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Nasdaq · USD

GH

Guardant Health, Inc.

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Tapewire entity
3238
SEC CIK
0001576280
Parsed reports
867

Last 12 months

Inside the activity.

1 purchase rows · 142 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 2025048
Jan 202606
Feb 202600
Mar 202606
Apr 202602
May 2026024
Jun 2026126
Jul 202601
Aug 2026017
Sep 202608
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 03, 2024 Filed May 6, 2024 21:05 UTC
Eltoukhy HelmyDirector · Co-Chief Executive Officer
Exercise / conversionCommon Stock 200,000 $4.18 $836,000.00
Disclosure

SEC source: 0001576280-24-000100 · wk-form4_1715029495.xml · nonDerivative · entry 1

Eltoukhy Helmy · CIK 0001752968 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,292,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2024 Filed May 6, 2024 21:03 UTC
Talasaz AmirAliDirector · Co-Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 283,830 $0.00 Strike: $4.18 $0.00
Disclosure

SEC source: 0001576280-24-000098 · wk-form4_1715029398.xml · derivative · entry 2

Talasaz AmirAli · CIK 0001753159 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,829

Underlying: Common Stock · 283,830 shares

Expires 2027-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on April 23, 2017.

Read SEC document
May 02, 2024 Filed May 6, 2024 21:03 UTC
Talasaz AmirAliDirector · Co-Chief Executive Officer
Exercise / conversionCommon Stock 283,830 $4.18 $1,186,409.40
Disclosure

SEC source: 0001576280-24-000098 · wk-form4_1715029398.xml · nonDerivative · entry 1

Talasaz AmirAli · CIK 0001753159 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,193,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2024 Filed May 2, 2024 21:03 UTC Exercise / conversionRestricted Stock Units · Derivative 154 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000096 · wk-form4_1714683784.xml · derivative · entry 2

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,012

Underlying: Common Stock · 154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This represents a restricted stock unit award granted on August 9, 2022 that vests as to 25% of the shares subject to such award on June 30, 2023, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of June 30, 2023, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
April 30, 2024 Filed May 2, 2024 21:03 UTC Exercise / conversionCommon Stock 154 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000096 · wk-form4_1714683784.xml · nonDerivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2024 Filed Apr 16, 2024 22:36 UTC
Tariq MusaDirector
Exercise / conversionRestricted Stock Units · Derivative 249 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000094 · wk-form4_1713307001.xml · derivative · entry 2

Tariq Musa · CIK 0001968281 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,745

Underlying: Common Stock · 249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units granted on March 6, 2023 vests over a four-year period. 25% of the shares subject to such award will vest on the one-year anniversary of March 15, 2023, and the remaining 75% vests monthly for the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
April 15, 2024 Filed Apr 16, 2024 22:36 UTC
Tariq MusaDirector
Exercise / conversionCommon Stock 249 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000094 · wk-form4_1713307001.xml · nonDerivative · entry 1

Tariq Musa · CIK 0001968281 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2024 Filed Apr 16, 2024 22:35 UTC
Saia John G.Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 7,569 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000092 · wk-form4_1713306910.xml · derivative · entry 4

Saia John G. · CIK 0001737840 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,137

Underlying: Common Stock · 7,569 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units granted on August 8, 2022 vests over a four-year period. 25% of the shares subject to such award will vest on the one-year anniversary of April 15, 2022, and the remaining 75% annually during the three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
April 15, 2024 Filed Apr 16, 2024 22:35 UTC
Saia John G.Chief Legal Officer
Tax withholdingCommon Stock 2,701 $17.06 $46,079.06
Disclosure

SEC source: 0001576280-24-000092 · wk-form4_1713306910.xml · nonDerivative · entry 3

Saia John G. · CIK 0001737840 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,665

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
April 15, 2024 Filed Apr 16, 2024 22:35 UTC
Saia John G.Chief Legal Officer
Exercise / conversionCommon Stock 7,569 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000092 · wk-form4_1713306910.xml · nonDerivative · entry 2

