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Nasdaq · USD

GEN

Gen Digital Inc.

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Tapewire entity
2098
SEC CIK
0000849399
Parsed reports
434

Last 12 months

Inside the activity.

2 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202501
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202611
Jul 202600
Aug 202606
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2023 Filed Dec 5, 2023 22:00 UTC
KO BRYAN SEUKCLO & Head Corp Aff
Tax withholdingCommon Stock 34,583 $22.34 $772,584.22
Disclosure

SEC source: 0001209191-23-057456 · doc4.xml · nonDerivative · entry 1

KO BRYAN SEUK · CIK 0001800741 · CLO & Head Corp Aff

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 423,760

F1 · shares: Represents shares withheld by the issuer to satisfy the reporting person's income tax withholding and remittance obligations in connection with the net settlement of the Restricted Stock Units ("RSUs") and does not represent a sale.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 22:00 UTC Tax withholdingCommon Stock 34,583 $22.34 $772,584.22
Disclosure

SEC source: 0001209191-23-057459 · doc4.xml · nonDerivative · entry 1

DERSE NATALIE MARIE · CIK 0001817767 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,740

F1 · shares: Represents shares withheld by the issuer to satisfy the reporting person's income tax withholding and remittance obligations in connection with the net settlement of the Restricted Stock Units ("RSUs") and does not represent a sale.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 22:01 UTC
Feld Peter ADirector
GrantCommon Stock, $0.01 Par Value 2,565 $19.49 $49,991.85
Disclosure

SEC source: 0000921895-23-002171 · form406297244_09142023.xml · nonDerivative · entry 2

Feld Peter A · CIK 0001410600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,372

F2 · shares: Annual non-employee director retainer fee issued in stock. This restricted stock unit will vest 25% on each of December 1, 2023; March 1, 2024; June 1, 2024; and September 1, 2024.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 22:01 UTC
Feld Peter ADirector
GrantCommon Stock, $0.01 Par Value 13,340 $0.00 $0.00
Disclosure

SEC source: 0000921895-23-002171 · form406297244_09142023.xml · nonDerivative · entry 1

Feld Peter A · CIK 0001410600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,807

F1 · shares: Annual non-employee director equity award. This restricted stock unit will fully vest on the earlier of September 12, 2024, or the next annual meeting.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 21:30 UTC
BRANDT ERICDirector
OtherCommon Stock 11,970 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049466 · doc4.xml · nonDerivative · entry 3

BRANDT ERIC · CIK 0001190639 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Brandt Family Trust

Disclosed balance after: 46,306

F3 · shares: Stock transfer from the reporting person

Read SEC document
September 12, 2023 Filed Sep 14, 2023 21:30 UTC
BRANDT ERICDirector
GrantCommon Stock 13,340 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049466 · doc4.xml · nonDerivative · entry 2

BRANDT ERIC · CIK 0001190639 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,340

F2 · shares: Annual non-employee director equity award. This restricted stock unit will fully vest on the earlier of September 12, 2024, or the next annual meeting.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 21:30 UTC
BRANDT ERICDirector
OtherCommon Stock 11,970 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049466 · doc4.xml · nonDerivative · entry 1

BRANDT ERIC · CIK 0001190639 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Stock transfer to family trust over which the reporting person has voting power.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 21:30 UTC
HEATH EMILYDirector
GrantCommon Stock 13,340 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049467 · doc4.xml · nonDerivative · entry 1

HEATH EMILY · CIK 0001841170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,342

F1 · shares: Annual non-employee director equity award. This restricted stock unit will fully vest on the earlier of September 12, 2024, or the next annual meeting.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 21:30 UTC GrantCommon Stock 2,565 $19.49 $49,991.85
Disclosure

SEC source: 0001209191-23-049465 · doc4.xml · nonDerivative · entry 2

Dangeard Frank E · CIK 0001387504 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,623

