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Nasdaq · USD

GECC

Great Elm Capital Corp.

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6877
SEC CIK
0001675033
Parsed reports
260

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 28, 2020 Filed Oct 1, 2020 21:31 UTC
Davis KeriCFO and Treasurer
OtherCommon Stock 651 $2.95 $1,920.45
Disclosure

SEC source: 0001209191-20-052690 · doc4.xml · nonDerivative · entry 1

Davis Keri · CIK 0001770670 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,314.0913

F1 · shares: On September 28, 2020, the Reporting Person exercised in full her primary subscription rights (each 1 subscription right entitling her to purchase 1 share of Common Stock), which were issued to holders of Common Stock on the September 4, 2020 record date for the rights offering.

Read SEC document
September 28, 2020 Filed Oct 1, 2020 21:27 UTC
Kleinman Adam MChief Compliance Officer
OtherSubscription Rights · Derivative 36,042 $0.00 Strike: $2.95 $0.00
Disclosure

SEC source: 0001209191-20-052688 · doc4.xml · derivative · entry 2

Kleinman Adam M · CIK 0001715823 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,042 shares

Expires 2020-09-28

Read SEC document
September 28, 2020 Filed Oct 1, 2020 21:27 UTC
Kleinman Adam MChief Compliance Officer
OtherCommon Stock 36,042 $2.95 $106,323.90
Disclosure

SEC source: 0001209191-20-052688 · doc4.xml · nonDerivative · entry 1

Kleinman Adam M · CIK 0001715823 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,754.1127

F1 · shares: On September 28, 2020, the Reporting Person exercised in full his primary subscription rights (each 1 subscription right entitling him to purchase 1 share of Common Stock), which were issued to holders of Common Stock on the September 4, 2020 record date for the rights offering.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 19:38 UTC GrantCommon Stock 239.2762 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051722 · doc4.xml · nonDerivative · entry 1

Horsey Randall Revell · CIK 0001729151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,091.9201

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 19:41 UTC GrantCommon Stock 298 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051726 · doc4.xml · nonDerivative · entry 1

Kuperschmid Mark · CIK 0001688208 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benmark Investments LLC

Disclosed balance after: 21,417

F1 · kind: Shares acquired as a result of a stock dividend.

F2 · balance_after: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 23:49 UTC GrantCommon Stock 14 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051730 · doc4.xml · nonDerivative · entry 4

STUART JOHN EDWARD · CIK 0001498701 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Michele G. Stuart

Disclosed balance after: 953

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 23:49 UTC GrantCommon Stock 30 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051730 · doc4.xml · nonDerivative · entry 3

STUART JOHN EDWARD · CIK 0001498701 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mary E. Stuart 2011 Grantor Trust

Disclosed balance after: 2,202

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 23:49 UTC GrantCommon Stock 72 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051730 · doc4.xml · nonDerivative · entry 2

STUART JOHN EDWARD · CIK 0001498701 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By John E. Stuart GST Trust

Disclosed balance after: 4,641

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 23:49 UTC GrantCommon Stock 160 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051730 · doc4.xml · nonDerivative · entry 1

STUART JOHN EDWARD · CIK 0001498701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,098

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 23:44 UTC GrantCommon Stock 239 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051728 · doc4.xml · nonDerivative · entry 1

Speller Michael C · CIK 0001719962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,176

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 23:30 UTC
Kleinman Adam MChief Compliance Officer
GrantCommon Stock 669.1203 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051717 · doc4.xml · nonDerivative · entry 1

Kleinman Adam M · CIK 0001715823 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,712.1127

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 23:34 UTC
Reed Peter ADirector · President and CEO
GrantCommon Stock 1,716 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051719 · doc4.xml · nonDerivative · entry 1

Reed Peter A · CIK 0001643733 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,164

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 23:24 UTC
Davis KeriCFO and Treasurer
GrantCommon Stock 12.0848 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051714 · doc4.xml · nonDerivative · entry 1

Davis Keri · CIK 0001770670 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663.0913

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
September 21, 2020 Filed Oct 1, 2020 17:48 UTC GrantCommon Stock 4,532 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052707 · doc4.xml · nonDerivative · entry 10

Great Elm Capital Group, Inc. · CIK 0001082506 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Great Elm Opportunities Fund I, LP

Disclosed balance after: 248,657

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
September 21, 2020 Filed Oct 1, 2020 17:48 UTC GrantCommon Stock 39,044 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052707 · doc4.xml · nonDerivative · entry 9

Great Elm Capital Group, Inc. · CIK 0001082506 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,142,238

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
August 21, 2020 Filed Aug 25, 2020 20:11 UTC GrantCommon Stock 192.7815 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048306 · doc4.xml · nonDerivative · entry 1

Horsey Randall Revell · CIK 0001729151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,852.6439

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
August 21, 2020 Filed Aug 25, 2020 20:15 UTC GrantCommon Stock 316 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048308 · doc4.xml · nonDerivative · entry 1

Kuperschmid Mark · CIK 0001688208 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benmark Investments LLC

Disclosed balance after: 21,119

F1 · kind: Shares acquired as a result of a stock dividend.

