Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 30, 2022 Filed Jan 4, 2023 01:53 UTC |
Spiegel Robert J.Director
|
GrantCommon Stock | 2,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-000091 · form4.xml · nonDerivative · entry 1 Spiegel Robert J. · CIK 0001492256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,693 F1 · kind: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price of Geron Common stock on December 30, 2022 of $2.42 per share. F1 · price: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price of Geron Common stock on December 30, 2022 of $2.42 per share. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 21:48 UTC |
Spiegel Robert J.Director
|
GrantCommon Stock | 3,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-020176 · form4.xml · nonDerivative · entry 1 Spiegel Robert J. · CIK 0001492256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,723 F1 · kind: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on September 30, 2022 of $2.34 per share. F1 · price: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on September 30, 2022 of $2.34 per share. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 21:47 UTC |
GRETHLEIN ANDREW JEVP, Chief Operating Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 232,719 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001062993-22-019555 · form4.xml · derivative · entry 4 GRETHLEIN ANDREW J · CIK 0001270921 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 232,719 shares Expires 2022-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options were fully vested. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 21:47 UTC |
GRETHLEIN ANDREW JEVP, Chief Operating Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001062993-22-019555 · form4.xml · derivative · entry 3 GRETHLEIN ANDREW J · CIK 0001270921 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,281 Underlying: Common Stock · 2,000 shares Expires 2022-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options were fully vested. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 21:47 UTC |
GRETHLEIN ANDREW JEVP, Chief Operating Officer
|
Exercise / conversionCommon Stock | 232,719 | $1.70 | $395,622.30 |
DisclosureSEC source: 0001062993-22-019555 · form4.xml · nonDerivative · entry 2 GRETHLEIN ANDREW J · CIK 0001270921 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Reporting Person has elected to exercise and hold the shares at this time. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 21:47 UTC |
GRETHLEIN ANDREW JEVP, Chief Operating Officer
|
Exercise / conversionCommon Stock | 2,000 | $1.70 | $3,400.00 |
DisclosureSEC source: 0001062993-22-019555 · form4.xml · nonDerivative · entry 1 GRETHLEIN ANDREW J · CIK 0001270921 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Reporting Person has elected to exercise and hold the shares at this time. Read SEC document |
| September 07, 2022 Filed Sep 9, 2022 00:25 UTC |
McDonald John FDirector
|
GrantStock Options (right to buy) · Derivative | 200,000 | $0.00 Strike: $2.72 | $0.00 |
DisclosureSEC source: 0001062993-22-019384 · form4.xml · derivative · entry 1 McDonald John F · CIK 0001944633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2032-09-06 F1 · derivative.exercise_date: This option vests in a series of three equal consecutive annual installments commencing from September 7, 2022, subject to the non-employee director providing continuous service to the Company through each vesting date. Read SEC document |
| July 08, 2022 Filed Jul 12, 2022 15:52 UTC |
Feller FayeEVP, Chief Medical Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 120,000 | $0.00 Strike: $1.93 | $0.00 |
DisclosureSEC source: 0001062993-22-016245 · form4.xml · derivative · entry 1 Feller Faye · CIK 0001937361 · EVP, Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2032-07-07 F1 · derivative.exercise_date: This option vests in a series of 48 consecutive equal monthly installments commencing July 9, 2022, provided the optionee continues to provide services to the Company. Read SEC document |
| June 30, 2022 Filed Jul 2, 2022 01:25 UTC |
Kapur AnilEVP, Corp Strategy & CCO
|
GrantCommon Stock | 13,062 | $1.11 | $14,498.82 |
DisclosureSEC source: 0001062993-22-015794 · form4.xml · nonDerivative · entry 1 Kapur Anil · CIK 0001730703 · EVP, Corp Strategy & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,195 F1 · shares: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Geron Corporation. 2014 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 3, 2022 through June 30, 2022. This transaction is exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on January 3, 2022. F3 · balance_after: The total securities beneficially owned 47,195 shares includes previous purchases under the ESPP. Read SEC document |
| June 30, 2022 Filed Jul 2, 2022 01:24 UTC |
Spiegel Robert J.Director
|
