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GENC

GENCOR INDUSTRIES INC

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Tapewire entity
6059
SEC CIK
0000064472
Parsed reports
128

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 21, 2017 Filed Sep 22, 2017 16:29 UTC SaleCommon Stock, $.001 par value 5,730 $16.90 $96,847.31
Disclosure

SEC source: 0001078782-17-001301 · primary_doc.xml · nonDerivative · entry 2

Houtkin Sherry · CIK 0001335876 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,434,321

Read SEC document
September 20, 2017 Filed Sep 22, 2017 16:29 UTC SaleCommon Stock, $.001 par value 9,721 $17.01 $165,316.30
Disclosure

SEC source: 0001078782-17-001301 · primary_doc.xml · nonDerivative · entry 1

Houtkin Sherry · CIK 0001335876 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,440,051

Read SEC document
September 18, 2017 Filed Sep 19, 2017 13:20 UTC
ELLIOTT MARC GDirector · president
Salecommon stock 25,000 $16.52 $413,000.00
Disclosure

SEC source: 0001250808-17-000004 · primary_doc.xml · nonDerivative · entry 1

ELLIOTT MARC G · CIK 0001250808 · Director · president

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,175

Read SEC document
September 15, 2017 Filed Sep 18, 2017 18:12 UTC Salecommon stock 865 $16.00 $13,840.00
Disclosure

SEC source: 0001165979-17-000003 · primary_doc.xml · nonDerivative · entry 3

DONDERO CORT J · CIK 0001165979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 15, 2017 Filed Sep 18, 2017 17:36 UTC
Air DavidDirector
Salecommon stock 1,500 $16.00 $24,000.00
Disclosure

SEC source: 0001377222-17-000003 · primary_doc.xml · nonDerivative · entry 1

Air David · CIK 0001377222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Read SEC document
September 14, 2017 Filed Sep 18, 2017 18:12 UTC Salecommon stock 2,904 $16.00 $46,464.00
Disclosure

SEC source: 0001165979-17-000003 · primary_doc.xml · nonDerivative · entry 2

DONDERO CORT J · CIK 0001165979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 865

Read SEC document
September 14, 2017 Filed Sep 18, 2017 18:12 UTC Salecommon stock 3,731 $16.04 $59,845.24
Disclosure

SEC source: 0001165979-17-000003 · primary_doc.xml · nonDerivative · entry 1

DONDERO CORT J · CIK 0001165979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,769

Read SEC document
September 14, 2017 Filed Sep 18, 2017 17:26 UTC
Mellen Eric EChief Financial Officer
Salecommon stock 3,750 $16.65 $62,437.50
Disclosure

SEC source: 0001550851-17-000004 · primary_doc.xml · nonDerivative · entry 2

Mellen Eric E · CIK 0001550851 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Read SEC document
September 14, 2017 Filed Sep 18, 2017 17:26 UTC
Mellen Eric EChief Financial Officer
Salecommon stock 8,000 $16.51 $132,080.00
Disclosure

SEC source: 0001550851-17-000004 · primary_doc.xml · nonDerivative · entry 1

Mellen Eric E · CIK 0001550851 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,250

Read SEC document
September 07, 2017 Filed Sep 7, 2017 21:41 UTC Salecommon stock 1,000 $15.55 $15,550.00
Disclosure

SEC source: 0001249984-17-000001 · primary_doc.xml · nonDerivative · entry 1

LYONS JEANNE M · CIK 0001249984 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
August 18, 2017 Filed Aug 21, 2017 15:49 UTC
Air DavidDirector
Exercise / conversionStock Option (right to buy) · Derivative 5,500 $5.13 Strike: $5.13 $28,193.00
Disclosure

SEC source: 0001377222-17-000002 · primary_doc.xml · derivative · entry 2

Air David · CIK 0001377222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,500 shares

Expires 2021-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options exercised were granted on Oct 1, 2011 and vested in equal annual installments; Oct 1, 2012, Oct 1, 2013, Oct 1, 2014 and Oct 1, 2015

Read SEC document
August 18, 2017 Filed Aug 21, 2017 15:49 UTC
Air DavidDirector
Exercise / conversioncommon stock 5,500 $5.13 $28,193.00
Disclosure

SEC source: 0001377222-17-000002 · primary_doc.xml · nonDerivative · entry 1

Air David · CIK 0001377222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2017 Filed Aug 14, 2017 18:27 UTC Exercise / conversionStock Option (right to buy) · Derivative 7,500 $5.13 Strike: $5.13 $38,445.00
Disclosure

SEC source: 0001165979-17-000001 · primary_doc.xml · derivative · entry 2

DONDERO CORT J · CIK 0001165979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2021-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options exercised were granted on Oct 1, 2011 and vested in equal annual installments; Oct 1, 2012, Oct 1, 2013, Oct 1, 2014, Oct 1, 2015.

