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Nasdaq · USD

GEN

Gen Digital Inc.

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Tapewire entity
2098
SEC CIK
0000849399
Parsed reports
434

Last 12 months

Inside the activity.

2 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202501
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202611
Jul 202600
Aug 202606
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2025 Filed Feb 19, 2025 21:22 UTC GrantCommon Stock 989 $21.48 $21,243.23
Disclosure

SEC source: 0000849399-25-000011 · wk-form4_1740000147.xml · nonDerivative · entry 1

DERSE NATALIE MARIE · CIK 0001817767 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 334,657

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to Gen Digital Inc. 2008 Employee Stock Purchase Plan ("ESPP"), for the ESPP Purchase Period (as defined in the ESPP) of August 16, 2024 through February 15, 2025. This transaction is also exempt under Rule 16b-3(c).

F2 · date: The Purchase Period ended February 15, 2025 and is the Purchase Period comprising the Offering Period (as defined in the ESPP) that began August 16, 2024.

F3 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price on August 16, 2024.

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December 01, 2024 Filed Dec 3, 2024 21:47 UTC Tax withholdingCommon Stock 145 $30.85 $4,473.25
Disclosure

SEC source: 0000849399-24-000086 · wk-form4_1733262468.xml · nonDerivative · entry 1

Dangeard Frank E · CIK 0001387504 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,444

F1 · shares: Represents shares withheld by the issuer to satisfy the reporting person's income tax withholding and remittance obligations in connection with the net settlement of the Restricted Stock Units ("RSUs") and does not represent a sale.

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November 26, 2024 Filed Nov 29, 2024 22:58 UTC
KO BRYAN SEUKCLO & Head Corp Aff
SaleCommon Stock 37,848 $30.58 $1,157,304.79
Disclosure

SEC source: 0000849399-24-000083 · wk-form4_1732921122.xml · nonDerivative · entry 2

KO BRYAN SEUK · CIK 0001800741 · CLO & Head Corp Aff

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 504,500

F1 · shares: The sale reported on this Form 4 was automatically effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.49 to $30.67, inclusive. The reporting person undertakes to provide to Gen Digital Inc., any security holder of Gen Digital Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 26, 2024 Filed Nov 29, 2024 22:58 UTC
KO BRYAN SEUKCLO & Head Corp Aff
SaleCommon Stock 10,442 $30.58 $319,296.52
Disclosure

SEC source: 0000849399-24-000083 · wk-form4_1732921122.xml · nonDerivative · entry 1

KO BRYAN SEUK · CIK 0001800741 · CLO & Head Corp Aff

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 542,348

F1 · shares: The sale reported on this Form 4 was automatically effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.49 to $30.66, inclusive. The reporting person undertakes to provide to Gen Digital Inc., any security holder of Gen Digital Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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September 12, 2024 Filed Sep 13, 2024 20:17 UTC
BRANDT ERICDirector
GiftCommon Stock 13,340 $0.00 $0.00
Disclosure

SEC source: 0000849399-24-000074 · wk-form4_1726258648.xml · nonDerivative · entry 2

BRANDT ERIC · CIK 0001190639 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · The Brandt Family Trust

Disclosed balance after: 59,646

F1 · shares: Stock transfer to family trust for which the reporting person remains a beneficial owner and exercises voting and dispositive power.

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September 12, 2024 Filed Sep 13, 2024 20:17 UTC
BRANDT ERICDirector
GiftCommon Stock 13,340 $0.00 $0.00
Disclosure

SEC source: 0000849399-24-000074 · wk-form4_1726258648.xml · nonDerivative · entry 1

BRANDT ERIC · CIK 0001190639 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,038

F1 · shares: Stock transfer to family trust for which the reporting person remains a beneficial owner and exercises voting and dispositive power.

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September 12, 2024 Filed Sep 13, 2024 20:17 UTC GiftCommon Stock 13,340 $0.00 $0.00
Disclosure

SEC source: 0000849399-24-000073 · wk-form4_1726258630.xml · nonDerivative · entry 2

Barsamian Sue · CIK 0001742302 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Romans-Barsamian Revocable Trust

Disclosed balance after: 81,025

F1 · shares: Represents shares transferred to reporting person's family trust, for which the reporting person remains a beneficial owner and exercises voting and dispositive power.

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September 12, 2024 Filed Sep 13, 2024 20:17 UTC GiftCommon Stock 13,340 $0.00 $0.00
Disclosure

SEC source: 0000849399-24-000073 · wk-form4_1726258630.xml · nonDerivative · entry 1

Barsamian Sue · CIK 0001742302 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,038

F1 · shares: Represents shares transferred to reporting person's family trust, for which the reporting person remains a beneficial owner and exercises voting and dispositive power.

