GIC

SEC source: 0001140170-20-000014 · wf-form4_160712007759151.xml · nonDerivative · entry 2

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,559

SEC source: 0001140170-20-000014 · wf-form4_160712007759151.xml · nonDerivative · entry 1

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140170-20-000012 · wf-form4_160677326006093.xml · nonDerivative · entry 1

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,427

SEC source: 0001243716-20-000012 · wf-form4_160633586177145.xml · derivative · entry 6

DOOLEY ROBERT · CIK 0001243716 · President, Industrial Prod GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 5,000 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on February 1, 2016 have a four year vesting schedule with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date.

SEC source: 0001243716-20-000012 · wf-form4_160633586177145.xml · nonDerivative · entry 3

DOOLEY ROBERT · CIK 0001243716 · President, Industrial Prod GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001243716-20-000012 · wf-form4_160633586177145.xml · derivative · entry 5

DOOLEY ROBERT · CIK 0001243716 · President, Industrial Prod GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 1,498 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on February 1, 2016 have a four year vesting schedule with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date.

SEC source: 0001243716-20-000012 · wf-form4_160633586177145.xml · nonDerivative · entry 4

DOOLEY ROBERT · CIK 0001243716 · President, Industrial Prod GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,878

F1 · balance_after: The amount of non-derivative securities beneficially owned following the reported transactions on this Form 4 is 86,878, which includes 10,000 unvested Restricted Stock Units that were granted on March 1, 2012 and 76,878 shares of common stock.

SEC source: 0001243716-20-000012 · wf-form4_160633586177145.xml · nonDerivative · entry 2

DOOLEY ROBERT · CIK 0001243716 · President, Industrial Prod GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,878

SEC source: 0001243716-20-000012 · wf-form4_160633586177145.xml · nonDerivative · entry 1

DOOLEY ROBERT · CIK 0001243716 · President, Industrial Prod GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001738394-20-000015 · wf-form4_160505198425822.xml · derivative · entry 3

Chaturbedi Ritesh · CIK 0001738394 · SVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,410

Underlying: Common Stock · 3,470 shares

Expires 2029-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options granted on April 22, 2019 have a four year vesting schedule with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date.

SEC source: 0001738394-20-000015 · wf-form4_160505198425822.xml · nonDerivative · entry 2

Chaturbedi Ritesh · CIK 0001738394 · SVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,417

F1 · price: This transaction was executed in multiple trades at prices ranging from $29.62 to $29.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001738394-20-000015 · wf-form4_160505198425822.xml · nonDerivative · entry 1

Chaturbedi Ritesh · CIK 0001738394 · SVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001243716-20-000010 · wf-form4_160521912136768.xml · derivative · entry 3

DOOLEY ROBERT · CIK 0001243716 · President, Industrial Prod GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,498

Underlying: Common Stock · 3,502 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on February 1, 2016 have a four year vesting schedule with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date.

SEC source: 0001243716-20-000010 · wf-form4_160521912136768.xml · nonDerivative · entry 2

DOOLEY ROBERT · CIK 0001243716 · President, Industrial Prod GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,878

F1 · balance_after: The amount of non-derivative securities beneficially owned following the reported transactions on this Form 5 is 86,878, which includes 10,000 unvested Restricted Stock Units that were granted on March 1, 2012 and 76,878 shares of common stock.

SEC source: 0001243716-20-000010 · wf-form4_160521912136768.xml · nonDerivative · entry 1

DOOLEY ROBERT · CIK 0001243716 · President, Industrial Prod GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001738394-20-000013 · wf-form4_160470076443064.xml · nonDerivative · entry 1

Chaturbedi Ritesh · CIK 0001738394 · SVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,417

SEC source: 0001216763-20-000006 · wf-form4_160470055748678.xml · nonDerivative · entry 1

REINHOLD LAWRENCE P · CIK 0001216763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,400

F1 · kind: The reported shares are held by The Lawrence P Reinhold Living Tr UAD 07/16/2019 (the "Trust"), a revocable living trust, of which the Reporting Person is trustee and sole beneficiary. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Trust.

F2 · balance_after: The amount of non-derivative securities beneficially owned following the reported transactions are 42,400, which includes: the June 3, 2019 grant of 1,839 Restricted Stock Units, the June 1, 2020 grant of 2,561 Restricted Stock Units and 38,000 shares of common stock.