F2 · balance_after: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
August 21, 2020 Filed Aug 26, 2020 00:32 UTC GrantCommon Stock 14 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048314 · doc4.xml · nonDerivative · entry 4

STUART JOHN EDWARD · CIK 0001498701 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Michele G. Stuart

Disclosed balance after: 939

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
August 21, 2020 Filed Aug 26, 2020 00:32 UTC GrantCommon Stock 32 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048314 · doc4.xml · nonDerivative · entry 3

STUART JOHN EDWARD · CIK 0001498701 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mary E. Stuart 2011 Grantor Trust

Disclosed balance after: 2,172

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
August 21, 2020 Filed Aug 26, 2020 00:32 UTC GrantCommon Stock 74 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048314 · doc4.xml · nonDerivative · entry 2

STUART JOHN EDWARD · CIK 0001498701 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By John E. Stuart GST Trust

Disclosed balance after: 4,569

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
August 21, 2020 Filed Aug 26, 2020 00:32 UTC GrantCommon Stock 161 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048314 · doc4.xml · nonDerivative · entry 1

STUART JOHN EDWARD · CIK 0001498701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,938

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
August 21, 2020 Filed Aug 26, 2020 00:08 UTC
Reed Peter ADirector · President and CEO
GrantCommon Stock 1,640 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048304 · doc4.xml · nonDerivative · entry 1

Reed Peter A · CIK 0001643733 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,448

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
August 21, 2020 Filed Aug 26, 2020 00:18 UTC GrantCommon Stock 254 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048312 · doc4.xml · nonDerivative · entry 1

Speller Michael C · CIK 0001719962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,937

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
August 21, 2020 Filed Aug 26, 2020 00:01 UTC
Kleinman Adam MChief Compliance Officer
GrantCommon Stock 640.4276 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048302 · doc4.xml · nonDerivative · entry 1

Kleinman Adam M · CIK 0001715823 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,042.9924

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
August 21, 2020 Filed Aug 25, 2020 23:57 UTC
Davis KeriCFO and Treasurer
GrantCommon Stock 11.5666 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048300 · doc4.xml · nonDerivative · entry 1

Davis Keri · CIK 0001770670 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651.0065

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
August 21, 2020 Filed Oct 1, 2020 17:48 UTC GrantCommon Stock 4,337 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052707 · doc4.xml · nonDerivative · entry 8

Great Elm Capital Group, Inc. · CIK 0001082506 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Great Elm Opportunities Fund I, LP

Disclosed balance after: 244,125

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
August 21, 2020 Filed Oct 1, 2020 17:48 UTC GrantCommon Stock 31,546 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052707 · doc4.xml · nonDerivative · entry 7

Great Elm Capital Group, Inc. · CIK 0001082506 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,103,194

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 18:13 UTC GrantCommon Stock 245.0604 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042951 · doc4.xml · nonDerivative · entry 1

Horsey Randall Revell · CIK 0001729151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,659.8624

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 18:27 UTC GrantCommon Stock 283 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042961 · doc4.xml · nonDerivative · entry 1

Kuperschmid Mark · CIK 0001688208 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benmark Investments LLC

Disclosed balance after: 20,803

F1 · kind: Shares acquired as a result of a stock dividend.