GrantCommon Stock | 4,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015792 · form4.xml · nonDerivative · entry 1 Spiegel Robert J. · CIK 0001492256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,652 F1 · kind: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on June 30, 2022 of $1.55 per share. F1 · price: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on June 30, 2022 of $1.55 per share. Read SEC document |
| May 10, 2022 Filed May 11, 2022 22:18 UTC |
Spiegel Robert J.Director
|
GrantStock Option (right to buy) · Derivative | 125,000 | $0.00 Strike: $1.48 | $0.00 |
DisclosureSEC source: 0001062993-22-012161 · form4.xml · derivative · entry 1 Spiegel Robert J. · CIK 0001492256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2032-05-09 F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the Company's stockholders or (ii) the first anniversary of the date of grant of such option, subject to the non-employee director's continuous service with the Company through such dates. Read SEC document |
| May 10, 2022 Filed May 11, 2022 22:17 UTC |
O'Farrell Elizabeth G.Director
|
GrantStock Option (right to buy) · Derivative | 125,000 | $0.00 Strike: $1.48 | $0.00 |
DisclosureSEC source: 0001062993-22-012159 · form4.xml · derivative · entry 1 O'Farrell Elizabeth G. · CIK 0001744662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2032-05-09 F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the Company's stockholders or (ii) the first anniversary of the date of grant of such option, subject to the non-employee director's continuous service with the Company through such dates. Read SEC document |
| May 10, 2022 Filed May 11, 2022 22:17 UTC |
Molineaux SusanDirector
|
GrantStock Option (right to buy) · Derivative | 125,000 | $0.00 Strike: $1.48 | $0.00 |
DisclosureSEC source: 0001062993-22-012157 · form4.xml · derivative · entry 1 Molineaux Susan · CIK 0001553389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2032-05-09 F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the Company's stockholders or (ii) the first anniversary of the date of grant of such option, subject to the non-employee director's continuous service with the Company through such dates. Read SEC document |
| May 10, 2022 Filed May 11, 2022 22:16 UTC |
LAWLIS V BRYANDirector
|
GrantStock Option (right to buy) · Derivative | 125,000 | $0.00 Strike: $1.48 | $0.00 |
DisclosureSEC source: 0001062993-22-012155 · form4.xml · derivative · entry 1 LAWLIS V BRYAN · CIK 0001247681 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2032-05-09 F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the Company's stockholders or (ii) the first anniversary of the date of grant of such option, subject to the non-employee director's continuous service with the Company through such dates. Read SEC document |
| May 10, 2022 Filed May 11, 2022 22:15 UTC |
EASTHAM KARINDirector
|
GrantStock Option (right to buy) · Derivative | 125,000 | $0.00 Strike: $1.48 | $0.00 |
DisclosureSEC source: 0001062993-22-012153 · form4.xml · derivative · entry 1 EASTHAM KARIN · CIK 0001231845 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2032-05-09 F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the Company's stockholders or (ii) the first anniversary of the date of grant of such option, subject to the non-employee director's continuous service with the Company through such dates. Read SEC document |
| May 10, 2022 Filed May 11, 2022 22:14 UTC |
Bir Dawn CarterDirector
|
GrantStock Option (right to buy) · Derivative | 125,000 | $0.00 Strike: $1.48 | $0.00 |
DisclosureSEC source: 0001062993-22-012151 · form4.xml · derivative · entry 1 Bir Dawn Carter · CIK 0001688712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2032-05-09 F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the Company's stockholders or (ii) the first anniversary of the date of grant of such option, subject to the non-employee director's continuous service with the Company through such dates. Read SEC document |
| April 20, 2022 Filed Apr 22, 2022 00:09 UTC |
EASTHAM KARINDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 35,000 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001062993-22-010624 · form4.xml · derivative · entry 2 EASTHAM KARIN · CIK 0001231845 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2022-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Option was fully vested. F1 · derivative.exercise_date: Option was fully vested. Read SEC document |
| April 20, 2022 Filed Apr 22, 2022 00:09 UTC |
EASTHAM KARINDirector
|
Exercise / conversionCommon Stock | 35,000 | $1.41 | $49,350.00 |
DisclosureSEC source: 0001062993-22-010624 · form4.xml · nonDerivative · entry 1 EASTHAM KARIN · CIK 0001231845 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 21:00 UTC |
Spiegel Robert J.Director
|
GrantCommon Stock | 5,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-009237 · form4.xml · nonDerivative · entry 1 Spiegel Robert J. · CIK 0001492256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,015 F1 · kind: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on March 31, 2022 of $1.36 per share. F1 · price: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on March 31, 2022 of $1.36 per share. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 23:07 UTC |