Saia John G. · CIK 0001737840 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2024 Filed Apr 16, 2024 22:35 UTC
Saia John G.Chief Legal Officer
Tax withholdingCommon Stock 1,108 $17.06 $18,902.48
Disclosure

SEC source: 0001576280-24-000092 · wk-form4_1713306910.xml · nonDerivative · entry 1

Saia John G. · CIK 0001737840 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,797

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
April 15, 2024 Filed Apr 16, 2024 22:33 UTC Exercise / conversionRestricted Stock Units · Derivative 68 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000090 · wk-form4_1713306828.xml · derivative · entry 2

POTTER MYRTLE S · CIK 0001214130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,232

Underlying: Common Stock · 68 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on October 15, 2022, and as the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of October 15, 2022, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
April 15, 2024 Filed Apr 16, 2024 22:33 UTC Exercise / conversionCommon Stock 68 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000090 · wk-form4_1713306828.xml · nonDerivative · entry 1

POTTER MYRTLE S · CIK 0001214130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2024 Filed Apr 5, 2024 22:29 UTC Exercise / conversionRestricted Stock Units · Derivative 67 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000088 · wk-form4_1712356178.xml · derivative · entry 2

Joyce Meghan V. · CIK 0001770749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,062

Underlying: Common Stock · 67 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on August 4, 2022, and as the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of August 4, 2022, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
April 04, 2024 Filed Apr 5, 2024 22:29 UTC Exercise / conversionCommon Stock 67 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000088 · wk-form4_1712356178.xml · nonDerivative · entry 1

Joyce Meghan V. · CIK 0001770749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 22:06 UTC
Freeman ChrisChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,929 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000082 · wk-form4_1712095607.xml · derivative · entry 3

Freeman Chris · CIK 0001871615 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,284

Underlying: Common Stock · 1,929 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This represents a restricted stock unit award granted on November 7, 2022 that vests over a four-year period. 25% of the shares subject to such award vests on October 1, 2023 and the remaining 75% of the shares vests in equal quarterly installments over the remaining three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 22:06 UTC
Freeman ChrisChief Commercial Officer
Tax withholdingCommon Stock 531 $20.25 $10,752.75
Disclosure

SEC source: 0001576280-24-000082 · wk-form4_1712095607.xml · nonDerivative · entry 2

Freeman Chris · CIK 0001871615 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,971

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 22:06 UTC
Freeman ChrisChief Commercial Officer
Exercise / conversionCommon Stock 1,929 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000082 · wk-form4_1712095607.xml · nonDerivative · entry 1

Freeman Chris · CIK 0001871615 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 22:09 UTC
Saia John G.Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 974 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000086 · wk-form4_1712095787.xml · derivative · entry 3

Saia John G. · CIK 0001737840 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,740

Underlying: Common Stock · 974 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This represents a restricted stock unit award granted on November 7, 2022 that vests over a four-year period. 25% of the shares subject to such award vests on October 1, 2023 and the remaining 75% of the shares vests in equal quarterly installments over the remaining three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 22:09 UTC
Saia John G.Chief Legal Officer
Tax withholdingCommon Stock 400 $20.25 $8,100.00
Disclosure

SEC source: 0001576280-24-000086 · wk-form4_1712095787.xml · nonDerivative · entry 2

Saia John G. · CIK 0001737840 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,905

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 22:09 UTC
Saia John G.Chief Legal Officer
Exercise / conversionCommon Stock 974 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000086 · wk-form4_1712095787.xml · nonDerivative · entry 1

Saia John G. · CIK 0001737840 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 22:05 UTC
EAGLE CRAIGChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 1,714 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000080 · wk-form4_1712095512.xml · derivative · entry 3

EAGLE CRAIG · CIK 0001562135 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,142

Underlying: Common Stock · 1,714 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This represents a restricted stock unit award granted on November 7, 2022 that vests over a four-year period. 25% of the shares subject to such award vests on October 1, 2023 and the remaining 75% of the shares vests in equal quarterly installments over the remaining three-year period thereafter.