Read SEC document
August 11, 2017 Filed Aug 14, 2017 18:27 UTC Exercise / conversioncommon stock 7,500 $5.13 $38,445.00
Disclosure

SEC source: 0001165979-17-000001 · primary_doc.xml · nonDerivative · entry 1

DONDERO CORT J · CIK 0001165979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2017 Filed Jun 15, 2017 19:54 UTC
Mellen Eric EChief Financial Officer
Salecommon stock 3,750 $16.67 $62,512.50
Disclosure

SEC source: 0001550851-17-000003 · primary_doc.xml · nonDerivative · entry 2

Mellen Eric E · CIK 0001550851 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,250

Read SEC document
June 13, 2017 Filed Jun 13, 2017 20:14 UTC
ELLIOTT MARC GDirector · president
Salecommon stock 58 $16.63 $964.54
Disclosure

SEC source: 0001250808-17-000003 · primary_doc.xml · nonDerivative · entry 3

ELLIOTT MARC G · CIK 0001250808 · Director · president

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,175

Read SEC document
June 13, 2017 Filed Jun 14, 2017 21:31 UTC
Maingot LawrenceVice President and Controller
Salecommon stock 1,000 $16.40 $16,400.00
Disclosure

SEC source: 0001202858-17-000004 · primary_doc.xml · nonDerivative · entry 1

Maingot Lawrence · CIK 0001202858 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 13, 2017 Filed Jun 15, 2017 19:54 UTC
Mellen Eric EChief Financial Officer
Salecommon stock 5,250 $16.75 $87,937.50
Disclosure

SEC source: 0001550851-17-000003 · primary_doc.xml · nonDerivative · entry 1

Mellen Eric E · CIK 0001550851 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Read SEC document
June 12, 2017 Filed Jun 13, 2017 20:14 UTC
ELLIOTT MARC GDirector · president
Salecommon stock 1,700 $16.22 $27,574.00
Disclosure

SEC source: 0001250808-17-000003 · primary_doc.xml · nonDerivative · entry 2

ELLIOTT MARC G · CIK 0001250808 · Director · president

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,175

Read SEC document
June 09, 2017 Filed Jun 12, 2017 14:57 UTC SaleCommon Stock, $.001 par value 6,352 $16.05 $101,949.60
Disclosure

SEC source: 0001078782-17-000837 · primary_doc.xml · nonDerivative · entry 3

Houtkin Sherry · CIK 0001335876 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,449,772

Read SEC document
June 09, 2017 Filed Jun 13, 2017 20:14 UTC
ELLIOTT MARC GDirector · president
Salecommon stock 2,663 $16.21 $43,167.23
Disclosure

SEC source: 0001250808-17-000003 · primary_doc.xml · nonDerivative · entry 1

ELLIOTT MARC G · CIK 0001250808 · Director · president

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,875

Read SEC document
June 08, 2017 Filed Jun 12, 2017 14:57 UTC SaleCommon Stock, $.001 par value 10,000 $15.88 $158,830.00
Disclosure

SEC source: 0001078782-17-000837 · primary_doc.xml · nonDerivative · entry 2

Houtkin Sherry · CIK 0001335876 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,456,124

Read SEC document
June 07, 2017 Filed Jun 12, 2017 14:57 UTC SaleCommon Stock, $.001 par value 10,000 $15.82 $158,200.00
Disclosure

SEC source: 0001078782-17-000837 · primary_doc.xml · nonDerivative · entry 1

Houtkin Sherry · CIK 0001335876 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,466,124

Read SEC document
June 06, 2017 Filed Jun 7, 2017 20:10 UTC SaleCommon Stock, $.001 par value 3,427 $15.98 $54,763.46
Disclosure

SEC source: 0001078782-17-000836 · primary_doc.xml · nonDerivative · entry 3

Houtkin Sherry · CIK 0001335876 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,476,124

Read SEC document
June 05, 2017 Filed Jun 7, 2017 18:29 UTC
Maingot LawrenceVice President and Controller
Salecommon stock 500 $16.15 $8,075.00
Disclosure

