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GENERAL ELECTRIC CO

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2813
SEC CIK
0000040545
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2,674

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2011 Filed May 5, 2011 19:17 UTC
KRENICKI JOHNVice Chairman
Tax withholdingCommon Stock 2,915 $20.56 $59,932.40
Disclosure

SEC source: 0001231205-11-000045 · edgar.xml · nonDerivative · entry 6

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,080

F1 · price: The price was calculated using the market price on April 29, 2011 and May 2, 2011.

Read SEC document
May 01, 2011 Filed May 5, 2011 19:17 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionCommon Stock 6,667 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000045 · edgar.xml · nonDerivative · entry 5

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2011 Filed May 5, 2011 19:17 UTC
KRENICKI JOHNVice Chairman
Tax withholdingCommon Stock 2,186 $20.56 $44,944.16
Disclosure

SEC source: 0001231205-11-000045 · edgar.xml · nonDerivative · entry 4

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,328

F1 · price: The price was calculated using the market price on April 29, 2011 and May 2, 2011.

Read SEC document
May 01, 2011 Filed May 5, 2011 19:17 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000045 · edgar.xml · nonDerivative · entry 3

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2011 Filed May 5, 2011 19:17 UTC
KRENICKI JOHNVice Chairman
Tax withholdingCommon Stock 2,186 $20.56 $44,944.16
Disclosure

SEC source: 0001231205-11-000045 · edgar.xml · nonDerivative · entry 2

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,514

F1 · price: The price was calculated using the market price on April 29, 2011 and May 2, 2011.

Read SEC document
May 01, 2011 Filed May 5, 2011 19:17 UTC
KRENICKI JOHNVice Chairman
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000045 · edgar.xml · nonDerivative · entry 1

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2011 Filed May 5, 2011 19:18 UTC
Lynch John FSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000046 · edgar.xml · derivative · entry 10

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires 2011-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

Read SEC document
May 01, 2011 Filed May 5, 2011 19:18 UTC
Lynch John FSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000046 · edgar.xml · derivative · entry 9

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2011-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

Read SEC document
May 01, 2011 Filed May 5, 2011 19:18 UTC
Lynch John FSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000046 · edgar.xml · derivative · entry 8

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2011-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

Read SEC document
May 01, 2011 Filed May 5, 2011 19:18 UTC
Lynch John FSenior Vice President
Tax withholdingCommon Stock 537 $20.56 $11,040.72
Disclosure

SEC source: 0001231205-11-000046 · edgar.xml · nonDerivative · entry 6

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,649

F1 · price: The price was calculated using the market price on April 29, 2011 and May 2, 2011.

Read SEC document
May 01, 2011 Filed May 5, 2011 19:18 UTC
Lynch John FSenior Vice President
Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000046 · edgar.xml · nonDerivative · entry 5

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2011 Filed May 5, 2011 19:18 UTC
Lynch John FSenior Vice President
Tax withholdingCommon Stock 1,074 $20.56 $22,081.44
Disclosure

SEC source: 0001231205-11-000046 · edgar.xml · nonDerivative · entry 4

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,936

F1 · price: The price was calculated using the market price on April 29, 2011 and May 2, 2011.

Read SEC document
May 01, 2011 Filed May 5, 2011 19:18 UTC
Lynch John FSenior Vice President
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000046 · edgar.xml · nonDerivative · entry 3

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2011 Filed May 5, 2011 19:18 UTC
Lynch John FSenior Vice President
Tax withholdingCommon Stock 1,074 $20.56 $22,081.44
Disclosure

SEC source: 0001231205-11-000046 · edgar.xml · nonDerivative · entry 2

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,510

F1 · price: The price was calculated using the market price on April 29, 2011 and May 2, 2011.

Read SEC document
May 01, 2011 Filed May 5, 2011 19:18 UTC
Lynch John FSenior Vice President
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000046 · edgar.xml · nonDerivative · entry 1

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2011 Filed Jul 30, 2012 21:31 UTC Amendment
KRENICKI JOHNVice Chairman
Tax withholdingCommon Stock 2,915 Not disclosed Not disclosed
Disclosure

SEC source: 0001231205-12-000069 · edgar.xml · nonDerivative · entry 1

KRENICKI JOHN · CIK 0001233166 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,832

F1 · shares: In line 8 of the original filing, the number of shares withheld for taxes was incorrect due to an administrative error; the number should have been 2,915 instead of 2,195.

F1 · price: In line 8 of the original filing, the number of shares withheld for taxes was incorrect due to an administrative error; the number should have been 2,915 instead of 2,195.

F1 · balance_after: In line 8 of the original filing, the number of shares withheld for taxes was incorrect due to an administrative error; the number should have been 2,915 instead of 2,195.