Read SEC document
September 12, 2024 Filed Sep 13, 2024 20:16 UTC Tax withholdingCommon Stock 4,002 $26.25 $105,052.50
Disclosure

SEC source: 0000849399-24-000071 · wk-form4_1726258595.xml · nonDerivative · entry 1

Dangeard Frank E · CIK 0001387504 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,589

F1 · shares: Represents shares withheld by the issuer to satisfy the reporting person's income tax withholding and remittance obligations in connection with the net settlement of the Restricted Stock Units ("RSUs") and does not represent a sale.

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September 12, 2024 Filed Sep 13, 2024 20:16 UTC
Baudis PavelDirector
Tax withholdingCommon Stock 4,002 $26.25 $105,052.50
Disclosure

SEC source: 0000849399-24-000070 · wk-form4_1726258571.xml · nonDerivative · entry 1

Baudis Pavel · CIK 0001911036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,755

F1 · shares: Represents shares withheld by the issuer to satisfy the reporting person's income tax withholding and remittance obligations in connection with the net settlement of the Restricted Stock Units ("RSUs") and does not represent a sale.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 22:46 UTC
Feld Peter ADirector
GrantCommon Stock, $0.01 Par Value 1,930 $25.90 $49,987.00
Disclosure

SEC source: 0000921895-24-002122 · form406297244_09122024.xml · nonDerivative · entry 2

Feld Peter A · CIK 0001410600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,340

F2 · shares: Annual non-employee director retainer fee issued in stock. The RSUs will vest 25% on December 1, 2024, March 1, 2025, June 1, 2025, and September 1, 2025, subject to service through the respective vesting dates.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 22:46 UTC
Feld Peter ADirector
GrantCommon Stock, $0.01 Par Value 10,038 $0.00 $0.00
Disclosure

SEC source: 0000921895-24-002122 · form406297244_09122024.xml · nonDerivative · entry 1

Feld Peter A · CIK 0001410600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,410

F1 · shares: Annual non-employee director equity award. The RSUs will vest 100% on the earlier of September 10, 2025, or the next annual meeting, and subject to service through the respective vesting date.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 20:43 UTC GrantCommon Stock 10,038 $0.00 $0.00
Disclosure

SEC source: 0000849399-24-000060 · wk-form4_1726173810.xml · nonDerivative · entry 1

Barsamian Sue · CIK 0001742302 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,378

F1 · shares: Annual non-employee director equity award. The RSUs will vest 100% on the earlier of September 10, 2025, or the next annual meeting, and subject to service through the respective vesting date.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 20:43 UTC
Baudis PavelDirector
GrantCommon Stock 10,038 $0.00 $0.00
Disclosure

SEC source: 0000849399-24-000059 · wk-form4_1726173785.xml · nonDerivative · entry 1

Baudis Pavel · CIK 0001911036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,757

F1 · shares: Annual non-employee director equity award. The RSUs will vest 100% on the earlier of September 10, 2025, or the next annual meeting, and subject to service through the respective vesting date.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 20:42 UTC
BRANDT ERICDirector
GrantCommon Stock 10,038 $0.00 $0.00
Disclosure

SEC source: 0000849399-24-000058 · wk-form4_1726173758.xml · nonDerivative · entry 1

BRANDT ERIC · CIK 0001190639 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,378

F1 · shares: Annual non-employee director equity award. The RSUs will vest 100% on the earlier of September 10, 2025, or the next annual meeting, and subject to service through the respective vesting date.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 20:42 UTC GrantCommon Stock 1,930 $0.00 $0.00
Disclosure

SEC source: 0000849399-24-000057 · wk-form4_1726173734.xml · nonDerivative · entry 2

Dangeard Frank E · CIK 0001387504 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,591

F2 · shares: Annual non-employee director retainer fee issued in stock. The RSUs will vest 25% on December 1, 2024, March 1, 2025, June 1, 2025, and September 1, 2025, subject to service through the respective vesting dates.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 20:42 UTC GrantCommon Stock 10,038 $0.00 $0.00
Disclosure

SEC source: 0000849399-24-000057 · wk-form4_1726173734.xml · nonDerivative · entry 1

Dangeard Frank E · CIK 0001387504 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,661

F1 · shares: Annual non-employee director equity award. The RSUs will vest 100% on the earlier of September 10, 2025, or the next annual meeting, and subject to service through the respective vesting date.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 20:41 UTC GrantCommon Stock 1,930 $0.00 $0.00
Disclosure

SEC source: 0000849399-24-000056 · wk-form4_1726173708.xml · nonDerivative · entry 2

Smith Sherrese M · CIK 0001815129 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,364

