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Nasdaq · USD

GIII

G III APPAREL GROUP LTD /DE/

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4753
SEC CIK
0000821002
Parsed reports
300

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 26, 2018 Filed Apr 30, 2018 20:35 UTC
MILLER WAYNE SChief Operating Officer
GrantCommon Stock, Par Value $.01 Per Share 66,061 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-015569 · form4.xml · nonDerivative · entry 1

MILLER WAYNE S · CIK 0001247395 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,442

F1 · shares: The above-named persons will be entitled to receive these shares of our common stock only if the performance conditions in clauses (a) and either (b)(1) or (b)(2) set forth below are satisfied: (a) the average closing price per share of our common stock on the Nasdaq Global Select Market over a twenty consecutive trading day period ending on or prior to April 30, 2020 is at least $41.78 (which is 15% above the closing price on the date of the grant); and either (b) (1) (i) the amount of our consolidated earnings before interest and financing charges, net, and income tax expense ("EBIT") for the fiscal year ending January 31, 2019, subject to certain adjustments for non-recurring items, is at least 10% greater than EBIT for the fiscal year ended January 31, 2018, subject to certain adjustments for non-recurring items ("Fiscal 2018 EBIT"), or (ii) if the performance condition in clause (i) is not satisfied, our EBIT for the fiscal year ending January 31, 2020, subject to certain adjustments for non-recurring items, is at least 20% greater than Fiscal 2018 EBIT; or (2) the average closing price per share of our common stock on the Nasdaq Global Select Market over a forty consecutive trading day period ending on or before January 31, 2020 is at least $45.4125 (which is 25% above the closing price on the date of grant). (clauses (a) and (b) together, the "Performance Conditions"). In addition, the right to receive shares of common stock pursuant to the above-described restricted stock unit grants will become vested in three equal annual installments on each of June 15, 2019, 2020 and 2021 (the "Time Vesting Condition"). If the Performance Conditions are both satisfied, we will issue to an above-named grantee of restricted stock units one-third of the shares of common stock to which he is entitled under his grant on each of June 15, 2019, 2020 and 2021, but only if he remains employed by us or otherwise performs service for us on each vesting date. If both Performance Conditions are not satisfied within the above-described time periods, we will not issue any shares of common stock pursuant to the restricted stock unit grants. If both Performance Conditions are satisfied at any time during the above-reference time periods, we will issue shares of common stock in respect of all annual installment periods of the Time Vesting Condition for which shares have not previously been issued.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 20:34 UTC
Goldfarb Jeffrey DavidDirector · Executive Vice President
GrantCommon Stock, Par Value $.01 Per Share 33,030 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-015567 · form4.xml · nonDerivative · entry 1

Goldfarb Jeffrey David · CIK 0001465338 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,043

F1 · shares: The above-named persons will be entitled to receive these shares of our common stock only if the performance conditions in clauses (a) and either (b)(1) or (b)(2) set forth below are satisfied: (a) the average closing price per share of our common stock on the Nasdaq Global Select Market over a twenty consecutive trading day period ending on or prior to April 30, 2020 is at least $41.78 (which is 15% above the closing price on the date of the grant); and either (b) (1) (i) the amount of our consolidated earnings before interest and financing charges, net, and income tax expense ("EBIT") for the fiscal year ending January 31, 2019, subject to certain adjustments for non-recurring items, is at least 10% greater than EBIT for the fiscal year ended January 31, 2018, subject to certain adjustments for non-recurring items ("Fiscal 2018 EBIT"), or (ii) if the performance condition in clause (i) is not satisfied, our EBIT for the fiscal year ending January 31, 2020, subject to certain adjustments for non-recurring items, is at least 20% greater than Fiscal 2018 EBIT; or (2) the average closing price per share of our common stock on the Nasdaq Global Select Market over a forty consecutive trading day period ending on or before January 31, 2020 is at least $45.4125 (which is 25% above the closing price on the date of grant). (clauses (a) and (b) together, the "Performance Conditions"). In addition, the right to receive shares of common stock pursuant to the above-described restricted stock unit grants will become vested in three equal annual installments on each of June 15, 2019, 2020 and 2021 (the "Time Vesting Condition"). If the Performance Conditions are both satisfied, we will issue to an above-named grantee of restricted stock units one-third of the shares of common stock to which he is entitled under his grant on each of June 15, 2019, 2020 and 2021, but only if he remains employed by us or otherwise performs service for us on each vesting date. If both Performance Conditions are not satisfied within the above-described time periods, we will not issue any shares of common stock pursuant to the restricted stock unit grants. If both Performance Conditions are satisfied at any time during the above-reference time periods, we will issue shares of common stock in respect of all annual installment periods of the Time Vesting Condition for which shares have not previously been issued.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 20:32 UTC
NACKMAN NEALChief Financial Officer/Treas
GrantCommon Stock, Par Value $.01 Per Share 11,698 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-015563 · form4.xml · nonDerivative · entry 1

