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GE

GENERAL ELECTRIC CO

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2813
SEC CIK
0000040545
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2,674

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2013 Filed May 15, 2013 22:44 UTC
NEAL MICHAEL AVice Chairman
Tax withholdingCommon Stock 9,730 $22.89 $222,719.70
Disclosure

SEC source: 0001231205-13-000052 · edgar.xml · nonDerivative · entry 2

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,066,172

Read SEC document
May 14, 2013 Filed May 15, 2013 22:44 UTC
NEAL MICHAEL AVice Chairman
Exercise / conversionCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000052 · edgar.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,075,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects accelerated lapse due to post age 60 retirment eligibility

Read SEC document
May 03, 2013 Filed Feb 15, 2014 01:02 UTC Amendment
SHERIN KEITH SVice Chairman
GiftCommon Stock 31,390 $0.00 $0.00
Disclosure

SEC source: 0001231205-14-000024 · edgar.xml · nonDerivative · entry 1

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,647

F1 · shares: Mr. Sherin gifted 31,390 GE shares on May 3, 2013. An administrative error omitted the gift on a Form 4 filed on June 7, 2013.

Read SEC document
April 24, 2013 Filed Apr 26, 2013 17:47 UTC PurchaseCommon Stock 10,000 $21.80 $218,000.00
Disclosure

SEC source: 0001231205-13-000048 · edgar.xml · nonDerivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By holding company

Disclosed balance after: 30,877

Read SEC document
April 23, 2013 Filed Apr 25, 2013 18:50 UTC
Hauser JanVice President
GrantRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000047 · edgar.xml · derivative · entry 1

Hauser Jan · CIK 0001574729 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
April 02, 2013 Filed Apr 3, 2013 18:37 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,937 $23.40 $68,725.80
Disclosure

SEC source: 0001231205-13-000025 · edgar.xml · derivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,973

Underlying: Common Stock · 2,937 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.40 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 02, 2013 Filed Apr 3, 2013 18:38 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,670 $23.40 $62,478.00
Disclosure

SEC source: 0001231205-13-000026 · edgar.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,499

Underlying: Common Stock · 2,670 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.40 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 02, 2013 Filed Apr 3, 2013 18:38 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,923 $23.40 $44,998.20
Disclosure

SEC source: 0001231205-13-000027 · edgar.xml · derivative · entry 1

CASH JAMES I JR · CIK 0001193129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,516

Underlying: Common Stock · 1,923 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.40 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 02, 2013 Filed Apr 3, 2013 18:39 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,602 $23.40 $37,486.80
Disclosure

SEC source: 0001231205-13-000028 · edgar.xml · derivative · entry 1

DEKKERS MARIJN E · CIK 0001216068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,099

Underlying: Common Stock · 1,602 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.40 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 02, 2013 Filed Apr 3, 2013 18:40 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,335 $23.40 $31,239.00
Disclosure

SEC source: 0001231205-13-000029 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,335

Underlying: Common Stock · 1,335 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.40 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 02, 2013 Filed Apr 3, 2013 18:41 UTC
FUDGE ANN MDirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,602 $23.40 $37,486.80
Disclosure

SEC source: 0001231205-13-000030 · edgar.xml · derivative · entry 1

FUDGE ANN M · CIK 0001198098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,354

Underlying: Common Stock · 1,602 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.40 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 02, 2013 Filed Apr 3, 2013 18:41 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,602 $23.40 $37,486.80
Disclosure

SEC source: 0001231205-13-000031 · edgar.xml · derivative · entry 1

Hockfield Susan · CIK 0001383985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,734

Underlying: Common Stock · 1,602 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.40 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 02, 2013 Filed Apr 3, 2013 18:42 UTC
JUNG ANDREADirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,762 $23.40 $41,230.80
Disclosure

SEC source: 0001231205-13-000032 · edgar.xml · derivative · entry 1

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,459

Underlying: Common Stock · 1,762 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.40 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 02, 2013 Filed Apr 3, 2013 18:43 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,602 $23.40 $37,486.80
Disclosure

SEC source: 0001231205-13-000033 · edgar.xml · derivative · entry 1

LAFLEY ALAN G · CIK 0001180784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,900

Underlying: Common Stock · 1,602 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.40 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 02, 2013 Filed Apr 3, 2013 18:43 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,923 $23.40 $44,998.20
Disclosure

SEC source: 0001231205-13-000034 · edgar.xml · derivative · entry 1

LANE ROBERT W · CIK 0001055707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,879

Underlying: Common Stock · 1,923 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.40 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 02, 2013 Filed Apr 3, 2013 18:44 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,937 $23.40 $68,725.80
Disclosure

SEC source: 0001231205-13-000035 · edgar.xml · derivative · entry 1

LARSEN RALPH S · CIK 0001174462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,185

Underlying: Common Stock · 2,937 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.40 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 02, 2013 Filed Apr 3, 2013 18:44 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,670 $23.40 $62,478.00
Disclosure