F2 · shares: Annual non-employee director retainer fee issued in stock. The RSUs will vest 25% on December 1, 2024, March 1, 2025, June 1, 2025, and September 1, 2025, subject to service through the respective vesting dates.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 20:41 UTC GrantCommon Stock 10,038 $0.00 $0.00
Disclosure

SEC source: 0000849399-24-000056 · wk-form4_1726173708.xml · nonDerivative · entry 1

Smith Sherrese M · CIK 0001815129 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,434

F1 · shares: Annual non-employee director equity award. The RSUs will vest 100% on the earlier of September 10, 2025, or the next annual meeting, and subject to service through the respective vesting date.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 20:40 UTC
HEATH EMILYDirector
GrantCommon Stock 10,038 $0.00 $0.00
Disclosure

SEC source: 0000849399-24-000055 · wk-form4_1726173644.xml · nonDerivative · entry 1

HEATH EMILY · CIK 0001841170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,380

F1 · shares: Annual non-employee director equity award. The RSUs will vest 100% on the earlier of September 10, 2025, or the next annual meeting, and subject to service through the respective vesting date.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 20:39 UTC
Denzel NoraDirector
GrantCommon Stock 10,038 $0.00 $0.00
Disclosure

SEC source: 0000849399-24-000054 · wk-form4_1726173574.xml · nonDerivative · entry 1

Denzel Nora · CIK 0001418351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,506

F1 · shares: Annual non-employee director equity award. The RSUs will vest 100% on the earlier of September 10, 2025, or the next annual meeting, and subject to service through the respective vesting date.

Read SEC document
September 10, 2024 Filed Sep 13, 2024 20:15 UTC Amendment GrantCommon Stock 1,930 $25.90 $49,987.00
Disclosure

SEC source: 0000849399-24-000069 · wk-form4a_1726258529.xml · nonDerivative · entry 1

Smith Sherrese M · CIK 0001815129 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,364

F1 · shares: Annual non-employee director retainer fee issued in stock. The RSUs will vest 25% on December 1, 2024, March 1, 2025, June 1, 2025, and September 1, 2025, subject to service through the respective vesting dates.

F2 · price: On September 12, 2024, the reporting person filed a Form 4 which inadvertently reported the price as $0. In fact, as reported in this amendment, the price was $25.90.

Read SEC document
September 10, 2024 Filed Sep 13, 2024 20:15 UTC Amendment GrantCommon Stock 1,930 $25.90 $49,987.00
Disclosure

SEC source: 0000849399-24-000068 · wk-form4a_1726258499.xml · nonDerivative · entry 1

Dangeard Frank E · CIK 0001387504 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,591

F1 · shares: Annual non-employee director retainer fee issued in stock. The RSUs will vest 25% on December 1, 2024, March 1, 2025, June 1, 2025, and September 1, 2025, subject to service through the respective vesting dates.

F2 · price: On September 12, 2024, the reporting person filed a Form 4 which inadvertently reported the price as $0. In fact, as reported in this amendment, the price was $25.90.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 20:15 UTC
Pilette VincentDirector · CEO & President
SaleCommon Stock 178,801 $25.54 $4,565,862.34
Disclosure

SEC source: 0000849399-24-000045 · wk-form4_1724271336.xml · nonDerivative · entry 1

Pilette Vincent · CIK 0001509285 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,719,658

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.460 to $25.645, inclusive. The reporting person undertakes to provide to Gen Digital Inc., any security holder of Gen Digital Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 15, 2024 Filed May 17, 2024 01:45 UTC
Feld Peter ADirector
SaleCommon Stock, $0.01 Par Value 303,118 $24.89 $7,544,243.28
Disclosure

SEC source: 0001193805-24-000671 · e663632_4-starboard.xml · nonDerivative · entry 4

Feld Peter A · CIK 0001410600 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Starboard Leaders Select VI LP

Disclosed balance after: 0

F1 · kind: Sales for co-investment accounts only following the expiration of their respective investment periods with respect to Gen Digital Inc.

F7 · ownership.nature: Securities owned directly by Starboard Leaders Select VI LP ("Starboard Select VI LP"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard Select VI LP, and as a member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard Select VI LP for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Notwithstanding the foregoing, Starboard Select VI LP ceased to own any securities of the Issuer as of May 15, 2024, as disclosed herein.

Read SEC document
May 15, 2024 Filed May 17, 2024 01:45 UTC
Feld Peter ADirector
SaleCommon Stock, $0.01 Par Value 39,182 $24.89 $975,192.96
Disclosure

SEC source: 0001193805-24-000671 · e663632_4-starboard.xml · nonDerivative · entry 3

Feld Peter A · CIK 0001410600 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Starboard Leaders Tango LLC

Disclosed balance after: 0

F1 · kind: Sales for co-investment accounts only following the expiration of their respective investment periods with respect to Gen Digital Inc.

