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Werner Klaus

Disclosed activity across 1 company

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116559
SEC CIK
0001804349

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GLOBAL INDUSTRIAL CoGIC · Entity 2296SVP & Chief Marketing OfficerFebruary 21, 2023February 23, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GLOBAL INDUSTRIAL Co

Report date February 21, 2023 · Filed February 23, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect12,991 Ending reported balance After 2023-02-21 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2023-02-21 · Grant · Acquired 863 · Balance 9,921

F1: Shares of common stock issued upon vesting of performance-based restricted stock units (subject to deferred delivery) in accordance with the terms of a Performance Restricted Stock Unit award originallygranted on February 21, 2020.

Row 2 · 2023-02-21 · Grant · Acquired 471 · Balance 10,392

F2: Shares of common stock issued upon vesting of performance-based restricted stock units (subject to deferred delivery) in accordance with the terms of a Performance Restricted Stock Unit award originallygranted on February 21, 2021.

Row 3 · 2023-02-21 · Grant · Acquired 702 · Balance 11,094

F3: Shares of common stock issued upon vesting of performance-based restricted stock units (subject to deferred delivery) in accordance with the terms of a Performance Restricted Stock Unit award originallygranted on February 13, 2022.

Row 4 · 2023-02-21 · Grant · Acquired 1,897 · Balance 12,991

F4: On February 21, 2023, the reporting person was granted 1,897 restricted stock units pursuant to the Issuer's 2020 Omnibus Long-Term Incentive Plan with 25% of the restricted stock units vesting on the first, second, third, and fourth anniversary of the grant date.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.99 · Expires 2033-02-21Direct4,869 Reported balance After 2023-02-21 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-02-21 · Grant · Acquired 4,869 · Balance 4,869

F5: The Employee Stock Option (right to buy) granted on February 21, 2023 vest over a period of four years with 25% of the options vesting on the first, second, third, and fourth anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Shares of common stock issued upon vesting of performance-based restricted stock units (subject to deferred delivery) in accordance with the terms of a Performance Restricted Stock Unit award originallygranted on February 21, 2020.

F2: Shares of common stock issued upon vesting of performance-based restricted stock units (subject to deferred delivery) in accordance with the terms of a Performance Restricted Stock Unit award originallygranted on February 21, 2021.

F3: Shares of common stock issued upon vesting of performance-based restricted stock units (subject to deferred delivery) in accordance with the terms of a Performance Restricted Stock Unit award originallygranted on February 13, 2022.

F4: On February 21, 2023, the reporting person was granted 1,897 restricted stock units pursuant to the Issuer's 2020 Omnibus Long-Term Incentive Plan with 25% of the restricted stock units vesting on the first, second, third, and fourth anniversary of the grant date.

F5: The Employee Stock Option (right to buy) granted on February 21, 2023 vest over a period of four years with 25% of the options vesting on the first, second, third, and fourth anniversary of the grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2023 Filed Feb 23, 2023 21:54 UTC GLOBAL INDUSTRIAL Co GIC · Entity 2296 GrantEmployee Stock Option (right to buy) · Derivative 4,869 $0.00 Strike: $28.99 $0.00
Disclosure

SEC source: 0001804349-23-000002 · wf-form4_167718922318105.xml · derivative · entry 5

Werner Klaus · CIK 0001804349 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,869

Underlying: Common Stock · 4,869 shares

Expires 2033-02-21

F5 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on February 21, 2023 vest over a period of four years with 25% of the options vesting on the first, second, third, and fourth anniversary of the grant date.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:54 UTC GLOBAL INDUSTRIAL Co GIC · Entity 2296 GrantCommon Stock 1,897 $0.00 $0.00
Disclosure

SEC source: 0001804349-23-000002 · wf-form4_167718922318105.xml · nonDerivative · entry 4

Werner Klaus · CIK 0001804349 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,991

F4 · shares: On February 21, 2023, the reporting person was granted 1,897 restricted stock units pursuant to the Issuer's 2020 Omnibus Long-Term Incentive Plan with 25% of the restricted stock units vesting on the first, second, third, and fourth anniversary of the grant date.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:54 UTC GLOBAL INDUSTRIAL Co GIC · Entity 2296 GrantCommon Stock 702 $0.00 $0.00
Disclosure