NACKMAN NEAL · CIK 0001272938 · Chief Financial Officer/Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,484

F1 · shares: The above-named persons will be entitled to receive these shares of our common stock only if the performance conditions in clauses (a) and either (b)(1) or (b)(2) set forth below are satisfied: (a) the average closing price per share of our common stock on the Nasdaq Global Select Market over a twenty consecutive trading day period ending on or prior to April 30, 2020 is at least $41.78 (which is 15% above the closing price on the date of the grant); and either (b) (1) (i) the amount of our consolidated earnings before interest and financing charges, net, and income tax expense ("EBIT") for the fiscal year ending January 31, 2019, subject to certain adjustments for non-recurring items, is at least 10% greater than EBIT for the fiscal year ended January 31, 2018, subject to certain adjustments for non-recurring items ("Fiscal 2018 EBIT"), or (ii) if the performance condition in clause (i) is not satisfied, our EBIT for the fiscal year ending January 31, 2020, subject to certain adjustments for non-recurring items, is at least 20% greater than Fiscal 2018 EBIT; or (2) the average closing price per share of our common stock on the Nasdaq Global Select Market over a forty consecutive trading day period ending on or before January 31, 2020 is at least $45.4125 (which is 25% above the closing price on the date of grant). (clauses (a) and (b) together, the "Performance Conditions"). In addition, the right to receive shares of common stock pursuant to the above-described restricted stock unit grants will become vested in three equal annual installments on each of June 15, 2019, 2020 and 2021 (the "Time Vesting Condition"). If the Performance Conditions are both satisfied, we will issue to an above-named grantee of restricted stock units one-third of the shares of common stock to which he is entitled under his grant on each of June 15, 2019, 2020 and 2021, but only if he remains employed by us or otherwise performs service for us on each vesting date. If both Performance Conditions are not satisfied within the above-described time periods, we will not issue any shares of common stock pursuant to the restricted stock unit grants. If both Performance Conditions are satisfied at any time during the above-reference time periods, we will issue shares of common stock in respect of all annual installment periods of the Time Vesting Condition for which shares have not previously been issued.

Read SEC document
April 26, 2018 Filed May 1, 2018 20:08 UTC GrantCommon Stock, Par Value $.01 Per Share 2,752 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-015735 · form4.xml · nonDerivative · entry 1

NOSTRA KATZ JEANETTE · CIK 0001247379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,814