F6 · ownership.nature: Securities owned directly by Starboard Leaders Tango LLC ("Starboard Tango LLC"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard Tango LLC, and as a member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard Tango LLC for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Notwithstanding the foregoing, Starboard Tango LLC ceased to own any securities of the Issuer as of May 15, 2024, as disclosed herein.

Read SEC document
May 14, 2024 Filed May 17, 2024 01:45 UTC
Feld Peter ADirector
SaleCommon Stock, $0.01 Par Value 664,150 $24.44 $16,229,102.99
Disclosure

SEC source: 0001193805-24-000671 · e663632_4-starboard.xml · nonDerivative · entry 2

Feld Peter A · CIK 0001410600 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Starboard Leaders Select VI LP

Disclosed balance after: 303,118

F1 · kind: Sales for co-investment accounts only following the expiration of their respective investment periods with respect to Gen Digital Inc.

F7 · ownership.nature: Securities owned directly by Starboard Leaders Select VI LP ("Starboard Select VI LP"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard Select VI LP, and as a member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard Select VI LP for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Notwithstanding the foregoing, Starboard Select VI LP ceased to own any securities of the Issuer as of May 15, 2024, as disclosed herein.

Read SEC document
May 14, 2024 Filed May 17, 2024 01:45 UTC
Feld Peter ADirector
SaleCommon Stock, $0.01 Par Value 85,850 $24.44 $2,097,822.02
Disclosure

SEC source: 0001193805-24-000671 · e663632_4-starboard.xml · nonDerivative · entry 1

Feld Peter A · CIK 0001410600 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Starboard Leaders Tango LLC

Disclosed balance after: 39,182

F1 · kind: Sales for co-investment accounts only following the expiration of their respective investment periods with respect to Gen Digital Inc.

F6 · ownership.nature: Securities owned directly by Starboard Leaders Tango LLC ("Starboard Tango LLC"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard Tango LLC, and as a member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard Tango LLC for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Notwithstanding the foregoing, Starboard Tango LLC ceased to own any securities of the Issuer as of May 15, 2024, as disclosed herein.

Read SEC document
May 14, 2024 Filed May 16, 2024 20:09 UTC SaleCommon Stock 169,535 $24.31 $4,121,395.85
Disclosure

SEC source: 0000849399-24-000038 · wk-form4_1715890161.xml · nonDerivative · entry 1

DERSE NATALIE MARIE · CIK 0001817767 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,668

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.18 to $24.50, inclusive. The reporting person undertakes to provide to Gen Digital Inc., any security holder of Gen Digital Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
May 10, 2024 Filed May 14, 2024 20:04 UTC
Pilette VincentDirector · CEO
GrantCommon Stock 275,012 $0.00 $0.00
Disclosure

SEC source: 0000849399-24-000034 · wk-form4_1715717036.xml · nonDerivative · entry 1

Pilette Vincent · CIK 0001509285 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,898,459

F1 · shares: The RSUs will vest in increments of 33%, 33%, and 34% over the course of three years on May 1, 2025, May 1, 2026, and May 1, 2027, subject to service through the respective vesting date.

Read SEC document
May 10, 2024 Filed May 14, 2024 20:03 UTC GrantCommon Stock 94,832 $0.00 $0.00
Disclosure

SEC source: 0000849399-24-000032 · wk-form4_1715716979.xml · nonDerivative · entry 1

DERSE NATALIE MARIE · CIK 0001817767 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 503,203

F1 · shares: The RSUs will vest in increments of 33%, 33%, and 34% over the course of three years on May 1, 2025, May 1, 2026, and May 1, 2027, subject to service through the respective vesting date.

Read SEC document
May 10, 2024 Filed May 14, 2024 20:03 UTC
KO BRYAN SEUKCLO & Head Corp Aff
GrantCommon Stock 75,865 $0.00 $0.00
Disclosure

SEC source: 0000849399-24-000033 · wk-form4_1715717010.xml · nonDerivative · entry 1

KO BRYAN SEUK · CIK 0001800741 · CLO & Head Corp Aff

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 552,790

F1 · shares: The RSUs will vest in increments of 33%, 33%, and 34% over the course of three years on May 1, 2025, May 1, 2026, and May 1, 2027, subject to service through the respective vesting date.

Read SEC document
May 08, 2024 Filed May 10, 2024 20:06 UTC
KO BRYAN SEUKCLO & Head Corp Aff
Exercise / conversionPerformance-based Restricted Stock Units (PRUs) · Derivative 143,478 $0.00 $0.00
Disclosure

SEC source: 0000849399-24-000028 · wk-form4_1715371563.xml · derivative · entry 4

KO BRYAN SEUK · CIK 0001800741 · CLO & Head Corp Aff

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 143,478 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Participant received a grant of PRUs which vested based on the Issuer's achievement of two equally weighted metrices: target total shareholder return (TSR) and target compound annual growth rate (CAGR), over a performance period of three years. The potential payout ranged from 0% to 200% and the final determination was certified by the Issuer's Compensation and Leadership Development Committee. The initial award of 82,100 shares of PRUs was granted on May 10, 2021, the performance period ended on March 29, 2024, and the performance criteria was subsequently determined to have been met at 174.76% of the target, resulting in the vesting of 143,478 PRU shares.