F2 · shares: Annual non-employee director retainer fee issued in stock. This restricted stock unit will vest 25% on each of December 1, 2023; March 1, 2024; June 1, 2024; and September 1, 2024.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 21:30 UTC GrantCommon Stock 13,340 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049465 · doc4.xml · nonDerivative · entry 1

Dangeard Frank E · CIK 0001387504 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,058

F1 · shares: Annual non-employee director equity award. This restricted stock unit will fully vest on the earlier of September 12, 2024, or the next annual meeting.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 21:30 UTC
Baudis PavelDirector
GrantCommon Stock 13,340 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049463 · doc4.xml · nonDerivative · entry 2

Baudis Pavel · CIK 0001911036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,719

F2 · shares: Annual non-employee director equity award. This restricted stock unit will fully vest on the earlier of September 12, 2024, or the next annual meeting.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 21:30 UTC
Baudis PavelDirector
Tax withholdingCommon Stock 3,591 $19.49 $69,988.59
Disclosure

SEC source: 0001209191-23-049463 · doc4.xml · nonDerivative · entry 1

Baudis Pavel · CIK 0001911036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,379

F1 · shares: Shares withheld to satisfy tax withholding requirements on the vesting of restricted stock units. No shares were sold.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 21:30 UTC GrantCommon Stock 2,565 $19.49 $49,991.85
Disclosure

SEC source: 0001209191-23-049464 · doc4.xml · nonDerivative · entry 2

Smith Sherrese M · CIK 0001815129 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,396

F2 · shares: Annual non-employee director retainer fee issued in stock. This restricted stock unit will vest 25% on each of December 1, 2023; March 1, 2024; June 1, 2024; and September 1, 2024.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 21:30 UTC GrantCommon Stock 13,340 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049464 · doc4.xml · nonDerivative · entry 1

Smith Sherrese M · CIK 0001815129 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,831

F1 · shares: Annual non-employee director equity award. This restricted stock unit will fully vest on the earlier of September 12, 2024, or the next annual meeting.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 21:30 UTC
Denzel NoraDirector
GrantCommon Stock 13,340 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049462 · doc4.xml · nonDerivative · entry 1

Denzel Nora · CIK 0001418351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,468

F1 · shares: Annual non-employee director equity award. This restricted stock unit will fully vest on the earlier of September 12, 2024, or the next annual meeting.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 21:30 UTC OtherCommon Stock 11,970 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049461 · doc4.xml · nonDerivative · entry 3

Barsamian Sue · CIK 0001742302 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Romans-Barsamian Revocable Trust

Disclosed balance after: 67,685

F3 · shares: Stock transfer from the reporting person

Read SEC document
September 12, 2023 Filed Sep 14, 2023 21:30 UTC GrantCommon Stock 13,340 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049461 · doc4.xml · nonDerivative · entry 2

Barsamian Sue · CIK 0001742302 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,340

F2 · shares: Annual non-employee director equity award. This restricted stock unit will fully vest on the earlier of September 12, 2024, or the next annual meeting.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 21:30 UTC OtherCommon Stock 11,970 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049461 · doc4.xml · nonDerivative · entry 1

Barsamian Sue · CIK 0001742302 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Stock transfer to family trust over which the reporting person has voting power.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 23:01 UTC
Feld Peter ADirector
OtherCommon Stock, $0.01 Par Value 305,890 $0.00 $0.00
Disclosure

SEC source: 0000921895-23-002125 · form406297244_09062023.xml · nonDerivative · entry 1

Feld Peter A · CIK 0001410600 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Starboard Leaders Tango LLC

Disclosed balance after: 125,032

F9 · kind: Represents a pro rata in-kind distribution by Starboard Tango LLC to certain investors for no consideration.