SEC source: 0001231205-13-000036 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,531

Underlying: Common Stock · 2,670 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.40 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 02, 2013 Filed Apr 3, 2013 18:45 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,937 $23.40 $68,725.80
Disclosure

SEC source: 0001231205-13-000037 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,678

Underlying: Common Stock · 2,937 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.40 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 02, 2013 Filed Apr 3, 2013 18:46 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,937 $23.40 $68,725.80
Disclosure

SEC source: 0001231205-13-000038 · edgar.xml · derivative · entry 1

NUNN SAMUEL A · CIK 0001106854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,288

Underlying: Common Stock · 2,937 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.40 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 02, 2013 Filed Apr 3, 2013 18:46 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,670 $23.40 $62,478.00
Disclosure

SEC source: 0001231205-13-000039 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,391

Underlying: Common Stock · 2,670 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.40 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 02, 2013 Filed Apr 3, 2013 18:47 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,467 $23.40 $57,727.80
Disclosure

SEC source: 0001231205-13-000040 · edgar.xml · derivative · entry 1

SWIERINGA ROBERT J · CIK 0001239465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,609

Underlying: Common Stock · 2,467 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.40 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 02, 2013 Filed Apr 3, 2013 18:48 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,923 $23.40 $44,998.20
Disclosure

SEC source: 0001231205-13-000042 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,151

Underlying: Common Stock · 1,923 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.40 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 02, 2013 Filed Apr 4, 2013 11:34 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,670 $23.40 $62,478.00
Disclosure

SEC source: 0001231205-13-000044 · edgar.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,301

Underlying: Common Stock · 2,670 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.40 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2013 Filed Jan 4, 2013 21:55 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,243 $21.20 $68,751.60
Disclosure

SEC source: 0001231205-13-000001 · edgar.xml · derivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,564

Underlying: Common Stock · 3,243 shares

Expires not disclosed

F1 · security: Acquired at a price of $21.20 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2013 Filed Jan 4, 2013 21:56 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,949 $21.20 $62,518.80
Disclosure

SEC source: 0001231205-13-000002 · edgar.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,804

Underlying: Common Stock · 2,949 shares

Expires not disclosed

F1 · security: Acquired at a price of $21.20 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2013 Filed Jan 4, 2013 21:56 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,123 $21.20 $45,007.60
Disclosure

SEC source: 0001231205-13-000003 · edgar.xml · derivative · entry 1

CASH JAMES I JR · CIK 0001193129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,803

Underlying: Common Stock · 2,123 shares

Expires not disclosed

F1 · security: Acquired at a price of $21.20 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2013 Filed Jan 4, 2013 21:57 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,769 $21.20 $37,502.80
Disclosure

SEC source: 0001231205-13-000004 · edgar.xml · derivative · entry 1

DEKKERS MARIJN E · CIK 0001216068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,482

Underlying: Common Stock · 1,769 shares

Expires not disclosed

F1 · security: Acquired at a price of $21.20 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2013 Filed Jan 4, 2013 21:58 UTC
FUDGE ANN MDirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,769 $21.20 $37,502.80
Disclosure

SEC source: 0001231205-13-000005 · edgar.xml · derivative · entry 1

FUDGE ANN M · CIK 0001198098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,831

Underlying: Common Stock · 1,769 shares

Expires not disclosed

F1 · security: Acquired at a price of $21.20 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2013 Filed Jan 4, 2013 21:59 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,769 $21.20 $37,502.80
Disclosure

SEC source: 0001231205-13-000006 · edgar.xml · derivative · entry 1

Hockfield Susan · CIK 0001383985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,715

Underlying: Common Stock · 1,769 shares

Expires not disclosed

F1 · security: Acquired at a price of $21.20 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2013 Filed Jan 4, 2013 22:00 UTC
JUNG ANDREADirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,946 $21.20 $41,255.20
Disclosure

SEC source: 0001231205-13-000007 · edgar.xml · derivative · entry 1

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,862

Underlying: Common Stock · 1,946 shares

Expires not disclosed

F1 · security: Acquired at a price of $21.20 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2013 Filed Jan 4, 2013 22:00 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,769 $21.20 $37,502.80
Disclosure

SEC source: 0001231205-13-000008 · edgar.xml · derivative · entry 1

LAFLEY ALAN G · CIK 0001180784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,338

Underlying: Common Stock · 1,769 shares

Expires not disclosed

F1 · security: Acquired at a price of $21.20 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2013 Filed Jan 4, 2013 22:01 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,123 $21.20 $45,007.60
Disclosure

SEC source: 0001231205-13-000009 · edgar.xml · derivative · entry 1

LANE ROBERT W · CIK 0001055707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,155

Underlying: Common Stock · 2,123 shares

Expires not disclosed

F1 · security: Acquired at a price of $21.20 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2013 Filed Jan 4, 2013 22:02 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,243 $21.20 $68,751.60
Disclosure