F3 · derivative.expiration_date: Not applicable to Restricted Stock Units.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 22:05 UTC
EAGLE CRAIGChief Medical Officer
Tax withholdingCommon Stock 621 $20.25 $12,575.25
Disclosure

SEC source: 0001576280-24-000080 · wk-form4_1712095512.xml · nonDerivative · entry 2

EAGLE CRAIG · CIK 0001562135 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,452

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 22:05 UTC
EAGLE CRAIGChief Medical Officer
Exercise / conversionCommon Stock 1,714 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000080 · wk-form4_1712095512.xml · nonDerivative · entry 1

EAGLE CRAIG · CIK 0001562135 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 22:08 UTC
Kalia KumudChief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 1,607 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000084 · wk-form4_1712095699.xml · derivative · entry 3

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,070

Underlying: Common Stock · 1,607 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This represents a restricted stock unit award granted on November 7, 2022 that vests over a four-year period. 25% of the shares subject to such award vests on October 1, 2023 and the remaining 75% of the shares vests in equal quarterly installments over the remaining three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 22:08 UTC
Kalia KumudChief Information Officer
Tax withholdingCommon Stock 574 $20.25 $11,623.50
Disclosure

SEC source: 0001576280-24-000084 · wk-form4_1712095699.xml · nonDerivative · entry 2

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,755

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 22:08 UTC
Kalia KumudChief Information Officer
Exercise / conversionCommon Stock 1,607 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000084 · wk-form4_1712095699.xml · nonDerivative · entry 1

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 22:04 UTC
Chudova DaryaChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 1,340 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000078 · wk-form4_1712095434.xml · derivative · entry 3

Chudova Darya · CIK 0001977179 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,392

Underlying: Common Stock · 1,340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This represents a restricted stock unit award granted on November 7, 2022 that vests over a four-year period. 25% of the shares subject to such award vests on October 1, 2023 and the remaining 75% of the shares vests in equal quarterly installments over the remaining three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 22:04 UTC
Chudova DaryaChief Technology Officer
Tax withholdingCommon Stock 527 $20.25 $10,671.75
Disclosure

SEC source: 0001576280-24-000078 · wk-form4_1712095434.xml · nonDerivative · entry 2

Chudova Darya · CIK 0001977179 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,304

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 22:04 UTC
Chudova DaryaChief Technology Officer
Exercise / conversionCommon Stock 1,340 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000078 · wk-form4_1712095434.xml · nonDerivative · entry 1

Chudova Darya · CIK 0001977179 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2024 Filed Apr 1, 2024 21:23 UTC
Talasaz AmirAliDirector · Co-Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 11,461 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000074 · wk-form4_1712006585.xml · derivative · entry 3

Talasaz AmirAli · CIK 0001753159 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,385

Underlying: Common Stock · 11,461 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This restricted stock unit award will vest in four equal installments on the last day of each calendar quarter, 3/31/2024, 6/30/2024, 9/30/2024, and 12/31/2024.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
March 31, 2024 Filed Apr 1, 2024 21:23 UTC
Talasaz AmirAliDirector · Co-Chief Executive Officer
Tax withholdingCommon Stock 4,509 $20.63 $93,020.67
Disclosure

SEC source: 0001576280-24-000074 · wk-form4_1712006585.xml · nonDerivative · entry 2

Talasaz AmirAli · CIK 0001753159 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,909,297

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
March 31, 2024 Filed Apr 1, 2024 21:23 UTC
Talasaz AmirAliDirector · Co-Chief Executive Officer
Exercise / conversionCommon Stock 11,461 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000074 · wk-form4_1712006585.xml · nonDerivative · entry 1

Talasaz AmirAli · CIK 0001753159 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,913,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2024 Filed Apr 1, 2024 21:25 UTC Exercise / conversionRestricted Stock Units · Derivative 154 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000076 · wk-form4_1712006700.xml · derivative · entry 2