ROSENFIELD STEPHENEVP, Chief Legal Off & Sec
|
GrantEmployee Stock Option (right to buy) · Derivative | 750,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001062993-22-005008 · form4.xml · derivative · entry 1 ROSENFIELD STEPHEN · CIK 0001238623 · EVP, Chief Legal Off & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Stock · 750,000 shares Expires 2032-02-15 F1 · derivative.exercise_date: This option vests in a series of 48 consecutive equal monthly installments commencing February 16, 2022, provided the optionee continues to provide services to the Company. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 23:06 UTC |
Bloom Olivia KyusukEVP, Chief Financial Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 750,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001062993-22-005007 · form4.xml · derivative · entry 1 Bloom Olivia Kyusuk · CIK 0001501545 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Stock · 750,000 shares Expires 2032-02-15 F1 · derivative.exercise_date: This option vests in a series of 48 consecutive equal monthly installments commencing February 16, 2022, provided the optionee continues to provide services to the Company. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 23:06 UTC |
GRETHLEIN ANDREW JEVP, Chief Operating Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 750,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001062993-22-005006 · form4.xml · derivative · entry 1 GRETHLEIN ANDREW J · CIK 0001270921 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Stock · 750,000 shares Expires 2032-02-15 F1 · derivative.exercise_date: This option vests in a series of 48 consecutive equal monthly installments commencing February 16, 2022, provided the optionee continues to provide services to the Company. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 23:05 UTC |
Kapur AnilEVP, Corp Strategy & CCO
|
GrantEmployee Stock Option (right to buy) · Derivative | 750,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001062993-22-005005 · form4.xml · derivative · entry 1 Kapur Anil · CIK 0001730703 · EVP, Corp Strategy & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Stock · 750,000 shares Expires 2032-02-15 F1 · derivative.exercise_date: This option vests in a series of 48 consecutive equal monthly installments commencing February 16, 2022, provided the optionee continues to provide services to the Company. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 23:03 UTC |
SCARLETT JOHN ADirector · Chairman, President and CEO
|
GrantEmployee Stock Option (Right to buy) · Derivative | 2,100,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001062993-22-005003 · form4.xml · derivative · entry 1 SCARLETT JOHN A · CIK 0001270928 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,100,000 Underlying: Common Stock · 2,100,000 shares Expires 2032-02-15 F1 · derivative.exercise_date: This option vests in a series of 48 consecutive equal monthly installments commencing February 16, 2022, provided the optionee continues to provide service to the Company. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 23:05 UTC |
Rizo AleksandraEVP, Chief Medical Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 750,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001062993-22-005004 · form4.xml · derivative · entry 1 Rizo Aleksandra · CIK 0001766210 · EVP, Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Stock · 750,000 shares Expires 2032-02-15 F1 · derivative.exercise_date: This option vests in a series of 48 consecutive equal monthly installments commencing February 16, 2022, provided the optionee continues to provide services to the Company. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 00:05 UTC |
Spiegel Robert J.Director
|
GrantCommon Stock | 5,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-000082 · form4.xml · nonDerivative · entry 1 Spiegel Robert J. · CIK 0001492256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,731 F1 · kind: Shares issued in lieu of cash payment for annual board of directors retainer fee. Number of shares issued based on close price on December 31, 2021 of $1.22 per share. F1 · price: Shares issued in lieu of cash payment for annual board of directors retainer fee. Number of shares issued based on close price on December 31, 2021 of $1.22 per share. Read SEC document |
| September 30, 2021 Filed Oct 2, 2021 00:08 UTC |
Spiegel Robert J.Director
|
GrantCommon Stock | 5,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-009105 · form4.xml · nonDerivative · entry 1 Spiegel Robert J. · CIK 0001492256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,840 F1 · kind: Shares issued in lieu of cash payment for annual board of directors retainer fee. Number of shares issued based on close price on September 30, 2021 of $1.37 per share. F1 · price: Shares issued in lieu of cash payment for annual board of directors retainer fee. Number of shares issued based on close price on September 30, 2021 of $1.37 per share. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 00:01 UTC |