SEC source: 0001216763-20-000004 · wf-form4_160458211243507.xml · nonDerivative · entry 1

REINHOLD LAWRENCE P · CIK 0001216763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,389

F1 · kind: The reported shares are held by The Lawrence P Reinhold Living Tr UAD 07/16/2019 (the "Trust"), a revocable living trust, of which the Reporting Person is trustee and sole beneficiary. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Trust.

F2 · balance_after: The amount of non-derivative securities beneficially owned following the reported transactions are 138,389, which includes: the June 3, 2019 grant of 1,839 Restricted Stock Units, the June 1, 2020 grant of 2,561 Restricted Stock Units and 133,989 shares of common stock.

SEC source: 0001140170-20-000010 · wf-form4_159985783326575.xml · derivative · entry 3

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is February 1, 2016.

SEC source: 0001140170-20-000010 · wf-form4_159985783326575.xml · nonDerivative · entry 2

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,013

F2 · kind: Such shares were surrendered to the Company to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations.

F1 · balance_after: The amount of common stock owned following all transactions reported on Table I is 4,013.

SEC source: 0001140170-20-000010 · wf-form4_159985783326575.xml · nonDerivative · entry 1

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The amount of common stock owned following all transactions reported on Table I is 4,013.

SEC source: 0001243716-20-000008 · wf-form4_159977185967094.xml · nonDerivative · entry 1

DOOLEY ROBERT · CIK 0001243716 · President, Industrial Prod GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,878

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on September 2, 2020. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on September 3, 2019.

SEC source: 0001615469-20-000008 · wf-form4_159977221175680.xml · nonDerivative · entry 1

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,559

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on September 2, 2020. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on September 3, 2019.

SEC source: 0001764073-20-000010 · wf-form4_159977171816986.xml · nonDerivative · entry 1

Fielding Donna · CIK 0001764073 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on September 2, 2020. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on September 3, 2019.

SEC source: 0001689126-20-000008 · wf-form4_159977083692286.xml · nonDerivative · entry 1

Clark Thomas Eugene · CIK 0001689126 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,666

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on September 2, 2020. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on September 3, 2019.

SEC source: 0001140170-20-000008 · wf-form4_159977063798308.xml · nonDerivative · entry 1

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,635

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on September 2, 2020. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on September 3, 2019.

SEC source: 0001738394-20-000011 · wf-form4_159977044834858.xml · nonDerivative · entry 1

Chaturbedi Ritesh · CIK 0001738394 · SVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,622

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on September 2, 2020. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on September 3, 2019.

SEC source: 0001764073-20-000008 · wf-form4_159225592601684.xml · nonDerivative · entry 1

Fielding Donna · CIK 0001764073 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades at prices ranging from $20.25 to $20.275. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001713754-20-000004 · wf-form4_160798031066733.xml · nonDerivative · entry 1

Litwin Barry · CIK 0001713754 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,929

F1 · shares: Shares surrendered for payment of tax liability incident to vesting of prior restricted stock award.

F2 · balance_after: The amount of non-derivative securities beneficially owned following all reported transactions on this Form 4 is 58,929, which includes 24,200 unvested Restricted Stock Units that were granted on January 7, 2019; 28,272 unvested Restricted Stock Units that were granted on January 7, 2020; and 5,740 shares of common stock.

SEC source: 0001764067-20-000002 · wf-form4_159121582081234.xml · nonDerivative · entry 1

Pearlman Paul S · CIK 0001764067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,249

F1 · security: On June 1, 2020 (the date of the Issuer's 2020 annual meeting of stockholders), the reporting person was granted 2,561 restricted stock units pursuant to the Systemax Inc. 2020 Omnibus Long-Term Incentive Plan. Such units vest on June 1, 2022 (the "Vesting Date"); provided that the reporting person continues to be a director of the Issuer through and on the Vesting Date.

F2 · shares: The number of restricted stock units was determined by dividing $50,000 by the closing price per share during the 20 trading days preceding the date of the Issuer's 2020 annual meeting of stockholders (rounded up to the nearest whole number of shares).