F1 · shares: The above-named person will be entitled to receive these shares of our common stock only if the performance conditions in clauses (a) and either (b)(1) or (b)(2) set forth below are satisfied: (a) the average closing price per share of our common stock on the Nasdaq Global Select Market over a twenty consecutive trading day period ending on or prior to April 30, 2020 is at least $41.78 (which is 15% above the closing price on the date of the grant); and either (b) (1) (i) the amount of our consolidated earnings before interest and financing charges, net, and income tax expense ("EBIT") for the fiscal year ending January 31, 2019, subject to certain adjustments for non-recurring items, is at least 10% greater than EBIT for the fiscal year ended January 31, 2018, subject to certain adjustments for non-recurring items ("Fiscal 2018 EBIT"), or (ii) if the performance condition in clause (i) is not satisfied, our EBIT for the fiscal year ending January 31, 2020, subject to certain adjustments for non-recurring items, is at least 20% greater than Fiscal 2018 EBIT; or (2) the average closing price per share of our common stock on the Nasdaq Global Select Market over a forty consecutive trading day period ending on or before January 31, 2020 is at least $45.4125 (which is 25% above the closing price on the date of grant). (clauses (a) and (b) together, the "Performance Conditions"). In addition, the right to receive shares of common stock pursuant to the above-described restricted stock unit grants will become vested in three equal annual installments on each of June 15, 2019, 2020 and 2021 (the "Time Vesting Condition"). If the Performance Conditions are both satisfied, we will issue to an above-named grantee of restricted stock units one-third of the shares of common stock to which he is entitled under his grant on each of June 15, 2019, 2020 and 2021, but only if he remains employed by us or otherwise performs service for us on each vesting date. If both Performance Conditions are not satisfied within the above-described time periods, we will not issue any shares of common stock pursuant to the restricted stock unit grants. If both Performance Conditions are satisfied at any time during the above-reference time periods, we will issue shares of common stock in respect of all annual installment periods of the Time Vesting Condition for which shares have not previously been issued.

Read SEC document
April 13, 2018 Filed Apr 13, 2018 20:14 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $7.71 $0.00
Disclosure

SEC source: 0001127602-18-014538 · form4.xml · derivative · entry 3

POMERANTZ LAURA H · CIK 0001053473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2018-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is subject to vesting at an annual rate of 20% commencing on the first anniversary of the grant date.

Read SEC document
April 13, 2018 Filed Apr 13, 2018 20:14 UTC SaleCommon Stock, Par Value $.01 Per Share 1,191 $38.91 $46,346.34
Disclosure

SEC source: 0001127602-18-014538 · form4.xml · nonDerivative · entry 2

POMERANTZ LAURA H · CIK 0001053473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,575

Read SEC document
April 13, 2018 Filed Apr 13, 2018 20:14 UTC Exercise / conversionCommon Stock, Par Value $.01 Per Share 6,000 $7.71 $46,230.00
Disclosure

SEC source: 0001127602-18-014538 · form4.xml · nonDerivative · entry 1

POMERANTZ LAURA H · CIK 0001053473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 09, 2018 Filed Apr 11, 2018 20:23 UTC
MILLER WAYNE SChief Operating Officer
SaleCommon Stock, Par Value $.01 Per Share 28,000 $38.56 $1,079,800.40
Disclosure

SEC source: 0001127602-18-014374 · form4.xml · nonDerivative · entry 1

MILLER WAYNE S · CIK 0001247395 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,381

F1 · price: The reported price represents the weighted average price for shares sold in multiple transactions ranging from $38.28 to $38.85. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.

Read SEC document
April 03, 2018 Filed Apr 3, 2018 19:24 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,200 $0.00 Strike: $7.71 $0.00
Disclosure

SEC source: 0001127602-18-013636 · form4.xml · derivative · entry 2

WHITE RICHARD · CIK 0001195859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,200 shares

Expires 2018-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is subject to vesting at an annual rate of 20% commencing on the first anniversary of the grant date.

Read SEC document
April 03, 2018 Filed Apr 3, 2018 19:24 UTC Exercise / conversionCommon Stock, Par Value $.01 Per Share 1,200 $7.71 $9,246.00
Disclosure

SEC source: 0001127602-18-013636 · form4.xml · nonDerivative · entry 1

WHITE RICHARD · CIK 0001195859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 28, 2018 Filed Mar 30, 2018 16:54 UTC
GOLDFARB MORRISDirector · CEO · 10% owner
Tax withholdingCommon Stock, Par Value $.01 Per Share 12,834 $36.58 $469,467.72
Disclosure

SEC source: 0001127602-18-013099 · form4.xml · nonDerivative · entry 1

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,841,495

F1 · shares: Represents shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of 32,721 restricted stock units.