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,166

Underlying: Common Stock · 154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This represents a restricted stock unit award granted on August 9, 2022 that vests as to 25% of the shares subject to such award on June 30, 2023, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of June 30, 2023, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
March 31, 2024 Filed Apr 1, 2024 21:25 UTC Exercise / conversionCommon Stock 154 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000076 · wk-form4_1712006700.xml · nonDerivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2024 Filed Apr 1, 2024 21:20 UTC
Eltoukhy HelmyDirector · Co-Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 11,461 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000072 · wk-form4_1712006381.xml · derivative · entry 3

Eltoukhy Helmy · CIK 0001752968 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,385

Underlying: Common Stock · 11,461 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This restricted stock unit award will vest in four equal installments on the last day of each calendar quarter, 3/31/2024, 6/30/2024, 9/30/2024, and 12/31/2024.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

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March 31, 2024 Filed Apr 1, 2024 21:20 UTC
Eltoukhy HelmyDirector · Co-Chief Executive Officer
Tax withholdingCommon Stock 4,509 $20.63 $93,020.67
Disclosure

SEC source: 0001576280-24-000072 · wk-form4_1712006381.xml · nonDerivative · entry 2

Eltoukhy Helmy · CIK 0001752968 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,092,961

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

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March 31, 2024 Filed Apr 1, 2024 21:20 UTC
Eltoukhy HelmyDirector · Co-Chief Executive Officer
Exercise / conversionCommon Stock 11,461 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000072 · wk-form4_1712006381.xml · nonDerivative · entry 1

Eltoukhy Helmy · CIK 0001752968 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,097,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2024 Filed Mar 19, 2024 21:29 UTC
Kalia KumudChief Information Officer
PurchaseCommon Stock 2,187 $17.82 $38,962.72
Disclosure

SEC source: 0001576280-24-000065 · wk-form4_1710883734.xml · nonDerivative · entry 1

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,722

Read SEC document
March 18, 2024 Filed Mar 22, 2024 21:19 UTC
Talasaz AmirAliDirector · Co-Chief Executive Officer
GrantRestricted Stock Units · Derivative 286,533 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000070 · wk-form4_1711142356.xml · derivative · entry 3

Talasaz AmirAli · CIK 0001753159 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,533

Underlying: Common Stock · 286,533 shares

Expires not disclosed

F6 · derivative.exercise_date: This restricted stock unit award will vest with respect to 1/3 of the shares on January 1, 2025, and then quarterly for the remaining 24 months.

F5 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
March 18, 2024 Filed Mar 22, 2024 21:19 UTC
Talasaz AmirAliDirector · Co-Chief Executive Officer
GrantRestricted Stock Units · Derivative 45,846 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000070 · wk-form4_1711142356.xml · derivative · entry 2

Talasaz AmirAli · CIK 0001753159 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,846

Underlying: Common Stock · 45,846 shares

Expires not disclosed

F4 · derivative.exercise_date: This restricted stock unit award will vest in four equal installments on the last day of each calendar quarter, 3/31/2024, 6/30/2024, 9/30/2024, and 12/31/2024.

F5 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
March 18, 2024 Filed Mar 22, 2024 21:19 UTC
Talasaz AmirAliDirector · Co-Chief Executive Officer
OtherPerformance-Based Restricted Stock Units · Derivative 1,130,382 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000070 · wk-form4_1711142356.xml · derivative · entry 1

Talasaz AmirAli · CIK 0001753159 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,130,382 shares

Expires 2027-05-26

F1 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · kind: This performance stock unit award that was granted on May 26, 2020 was cancelled and forfeited effective as of March 18, 2024. This was for good and valuable consideration, including continued employment with the Company.

F2 · shares: This performance stock unit award that was granted on May 26, 2020 was cancelled and forfeited effective as of March 18, 2024. This was for good and valuable consideration, including continued employment with the Company.