Read SEC document
April 22, 2011 Filed Apr 28, 2011 01:50 UTC
Miller Jamie SVice President
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000041 · edgar.xml · derivative · entry 3

Miller Jamie S · CIK 0001290697 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 10,000 shares

Expires 2011-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
April 22, 2011 Filed Apr 28, 2011 01:50 UTC
Miller Jamie SVice President
Tax withholdingCommon Stock 3,232 $21.13 $68,292.16
Disclosure

SEC source: 0001231205-11-000041 · edgar.xml · nonDerivative · entry 2

Miller Jamie S · CIK 0001290697 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,766

Read SEC document
April 22, 2011 Filed Apr 28, 2011 01:50 UTC
Miller Jamie SVice President
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000041 · edgar.xml · nonDerivative · entry 1

Miller Jamie S · CIK 0001290697 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 22, 2011 Filed Apr 28, 2011 20:06 UTC Amendment
Miller Jamie SVice President
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000042 · edgar.xml · derivative · entry 3

Miller Jamie S · CIK 0001290697 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 10,000 shares

Expires 2011-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Price in the reporting person's Form 4 filed on 04/27/11 was inadvertantly over reported

Read SEC document
April 22, 2011 Filed Apr 28, 2011 20:06 UTC Amendment
Miller Jamie SVice President
Tax withholdingCommon Stock 3,232 $20.13 $65,060.16
Disclosure

SEC source: 0001231205-11-000042 · edgar.xml · nonDerivative · entry 2

Miller Jamie S · CIK 0001290697 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,766

F1 · price: Price in the reporting person's Form 4 filed on 04/27/11 was inadvertantly over reported

Read SEC document
April 22, 2011 Filed Apr 28, 2011 20:06 UTC Amendment
Miller Jamie SVice President
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000042 · edgar.xml · nonDerivative · entry 1

Miller Jamie S · CIK 0001290697 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2011 Filed Apr 5, 2011 00:23 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,460 $19.87 $68,750.20
Disclosure

SEC source: 0001231205-11-000024 · edgar.xml · derivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,703

Underlying: Common Stock · 3,460 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.87 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2011 Filed Apr 5, 2011 00:24 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,265 $19.87 $45,005.55
Disclosure

SEC source: 0001231205-11-000025 · edgar.xml · derivative · entry 1

CASH JAMES I JR · CIK 0001193129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,381

Underlying: Common Stock · 2,265 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.87 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2011 Filed Apr 5, 2011 00:24 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,887 $19.87 $37,494.69
Disclosure

SEC source: 0001231205-11-000026 · edgar.xml · derivative · entry 1

CASTELL SIR WILLIAM MARTIN · CIK 0001287304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,284

Underlying: Common Stock · 1,887 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.87 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2011 Filed Apr 5, 2011 00:25 UTC
FUDGE ANN MDirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,887 $19.87 $37,494.69
Disclosure

SEC source: 0001231205-11-000027 · edgar.xml · derivative · entry 1

FUDGE ANN M · CIK 0001198098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,240

Underlying: Common Stock · 1,887 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.87 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2011 Filed Apr 5, 2011 00:25 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,887 $19.87 $37,494.69
Disclosure

SEC source: 0001231205-11-000028 · edgar.xml · derivative · entry 1

Hockfield Susan · CIK 0001383985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,459

Underlying: Common Stock · 1,887 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.87 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2011 Filed Apr 5, 2011 00:26 UTC
JUNG ANDREADirector
GrantDeferred Fee Phantom Stock Units · Derivative 2,076 $19.87 $41,250.12
Disclosure

SEC source: 0001231205-11-000029 · edgar.xml · derivative · entry 1

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,493

Underlying: Common Stock · 2,076 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.87 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2011 Filed Apr 5, 2011 00:27 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,887 $19.87 $37,494.69
Disclosure

SEC source: 0001231205-11-000030 · edgar.xml · derivative · entry 1

LAFLEY ALAN G · CIK 0001180784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,492

Underlying: Common Stock · 1,887 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.87 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2011 Filed Apr 5, 2011 00:27 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,265 $19.87 $45,005.55
Disclosure

SEC source: 0001231205-11-000031 · edgar.xml · derivative · entry 1

LANE ROBERT W · CIK 0001055707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,657

Underlying: Common Stock · 2,265 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.87 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2011 Filed Apr 5, 2011 00:28 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,460 $19.87 $68,750.20
Disclosure

SEC source: 0001231205-11-000032 · edgar.xml · derivative · entry 1

LARSEN RALPH S · CIK 0001174462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,492

Underlying: Common Stock · 3,460 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.87 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2011 Filed Apr 5, 2011 00:28 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,145 $19.87 $62,491.15
Disclosure

SEC source: 0001231205-11-000033 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,296

Underlying: Common Stock · 3,145 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.87 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2011 Filed Apr 5, 2011 00:29 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,460 $19.87 $68,750.20
Disclosure

SEC source: 0001231205-11-000034 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,139

Underlying: Common Stock · 3,460 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.87 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2011 Filed Apr 5, 2011 00:29 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,460 $19.87 $68,750.20
Disclosure

SEC source: 0001231205-11-000035 · edgar.xml · derivative · entry 1

NUNN SAMUEL A · CIK 0001106854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,206