Read SEC document
March 28, 2018 Filed Mar 30, 2018 16:25 UTC
Goldfarb Jeffrey DavidDirector · Executive Vice President
Tax withholdingCommon Stock, Par Value $.01 Per Share 1,405 $36.58 $51,394.90
Disclosure

SEC source: 0001127602-18-013093 · form4.xml · nonDerivative · entry 1

Goldfarb Jeffrey David · CIK 0001465338 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,013

F1 · shares: Represents shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of 2,863 restricted stock units.

Read SEC document
March 28, 2018 Filed Mar 30, 2018 16:21 UTC
Aaron SammyDirector · Vice Chairman and President
Tax withholdingCommon Stock, Par Value $.01 Per Share 11,643 $36.58 $425,900.94
Disclosure

SEC source: 0001127602-18-013092 · form4.xml · nonDerivative · entry 1

Aaron Sammy · CIK 0001332749 · Director · Vice Chairman and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,379

F1 · shares: Represents shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of 20,451 restricted stock units.

Read SEC document
March 28, 2018 Filed Mar 30, 2018 15:53 UTC
MILLER WAYNE SChief Operating Officer
Tax withholdingCommon Stock, Par Value $.01 Per Share 2,532 $36.58 $92,620.56
Disclosure

SEC source: 0001127602-18-013091 · form4.xml · nonDerivative · entry 1

MILLER WAYNE S · CIK 0001247395 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,381

F1 · shares: Represents shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of 4,499 restricted stock units.

Read SEC document
March 28, 2018 Filed Mar 30, 2018 15:49 UTC
NACKMAN NEALChief Financial Officer/Treas
Tax withholdingCommon Stock, Par Value $.01 Per Share 829 $36.58 $30,324.82
Disclosure

SEC source: 0001127602-18-013090 · form4.xml · nonDerivative · entry 1

NACKMAN NEAL · CIK 0001272938 · Chief Financial Officer/Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,786

Read SEC document
January 03, 2018 Filed Jan 4, 2018 20:29 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $7.71 $0.00
Disclosure

SEC source: 0001127602-18-001057 · form4.xml · derivative · entry 2

VAN BOKHORST WILLEM · CIK 0001247392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2018-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is subject to vesting at an annual rate of 20% commencing on the first anniversary of the grant date.

Read SEC document
January 03, 2018 Filed Jan 4, 2018 20:29 UTC Exercise / conversionCommon Stock, Par Value $.01 Per Share 6,000 $7.71 $46,230.00
Disclosure

SEC source: 0001127602-18-001057 · form4.xml · nonDerivative · entry 1

VAN BOKHORST WILLEM · CIK 0001247392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2017 Filed Dec 28, 2017 20:12 UTC SaleCommon Stock, Par Value $.01 Per Share 7,518 $37.51 $282,000.18
Disclosure

SEC source: 0001127602-17-035566 · form4.xml · nonDerivative · entry 1

VAN BOKHORST WILLEM · CIK 0001247392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,667

F1 · price: The reported price represents the weighted average price for shares sold in multiple transactions ranging from $37.49 to $37.57. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 21:28 UTC
Aaron SammyDirector · Vice Chairman and President
SaleCommon Stock, Par Value $.01 Per Share 51,130 $33.72 $1,723,955.32
Disclosure

SEC source: 0001127602-17-034939 · form4.xml · nonDerivative · entry 2

Aaron Sammy · CIK 0001332749 · Director · Vice Chairman and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,022

F2 · price: The reported price represents the weighted average price for shares sold in multiple transactions ranging from $33.32 to $34.15. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 21:28 UTC
Aaron SammyDirector · Vice Chairman and President
SaleCommon Stock, Par Value $.01 Per Share 51,000 $33.62 $1,714,563.90
Disclosure

SEC source: 0001127602-17-034939 · form4.xml · nonDerivative · entry 1

Aaron Sammy · CIK 0001332749 · Director · Vice Chairman and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 556,152

F1 · price: The reported price represents the weighted average price for shares sold in multiple transactions ranging from $33.25 to $33.88. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 21:28 UTC
GOLDFARB MORRISDirector · CEO · 10% owner
OtherCommon Stock, Par Value $.01 Per Share 500,000 $34.96 $17,477,500.00
Disclosure