F2 · derivative.exercise_date: The Participant received a grant of PRUs which vested based on the Issuer's achievement of two equally weighted metrices: target total shareholder return (TSR) and target compound annual growth rate (CAGR), over a performance period of three years. The potential payout ranged from 0% to 200% and the final determination was certified by the Issuer's Compensation and Leadership Development Committee. The initial award of 82,100 shares of PRUs was granted on May 10, 2021, the performance period ended on March 29, 2024, and the performance criteria was subsequently determined to have been met at 174.76% of the target, resulting in the vesting of 143,478 PRU shares.

F2 · derivative.expiration_date: The Participant received a grant of PRUs which vested based on the Issuer's achievement of two equally weighted metrices: target total shareholder return (TSR) and target compound annual growth rate (CAGR), over a performance period of three years. The potential payout ranged from 0% to 200% and the final determination was certified by the Issuer's Compensation and Leadership Development Committee. The initial award of 82,100 shares of PRUs was granted on May 10, 2021, the performance period ended on March 29, 2024, and the performance criteria was subsequently determined to have been met at 174.76% of the target, resulting in the vesting of 143,478 PRU shares.

Read SEC document
May 08, 2024 Filed May 10, 2024 20:06 UTC
KO BRYAN SEUKCLO & Head Corp Aff
GrantPerformance-based Restricted Stock Units (PRUs) · Derivative 143,478 $0.00 $0.00
Disclosure

SEC source: 0000849399-24-000028 · wk-form4_1715371563.xml · derivative · entry 3

KO BRYAN SEUK · CIK 0001800741 · CLO & Head Corp Aff

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,478

Underlying: Common Stock · 143,478 shares

Expires not disclosed

F2 · derivative.exercise_price: The Participant received a grant of PRUs which vested based on the Issuer's achievement of two equally weighted metrices: target total shareholder return (TSR) and target compound annual growth rate (CAGR), over a performance period of three years. The potential payout ranged from 0% to 200% and the final determination was certified by the Issuer's Compensation and Leadership Development Committee. The initial award of 82,100 shares of PRUs was granted on May 10, 2021, the performance period ended on March 29, 2024, and the performance criteria was subsequently determined to have been met at 174.76% of the target, resulting in the vesting of 143,478 PRU shares.

F2 · derivative.exercise_date: The Participant received a grant of PRUs which vested based on the Issuer's achievement of two equally weighted metrices: target total shareholder return (TSR) and target compound annual growth rate (CAGR), over a performance period of three years. The potential payout ranged from 0% to 200% and the final determination was certified by the Issuer's Compensation and Leadership Development Committee. The initial award of 82,100 shares of PRUs was granted on May 10, 2021, the performance period ended on March 29, 2024, and the performance criteria was subsequently determined to have been met at 174.76% of the target, resulting in the vesting of 143,478 PRU shares.

F2 · derivative.expiration_date: The Participant received a grant of PRUs which vested based on the Issuer's achievement of two equally weighted metrices: target total shareholder return (TSR) and target compound annual growth rate (CAGR), over a performance period of three years. The potential payout ranged from 0% to 200% and the final determination was certified by the Issuer's Compensation and Leadership Development Committee. The initial award of 82,100 shares of PRUs was granted on May 10, 2021, the performance period ended on March 29, 2024, and the performance criteria was subsequently determined to have been met at 174.76% of the target, resulting in the vesting of 143,478 PRU shares.

Read SEC document
May 08, 2024 Filed May 10, 2024 20:06 UTC
KO BRYAN SEUKCLO & Head Corp Aff
Tax withholdingCommon Stock 71,137 $20.02 $1,424,162.74
Disclosure

SEC source: 0000849399-24-000028 · wk-form4_1715371563.xml · nonDerivative · entry 2

KO BRYAN SEUK · CIK 0001800741 · CLO & Head Corp Aff

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 476,925

F1 · shares: Represents shares withheld by the issuer to satisfy the reporting person's income tax withholding and remittance obligations in connection with the net settlement of the Performance-based Restricted Stock Units ("PRUs") and does not represent a sale.