Spiegel Robert J.Director
|
GrantCommon Stock | 5,097 | $0.00 | $0.00 |
DisclosureSEC source: 0000886744-21-000044 · edgar.xml · nonDerivative · entry 1 Spiegel Robert J. · CIK 0001492256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,594 F1 · kind: Shares issued in lieu of cash payment for annual board of directors retainer fee. Number of shares issued based on close price on June 30, 2021 of $1.41 per share. F1 · price: Shares issued in lieu of cash payment for annual board of directors retainer fee. Number of shares issued based on close price on June 30, 2021 of $1.41 per share. Read SEC document |
| May 11, 2021 Filed May 14, 2021 01:25 UTC |
O'Farrell Elizabeth G.Director
|
GrantStock Option (right to buy) · Derivative | 83,000 | $0.00 Strike: $1.39 | $0.00 |
DisclosureSEC source: 0000886744-21-000040 · edgar.xml · derivative · entry 1 O'Farrell Elizabeth G. · CIK 0001744662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,000 Underlying: Common Stock · 83,000 shares Expires 2031-05-10 F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the Company's stockholders or (ii) the first anniversary of the date of grant of such option, subject to the non-employee director's continuous service with the Company through such dates. Read SEC document |
| May 11, 2021 Filed May 14, 2021 01:23 UTC |
Bir Dawn CarterDirector
|
GrantStock Option (right to buy) · Derivative | 83,000 | $0.00 Strike: $1.39 | $0.00 |
DisclosureSEC source: 0000886744-21-000039 · edgar.xml · derivative · entry 1 Bir Dawn Carter · CIK 0001688712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,000 Underlying: Common Stock · 83,000 shares Expires 2031-05-10 F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the Company's stockholders or (ii) the first anniversary of the date of grant of such option, subject to the non-employee director's continuous service with the Company through such dates. Read SEC document |
| May 11, 2021 Filed May 14, 2021 01:22 UTC |
EASTHAM KARINDirector
|
GrantStock Option (right to buy) · Derivative | 83,000 | $0.00 Strike: $1.39 | $0.00 |
DisclosureSEC source: 0000886744-21-000038 · edgar.xml · derivative · entry 1 EASTHAM KARIN · CIK 0001231845 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,000 Underlying: Common Stock · 83,000 shares Expires 2031-05-10 F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the Company's stockholders or (ii) the first anniversary of the date of grant of such option, subject to the non-employee director's continuous service with the Company through such dates. Read SEC document |
| May 11, 2021 Filed May 14, 2021 01:21 UTC |
Spiegel Robert J.Director
|
GrantStock Option (right to buy) · Derivative | 83,000 | $0.00 Strike: $1.39 | $0.00 |
DisclosureSEC source: 0000886744-21-000037 · edgar.xml · derivative · entry 1 Spiegel Robert J. · CIK 0001492256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,000 Underlying: Common Stock · 83,000 shares Expires 2031-05-10 F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the Company's stockholders or (ii) the first anniversary of the date of grant of such option, subject to the non-employee director's continuous service with the Company through such dates. Read SEC document |
| May 11, 2021 Filed May 14, 2021 01:20 UTC |
Molineaux SusanDirector
|
GrantStock Option (right to buy) · Derivative | 83,000 | $0.00 Strike: $1.39 | $0.00 |
DisclosureSEC source: 0000886744-21-000036 · edgar.xml · derivative · entry 1 Molineaux Susan · CIK 0001553389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,000 Underlying: Common Stock · 83,000 shares Expires 2031-05-10 F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the Company's stockholders or (ii) the first anniversary of the date of grant of such option, subject to the non-employee director's continuous service with the Company through such dates. Read SEC document |
| May 11, 2021 Filed May 14, 2021 01:16 UTC |
LAWLIS V BRYANDirector
|
GrantStock Option (right to buy) · Derivative | 83,000 | $0.00 Strike: $1.39 | $0.00 |
DisclosureSEC source: 0000886744-21-000035 · edgar.xml · derivative · entry 1 LAWLIS V BRYAN · CIK 0001247681 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,000 Underlying: Common Stock · 83,000 shares Expires 2031-05-10 F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the Company's stockholders or (ii) the first anniversary of the date of grant of such option, subject to the non-employee director's continuous service with the Company through such dates. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 21:06 UTC |
Spiegel Robert J.Director
|
GrantCommon Stock | 4,549 | $0.00 | $0.00 |