SEC source: 0001127602-17-034364 · form4.xml · nonDerivative · entry 4

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,354,329

F1 · kind: Effective December 7, 2017, Mr. Goldfarb withdrew 500,000 shares of common stock from each of the Morris Goldfarb 2017 GRAT JG and the Morris Goldfarb 2017 GRAT LF in exchange for promissory notes. The principal amount of each promissory note is equal to the average of the high and low sales prices of our common stock on such date, multiplied by the number of shares of common stock withdrawn from the corresponding GRAT.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 21:28 UTC
GOLDFARB MORRISDirector · CEO · 10% owner
OtherCommon Stock, Par Value $.01 Per Share 500,000 $34.96 $17,477,500.00
Disclosure

SEC source: 0001127602-17-034364 · form4.xml · nonDerivative · entry 3

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Morris Goldfarb 2017 GRAT JG

Disclosed balance after: 0

F1 · kind: Effective December 7, 2017, Mr. Goldfarb withdrew 500,000 shares of common stock from each of the Morris Goldfarb 2017 GRAT JG and the Morris Goldfarb 2017 GRAT LF in exchange for promissory notes. The principal amount of each promissory note is equal to the average of the high and low sales prices of our common stock on such date, multiplied by the number of shares of common stock withdrawn from the corresponding GRAT.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 21:28 UTC
GOLDFARB MORRISDirector · CEO · 10% owner
OtherCommon Stock, Par Value $.01 Per Share 500,000 $34.96 $17,477,500.00
Disclosure

SEC source: 0001127602-17-034364 · form4.xml · nonDerivative · entry 2

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,854,329

F1 · kind: Effective December 7, 2017, Mr. Goldfarb withdrew 500,000 shares of common stock from each of the Morris Goldfarb 2017 GRAT JG and the Morris Goldfarb 2017 GRAT LF in exchange for promissory notes. The principal amount of each promissory note is equal to the average of the high and low sales prices of our common stock on such date, multiplied by the number of shares of common stock withdrawn from the corresponding GRAT.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 21:28 UTC
GOLDFARB MORRISDirector · CEO · 10% owner
OtherCommon Stock, Par Value $.01 Per Share 500,000 $34.96 $17,477,500.00
Disclosure

SEC source: 0001127602-17-034364 · form4.xml · nonDerivative · entry 1

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Morris Goldfarb 2017 GRAT LF

Disclosed balance after: 0

F1 · kind: Effective December 7, 2017, Mr. Goldfarb withdrew 500,000 shares of common stock from each of the Morris Goldfarb 2017 GRAT JG and the Morris Goldfarb 2017 GRAT LF in exchange for promissory notes. The principal amount of each promissory note is equal to the average of the high and low sales prices of our common stock on such date, multiplied by the number of shares of common stock withdrawn from the corresponding GRAT.

Read SEC document
December 07, 2017 Filed Feb 13, 2018 21:51 UTC Amendment
GOLDFARB MORRISDirector · CEO · 10% owner
OtherCommon Stock, Par Value $.01 Per Share 500,000 $34.96 $17,477,500.00
Disclosure

SEC source: 0001127602-18-005539 · form4a.xml · nonDerivative · entry 4

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,354,329

F1 · kind: Effective December 7, 2017, Mr. Goldfarb withdrew 500,000 shares of common stock from each of the Morris Goldfarb 2017 GRAT JG and the Morris Goldfarb 2017 GRAT LF in exchange for promissory notes. The principal amount of each promissory note is equal to the average of the high and low sales prices of our common stock on such date, multiplied by the number of shares of common stock withdrawn from the corresponding GRAT.