Read SEC document
May 08, 2024 Filed May 10, 2024 20:06 UTC
KO BRYAN SEUKCLO & Head Corp Aff
Exercise / conversionCommon Stock 143,478 $20.02 $2,872,429.56
Disclosure

SEC source: 0000849399-24-000028 · wk-form4_1715371563.xml · nonDerivative · entry 1

KO BRYAN SEUK · CIK 0001800741 · CLO & Head Corp Aff

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 548,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2024 Filed May 10, 2024 20:05 UTC
Pilette VincentDirector · CEO
Exercise / conversionPerformance-based Restricted Stock Units (PRUs) · Derivative 466,309 $0.00 $0.00
Disclosure

SEC source: 0000849399-24-000027 · wk-form4_1715371526.xml · derivative · entry 6

Pilette Vincent · CIK 0001509285 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 466,309 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Participant received a grant of PRUs which vested based on the Issuer's achievement of two equally weighted metrices: target total shareholder return (TSR) and target compound annual growth rate (CAGR), over a performance period of three years. The potential payout ranged from 0% to 200% and the final determination was certified by the Issuer's Compensation and Leadership Development Committee. The initial award of 266,828 shares of PRUs was granted on May 10, 2021, the performance period ended on March 29, 2024, and the performance criteria was subsequently determined to have been met at 174.76% of the target, resulting in the vesting of 466,309 PRU shares.

F2 · derivative.exercise_date: The Participant received a grant of PRUs which vested based on the Issuer's achievement of two equally weighted metrices: target total shareholder return (TSR) and target compound annual growth rate (CAGR), over a performance period of three years. The potential payout ranged from 0% to 200% and the final determination was certified by the Issuer's Compensation and Leadership Development Committee. The initial award of 266,828 shares of PRUs was granted on May 10, 2021, the performance period ended on March 29, 2024, and the performance criteria was subsequently determined to have been met at 174.76% of the target, resulting in the vesting of 466,309 PRU shares.

F2 · derivative.expiration_date: The Participant received a grant of PRUs which vested based on the Issuer's achievement of two equally weighted metrices: target total shareholder return (TSR) and target compound annual growth rate (CAGR), over a performance period of three years. The potential payout ranged from 0% to 200% and the final determination was certified by the Issuer's Compensation and Leadership Development Committee. The initial award of 266,828 shares of PRUs was granted on May 10, 2021, the performance period ended on March 29, 2024, and the performance criteria was subsequently determined to have been met at 174.76% of the target, resulting in the vesting of 466,309 PRU shares.

Read SEC document
May 08, 2024 Filed May 10, 2024 20:05 UTC
Pilette VincentDirector · CEO
GrantPerformance-based Restricted Stock Units (PRUs) · Derivative 466,309 $0.00 $0.00
Disclosure

SEC source: 0000849399-24-000027 · wk-form4_1715371526.xml · derivative · entry 5

Pilette Vincent · CIK 0001509285 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 466,309

Underlying: Common Stock · 466,309 shares

Expires not disclosed

F2 · derivative.exercise_price: The Participant received a grant of PRUs which vested based on the Issuer's achievement of two equally weighted metrices: target total shareholder return (TSR) and target compound annual growth rate (CAGR), over a performance period of three years. The potential payout ranged from 0% to 200% and the final determination was certified by the Issuer's Compensation and Leadership Development Committee. The initial award of 266,828 shares of PRUs was granted on May 10, 2021, the performance period ended on March 29, 2024, and the performance criteria was subsequently determined to have been met at 174.76% of the target, resulting in the vesting of 466,309 PRU shares.

F2 · derivative.exercise_date: The Participant received a grant of PRUs which vested based on the Issuer's achievement of two equally weighted metrices: target total shareholder return (TSR) and target compound annual growth rate (CAGR), over a performance period of three years. The potential payout ranged from 0% to 200% and the final determination was certified by the Issuer's Compensation and Leadership Development Committee. The initial award of 266,828 shares of PRUs was granted on May 10, 2021, the performance period ended on March 29, 2024, and the performance criteria was subsequently determined to have been met at 174.76% of the target, resulting in the vesting of 466,309 PRU shares.

F2 · derivative.expiration_date: The Participant received a grant of PRUs which vested based on the Issuer's achievement of two equally weighted metrices: target total shareholder return (TSR) and target compound annual growth rate (CAGR), over a performance period of three years. The potential payout ranged from 0% to 200% and the final determination was certified by the Issuer's Compensation and Leadership Development Committee. The initial award of 266,828 shares of PRUs was granted on May 10, 2021, the performance period ended on March 29, 2024, and the performance criteria was subsequently determined to have been met at 174.76% of the target, resulting in the vesting of 466,309 PRU shares.