F5 · ownership.nature: Securities owned directly by Starboard Leaders Tango LLC ("Starboard Tango LLC"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard Tango LLC, and as a member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard Tango LLC for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Read SEC document
August 15, 2023 Filed Aug 25, 2023 21:00 UTC
Pilette VincentDirector · CEO
GrantCommon Stock 768 $17.67 $13,570.56
Disclosure

SEC source: 0001209191-23-047371 · doc4.xml · nonDerivative · entry 1

Pilette Vincent · CIK 0001509285 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,480,015

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to Gen Digital Inc. 2008 Employee Stock Purchase Plan ("ESPP"), for the ESPP Purchase Period (as defined in the ESPP) of February 16, 2023 through August 15, 2023. This transaction is also exempt under Rule 16b-3(c).

F2 · date: The Purchase Period ended August 15, 2023 and is the Purchase Period comprising the Offering Period (as defined in the ESPP) that began August 16, 2022.

F3 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price on August 15, 2023.

Read SEC document
June 01, 2023 Filed Jun 6, 2023 01:26 UTC
KO BRYAN SEUKCLO & Head Corp Aff
Tax withholdingCommon Stock 8,269 $17.55 $145,120.95
Disclosure

SEC source: 0001209191-23-034693 · doc4.xml · nonDerivative · entry 1

KO BRYAN SEUK · CIK 0001800741 · CLO & Head Corp Aff

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 458,343

F1 · shares: Shares withheld by Gen Digital Inc. to satisfy tax withholding requirements on vesting of restricted stock units (RSUs). No shares were sold.

Read SEC document
June 01, 2023 Filed Jun 6, 2023 01:23 UTC
Pilette VincentDirector · CEO
Tax withholdingCommon Stock 28,114 $17.55 $493,400.70
Disclosure

SEC source: 0001209191-23-034691 · doc4.xml · nonDerivative · entry 1

Pilette Vincent · CIK 0001509285 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,479,247

F1 · shares: Shares withheld by Gen Digital Inc. to satisfy tax withholding requirements on vesting of restricted stock units (RSUs). No shares were sold

Read SEC document
June 01, 2023 Filed Jun 6, 2023 01:14 UTC Tax withholdingCommon Stock 12,880 $17.55 $226,044.00
Disclosure

SEC source: 0001209191-23-034689 · doc4.xml · nonDerivative · entry 1

DERSE NATALIE MARIE · CIK 0001817767 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 395,323

F1 · shares: Shares withheld by Gen Digital Inc. to satisfy tax withholding requirements on vesting of restricted stock units (RSUs). No shares were sold

Read SEC document
May 17, 2023 Filed May 20, 2023 01:03 UTC
Vlcek OndrejPresident
PurchaseCommon Stock 300,000 $15.79 $4,737,000.00
Disclosure

SEC source: 0001209191-23-031290 · doc4.xml · nonDerivative · entry 1

Vlcek Ondrej · CIK 0001911039 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,160,061

Read SEC document
May 15, 2023 Filed May 17, 2023 22:06 UTC Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 177,778 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030358 · doc4.xml · derivative · entry 4

DERSE NATALIE MARIE · CIK 0001817767 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 177,778 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On August 10, 2020, Ms. Derse was granted 103,912 shares of performance-based restricted stock units (PRUs). The PRUs vest based on Gen Digital's performance in achieveing target total shares return (TSR) and target compound annual growth rate (CAGR) over a three-year fiscal period ending March 31, 2023, as determined by the Compensation and Leadership Development Committee, up to 200%. The performance criteria was determined to have been met at 171.085% of the target, resulting in the vesting of 177,778 PRUs.

F2 · derivative.exercise_date: On August 10, 2020, Ms. Derse was granted 103,912 shares of performance-based restricted stock units (PRUs). The PRUs vest based on Gen Digital's performance in achieveing target total shares return (TSR) and target compound annual growth rate (CAGR) over a three-year fiscal period ending March 31, 2023, as determined by the Compensation and Leadership Development Committee, up to 200%. The performance criteria was determined to have been met at 171.085% of the target, resulting in the vesting of 177,778 PRUs.