Underlying: Common Stock · 3,460 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.87 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2011 Filed Apr 5, 2011 00:30 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,145 $19.87 $62,491.15
Disclosure

SEC source: 0001231205-11-000036 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,623

Underlying: Common Stock · 3,145 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.87 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2011 Filed Apr 5, 2011 00:31 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,906 $19.87 $57,742.22
Disclosure

SEC source: 0001231205-11-000037 · edgar.xml · derivative · entry 1

SWIERINGA ROBERT J · CIK 0001239465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,671

Underlying: Common Stock · 2,906 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.87 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2011 Filed Apr 5, 2011 00:32 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,265 $19.87 $45,005.55
Disclosure

SEC source: 0001231205-11-000039 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,717

Underlying: Common Stock · 2,265 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.87 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2011 Filed Apr 5, 2011 14:36 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,887 $19.87 $37,494.69
Disclosure

SEC source: 0001231205-11-000040 · edgar.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,349

Underlying: Common Stock · 1,887 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.87 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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March 01, 2011 Filed Mar 1, 2011 19:59 UTC
IMMELT JEFFREY RDirector · Chairman and CEO
PurchaseCommon Stock 40,000 $21.10 $844,000.00
Disclosure

SEC source: 0001231205-11-000023 · edgar.xml · nonDerivative · entry 1

IMMELT JEFFREY R · CIK 0001233164 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,577,969

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January 27, 2011 Filed Feb 1, 2011 01:52 UTC PurchaseCommon Stock 25,000 $20.17 $504,250.00
Disclosure

SEC source: 0001231205-11-000018 · edgar.xml · nonDerivative · entry 1

LAFLEY ALAN G · CIK 0001180784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,716

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January 27, 2011 Filed Feb 15, 2011 00:15 UTC Amendment PurchaseCommon Stock 25,000 $20.17 $504,250.00
Disclosure

SEC source: 0001231205-11-000022 · edgar.xml · nonDerivative · entry 1

LAFLEY ALAN G · CIK 0001180784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,366

F1 · balance_after: Total holdings in the reporting person's Form 4 filed on 1/31/2011 and a Form 4 filed on 10/26/2009 were inadvertantly over reported in the amount of 350 shares.

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January 01, 2011 Filed Jan 4, 2011 22:58 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,888 $17.68 $68,739.84
Disclosure

SEC source: 0001231205-11-000001 · edgar.xml · derivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,081

Underlying: Common Stock · 3,888 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 01, 2011 Filed Jan 4, 2011 23:02 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,545 $17.68 $44,995.60
Disclosure

SEC source: 0001231205-11-000002 · edgar.xml · derivative · entry 1

CASH JAMES I JR · CIK 0001193129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,639

Underlying: Common Stock · 2,545 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 01, 2011 Filed Jan 4, 2011 23:03 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,121 $17.68 $37,499.28
Disclosure

SEC source: 0001231205-11-000003 · edgar.xml · derivative · entry 1

CASTELL SIR WILLIAM MARTIN · CIK 0001287304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,159

Underlying: Common Stock · 2,121 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 01, 2011 Filed Jan 4, 2011 23:04 UTC
FUDGE ANN MDirector
GrantDeferred Fee Phantom Stock Units · Derivative 2,121 $17.68 $37,499.28
Disclosure

SEC source: 0001231205-11-000004 · edgar.xml · derivative · entry 1

FUDGE ANN M · CIK 0001198098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,753

Underlying: Common Stock · 2,121 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 01, 2011 Filed Jan 4, 2011 23:05 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,121 $17.68 $37,499.28
Disclosure

SEC source: 0001231205-11-000005 · edgar.xml · derivative · entry 1

Hockfield Susan · CIK 0001383985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,360

Underlying: Common Stock · 2,121 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 01, 2011 Filed Jan 4, 2011 23:06 UTC
JUNG ANDREADirector
GrantDeferred Fee Phantom Stock Units · Derivative 2,333 $17.68 $41,247.44
Disclosure

SEC source: 0001231205-11-000006 · edgar.xml · derivative · entry 1

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,895

Underlying: Common Stock · 2,333 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 01, 2011 Filed Jan 4, 2011 23:06 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,121 $17.68 $37,499.28
Disclosure

SEC source: 0001231205-11-000007 · edgar.xml · derivative · entry 1

LAFLEY ALAN G · CIK 0001180784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,975

Underlying: Common Stock · 2,121 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 01, 2011 Filed Jan 4, 2011 23:07 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,545 $17.68 $44,995.60
Disclosure

SEC source: 0001231205-11-000008 · edgar.xml · derivative · entry 1

LANE ROBERT W · CIK 0001055707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,906

Underlying: Common Stock · 2,545 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 01, 2011 Filed Jan 4, 2011 23:08 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,888 $17.68 $68,739.84
Disclosure

SEC source: 0001231205-11-000009 · edgar.xml · derivative · entry 1

LARSEN RALPH S · CIK 0001174462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,321

Underlying: Common Stock · 3,888 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.