Read SEC document
May 08, 2024 Filed May 10, 2024 20:05 UTC
Pilette VincentDirector · CEO
Tax withholdingCommon Stock 231,197 $20.02 $4,628,563.94
Disclosure

SEC source: 0000849399-24-000027 · wk-form4_1715371526.xml · nonDerivative · entry 2

Pilette Vincent · CIK 0001509285 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,623,447

F1 · shares: Represents shares withheld by the issuer to satisfy the reporting person's income tax withholding and remittance obligations in connection with the net settlement of the Performance-based Restricted Stock Units ("PRUs") and does not represent a sale.

Read SEC document
May 08, 2024 Filed May 10, 2024 20:05 UTC
Pilette VincentDirector · CEO
Exercise / conversionCommon Stock 466,309 $20.02 $9,335,506.18
Disclosure

SEC source: 0000849399-24-000027 · wk-form4_1715371526.xml · nonDerivative · entry 1

Pilette Vincent · CIK 0001509285 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,854,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2024 Filed May 10, 2024 20:05 UTC Exercise / conversionPerformance-based Restricted Stock Units (PRUs) · Derivative 143,478 $0.00 $0.00
Disclosure

SEC source: 0000849399-24-000026 · wk-form4_1715371480.xml · derivative · entry 4

DERSE NATALIE MARIE · CIK 0001817767 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 143,478 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Participant received a grant of PRUs which vested based on the Issuer's achievement of two equally weighted metrices: target total shareholder return (TSR) and target compound annual growth rate (CAGR), over a performance period of three years. The potential payout ranged from 0% to 200% and the final determination was certified by the Issuer's Compensation and Leadership Development Committee. The initial award of 82,100 shares of PRUs was granted on May 10, 2021, the performance period ended on March 29, 2024, and the performance criteria was subsequently determined to have been met at 174.76% of the target, resulting in the vesting of 143,478 PRU shares.

F2 · derivative.exercise_date: The Participant received a grant of PRUs which vested based on the Issuer's achievement of two equally weighted metrices: target total shareholder return (TSR) and target compound annual growth rate (CAGR), over a performance period of three years. The potential payout ranged from 0% to 200% and the final determination was certified by the Issuer's Compensation and Leadership Development Committee. The initial award of 82,100 shares of PRUs was granted on May 10, 2021, the performance period ended on March 29, 2024, and the performance criteria was subsequently determined to have been met at 174.76% of the target, resulting in the vesting of 143,478 PRU shares.

F2 · derivative.expiration_date: The Participant received a grant of PRUs which vested based on the Issuer's achievement of two equally weighted metrices: target total shareholder return (TSR) and target compound annual growth rate (CAGR), over a performance period of three years. The potential payout ranged from 0% to 200% and the final determination was certified by the Issuer's Compensation and Leadership Development Committee. The initial award of 82,100 shares of PRUs was granted on May 10, 2021, the performance period ended on March 29, 2024, and the performance criteria was subsequently determined to have been met at 174.76% of the target, resulting in the vesting of 143,478 PRU shares.

Read SEC document
May 08, 2024 Filed May 10, 2024 20:05 UTC GrantPerformance-based Restricted Stock Units (PRUs) · Derivative 143,478 $0.00 $0.00
Disclosure

SEC source: 0000849399-24-000026 · wk-form4_1715371480.xml · derivative · entry 3

DERSE NATALIE MARIE · CIK 0001817767 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,478

Underlying: Common Stock · 143,478 shares

Expires not disclosed

F2 · derivative.exercise_price: The Participant received a grant of PRUs which vested based on the Issuer's achievement of two equally weighted metrices: target total shareholder return (TSR) and target compound annual growth rate (CAGR), over a performance period of three years. The potential payout ranged from 0% to 200% and the final determination was certified by the Issuer's Compensation and Leadership Development Committee. The initial award of 82,100 shares of PRUs was granted on May 10, 2021, the performance period ended on March 29, 2024, and the performance criteria was subsequently determined to have been met at 174.76% of the target, resulting in the vesting of 143,478 PRU shares.

F2 · derivative.exercise_date: The Participant received a grant of PRUs which vested based on the Issuer's achievement of two equally weighted metrices: target total shareholder return (TSR) and target compound annual growth rate (CAGR), over a performance period of three years. The potential payout ranged from 0% to 200% and the final determination was certified by the Issuer's Compensation and Leadership Development Committee. The initial award of 82,100 shares of PRUs was granted on May 10, 2021, the performance period ended on March 29, 2024, and the performance criteria was subsequently determined to have been met at 174.76% of the target, resulting in the vesting of 143,478 PRU shares.

F2 · derivative.expiration_date: The Participant received a grant of PRUs which vested based on the Issuer's achievement of two equally weighted metrices: target total shareholder return (TSR) and target compound annual growth rate (CAGR), over a performance period of three years. The potential payout ranged from 0% to 200% and the final determination was certified by the Issuer's Compensation and Leadership Development Committee. The initial award of 82,100 shares of PRUs was granted on May 10, 2021, the performance period ended on March 29, 2024, and the performance criteria was subsequently determined to have been met at 174.76% of the target, resulting in the vesting of 143,478 PRU shares.