F2 · derivative.expiration_date: On August 10, 2020, Ms. Derse was granted 103,912 shares of performance-based restricted stock units (PRUs). The PRUs vest based on Gen Digital's performance in achieveing target total shares return (TSR) and target compound annual growth rate (CAGR) over a three-year fiscal period ending March 31, 2023, as determined by the Compensation and Leadership Development Committee, up to 200%. The performance criteria was determined to have been met at 171.085% of the target, resulting in the vesting of 177,778 PRUs.

Read SEC document
May 15, 2023 Filed May 17, 2023 22:06 UTC GrantPerformance-Based Restricted Stock Units · Derivative 177,778 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030358 · doc4.xml · derivative · entry 3

DERSE NATALIE MARIE · CIK 0001817767 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,778

Underlying: Common Stock · 177,778 shares

Expires not disclosed

F2 · derivative.exercise_price: On August 10, 2020, Ms. Derse was granted 103,912 shares of performance-based restricted stock units (PRUs). The PRUs vest based on Gen Digital's performance in achieveing target total shares return (TSR) and target compound annual growth rate (CAGR) over a three-year fiscal period ending March 31, 2023, as determined by the Compensation and Leadership Development Committee, up to 200%. The performance criteria was determined to have been met at 171.085% of the target, resulting in the vesting of 177,778 PRUs.

F2 · derivative.exercise_date: On August 10, 2020, Ms. Derse was granted 103,912 shares of performance-based restricted stock units (PRUs). The PRUs vest based on Gen Digital's performance in achieveing target total shares return (TSR) and target compound annual growth rate (CAGR) over a three-year fiscal period ending March 31, 2023, as determined by the Compensation and Leadership Development Committee, up to 200%. The performance criteria was determined to have been met at 171.085% of the target, resulting in the vesting of 177,778 PRUs.

F2 · derivative.expiration_date: On August 10, 2020, Ms. Derse was granted 103,912 shares of performance-based restricted stock units (PRUs). The PRUs vest based on Gen Digital's performance in achieveing target total shares return (TSR) and target compound annual growth rate (CAGR) over a three-year fiscal period ending March 31, 2023, as determined by the Compensation and Leadership Development Committee, up to 200%. The performance criteria was determined to have been met at 171.085% of the target, resulting in the vesting of 177,778 PRUs.

Read SEC document
May 15, 2023 Filed May 17, 2023 22:06 UTC Tax withholdingCommon Stock 84,928 $16.41 $1,393,668.48
Disclosure

SEC source: 0001209191-23-030358 · doc4.xml · nonDerivative · entry 2

DERSE NATALIE MARIE · CIK 0001817767 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 408,203

F1 · shares: Shares withheld by Gen Digital Inc. to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

Read SEC document
May 15, 2023 Filed May 17, 2023 22:06 UTC Exercise / conversionCommon Stock 177,778 $16.41 $2,917,336.98
Disclosure

SEC source: 0001209191-23-030358 · doc4.xml · nonDerivative · entry 1

DERSE NATALIE MARIE · CIK 0001817767 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 493,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2023 Filed May 17, 2023 22:04 UTC
Pilette VincentDirector · CEO
Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 427,997 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030356 · doc4.xml · derivative · entry 6

Pilette Vincent · CIK 0001509285 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 427,997 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On July 10, 2020, Mr. Pilette was granted 250,166 shares of performance-based restricted stock units (PRUs). The PRUs vest based on Gen Digital's performance in achieveing target total shares return (TSR) and target compound annual growth rate (CAGR) over a three-year fiscal period ending March 31, 2023, as determined by the Compensation and Leadership Development Committee, up to 200%. The performance criteria was determined to have been met at 171.085% of the target, resulting in the vesting of 427,997 PRUs.

F2 · derivative.exercise_date: On July 10, 2020, Mr. Pilette was granted 250,166 shares of performance-based restricted stock units (PRUs). The PRUs vest based on Gen Digital's performance in achieveing target total shares return (TSR) and target compound annual growth rate (CAGR) over a three-year fiscal period ending March 31, 2023, as determined by the Compensation and Leadership Development Committee, up to 200%. The performance criteria was determined to have been met at 171.085% of the target, resulting in the vesting of 427,997 PRUs.