SEC source: 0001804349-23-000002 · wf-form4_167718922318105.xml · nonDerivative · entry 3

Werner Klaus · CIK 0001804349 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,094

F3 · shares: Shares of common stock issued upon vesting of performance-based restricted stock units (subject to deferred delivery) in accordance with the terms of a Performance Restricted Stock Unit award originallygranted on February 13, 2022.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:54 UTC GLOBAL INDUSTRIAL Co GIC · Entity 2296 GrantCommon Stock 471 $0.00 $0.00
Disclosure

SEC source: 0001804349-23-000002 · wf-form4_167718922318105.xml · nonDerivative · entry 2

Werner Klaus · CIK 0001804349 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,392

F2 · shares: Shares of common stock issued upon vesting of performance-based restricted stock units (subject to deferred delivery) in accordance with the terms of a Performance Restricted Stock Unit award originallygranted on February 21, 2021.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:54 UTC GLOBAL INDUSTRIAL Co GIC · Entity 2296 GrantCommon Stock 863 $0.00 $0.00
Disclosure

SEC source: 0001804349-23-000002 · wf-form4_167718922318105.xml · nonDerivative · entry 1

Werner Klaus · CIK 0001804349 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,921

F1 · shares: Shares of common stock issued upon vesting of performance-based restricted stock units (subject to deferred delivery) in accordance with the terms of a Performance Restricted Stock Unit award originallygranted on February 21, 2020.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 20:16 UTC GLOBAL INDUSTRIAL Co GIC · Entity 2296 OtherCommon Stock 343 $24.88 $8,533.84
Disclosure

SEC source: 0001804349-22-000009 · wf-form4_166258175036474.xml · nonDerivative · entry 1

Werner Klaus · CIK 0001804349 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,058

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:41 UTC GLOBAL INDUSTRIAL Co GIC · Entity 2296 GrantCommon Stock 6,451 $0.00 $0.00
Disclosure

SEC source: 0001804349-22-000007 · wf-form4_165714366498849.xml · nonDerivative · entry 1

Werner Klaus · CIK 0001804349 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,715

F1 · shares: On July 1, 2022, the reporting person was granted 6,451 restricted stock units pursuant to the Issuer's 2020 Omnibus Long-Term Incentive Plan, which will vest in four equal annual installments on each of the first, second, third and fourth anniversary of the grant date, subject to the reporting person's continuous employment with the Issuer.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 23:03 UTC GLOBAL INDUSTRIAL Co GIC · Entity 2296 OtherCommon Stock 214 $27.78 $5,944.49
Disclosure

SEC source: 0001804349-22-000004 · wf-form4_164643501764665.xml · nonDerivative · entry 1

Werner Klaus · CIK 0001804349 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,264

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Global Industrial Company (f/k/a Systemax Inc.) Employee Stock Purchase Plan ("ESPP") on March 2, 2022. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on March 2, 2022.

Read SEC document
February 13, 2022 Filed Feb 16, 2022 01:23 UTC GLOBAL INDUSTRIAL Co GIC · Entity 2296 GrantEmployee Stock Option (right to buy) · Derivative 6,131 $0.00 Strike: $32.59 $0.00
Disclosure

SEC source: 0001804349-22-000002 · wf-form4_164497456726570.xml · derivative · entry 3

Werner Klaus · CIK 0001804349 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,131

Underlying: Common Stock · 6,131 shares

Expires 2032-02-13

F3 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on February 13, 2022 vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date.

Read SEC document
February 13, 2022 Filed Feb 16, 2022 01:23 UTC GLOBAL INDUSTRIAL Co GIC · Entity 2296 GrantCommon Stock 262 $0.00 $0.00
Disclosure

SEC source: 0001804349-22-000002 · wf-form4_164497456726570.xml · nonDerivative · entry 2

Werner Klaus · CIK 0001804349 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050

F2 · shares: Shares of common stock issued upon vesting of performance-based restricted stock units (subject to deferred delivery) in accordance with the terms of a Performance-based Restricted Stock Unit award originally granted on February 21, 2021.