Read SEC document
May 08, 2024 Filed May 10, 2024 20:05 UTC Tax withholdingCommon Stock 71,137 $20.02 $1,424,162.74
Disclosure

SEC source: 0000849399-24-000026 · wk-form4_1715371480.xml · nonDerivative · entry 2

DERSE NATALIE MARIE · CIK 0001817767 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 408,371

F1 · shares: Represents shares withheld by the issuer to satisfy the reporting person's income tax withholding and remittance obligations in connection with the net settlement of the Performance-based Restricted Stock Units ("PRUs") and does not represent a sale.

Read SEC document
May 08, 2024 Filed May 10, 2024 20:05 UTC Exercise / conversionCommon Stock 143,478 $20.02 $2,872,429.56
Disclosure

SEC source: 0000849399-24-000026 · wk-form4_1715371480.xml · nonDerivative · entry 1

DERSE NATALIE MARIE · CIK 0001817767 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 479,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:09 UTC Tax withholdingCommon Stock 24,710 $19.95 $492,964.50
Disclosure

SEC source: 0000849399-24-000020 · wk-form4_1714766930.xml · nonDerivative · entry 1

DERSE NATALIE MARIE · CIK 0001817767 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,030

F1 · shares: Represents shares withheld by the issuer to satisfy the reporting person's income tax withholding and remittance obligations in connection with the net settlement of the Restricted Stock Units ("RSUs") and does not represent a sale.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:08 UTC
KO BRYAN SEUKCLO & Head Corp Aff
Tax withholdingCommon Stock 20,347 $19.95 $405,922.65
Disclosure

SEC source: 0000849399-24-000019 · wk-form4_1714766898.xml · nonDerivative · entry 1

KO BRYAN SEUK · CIK 0001800741 · CLO & Head Corp Aff

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 404,584

F1 · shares: Represents shares withheld by the issuer to satisfy the reporting person's income tax withholding and remittance obligations in connection with the net settlement of the Restricted Stock Units ("RSUs") and does not represent a sale.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:08 UTC
Pilette VincentDirector · CEO
Tax withholdingCommon Stock 92,901 $19.95 $1,853,374.95
Disclosure

SEC source: 0000849399-24-000018 · wk-form4_1714766864.xml · nonDerivative · entry 1

Pilette Vincent · CIK 0001509285 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,388,335

F1 · shares: Represents shares withheld by the issuer to satisfy the reporting person's income tax withholding and remittance obligations in connection with the net settlement of the Restricted Stock Units ("RSUs") and does not represent a sale.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:02 UTC SaleCommon Stock 1,221 $21.32 $26,031.72
Disclosure

SEC source: 0000849399-24-000012 · wk-form4_1708549319.xml · nonDerivative · entry 1

DERSE NATALIE MARIE · CIK 0001817767 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,740

F1 · security: Represents shares acquired through Gen Digital Inc. 2008 Employee Stock Purchase Plan and sold through a predetermined quick-sale program.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 21:05 UTC
Pilette VincentDirector · CEO
GrantCommon Stock 1,221 $17.40 $21,244.79
Disclosure

SEC source: 0000849399-24-000014 · wk-form4_1708549441.xml · nonDerivative · entry 1

Pilette Vincent · CIK 0001509285 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,481,236

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to Gen Digital Inc. 2008 Employee Stock Purchase Plan ("ESPP"), for the ESPP Purchase Period (as defined in the ESPP) of August 16, 2023 through February 15, 2024. This transaction is also exempt under Rule 16b-3(c).

F2 · date: The Purchase Period ended February 15, 2024 and is the Purchase Period comprising the Offering Period (as defined in the ESPP) that began August 16, 2023.

F3 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price on August 16, 2023.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 21:03 UTC
KO BRYAN SEUKCLO & Head Corp Aff
GrantCommon Stock 1,171 $18.15 $21,250.72
Disclosure

SEC source: 0000849399-24-000013 · wk-form4_1708549397.xml · nonDerivative · entry 1

KO BRYAN SEUK · CIK 0001800741 · CLO & Head Corp Aff

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 424,931

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to Gen Digital Inc. 2008 Employee Stock Purchase Plan ("ESPP"), for the ESPP Purchase Period (as defined in the ESPP) of August 16, 2023 through February 15, 2024. This transaction is also exempt under Rule 16b-3(c).

F2 · date: The Purchase Period ended February 15, 2024 and is the Purchase Period comprising the Offering Period (as defined in the ESPP) that began February 16, 2023.

F3 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price on February 16, 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.