DisclosureSEC source: 0000886744-21-000020 · edgar.xml · nonDerivative · entry 1 Spiegel Robert J. · CIK 0001492256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,497 F1 · kind: Shares issued in lieu of cash payment for annual board of directors retainer fee. Number of shares issued based on close price on March 31, 2021 of $1.58 per share. F1 · price: Shares issued in lieu of cash payment for annual board of directors retainer fee. Number of shares issued based on close price on March 31, 2021 of $1.58 per share. Read SEC document |
| February 02, 2021 Filed Feb 5, 2021 00:47 UTC |
ROSENFIELD STEPHENEVP, Chief Legal Off & Sec
|
GrantEmployee Stock Option (Right to buy) · Derivative | 300,000 | $0.00 Strike: $2.06 | $0.00 |
DisclosureSEC source: 0000886744-21-000018 · edgar.xml · derivative · entry 1 ROSENFIELD STEPHEN · CIK 0001238623 · EVP, Chief Legal Off & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2031-02-01 F1 · derivative.exercise_date: This option vests in a series of 48 consecutive equal monthly installments commencing February 2, 2021, provided the optionee continues to provide services to the Company. Read SEC document |
| February 02, 2021 Filed Feb 5, 2021 00:46 UTC |
Bloom Olivia KyusukEVP, Chief Financial Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $2.06 | $0.00 |
DisclosureSEC source: 0000886744-21-000017 · edgar.xml · derivative · entry 1 Bloom Olivia Kyusuk · CIK 0001501545 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2031-02-01 F1 · derivative.exercise_date: This option vests in a series of 48 consecutive equal monthly installments commencing February 2, 2021, provided the optionee continues to provide services to the Company. Read SEC document |
| February 02, 2021 Filed Feb 5, 2021 00:45 UTC |
BEHRS MELISSA KELLYEVP, Chief Business Officer
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GrantEmployee Stock Option (Right to buy) · Derivative | 300,000 | $0.00 Strike: $2.06 | $0.00 |
DisclosureSEC source: 0000886744-21-000016 · edgar.xml · derivative · entry 1 BEHRS MELISSA KELLY · CIK 0001187032 · EVP, Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2031-02-01 F1 · derivative.exercise_date: This option vests in a series of 48 consecutive equal monthly installments commencing February 2, 2021, provided the optionee continues to provide services to the Company. Read SEC document |
| February 02, 2021 Filed Feb 5, 2021 00:44 UTC |
SCARLETT JOHN ADirector · Chairman, President and CEO
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GrantEmployee Stock Option (Right to buy) · Derivative | 600,000 | $0.00 Strike: $2.06 | $0.00 |
DisclosureSEC source: 0000886744-21-000015 · edgar.xml · derivative · entry 1 SCARLETT JOHN A · CIK 0001270928 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 600,000 shares Expires 2031-02-01 F1 · derivative.exercise_date: This option vests in a series of 48 consecutive equal monthly installments commencing February 2, 2021, provided the optionee continues to provide service to the Company. Read SEC document |
| February 02, 2021 Filed Feb 5, 2021 00:43 UTC |
Kapur AnilEVP, Corp Strategy & CCO
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GrantEmployee Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $2.06 | $0.00 |
DisclosureSEC source: 0000886744-21-000014 · edgar.xml · derivative · entry 1 Kapur Anil · CIK 0001730703 · EVP, Corp Strategy & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2031-02-01 F1 · derivative.exercise_date: This option vests in a series of 48 consecutive equal monthly installments commencing February 2, 2021, provided the optionee continues to provide services to the Company. Read SEC document |
| February 02, 2021 Filed Feb 5, 2021 00:41 UTC |
Rizo AleksandraEVP, Chief Medical Officer
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GrantEmployee Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $2.06 | $0.00 |
DisclosureSEC source: 0000886744-21-000012 · edgar.xml · derivative · entry 1 Rizo Aleksandra · CIK 0001766210 · EVP, Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2031-02-01 F1 · derivative.exercise_date: This option vests in a series of 48 consecutive equal monthly installments commencing February 2, 2021, provided the optionee continues to provide services to the Company. Read SEC document |
| February 02, 2021 Filed Feb 5, 2021 00:42 UTC |
GRETHLEIN ANDREW JEVP, Chief Operating Officer
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GrantEmployee Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $2.06 | $0.00 |
DisclosureSEC source: 0000886744-21-000013 · edgar.xml · derivative · entry 1 GRETHLEIN ANDREW J · CIK 0001270921 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2031-02-01 F1 · derivative.exercise_date: This option vests in a series of 48 consecutive equal monthly installments commencing February 2, 2021, provided the optionee continues to provide services to the Company. Read SEC document |
| December 31, 2020 Filed Jan 11, 2021 22:59 UTC |
Spiegel Robert J.Director
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GrantCommon Stock | 4,520 | $0.00 | $0.00 |