SEC source: 0001628280-20-008911 · wf-form4_159121531227767.xml · nonDerivative · entry 1

LINDBLOOM CHAD · CIK 0001241107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,339

F1 · security: On June 1, 2020 (the date of the Issuer's 2020 annual meeting of stockholders), the reporting person was granted 2,561 restricted stock units pursuant to the Systemax Inc. 2020 Omnibus Long-Term Incentive Plan. Such units vest on June 1, 2022 (the "Vesting Date"); provided that the reporting person continues to be a director of the Issuer through and on the Vesting Date.

F2 · shares: The number of restricted stock units was determined by dividing $50,000 by the closing price per share during the 20 trading days preceding the date of the Issuer's 2020 annual meeting of stockholders (rounded up to the nearest whole number of shares).

SEC source: 0001216763-20-000002 · wf-form4_159121476575351.xml · nonDerivative · entry 1

REINHOLD LAWRENCE P · CIK 0001216763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,593

F1 · security: On June 1, 2020 (the date of the Issuer's 2020 annual meeting of stockholders), the reporting person was granted 2,561 restricted stock units pursuant to the Systemax Inc. 2020 Omnibus Long-Term Incentive Plan. Such units vest on June 1, 2022 (the "Vesting Date"); provided that the reporting person continues to be a director of the Issuer through and on the Vesting Date.

F2 · shares: The number of restricted stock units was determined by dividing $50,000 by the closing price per share during the 20 trading days preceding the date of the Issuer's 2020 annual meeting of stockholders (rounded up to the nearest whole number of shares).

SEC source: 0001243729-20-000002 · wf-form4_159121493555717.xml · nonDerivative · entry 1

ROSENTHAL ROBERT · CIK 0001243729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,060

F1 · security: On June 1, 2020 (the date of the Issuer's 2020 annual meeting of stockholders), the reporting person was granted 2,561 restricted stock units pursuant to the Systemax Inc. 2020 Omnibus Long-Term Incentive Plan. Such units vest on June 1, 2022 (the "Vesting Date"); provided that the reporting person continues to be a director of the Issuer through and on the Vesting Date.

F2 · shares: The number of restricted stock units was determined by dividing $50,000 by the closing price per share during the 20 trading days preceding the date of the Issuer's 2020 annual meeting of stockholders(rounded up to the nearest whole number of shares).

SEC source: 0001738394-20-000009 · wf-form4_158983422632493.xml · nonDerivative · entry 1

Chaturbedi Ritesh · CIK 0001738394 · SVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,985

SEC source: 0001243716-20-000006 · wf-form4_158327766200043.xml · nonDerivative · entry 3

DOOLEY ROBERT · CIK 0001243716 · President, Industrial Prod GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,241

F3 · security: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on March 2, 2020. This transaction is exempt under Rule 16b-3(c).

F4 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on September 3, 2019.

F5 · balance_after: The amount of non-derivative securities beneficially owned following the reported transactions on this Form 5 is 86,241, which includes 10,000 unvested Restricted Stock Units that were granted on March 1, 2012 and 76,241 shares of common stock.

SEC source: 0001615469-20-000006 · wf-form4_158327450594498.xml · nonDerivative · entry 1

Shetty Manoj · CIK 0001615469 · SVP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,922

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on March 2, 2020. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on September 3, 2019.

SEC source: 0001738394-20-000004 · wf-form4_158327434246826.xml · nonDerivative · entry 1

Chaturbedi Ritesh · CIK 0001738394 · SVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,780

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on March 2, 2020. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on September 3, 2019.

SEC source: 0001764073-20-000006 · wf-form4_158327416584807.xml · nonDerivative · entry 1

Fielding Donna · CIK 0001764073 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,980

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on March 2, 2020. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on September 3, 2019.

SEC source: 0001140170-20-000006 · wf-form4_158327397665779.xml · nonDerivative · entry 1

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,320

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on March 2, 2020. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on September 3, 2019.

SEC source: 0001689126-20-000006 · wf-form4_158327372113855.xml · nonDerivative · entry 1

Clark Thomas Eugene · CIK 0001689126 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,233

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on March 2, 2020. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on September 3, 2019.