SEC source: 0001202858-17-000003 · primary_doc.xml · nonDerivative · entry 1

Maingot Lawrence · CIK 0001202858 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:10 UTC SaleCommon Stock, $.001 par value 10,000 $16.07 $160,748.00
Disclosure

SEC source: 0001078782-17-000836 · primary_doc.xml · nonDerivative · entry 2

Houtkin Sherry · CIK 0001335876 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,479,551

Read SEC document
June 05, 2017 Filed Jun 8, 2017 19:30 UTC
ELLIOTT MARC GDirector · president
Salecommon stock 1,901 $16.15 $30,701.15
Disclosure

SEC source: 0001250808-17-000002 · primary_doc.xml · nonDerivative · entry 1

ELLIOTT MARC G · CIK 0001250808 · Director · president

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,538

Read SEC document
June 02, 2017 Filed Jun 2, 2017 20:49 UTC
Mellen Eric EChief Financial Officer
Salecommon stock 8,250 $16.17 $133,402.50
Disclosure

SEC source: 0001550851-17-000002 · primary_doc.xml · nonDerivative · entry 2

Mellen Eric E · CIK 0001550851 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,250

Read SEC document
June 02, 2017 Filed Jun 2, 2017 20:02 UTC
ELLIOTT MARC GDirector · president
Salecommon stock 3,633 $16.28 $59,145.24
Disclosure

SEC source: 0001250808-17-000001 · primary_doc.xml · nonDerivative · entry 3

ELLIOTT MARC G · CIK 0001250808 · Director · president

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,439

Read SEC document
June 02, 2017 Filed Jun 7, 2017 20:10 UTC SaleCommon Stock, $.001 par value 10,000 $16.19 $161,900.00
Disclosure

SEC source: 0001078782-17-000836 · primary_doc.xml · nonDerivative · entry 1

Houtkin Sherry · CIK 0001335876 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,489,551

Read SEC document
June 01, 2017 Filed Jun 2, 2017 21:02 UTC
Air DavidDirector
Salecommon stock 2,000 $16.10 $32,200.00
Disclosure

SEC source: 0001377222-17-000001 · primary_doc.xml · nonDerivative · entry 1

Air David · CIK 0001377222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 01, 2017 Filed Jun 2, 2017 20:02 UTC
ELLIOTT MARC GDirector · president
Salecommon stock 2,440 $16.07 $39,210.80
Disclosure

SEC source: 0001250808-17-000001 · primary_doc.xml · nonDerivative · entry 2

ELLIOTT MARC G · CIK 0001250808 · Director · president

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,072

Read SEC document
June 01, 2017 Filed Jun 2, 2017 18:37 UTC SaleCommon Stock, $.001 par value 10,000 $16.07 $160,650.00
Disclosure

SEC source: 0001078782-17-000823 · primary_doc.xml · nonDerivative · entry 2

Houtkin Sherry · CIK 0001335876 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,499,551

Read SEC document
May 31, 2017 Filed Jun 2, 2017 21:02 UTC
Air DavidDirector
Exercise / conversionStock Option (right to buy) · Derivative 2,000 $5.13 Strike: $5.13 $10,252.00
Disclosure

SEC source: 0001377222-17-000001 · primary_doc.xml · derivative · entry 2

Air David · CIK 0001377222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2021-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: An additional 5,500 stock options are fully vested and expire on 10/1/2021

Read SEC document
May 31, 2017 Filed Jun 2, 2017 20:49 UTC
Mellen Eric EChief Financial Officer
Salecommon stock 10,750 $16.15 $173,569.50
Disclosure

SEC source: 0001550851-17-000002 · primary_doc.xml · nonDerivative · entry 1

Mellen Eric E · CIK 0001550851 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,500

Read SEC document
May 31, 2017 Filed Jun 2, 2017 20:02 UTC
ELLIOTT MARC GDirector · president
Salecommon stock 7,300 $16.15 $117,895.00
Disclosure

SEC source: 0001250808-17-000001 · primary_doc.xml · nonDerivative · entry 1

ELLIOTT MARC G · CIK 0001250808 · Director · president

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,512

Read SEC document
May 31, 2017 Filed Jun 2, 2017 18:37 UTC SaleCommon Stock, $.001 par value 10,000 $16.08 $160,800.00
Disclosure

SEC source: 0001078782-17-000823 · primary_doc.xml · nonDerivative · entry 1

Houtkin Sherry · CIK 0001335876 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,509,551