F2 · derivative.expiration_date: On July 10, 2020, Mr. Pilette was granted 250,166 shares of performance-based restricted stock units (PRUs). The PRUs vest based on Gen Digital's performance in achieveing target total shares return (TSR) and target compound annual growth rate (CAGR) over a three-year fiscal period ending March 31, 2023, as determined by the Compensation and Leadership Development Committee, up to 200%. The performance criteria was determined to have been met at 171.085% of the target, resulting in the vesting of 427,997 PRUs.

Read SEC document
May 15, 2023 Filed May 17, 2023 22:04 UTC
Pilette VincentDirector · CEO
GrantPerformance-Based Restricted Stock Units · Derivative 427,997 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030356 · doc4.xml · derivative · entry 5

Pilette Vincent · CIK 0001509285 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 427,997

Underlying: Common Stock · 427,997 shares

Expires not disclosed

F2 · derivative.exercise_price: On July 10, 2020, Mr. Pilette was granted 250,166 shares of performance-based restricted stock units (PRUs). The PRUs vest based on Gen Digital's performance in achieveing target total shares return (TSR) and target compound annual growth rate (CAGR) over a three-year fiscal period ending March 31, 2023, as determined by the Compensation and Leadership Development Committee, up to 200%. The performance criteria was determined to have been met at 171.085% of the target, resulting in the vesting of 427,997 PRUs.

F2 · derivative.exercise_date: On July 10, 2020, Mr. Pilette was granted 250,166 shares of performance-based restricted stock units (PRUs). The PRUs vest based on Gen Digital's performance in achieveing target total shares return (TSR) and target compound annual growth rate (CAGR) over a three-year fiscal period ending March 31, 2023, as determined by the Compensation and Leadership Development Committee, up to 200%. The performance criteria was determined to have been met at 171.085% of the target, resulting in the vesting of 427,997 PRUs.

F2 · derivative.expiration_date: On July 10, 2020, Mr. Pilette was granted 250,166 shares of performance-based restricted stock units (PRUs). The PRUs vest based on Gen Digital's performance in achieveing target total shares return (TSR) and target compound annual growth rate (CAGR) over a three-year fiscal period ending March 31, 2023, as determined by the Compensation and Leadership Development Committee, up to 200%. The performance criteria was determined to have been met at 171.085% of the target, resulting in the vesting of 427,997 PRUs.

Read SEC document
May 15, 2023 Filed May 17, 2023 22:04 UTC
Pilette VincentDirector · CEO
Disposition to issuerCommon Stock 212,202 $16.41 $3,482,234.82
Disclosure

SEC source: 0001209191-23-030356 · doc4.xml · nonDerivative · entry 2

Pilette Vincent · CIK 0001509285 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,507,361

F1 · shares: Shares withheld by Gen Digital Inc. to satisfy tax withholding requirements on vesting of restricted stock units (RSUs). No shares were sold.

Read SEC document
May 15, 2023 Filed May 17, 2023 22:04 UTC
Pilette VincentDirector · CEO
GrantCommon Stock 427,997 $16.41 $7,023,430.77
Disclosure

SEC source: 0001209191-23-030356 · doc4.xml · nonDerivative · entry 1

Pilette Vincent · CIK 0001509285 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,719,563

Read SEC document
May 15, 2023 Filed May 17, 2023 22:03 UTC
KO BRYAN SEUKCLO & Head Corp Aff
Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 125,881 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030354 · doc4.xml · derivative · entry 4

KO BRYAN SEUK · CIK 0001800741 · CLO & Head Corp Aff

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 125,881 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On July 10, 2020, Mr. Ko was granted 73,578 shares of performance-based restricted stock units (PRUs). The PRUs vest based on Gen Digital's performance in achieveing target total shares return (TSR) and target compound annual growth rate (CAGR) over a three-year fiscal period ending March 31, 2023, as determined by the Compensation and Leadership Development Committee, up to 200%. The performance criteria was determined to have been met at 171.085% of the target, resulting in the vesting of 125,881 PRUs.