F3 · derivative.exercise_date: One-third of the granted performance-based restricted stock units vested and converted into shares of common stock based on the Issuer's achievement of the stock price milestone, as certified by the Issuer's compensation committee on January 2, 2021.

Read SEC document
March 18, 2024 Filed Mar 22, 2024 21:18 UTC
Eltoukhy HelmyDirector · Co-Chief Executive Officer
GrantRestricted Stock Units · Derivative 286,533 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000068 · wk-form4_1711142280.xml · derivative · entry 3

Eltoukhy Helmy · CIK 0001752968 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,533

Underlying: Common Stock · 286,533 shares

Expires not disclosed

F6 · derivative.exercise_date: This restricted stock unit award will vest with respect to 1/3 of the shares on January 1, 2025, and then quarterly for the remaining 24 months.

F5 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
March 18, 2024 Filed Mar 22, 2024 21:18 UTC
Eltoukhy HelmyDirector · Co-Chief Executive Officer
GrantRestricted Stock Units · Derivative 45,846 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000068 · wk-form4_1711142280.xml · derivative · entry 2

Eltoukhy Helmy · CIK 0001752968 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,846

Underlying: Common Stock · 45,846 shares

Expires not disclosed

F4 · derivative.exercise_date: This restricted stock unit award will vest in four equal installments on the last day of each calendar quarter, 3/31/2024, 6/30/2024, 9/30/2024, and 12/31/2024.

F5 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
March 18, 2024 Filed Mar 22, 2024 21:18 UTC
Eltoukhy HelmyDirector · Co-Chief Executive Officer
OtherPerformance-Based Restricted Stock Units · Derivative 1,130,382 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000068 · wk-form4_1711142280.xml · derivative · entry 1

Eltoukhy Helmy · CIK 0001752968 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,130,382 shares

Expires 2027-05-26

F1 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · kind: This performance stock unit award that was granted on May 26, 2020 was cancelled and forfeited effective as of March 18, 2024. This was for good and valuable consideration, including continued employment with the Company.

F2 · shares: This performance stock unit award that was granted on May 26, 2020 was cancelled and forfeited effective as of March 18, 2024. This was for good and valuable consideration, including continued employment with the Company.

F3 · derivative.exercise_date: One-third of the granted performance-based restricted stock units vested and converted into shares of common stock based on the Issuer's achievement of the stock price milestone, as certified by the Issuer's compensation committee on January 2, 2021.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 22:16 UTC
Tariq MusaDirector
Exercise / conversionRestricted Stock Units · Derivative 2,998 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000063 · wk-form4_1710800154.xml · derivative · entry 2

Tariq Musa · CIK 0001968281 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,994

Underlying: Common Stock · 2,998 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units granted on March 6, 2023 vests over a four-year period. 25% of the shares subject to such award will vest on the one-year anniversary of March 15, 2023, and the remaining 75% vests monthly for the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 22:16 UTC
Tariq MusaDirector
Exercise / conversionCommon Stock 2,998 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000063 · wk-form4_1710800154.xml · nonDerivative · entry 1

Tariq Musa · CIK 0001968281 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 22:14 UTC Exercise / conversionRestricted Stock Units · Derivative 68 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000061 · wk-form4_1710800051.xml · derivative · entry 2

POTTER MYRTLE S · CIK 0001214130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,300

Underlying: Common Stock · 68 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on October 15, 2022, and as the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of October 15, 2022, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 22:14 UTC Exercise / conversionCommon Stock 68 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000061 · wk-form4_1710800051.xml · nonDerivative · entry 1

POTTER MYRTLE S · CIK 0001214130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 22:12 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,233 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000059 · wk-form4_1710799948.xml · derivative · entry 3

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,864

Underlying: Common Stock · 1,233 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This represents a restricted stock unit award granted on May 9, 2022 that vests over a four-year period. 25% of the shares subject to such award vests on March 15, 2023 and the remaining 75% of the shares vests in equal quarterly installments over the remaining three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.