · shares: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of 88,949 restricted stock units. Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 20:05 UTC |
MILLER WAYNE SChief Operating Officer
|
Tax withholdingCommon Stock, Par Value $.01 Per Share | 35,617 | $29.39 | $1,046,783.63 |
DisclosureSEC source: 0001127602-16-064540 · form4.xml · nonDerivative · entry 1 MILLER WAYNE S · CIK 0001247395 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,187 F1 · shares: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of 62,299 restricted stock units. Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 20:04 UTC |
Goldfarb Jeffrey DavidDirector · Executive Vice President
|
Tax withholdingCommon Stock, Par Value $.01 Per Share | 13,502 | $29.39 | $396,823.78 |
DisclosureSEC source: 0001127602-16-064537 · form4.xml · nonDerivative · entry 1 Goldfarb Jeffrey David · CIK 0001465338 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,703 F1 · shares: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of 33,649 restricted stock units. Read SEC document |
| January 27, 2016 Filed Feb 23, 2017 14:19 UTC |
Aaron SammyDirector · Vice Chairman and President
|
GrantCommon Stock, Par Value $.01 Per Share | 122,566 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007929 · form5.xml · nonDerivative · entry 1 Aaron Sammy · CIK 0001332749 · Director · Vice Chairman and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596,033 F1 · shares: The above-named person will be entitled to receive these shares of our common stock only if the performance conditions in clauses (a) and (b) set forth below are satisfied: (a) (i) the amount of our consolidated earnings before interest and financing charges, net, and income tax expense ("EBIT") for the fiscal year ending January 31, 2019, subject to certain adjustments for non-recurring items, is at least 25% greater than EBIT for the fiscal year ending January 31, 2017, subject to certain adjustments for non-recurring items and excluding the results of the Donna Karan business for such fiscal year ("Adjusted Fiscal 2017 EBIT") or (ii) if the performance condition in clause (a)(i) is not satisfied, our EBIT for the fiscal year ending January 31, 2020, subject to certain adjustments for non-recurring items, is at least 50% greater than Adjusted Fiscal 2017 EBIT; and (b) the average closing price per share of our common stock on the Nasdaq Global Select Market over a twenty consecutive trading day period (i) during the period beginning on the date of grant and on or prior to January 31, 2019 is at least $30.30 (which is 20% above the closing price on the date of the Compensation Committee meeting, January 27, 2017 (the "Reference Date") or (ii) if the stock price performance period in clause (b)(i) is not satisfied, during the period beginning subsequent to January 31, 2019 and ending on or prior to January 31, 2020 is at least $31.5625 (which is 25% above the closing price on the Reference Date) (clauses (a) and (b) together, the "Performance Conditions"). In addition, the right to receive shares of common stock pursuant to the above-described restricted stock unit grants will become vested as to 50% of the shares on each of January 27, 2019 and January 27, 2020 (the "Time Vesting Condition"). A grantee must remain employed by us or otherwise perform service for us in order to receive shares of our common stock pursuant to the above-described restricted stock unit grants after both Performance Conditions have been satisfied. If both Performance Conditions are not satisfied within the above-described time periods, we will not issue any shares of common stock pursuant to the restricted stock unit grants. If both Performance Conditions are satisfied at any time during the above-referenced time periods, we will issue shares of common stock in respect of all annual installment periods of the Time Vesting Condition for which shares have not previously been issued. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.