F2 · derivative.exercise_date: On July 10, 2020, Mr. Ko was granted 73,578 shares of performance-based restricted stock units (PRUs). The PRUs vest based on Gen Digital's performance in achieveing target total shares return (TSR) and target compound annual growth rate (CAGR) over a three-year fiscal period ending March 31, 2023, as determined by the Compensation and Leadership Development Committee, up to 200%. The performance criteria was determined to have been met at 171.085% of the target, resulting in the vesting of 125,881 PRUs.

F2 · derivative.expiration_date: On July 10, 2020, Mr. Ko was granted 73,578 shares of performance-based restricted stock units (PRUs). The PRUs vest based on Gen Digital's performance in achieveing target total shares return (TSR) and target compound annual growth rate (CAGR) over a three-year fiscal period ending March 31, 2023, as determined by the Compensation and Leadership Development Committee, up to 200%. The performance criteria was determined to have been met at 171.085% of the target, resulting in the vesting of 125,881 PRUs.

Read SEC document
May 15, 2023 Filed May 17, 2023 22:03 UTC
KO BRYAN SEUKCLO & Head Corp Aff
GrantPerformance-Based Restricted Stock Units · Derivative 125,881 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030354 · doc4.xml · derivative · entry 3

KO BRYAN SEUK · CIK 0001800741 · CLO & Head Corp Aff

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,881

Underlying: Common Stock · 125,881 shares

Expires not disclosed

F2 · derivative.exercise_price: On July 10, 2020, Mr. Ko was granted 73,578 shares of performance-based restricted stock units (PRUs). The PRUs vest based on Gen Digital's performance in achieveing target total shares return (TSR) and target compound annual growth rate (CAGR) over a three-year fiscal period ending March 31, 2023, as determined by the Compensation and Leadership Development Committee, up to 200%. The performance criteria was determined to have been met at 171.085% of the target, resulting in the vesting of 125,881 PRUs.

F2 · derivative.exercise_date: On July 10, 2020, Mr. Ko was granted 73,578 shares of performance-based restricted stock units (PRUs). The PRUs vest based on Gen Digital's performance in achieveing target total shares return (TSR) and target compound annual growth rate (CAGR) over a three-year fiscal period ending March 31, 2023, as determined by the Compensation and Leadership Development Committee, up to 200%. The performance criteria was determined to have been met at 171.085% of the target, resulting in the vesting of 125,881 PRUs.

F2 · derivative.expiration_date: On July 10, 2020, Mr. Ko was granted 73,578 shares of performance-based restricted stock units (PRUs). The PRUs vest based on Gen Digital's performance in achieveing target total shares return (TSR) and target compound annual growth rate (CAGR) over a three-year fiscal period ending March 31, 2023, as determined by the Compensation and Leadership Development Committee, up to 200%. The performance criteria was determined to have been met at 171.085% of the target, resulting in the vesting of 125,881 PRUs.

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May 15, 2023 Filed May 17, 2023 22:03 UTC
KO BRYAN SEUKCLO & Head Corp Aff
Disposition to issuerCommon Stock 58,998 $16.41 $968,157.18
Disclosure

SEC source: 0001209191-23-030354 · doc4.xml · nonDerivative · entry 2

KO BRYAN SEUK · CIK 0001800741 · CLO & Head Corp Aff

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 466,612

F1 · shares: Shares withheld by Gen Digital Inc. to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

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May 15, 2023 Filed May 17, 2023 22:03 UTC
KO BRYAN SEUKCLO & Head Corp Aff
GrantCommon Stock 125,881 $16.41 $2,065,707.21
Disclosure

SEC source: 0001209191-23-030354 · doc4.xml · nonDerivative · entry 1

KO BRYAN SEUK · CIK 0001800741 · CLO & Head Corp Aff

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 525,610

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May 10, 2023 Filed May 12, 2023 21:34 UTC
Pilette VincentDirector · CEO
GrantCommon Stock 260,319 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029166 · doc4.xml · nonDerivative · entry 1

Pilette Vincent · CIK 0001509285 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,291,566

F1 · shares: Represents shares that are issuable pursuant to restricted stock units. 33% vests on May 1, 2024, 33% vests on May 1, 2025, and 34% vests on May 1, 2026.