Read SEC document
May 30, 2017 Filed May 31, 2017 21:26 UTC SaleCommon Stock, $.001 par value 10,000 $15.84 $158,400.00
Disclosure

SEC source: 0001078782-17-000800 · primary_doc.xml · nonDerivative · entry 1

Houtkin Sherry · CIK 0001335876 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,519,551

Read SEC document
May 25, 2017 Filed May 26, 2017 17:34 UTC SaleCommon Stock, $.001 par value 1,430 $15.80 $22,594.00
Disclosure

SEC source: 0001078782-17-000789 · primary_doc.xml · nonDerivative · entry 2

Houtkin Sherry · CIK 0001335876 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,529,551

Read SEC document
May 24, 2017 Filed May 26, 2017 17:34 UTC SaleCommon Stock, $.001 par value 3,901 $15.82 $61,713.82
Disclosure

SEC source: 0001078782-17-000789 · primary_doc.xml · nonDerivative · entry 1

Houtkin Sherry · CIK 0001335876 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,530,981

Read SEC document
May 23, 2017 Filed May 23, 2017 22:38 UTC SaleCommon Stock, $.001 par value 10,000 $15.96 $159,597.00
Disclosure

SEC source: 0001078782-17-000784 · primary_doc.xml · nonDerivative · entry 3

Houtkin Sherry · CIK 0001335876 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,534,882

Read SEC document
May 23, 2017 Filed May 25, 2017 19:03 UTC
Mellen Eric EChief Financial Officer
Giftcommon stock 1,000 $16.00 $16,000.00
Disclosure

SEC source: 0001550851-17-000001 · primary_doc.xml · nonDerivative · entry 1

Mellen Eric E · CIK 0001550851 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,250

F1 · shares: The reporting individual made a bona fide gift of 1,000 shares to a charitable organization.

Read SEC document
May 22, 2017 Filed May 23, 2017 22:38 UTC SaleCommon Stock, $.001 par value 2,595 $15.99 $41,485.23
Disclosure

SEC source: 0001078782-17-000784 · primary_doc.xml · nonDerivative · entry 2

Houtkin Sherry · CIK 0001335876 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,544,882

Read SEC document
May 19, 2017 Filed May 19, 2017 20:01 UTC SaleCommon Stock, $.001 par value 3,374 $15.51 $52,330.74
Disclosure

SEC source: 0001078782-17-000747 · primary_doc.xml · nonDerivative · entry 3

Houtkin Sherry · CIK 0001335876 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,557,477

Read SEC document
May 19, 2017 Filed May 23, 2017 22:38 UTC SaleCommon Stock, $.001 par value 10,000 $15.64 $156,373.00
Disclosure

SEC source: 0001078782-17-000784 · primary_doc.xml · nonDerivative · entry 1

Houtkin Sherry · CIK 0001335876 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,547,477

Read SEC document
May 18, 2017 Filed May 23, 2017 22:32 UTC Amendment SaleCommon Stock, $.001 par value 3,374 $15.51 $52,330.74
Disclosure

SEC source: 0001078782-17-000783 · primary_doc.xml · nonDerivative · entry 3

Houtkin Sherry · CIK 0001335876 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,557,477

Read SEC document
May 17, 2017 Filed May 19, 2017 20:01 UTC SaleCommon Stock, $.001 par value 1 $15.85 $15.85
Disclosure

SEC source: 0001078782-17-000747 · primary_doc.xml · nonDerivative · entry 2

Houtkin Sherry · CIK 0001335876 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,560,851

Read SEC document
May 17, 2017 Filed May 19, 2017 20:01 UTC SaleCommon Stock, $.001 par value 4,584 $15.72 $72,046.73
Disclosure

SEC source: 0001078782-17-000747 · primary_doc.xml · nonDerivative · entry 1

Houtkin Sherry · CIK 0001335876 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,560,852

Read SEC document
May 17, 2017 Filed May 23, 2017 22:32 UTC Amendment SaleCommon Stock, $.001 par value 1 $15.85 $15.85
Disclosure

SEC source: 0001078782-17-000783 · primary_doc.xml · nonDerivative · entry 2

Houtkin Sherry · CIK 0001335876 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,560,851

Read SEC document
May 17, 2017 Filed May 23, 2017 22:32 UTC Amendment SaleCommon Stock, $.001 par value 4,584 $15.72 $72,046.73
Disclosure

SEC source: 0001078782-17-000783 · primary_doc.xml · nonDerivative · entry 1

Houtkin Sherry · CIK 0001335876 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,560,852

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.