Read SEC document
December 07, 2017 Filed Feb 13, 2018 21:51 UTC Amendment
GOLDFARB MORRISDirector · CEO · 10% owner
OtherCommon Stock, Par Value $.01 Per Share 500,000 $34.96 $17,477,500.00
Disclosure

SEC source: 0001127602-18-005539 · form4a.xml · nonDerivative · entry 3

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Morris Goldfarb 2017 GRAT JG

Disclosed balance after: 0

F1 · kind: Effective December 7, 2017, Mr. Goldfarb withdrew 500,000 shares of common stock from each of the Morris Goldfarb 2017 GRAT JG and the Morris Goldfarb 2017 GRAT LF in exchange for promissory notes. The principal amount of each promissory note is equal to the average of the high and low sales prices of our common stock on such date, multiplied by the number of shares of common stock withdrawn from the corresponding GRAT.

Read SEC document
December 07, 2017 Filed Feb 13, 2018 21:51 UTC Amendment
GOLDFARB MORRISDirector · CEO · 10% owner
OtherCommon Stock, Par Value $.01 Per Share 500,000 $34.96 $17,477,500.00
Disclosure

SEC source: 0001127602-18-005539 · form4a.xml · nonDerivative · entry 2

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,854,329

F1 · kind: Effective December 7, 2017, Mr. Goldfarb withdrew 500,000 shares of common stock from each of the Morris Goldfarb 2017 GRAT JG and the Morris Goldfarb 2017 GRAT LF in exchange for promissory notes. The principal amount of each promissory note is equal to the average of the high and low sales prices of our common stock on such date, multiplied by the number of shares of common stock withdrawn from the corresponding GRAT.

Read SEC document
December 07, 2017 Filed Feb 13, 2018 21:51 UTC Amendment
GOLDFARB MORRISDirector · CEO · 10% owner
OtherCommon Stock, Par Value $.01 Per Share 500,000 $34.96 $17,477,500.00
Disclosure

SEC source: 0001127602-18-005539 · form4a.xml · nonDerivative · entry 1

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Morris Goldfarb 2017 GRAT LF

Disclosed balance after: 0

F1 · kind: Effective December 7, 2017, Mr. Goldfarb withdrew 500,000 shares of common stock from each of the Morris Goldfarb 2017 GRAT JG and the Morris Goldfarb 2017 GRAT LF in exchange for promissory notes. The principal amount of each promissory note is equal to the average of the high and low sales prices of our common stock on such date, multiplied by the number of shares of common stock withdrawn from the corresponding GRAT.

Read SEC document
October 05, 2017 Filed Oct 10, 2017 20:21 UTC
GOLDFARB MORRISDirector · CEO · 10% owner
Tax withholdingCommon Stock, Par Value $.01 Per Share 58,257 $28.98 $1,688,287.86
Disclosure

SEC source: 0001127602-17-029662 · form4.xml · nonDerivative · entry 1

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,854,329

F1 · shares: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of 122,734 restricted stock units.

Read SEC document
October 05, 2017 Filed Oct 10, 2017 20:20 UTC
Aaron SammyDirector · Vice Chairman and President
Tax withholdingCommon Stock, Par Value $.01 Per Share 50,854 $28.98 $1,473,748.92
Disclosure

SEC source: 0001127602-17-029658 · form4.xml · nonDerivative · entry 1

Aaron Sammy · CIK 0001332749 · Director · Vice Chairman and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607,152

F1 · shares: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of 88,949 restricted stock units.

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October 05, 2017 Filed Oct 10, 2017 20:18 UTC
MILLER WAYNE SChief Operating Officer
Tax withholdingCommon Stock, Par Value $.01 Per Share 35,618 $28.98 $1,032,209.64
Disclosure

SEC source: 0001127602-17-029656 · form4.xml · nonDerivative · entry 1

MILLER WAYNE S · CIK 0001247395 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,913

F1 · shares: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of 62,300 restricted stock units.

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October 05, 2017 Filed Oct 10, 2017 20:16 UTC
NACKMAN NEALChief Financial Officer/Treas
Tax withholdingCommon Stock, Par Value $.01 Per Share 6,427 $28.98 $186,254.46
Disclosure

SEC source: 0001127602-17-029651 · form4.xml · nonDerivative · entry 1

NACKMAN NEAL · CIK 0001272938 · Chief Financial Officer/Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,615

F1 · shares: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of 12,460 restricted stock units.