F2 · balance_after: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 22:34 UTC GrantCommon Stock 13 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042968 · doc4.xml · nonDerivative · entry 5

STUART JOHN EDWARD · CIK 0001498701 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Michele G. Stuart

Disclosed balance after: 925

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 22:34 UTC GrantCommon Stock 29 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042968 · doc4.xml · nonDerivative · entry 3

STUART JOHN EDWARD · CIK 0001498701 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mary E. Stuart 2011 Grantor Trust

Disclosed balance after: 2,140

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 22:34 UTC GrantCommon Stock 72 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042968 · doc4.xml · nonDerivative · entry 2

STUART JOHN EDWARD · CIK 0001498701 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By John E. Stuart GST Trust

Disclosed balance after: 4,495

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 22:34 UTC GrantCommon Stock 119 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042968 · doc4.xml · nonDerivative · entry 1

STUART JOHN EDWARD · CIK 0001498701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,736

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 22:29 UTC GrantCommon Stock 227 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042965 · doc4.xml · nonDerivative · entry 1

Speller Michael C · CIK 0001719962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,683

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 22:09 UTC
Reed Peter ADirector · President and CEO
GrantCommon Stock 1,755 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042948 · doc4.xml · nonDerivative · entry 1

Reed Peter A · CIK 0001643733 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,808

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 22:03 UTC
Kleinman Adam MChief Compliance Officer
GrantCommon Stock 685.2978 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042945 · doc4.xml · nonDerivative · entry 1

Kleinman Adam M · CIK 0001715823 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,402.5648

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 21:56 UTC
Davis KeriCFO and Treasurer
GrantCommon Stock 12.3787 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042935 · doc4.xml · nonDerivative · entry 1

Davis Keri · CIK 0001770670 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639.4399

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
July 15, 2020 Filed Jul 24, 2020 00:38 UTC GrantCommon Stock 41 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043556 · doc4.xml · nonDerivative · entry 1

STUART JOHN EDWARD · CIK 0001498701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,777

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
July 15, 2020 Filed Oct 1, 2020 17:48 UTC GrantCommon Stock 4,641 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052707 · doc4.xml · nonDerivative · entry 6

Great Elm Capital Group, Inc. · CIK 0001082506 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Great Elm Opportunities Fund I, LP

Disclosed balance after: 239,788

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
July 15, 2020 Filed Oct 1, 2020 17:48 UTC GrantCommon Stock 28,214 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052707 · doc4.xml · nonDerivative · entry 5

Great Elm Capital Group, Inc. · CIK 0001082506 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,071,648

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 19:56 UTC GrantCommon Stock 234.802 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037447 · doc4.xml · nonDerivative · entry 1

Horsey Randall Revell · CIK 0001729151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,414.802

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 20:16 UTC GrantCommon Stock 270 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037463 · doc4.xml · nonDerivative · entry 1

Kuperschmid Mark · CIK 0001688208 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benmark Investments LLC

Disclosed balance after: 20,520

F1 · kind: Shares acquired as a result of a stock dividend.

F2 · balance_after: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
June 15, 2020 Filed Jun 18, 2020 00:07 UTC GrantCommon Stock 216 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037460 · doc4.xml · nonDerivative · entry 1

Speller Michael C · CIK 0001719962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,456

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
June 15, 2020 Filed Jun 18, 2020 00:01 UTC GrantCommon Stock 12 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037453 · doc4.xml · nonDerivative · entry 5

STUART JOHN EDWARD · CIK 0001498701 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Michele G. Stuart

Disclosed balance after: 912

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
June 15, 2020 Filed Jun 18, 2020 00:01 UTC GrantCommon Stock 27 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037453 · doc4.xml · nonDerivative · entry 3

STUART JOHN EDWARD · CIK 0001498701 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mary E. Stuart 2011 Grantor Trust

Disclosed balance after: 2,111

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
June 15, 2020 Filed Jun 18, 2020 00:01 UTC GrantCommon Stock 69 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037453 · doc4.xml · nonDerivative · entry 2

STUART JOHN EDWARD · CIK 0001498701 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By John E. Stuart GST Trust

Disclosed balance after: 4,423

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
June 15, 2020 Filed Jun 18, 2020 00:01 UTC GrantCommon Stock 152 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037453 · doc4.xml · nonDerivative · entry 1

STUART JOHN EDWARD · CIK 0001498701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,617

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 23:51 UTC
Kleinman Adam MChief Compliance Officer
GrantCommon Stock 656.6113 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037444 · doc4.xml · nonDerivative · entry 1

Kleinman Adam M · CIK 0001715823 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,717.267

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 23:46 UTC
Reed Peter ADirector · President and CEO
GrantCommon Stock 1,682 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037437 · doc4.xml · nonDerivative · entry 1

Reed Peter A · CIK 0001643733 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,053

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 23:36 UTC
Davis KeriCFO and Treasurer
GrantCommon Stock 11.8593 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037433 · doc4.xml · nonDerivative · entry 1

Davis Keri · CIK 0001770670 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627.0612

F1 · kind: Shares acquired as a result of a stock dividend.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.