SEC source: 0001243716-20-000006 · wf-form4_158327766200043.xml · nonDerivative · entry 2

DOOLEY ROBERT · CIK 0001243716 · President, Industrial Prod GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,542

F2 · security: Shares surrendered for payment of tax liability incident to vesting of the 2012 Restrictive Award.

SEC source: 0001243716-20-000006 · wf-form4_158327766200043.xml · nonDerivative · entry 1

DOOLEY ROBERT · CIK 0001243716 · President, Industrial Prod GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,241

F1 · security: Shares of common stock issued upon vesting ofrestricted stock units in accordance with the terms of a Restricted Stock Unit award originally granted on March 1, 2012 (the "2012 Restrictive Award").

SEC source: 0001804349-20-000009 · wf-form4_158275431043647.xml · derivative · entry 1

Werner Klaus · CIK 0001804349 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,924

Underlying: Common Stock · 7,924 shares

Expires 2030-02-24

F1 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on February 24, 2020 have a four year vesting schedule with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date.

SEC source: 0001243716-20-000004 · wf-form4_158154671880870.xml · derivative · entry 3

DOOLEY ROBERT · CIK 0001243716 · President, Industrial Prod GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,090

Underlying: Common Stock · 15,090 shares

Expires 2030-02-10

F4 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on February 10, 2020 have a four year vesting schedule with: 3,773 of the options vesting on the first anniversary date of the grant date; 3,773 of the options vesting on the second anniversary date of the grant date; 3,772 of the options vesting on the third anniversary date of the grant date; and 3,772 of the options vesting on the fourth anniversary date of the grant date.

SEC source: 0001243716-20-000004 · wf-form4_158154671880870.xml · nonDerivative · entry 2

DOOLEY ROBERT · CIK 0001243716 · President, Industrial Prod GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,303

F2 · shares: Shares surrendered for payment of tax liability incident to vesting of the 2019 Restrictive Award.

F3 · balance_after: The amount of non-derivative securities beneficially owned following the reported transactions on this Form 5 is 87,303, which includes 15,000 unvested Restricted Stock Units that were granted on March 1, 2012 and 72,303 shares of common stock.

SEC source: 0001243716-20-000004 · wf-form4_158154671880870.xml · nonDerivative · entry 1

DOOLEY ROBERT · CIK 0001243716 · President, Industrial Prod GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,220

F1 · shares: Shares of common stock issued upon vesting of performance-based restricted stock units in accordance with the terms of a Performance-based Restricted Stock Unit award originally granted on January 7, 2019 (the "2019 Restrictive Award").

SEC source: 0001549062-20-000002 · wf-form4_158154597642911.xml · derivative · entry 3

Lerner Eric · CIK 0001549062 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,383

Underlying: Common Stock · 7,383 shares

Expires 2030-02-10

F3 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on February 10, 2020 have a four year vesting schedule with: 1,971 of the options vesting on the first anniversary date of the grant date; 1,971 of the options vesting on the second anniversary date of the grant date; 1,971 of the options vesting on the third anniversary date of the grant date; and 1,970 of the options vesting on the fourth anniversary date of the grant date.

SEC source: 0001549062-20-000002 · wf-form4_158154597642911.xml · nonDerivative · entry 2

Lerner Eric · CIK 0001549062 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,586

F2 · shares: Shares surrendered for payment of tax liability incident to vesting of the 2019 Restrictive Award.

SEC source: 0001549062-20-000002 · wf-form4_158154597642911.xml · nonDerivative · entry 1

Lerner Eric · CIK 0001549062 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,560

F1 · shares: Shares of common stock issued upon vesting of performance-based restricted stock units in accordance with the terms of a Performance-based Restricted Stock Unit award originally granted on January 17, 2019 (the "2019 Restrictive Award").

SEC source: 0001738394-20-000002 · wf-form4_158154442219718.xml · derivative · entry 3

Chaturbedi Ritesh · CIK 0001738394 · SVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,303

Underlying: Common Stock · 22,303 shares

Expires 2030-02-10

F3 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on February 10, 2020 have a four year vesting schedule with: 5,576 of the options vesting on the first anniversary date of the grant date; 5,576 of the options vesting on the second anniversary date of the grant date; 5,576 of the options vesting on the third anniversary date of the grant date; and 5,575 of the options vesting on the fourth anniversary date of the grant date.