DisclosureSEC source: 0000886744-21-000002 · edgar.xml · nonDerivative · entry 1 Spiegel Robert J. · CIK 0001492256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,948 F1 · kind: Shares issued in lieu of cash payment for annual board of directors retainer fee. Number of shares issued based on close price on December 31, 2020 of $1.59 per share. F1 · price: Shares issued in lieu of cash payment for annual board of directors retainer fee. Number of shares issued based on close price on December 31, 2020 of $1.59 per share. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:26 UTC |
Spiegel Robert J.Director
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GrantCommon Stock | 4,130 | $0.00 | $0.00 |
DisclosureSEC source: 0000886744-20-000060 · edgar.xml · nonDerivative · entry 1 Spiegel Robert J. · CIK 0001492256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,428 F1 · kind: Shares issued in lieu of cash payment for annual board of directors retainer fee. Number of shares issued based on close price on September 30, 2020 of $1.74 per share. F1 · price: Shares issued in lieu of cash payment for annual board of directors retainer fee. Number of shares issued based on close price on September 30, 2020 of $1.74 per share. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 00:57 UTC |
O'Farrell Elizabeth G.Director
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PurchaseCommon Stock | 17,441 | $1.73 | $30,172.93 |
DisclosureSEC source: 0000886744-20-000058 · edgar.xml · nonDerivative · entry 1 O'Farrell Elizabeth G. · CIK 0001744662 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 19,641 Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 21:02 UTC |
Spiegel Robert J.Director
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GrantCommon Stock | 3,297 | $0.00 | $0.00 |
DisclosureSEC source: 0000886744-20-000054 · edgar.xml · nonDerivative · entry 1 Spiegel Robert J. · CIK 0001492256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,298 F1 · kind: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on 6/30/20 of $2.18 per share. F1 · price: Shares issued in lieu of cash payment for quarterly board of directors retainer fee. Number of shares issued based on close price on 6/30/20 of $2.18 per share. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 22:14 UTC |
Spiegel Robert J.Director
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GrantStock Option (right to buy) · Derivative | 83,000 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0000886744-20-000052 · edgar.xml · derivative · entry 1 Spiegel Robert J. · CIK 0001492256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,000 Underlying: Common Stock · 83,000 shares Expires 2030-06-04 F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the Company's stockholders or (ii) the first anniversary of the date of grant of such option, subject to the non-employee director's continuous service with the Company through such dates. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 22:14 UTC |
O'Farrell Elizabeth G.Director
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GrantStock Option (right to buy) · Derivative | 83,000 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0000886744-20-000051 · edgar.xml · derivative · entry 1 O'Farrell Elizabeth G. · CIK 0001744662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,000 Underlying: Common Stock · 83,000 shares Expires 2030-06-04 F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the Company's stockholders or (ii) the first anniversary of the date of grant of such option, subject to the non-employee director's continuous service with the Company through such dates. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 22:13 UTC |
Molineaux SusanDirector
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GrantStock Option (right to buy) · Derivative | 83,000 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0000886744-20-000050 · edgar.xml · derivative · entry 1 Molineaux Susan · CIK 0001553389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,000 Underlying: Common Stock · 83,000 shares Expires 2030-06-04 F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the Company's stockholders or (ii) the first anniversary of the date of grant of such option, subject to the non-employee director's continuous service with the Company through such dates. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 22:12 UTC |
LAWLIS V BRYANDirector
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GrantStock Option (right to buy) · Derivative | 83,000 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0000886744-20-000049 · edgar.xml · derivative · entry 1 LAWLIS V BRYAN · CIK 0001247681 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,000 Underlying: Common Stock · 83,000 shares Expires 2030-06-04 F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the Company's stockholders or (ii) the first anniversary of the date of grant of such option, subject to the non-employee director's continuous service with the Company through such dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.