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May 10, 2023 Filed May 12, 2023 21:33 UTC GrantCommon Stock 91,340 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029161 · doc4.xml · nonDerivative · entry 1

DERSE NATALIE MARIE · CIK 0001817767 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 315,353

F1 · shares: Represents shares that are issuable pursuant to restricted stock units. 33% vests on May 1, 2024, 33% vests on May 1, 2025, and 34% vests on May 1, 2026.

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May 10, 2023 Filed May 12, 2023 21:32 UTC
KO BRYAN SEUKCLO & Head Corp Aff
GrantCommon Stock 68,505 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029157 · doc4.xml · nonDerivative · entry 1

KO BRYAN SEUK · CIK 0001800741 · CLO & Head Corp Aff

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 399,729

F1 · shares: Represents shares that are issuable pursuant to restricted stock units. 33% vests on May 1, 2024, 33% vests on May 1, 2025, and 34% vests on May 1, 2026.

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May 10, 2023 Filed May 12, 2023 21:31 UTC
Vlcek OndrejPresident
GrantCommon Stock 137,010 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029154 · doc4.xml · nonDerivative · entry 1

Vlcek Ondrej · CIK 0001911039 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,860,061

F1 · shares: Represents shares that are issuable pursuant to restricted stock units. 33% vests on May 1, 2024, 33% vests on May 1, 2025, and 34% vests on May 1, 2026.

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May 01, 2023 Filed May 3, 2023 20:45 UTC
Pilette VincentDirector · CEO
Tax withholdingCommon Stock 50,977 $17.66 $900,253.82
Disclosure

SEC source: 0001209191-23-026995 · doc4.xml · nonDerivative · entry 1

Pilette Vincent · CIK 0001509285 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,031,247

F1 · shares: Shares withheld by Gen Digital Inc. to satisfy tax withholding requirements on vesting of restricted stock units (RSUs). No shares were sold.

F2 · balance_after: Includes 1,297 shares that were acquired through the 2008 Employee Stock Purchase Plan (ESPP) on February 15, 2023.

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May 01, 2023 Filed May 3, 2023 20:38 UTC
KO BRYAN SEUKCLO & Head Corp Aff
Tax withholdingCommon Stock 11,414 $17.66 $201,571.24
Disclosure

SEC source: 0001209191-23-026979 · doc4.xml · nonDerivative · entry 1

KO BRYAN SEUK · CIK 0001800741 · CLO & Head Corp Aff

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 331,224

F1 · shares: Shares withheld by Gen Digital Inc. to satisfy tax withholding requirements on vesting of restricted stock units (RSUs). No shares were sold.

F2 · balance_after: Includes 867 shares that were acquired through the 2008 Employee Stock Purchase Plan (ESPP) on February 15, 2023.

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May 01, 2023 Filed May 3, 2023 20:30 UTC Tax withholdingCommon Stock 11,850 $17.66 $209,271.00
Disclosure

SEC source: 0001209191-23-026961 · doc4.xml · nonDerivative · entry 1

DERSE NATALIE MARIE · CIK 0001817767 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,013

F1 · shares: Shares withheld by Gen Digital Inc. to satisfy tax withholding requirements on vesting of restricted stock units (RSUs). No shares were sold

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February 16, 2023 Filed Feb 21, 2023 23:24 UTC SaleCommon Stock 1,033 $21.10 $21,796.30
Disclosure

SEC source: 0001209191-23-011360 · doc4.xml · nonDerivative · entry 1

DERSE NATALIE MARIE · CIK 0001817767 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,863

F1 · shares: Reflects the sale of shares acquired through Gen Digital's 2008 Employee Stock Purchase Plan and sold through the quick-sale program.