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October 05, 2017 Filed Oct 10, 2017 20:14 UTC
Goldfarb Jeffrey DavidDirector · Executive Vice President
Tax withholdingCommon Stock, Par Value $.01 Per Share 16,816 $28.98 $487,327.68
Disclosure

SEC source: 0001127602-17-029647 · form4.xml · nonDerivative · entry 1

Goldfarb Jeffrey David · CIK 0001465338 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,418

F1 · shares: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of 33,650 restricted stock units.

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October 05, 2017 Filed Oct 10, 2017 20:13 UTC Tax withholdingCommon Stock, Par Value $.01 Per Share 1,670 $28.98 $48,396.60
Disclosure

SEC source: 0001127602-17-029644 · form4.xml · nonDerivative · entry 1

NOSTRA KATZ JEANETTE · CIK 0001247379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,062

F1 · shares: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of 4,513 restricted stock units.

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September 29, 2017 Filed Sep 29, 2017 20:06 UTC
FELLER ALANDirector
SaleCommon Stock, Par Value $.01 Per Share 3,000 $29.37 $88,110.00
Disclosure

SEC source: 0001127602-17-028505 · form4.xml · nonDerivative · entry 2

FELLER ALAN · CIK 0001247389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,609

Read SEC document
September 28, 2017 Filed Sep 29, 2017 20:06 UTC
FELLER ALANDirector
SaleCommon Stock, Par Value $.01 Per Share 2,000 $29.22 $58,440.00
Disclosure

SEC source: 0001127602-17-028505 · form4.xml · nonDerivative · entry 1

FELLER ALAN · CIK 0001247389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,609

F1 · price: The reported price represents the weighted average price for shares sold in multiple transactions ranging from $29.21 to $29.22. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request

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September 18, 2017 Filed Sep 20, 2017 20:11 UTC
MILLER WAYNE SChief Operating Officer
SaleCommon Stock, Par Value $.01 Per Share 50,000 $29.56 $1,477,790.00
Disclosure

SEC source: 0001127602-17-027828 · form4.xml · nonDerivative · entry 1

MILLER WAYNE S · CIK 0001247395 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,531

F1 · price: The reported price represents the weighted average price for shares sold in multiple transactions ranging from $29.32 to $30.02. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.

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June 15, 2017 Filed Jun 19, 2017 20:05 UTC GrantCommon Stock, Par Value $.01 Per Share 5,818 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-021746 · form4.xml · nonDerivative · entry 1

WHITE RICHARD · CIK 0001195859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,198

Read SEC document
June 15, 2017 Filed Jun 19, 2017 20:04 UTC GrantCommon Stock, Par Value $.01 Per Share 3,878 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-021745 · form4.xml · nonDerivative · entry 1

VITALI CHERYL L · CIK 0001199398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,365

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June 15, 2017 Filed Jun 19, 2017 20:03 UTC GrantCommon Stock, Par Value $.01 Per Share 3,878 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-021744 · form4.xml · nonDerivative · entry 1

VAN BOKHORST WILLEM · CIK 0001247392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,185

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June 15, 2017 Filed Jun 19, 2017 20:02 UTC GrantCommon Stock, Par Value $.01 Per Share 3,878 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-021743 · form4.xml · nonDerivative · entry 1

SIRKIN ALLEN E · CIK 0001243780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,985

Read SEC document
June 15, 2017 Filed Jun 19, 2017 20:01 UTC GrantCommon Stock, Par Value $.01 Per Share 3,878 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-021742 · form4.xml · nonDerivative · entry 1

POMERANTZ LAURA H · CIK 0001053473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,766

Read SEC document
June 15, 2017 Filed Jun 19, 2017 20:01 UTC
FELLER ALANDirector
GrantCommon Stock, Par Value $.01 Per Share 3,878 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-021741 · form4.xml · nonDerivative · entry 1

FELLER ALAN · CIK 0001247389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,609

Read SEC document
June 15, 2017 Filed Jun 19, 2017 20:00 UTC GrantCommon Stock, Par Value $.01 Per Share 3,878 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-021740 · form4.xml · nonDerivative · entry 1