SEC source: 0001231205-13-000010 · edgar.xml · derivative · entry 1

LARSEN RALPH S · CIK 0001174462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,064

Underlying: Common Stock · 3,243 shares

Expires not disclosed

F1 · security: Acquired at a price of $21.20 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2013 Filed Jan 4, 2013 22:02 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,949 $21.20 $62,518.80
Disclosure

SEC source: 0001231205-13-000011 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,670

Underlying: Common Stock · 2,949 shares

Expires not disclosed

F1 · security: Acquired at a price of $21.20 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2013 Filed Jan 4, 2013 22:03 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,243 $21.20 $68,751.60
Disclosure

SEC source: 0001231205-13-000012 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,102

Underlying: Common Stock · 3,243 shares

Expires not disclosed

F1 · security: Acquired at a price of $21.20 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2013 Filed Jan 4, 2013 22:03 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,243 $21.20 $68,751.60
Disclosure

SEC source: 0001231205-13-000013 · edgar.xml · derivative · entry 1

NUNN SAMUEL A · CIK 0001106854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,853

Underlying: Common Stock · 3,243 shares

Expires not disclosed

F1 · security: Acquired at a price of $21.20 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2013 Filed Jan 4, 2013 22:04 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,949 $21.20 $62,518.80
Disclosure

SEC source: 0001231205-13-000014 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,066

Underlying: Common Stock · 2,949 shares

Expires not disclosed

F1 · security: Acquired at a price of $21.20 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2013 Filed Jan 4, 2013 22:04 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,725 $21.20 $57,770.00
Disclosure

SEC source: 0001231205-13-000015 · edgar.xml · derivative · entry 1

SWIERINGA ROBERT J · CIK 0001239465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,132

Underlying: Common Stock · 2,725 shares

Expires not disclosed

F1 · security: Acquired at a price of $21.20 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2013 Filed Jan 4, 2013 22:05 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,949 $21.20 $62,518.80
Disclosure

SEC source: 0001231205-13-000016 · edgar.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,396

Underlying: Common Stock · 2,949 shares

Expires not disclosed

F1 · security: Acquired at a price of $21.20 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2013 Filed Jan 4, 2013 22:06 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,123 $21.20 $45,007.60
Disclosure

SEC source: 0001231205-13-000017 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,399

Underlying: Common Stock · 2,123 shares

Expires not disclosed

F1 · security: Acquired at a price of $21.20 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 27, 2012 Filed Dec 19, 2013 19:44 UTC PurchaseCommon Stock 1,000 $20.58 $20,580.00
Disclosure

SEC source: 0001231205-13-000130 · edgar.xml · nonDerivative · entry 1

DEKKERS MARIJN E · CIK 0001216068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · date: Transaction information inadvertently filed late due to an administrative error

Read SEC document
December 26, 2012 Filed Feb 14, 2013 16:11 UTC GiftCommon Stock 23,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000020 · edgar.xml · nonDerivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,680

Read SEC document
November 21, 2012 Filed Feb 14, 2013 16:10 UTC
RICE JOHN GVice Chairman
GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000019 · edgar.xml · nonDerivative · entry 4

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by family

Disclosed balance after: 1,965

Read SEC document
November 21, 2012 Filed Feb 14, 2013 16:10 UTC
RICE JOHN GVice Chairman
GiftCommon Stock 30 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000019 · edgar.xml · nonDerivative · entry 3

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,689

Read SEC document
November 21, 2012 Filed Feb 14, 2013 16:10 UTC
RICE JOHN GVice Chairman
GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000019 · edgar.xml · nonDerivative · entry 2

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,689

Read SEC document
November 19, 2012 Filed Feb 14, 2013 16:51 UTC
SHERIN KEITH SVice Chairman
GiftCommon Stock 182,956 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000021 · edgar.xml · nonDerivative · entry 7

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by family trust

Disclosed balance after: 182,956

Read SEC document
November 19, 2012 Filed Feb 14, 2013 16:51 UTC
SHERIN KEITH SVice Chairman
GiftCommon Stock 182,956 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000021 · edgar.xml · nonDerivative · entry 6

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by family

Disclosed balance after: 97,220

Read SEC document
November 19, 2012 Filed Feb 14, 2013 16:51 UTC
SHERIN KEITH SVice Chairman
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000021 · edgar.xml · nonDerivative · entry 5

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by family

Disclosed balance after: 97,220

Read SEC document
November 19, 2012 Filed Feb 14, 2013 16:51 UTC
SHERIN KEITH SVice Chairman
GiftCommon Stock 12,200 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000021 · edgar.xml · nonDerivative · entry 4

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,706

Read SEC document
November 13, 2012 Filed Feb 14, 2013 16:51 UTC
SHERIN KEITH SVice Chairman
GiftCommon Stock 27,791 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000021 · edgar.xml · nonDerivative · entry 3

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,706

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.