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December 16, 2022 Filed Dec 17, 2022 02:50 UTC
Feld Peter ADirector
OtherCommon Stock, $0.01 Par Value 289,660 $0.00 $0.00
Disclosure

SEC source: 0001193805-22-001747 · e618137_4-feld.xml · nonDerivative · entry 1

Feld Peter A · CIK 0001410600 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Starboard Leaders Tango LLC

Disclosed balance after: 430,922

F9 · kind: Represents a pro rata in-kind distribution by Starboard Tango LLC to certain investors for no consideration.

F5 · ownership.nature: Securities owned directly by Starboard Leaders Tango LLC ("Starboard Tango LLC"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard Tango LLC, and as a member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard Tango LLC for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

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December 01, 2022 Filed Dec 2, 2022 22:49 UTC
KO BRYAN SEUKCLO & Head Corp Aff
Tax withholdingCommon Stock 13,495 $23.76 $320,641.20
Disclosure

SEC source: 0001209191-22-059478 · doc4.xml · nonDerivative · entry 1

KO BRYAN SEUK · CIK 0001800741 · CLO & Head Corp Aff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,771

F1 · shares: Shares withheld by Gen Digital Inc. to satisfy tax withholding requirements on the vesting of restricted stock units. No shares were sold.

F2 · balance_after: Includes 255 shares that were acquired through the 2008 Employee Stock Purchase Plan on August 15, 2022.

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November 10, 2022 Filed Nov 14, 2022 23:00 UTC
Vlcek OndrejPresident
GrantCommon Stock 139,808 $22.63 $3,163,855.04
Disclosure

SEC source: 0001209191-22-056752 · doc4.xml · nonDerivative · entry 1

Vlcek Ondrej · CIK 0001911039 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,723,051

F1 · shares: Represents shares that are issuable pursuant to restricted stock units under the Avast Limited Long Term Incentive Plan, as amended. On September 15, 2022, Mr. Vlcek purchased 456,475 shares of Gen Digital Inc. (f/k/a NortonLifeLock Inc.) (the "Company") common stock on the public market with a fair market value of approximately $10,000,000 (the "Stock Purchase"). On November 1, 2022, in consideration of the Stock Purchase, the Compensation and Leadership Development Committee of the Company's Board of Directors approved the grant of this RSU award with an aggregate grant date value equal to 30% of the Stock Purchase, or approximately $3,000,000. 100% of the RSUs vest on November 1, 2025, subject to Mr. Vlcek's continued employment with the Company as of such date, and his agreement not to sell any shares of the Company directly or indirectly owned or acquired by him at any time prior to such date

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October 10, 2022 Filed Oct 12, 2022 19:40 UTC
Vlcek OndrejPresident
GrantCommon Stock 130,045 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-053444 · doc4.xml · nonDerivative · entry 1

Vlcek Ondrej · CIK 0001911039 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,583,243

F1 · shares: Represents shares that are issuable pursuant to restricted stock units. 33% vests on October 1, 2023, 33% vests on October 1, 2024, and 34% on October 1, 2025

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September 15, 2022 Filed Sep 20, 2022 23:50 UTC
Vlcek OndrejPresident
PurchaseCommon Stock 456,475 $21.91 $9,999,997.83
Disclosure

SEC source: 0001209191-22-050807 · doc4.xml · nonDerivative · entry 1

Vlcek Ondrej · CIK 0001911039 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,453,198

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September 13, 2022 Filed Sep 16, 2022 01:04 UTC
Baudis PavelDirector
GrantCommon Stock 11,970 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-050183 · doc4.xml · nonDerivative · entry 1

Baudis Pavel · CIK 0001911036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,828,185

F1 · shares: In connection with the Reporting Person's service as a non-employee director of the Issuer for the period between September 13, 2022 and September 12, 2023, pursuant to the Issuer's non-employee director grant policy, such reporting person has been granted restricted stock units. 100% of the restricted stock units will vest on the first year anniversary of the grant date

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.