BROSIG THOMAS · CIK 0001247390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,885

Read SEC document
June 09, 2017 Filed Jun 13, 2017 20:17 UTC
GOLDFARB MORRISDirector · CEO · 10% owner
OtherCommon Stock, Par Value $.01 Per Share 500,000 $25.36 $12,680,000.00
Disclosure

SEC source: 0001127602-17-021301 · form4.xml · nonDerivative · entry 4

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,912,586

F1 · kind: Effective June 9, 2017, Mr. Goldfarb withdrew 500,000 shares of common stock from each of the Morris Goldfarb 2016 GRAT JG and the Morris Goldfarb 2016 GRAT LF in exchange for promissory notes. The principal amount of each promissory note is equal to the average of the high and low sales prices of our common stock on such date, multiplied by the number of shares of common stock withdrawn from the corresponding GRAT.

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June 09, 2017 Filed Jun 13, 2017 20:17 UTC
GOLDFARB MORRISDirector · CEO · 10% owner
OtherCommon Stock, Par Value $.01 Per Share 500,000 $25.36 $12,680,000.00
Disclosure

SEC source: 0001127602-17-021301 · form4.xml · nonDerivative · entry 3

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Morris Goldfarb 2016 GRAT LF

Disclosed balance after: 0

F1 · kind: Effective June 9, 2017, Mr. Goldfarb withdrew 500,000 shares of common stock from each of the Morris Goldfarb 2016 GRAT JG and the Morris Goldfarb 2016 GRAT LF in exchange for promissory notes. The principal amount of each promissory note is equal to the average of the high and low sales prices of our common stock on such date, multiplied by the number of shares of common stock withdrawn from the corresponding GRAT.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 20:17 UTC
GOLDFARB MORRISDirector · CEO · 10% owner
OtherCommon Stock, Par Value $.01 Per Share 500,000 $25.36 $12,680,000.00
Disclosure

SEC source: 0001127602-17-021301 · form4.xml · nonDerivative · entry 2

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,412,586

F1 · kind: Effective June 9, 2017, Mr. Goldfarb withdrew 500,000 shares of common stock from each of the Morris Goldfarb 2016 GRAT JG and the Morris Goldfarb 2016 GRAT LF in exchange for promissory notes. The principal amount of each promissory note is equal to the average of the high and low sales prices of our common stock on such date, multiplied by the number of shares of common stock withdrawn from the corresponding GRAT.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 20:17 UTC
GOLDFARB MORRISDirector · CEO · 10% owner
OtherCommon Stock, Par Value $.01 Per Share 500,000 $25.36 $12,680,000.00
Disclosure

SEC source: 0001127602-17-021301 · form4.xml · nonDerivative · entry 1

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Morris Goldfarb 2016 GRAT JG

Disclosed balance after: 0

F1 · kind: Effective June 9, 2017, Mr. Goldfarb withdrew 500,000 shares of common stock from each of the Morris Goldfarb 2016 GRAT JG and the Morris Goldfarb 2016 GRAT LF in exchange for promissory notes. The principal amount of each promissory note is equal to the average of the high and low sales prices of our common stock on such date, multiplied by the number of shares of common stock withdrawn from the corresponding GRAT.

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June 08, 2017 Filed Jun 9, 2017 18:55 UTC
FELLER ALANDirector
SaleCommon Stock, Par Value $.01 Per Share 1,000 $24.47 $24,470.00
Disclosure

SEC source: 0001127602-17-021050 · form4.xml · nonDerivative · entry 1

FELLER ALAN · CIK 0001247389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,731

F1 · price: The reported price represents the weighted average price for shares sold in multiple transactions ranging from $24.46 to $24.469. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request

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April 13, 2017 Filed Apr 17, 2017 14:43 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $9.32 $0.00
Disclosure

SEC source: 0001127602-17-014781 · form4.xml · derivative · entry 3

POMERANTZ LAURA H · CIK 0001053473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2017-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is subject to vesting at an annual rate of 20% commencing on the first anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.