Read SEC document
February 13, 2022 Filed Feb 16, 2022 01:23 UTC GLOBAL INDUSTRIAL Co GIC · Entity 2296 GrantCommon Stock 482 $0.00 $0.00
Disclosure

SEC source: 0001804349-22-000002 · wf-form4_164497456726570.xml · nonDerivative · entry 1

Werner Klaus · CIK 0001804349 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,788

F1 · shares: Shares of common stock issued upon vesting of performance-based restricted stock units (subject to deferred delivery) in accordance with the terms of a Performance-based Restricted Stock Unit award originally granted on February 21, 2020.

Read SEC document
September 02, 2021 Filed Sep 9, 2021 22:00 UTC GLOBAL INDUSTRIAL Co GIC · Entity 2296 OtherCommon Stock 162 $31.29 $5,068.74
Disclosure

SEC source: 0001804349-21-000007 · wf-form4_163122482771768.xml · nonDerivative · entry 1

Werner Klaus · CIK 0001804349 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,306

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on September 2, 2021. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on March 3, 2021.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 22:10 UTC GLOBAL INDUSTRIAL Co SYX · Entity 2296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,981 $0.00 Strike: $22.93 $0.00
Disclosure

SEC source: 0001804349-21-000004 · wf-form4_161550060729867.xml · derivative · entry 3

Werner Klaus · CIK 0001804349 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,943

Underlying: Common Stock · 1,981 shares

Expires 2030-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on February 24, 2020 have a four year vesting schedule with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 22:10 UTC GLOBAL INDUSTRIAL Co SYX · Entity 2296 SaleCommon Stock 1,981 $37.69 $74,663.89
Disclosure

SEC source: 0001804349-21-000004 · wf-form4_161550060729867.xml · nonDerivative · entry 2

Werner Klaus · CIK 0001804349 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,144

Read SEC document
March 10, 2021 Filed Mar 11, 2021 22:10 UTC GLOBAL INDUSTRIAL Co SYX · Entity 2296 Exercise / conversionCommon Stock 1,981 $22.93 $45,424.33
Disclosure

SEC source: 0001804349-21-000004 · wf-form4_161550060729867.xml · nonDerivative · entry 1

Werner Klaus · CIK 0001804349 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2021 Filed Feb 23, 2021 21:46 UTC GLOBAL INDUSTRIAL Co SYX · Entity 2296 GrantEmployee Stock Option (right to buy) · Derivative 4,111 $0.00 Strike: $44.17 $0.00
Disclosure

SEC source: 0001804349-21-000002 · wf-form4_161411674922013.xml · derivative · entry 2

Werner Klaus · CIK 0001804349 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,111

Underlying: Common Stock · 4,111 shares

Expires 2031-02-21

F2 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on February 21, 2021 have a four year vesting schedule with 1,028 vesting on the first anniversary date of the grant date; 1,028 vesting on the second anniversary date of the grant date; 1,028 vesting on the third anniversary date of the grant date; and 1,027 vesting on the fourth anniversary date of the grant date.

Read SEC document
February 21, 2021 Filed Feb 23, 2021 21:46 UTC GLOBAL INDUSTRIAL Co SYX · Entity 2296 GrantCommon Stock 1,144 $0.00 $0.00
Disclosure

SEC source: 0001804349-21-000002 · wf-form4_161411674922013.xml · nonDerivative · entry 1

Werner Klaus · CIK 0001804349 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,144

F1 · shares: Shares of common stock issued upon vesting of performance-based restricted stock units (subject to deferred delivery) in accordance with the terms of a Performance-based Restricted Stock Unit award originally granted on February 21, 2020.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:58 UTC GLOBAL INDUSTRIAL Co SYX · Entity 2296 GrantEmployee Stock Option (right to buy) · Derivative 7,924 $0.00 Strike: $22.93 $0.00
Disclosure

SEC source: 0001804349-20-000009 · wf-form4_158275431043647.xml · derivative · entry 1

Werner Klaus · CIK 0001804349 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,924

Underlying: Common Stock · 7,924 shares

Expires 2030-02-24

F1 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on February 24, 2020 have a four year vesting schedule with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.