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GENERAL ELECTRIC CO

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2813
SEC CIK
0000040545
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2,674

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 09, 2013 Filed Sep 11, 2013 20:20 UTC
SHERIN KEITH SVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000088 · edgar.xml · derivative · entry 6

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2013-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2013 Filed Sep 11, 2013 20:20 UTC
SHERIN KEITH SVice Chairman
Tax withholdingCommon Stock 9,730 $23.32 $226,903.60
Disclosure

SEC source: 0001231205-13-000088 · edgar.xml · nonDerivative · entry 2

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,454

Read SEC document
September 09, 2013 Filed Sep 11, 2013 20:20 UTC
SHERIN KEITH SVice Chairman
Exercise / conversionCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000088 · edgar.xml · nonDerivative · entry 1

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2013 Filed Sep 5, 2013 21:38 UTC
Bornstein Jeffrey SSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000083 · edgar.xml · derivative · entry 4

Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 10,000 shares

Expires 2013-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 03, 2013 Filed Sep 5, 2013 21:38 UTC
Bornstein Jeffrey SSenior Vice President
Tax withholdingCommon Stock 4,865 $23.18 $112,770.70
Disclosure

SEC source: 0001231205-13-000083 · edgar.xml · nonDerivative · entry 2

Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,280

Read SEC document
September 03, 2013 Filed Sep 5, 2013 21:38 UTC
Bornstein Jeffrey SSenior Vice President
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000083 · edgar.xml · nonDerivative · entry 1

Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2013 Filed Feb 15, 2014 01:03 UTC
Comstock Elizabeth JSenior Vice President
GiftCommon Stock 60 $0.00 $0.00
Disclosure

SEC source: 0001231205-14-000025 · edgar.xml · nonDerivative · entry 1

Comstock Elizabeth J · CIK 0001290186 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,858

Read SEC document
July 27, 2013 Filed Jul 30, 2013 20:47 UTC
Bornstein Jeffrey SSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000079 · edgar.xml · derivative · entry 4

Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires 2013-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 27, 2013 Filed Jul 30, 2013 20:47 UTC
Bornstein Jeffrey SSenior Vice President
Tax withholdingCommon Stock 3,043 $24.58 $74,796.94
Disclosure

SEC source: 0001231205-13-000079 · edgar.xml · nonDerivative · entry 2

Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,145

Read SEC document
July 27, 2013 Filed Jul 30, 2013 20:47 UTC
Bornstein Jeffrey SSenior Vice President
Exercise / conversionCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000079 · edgar.xml · nonDerivative · entry 1

Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2013 Filed Jul 30, 2013 20:48 UTC
Comstock Elizabeth JSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000080 · edgar.xml · derivative · entry 8

Comstock Elizabeth J · CIK 0001290186 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 10,000 shares

Expires 2013-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 27, 2013 Filed Jul 30, 2013 20:48 UTC
Comstock Elizabeth JSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000080 · edgar.xml · derivative · entry 7

Comstock Elizabeth J · CIK 0001290186 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires 2013-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 27, 2013 Filed Jul 30, 2013 20:48 UTC
Comstock Elizabeth JSenior Vice President
Tax withholdingCommon Stock 5,080 $24.58 $124,866.40
Disclosure

SEC source: 0001231205-13-000080 · edgar.xml · nonDerivative · entry 4

Comstock Elizabeth J · CIK 0001290186 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,743

Read SEC document
July 27, 2013 Filed Jul 30, 2013 20:48 UTC
Comstock Elizabeth JSenior Vice President
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000080 · edgar.xml · nonDerivative · entry 3

Comstock Elizabeth J · CIK 0001290186 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2013 Filed Jul 30, 2013 20:48 UTC
Comstock Elizabeth JSenior Vice President
Tax withholdingCommon Stock 3,175 $24.58 $78,041.50
Disclosure

SEC source: 0001231205-13-000080 · edgar.xml · nonDerivative · entry 2

Comstock Elizabeth J · CIK 0001290186 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,823

Read SEC document
July 27, 2013 Filed Jul 30, 2013 20:48 UTC
Comstock Elizabeth JSenior Vice President
Exercise / conversionCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000080 · edgar.xml · nonDerivative · entry 1

Comstock Elizabeth J · CIK 0001290186 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2013 Filed Jul 30, 2013 20:48 UTC
Lynch John FSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 6,094 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000081 · edgar.xml · derivative · entry 4

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,094

Underlying: Common Stock · 6,094 shares

Expires 2013-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 27, 2013 Filed Jul 30, 2013 20:48 UTC
Lynch John FSenior Vice President
Tax withholdingCommon Stock 2,834 $24.58 $69,659.72
Disclosure

SEC source: 0001231205-13-000081 · edgar.xml · nonDerivative · entry 2

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,038

Read SEC document
July 27, 2013 Filed Jul 30, 2013 20:48 UTC
Lynch John FSenior Vice President
Exercise / conversionCommon Stock 6,094 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000081 · edgar.xml · nonDerivative · entry 1

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2013 Filed Jul 29, 2013 20:03 UTC
Comstock Elizabeth JSenior Vice President
GrantRestricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000078 · edgar.xml · derivative · entry 1

Comstock Elizabeth J · CIK 0001290186 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
July 22, 2013 Filed Jul 23, 2013 16:34 UTC
Comstock Elizabeth JSenior Vice President
Exercise / conversionStock Option (right to buy) · Derivative 70,000 $0.00 Strike: $9.57 $0.00
Disclosure

SEC source: 0001231205-13-000076 · edgar.xml · derivative · entry 5

Comstock Elizabeth J · CIK 0001290186 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 0 shares

Expires 2019-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2013 Filed Jul 23, 2013 16:34 UTC
Comstock Elizabeth JSenior Vice President
SaleCommon Stock 49,300 $24.87 $1,226,091.00
Disclosure

SEC source: 0001231205-13-000076 · edgar.xml · nonDerivative · entry 2

Comstock Elizabeth J · CIK 0001290186 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,748

Read SEC document
July 22, 2013 Filed Jul 23, 2013 16:34 UTC
Comstock Elizabeth JSenior Vice President
Exercise / conversionCommon Stock 70,000 $9.57 $669,900.00
Disclosure

SEC source: 0001231205-13-000076 · edgar.xml · nonDerivative · entry 1

Comstock Elizabeth J · CIK 0001290186 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2013 Filed Jul 3, 2013 20:42 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,923 $23.52 $68,748.96
Disclosure

SEC source: 0001231205-13-000057 · edgar.xml · derivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,407

Underlying: Common Stock · 2,923 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.52 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2013 Filed Jul 3, 2013 20:44 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,913 $23.52 $44,993.76
Disclosure

SEC source: 0001231205-13-000058 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,932

Underlying: Common Stock · 1,913 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.52 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2013 Filed Jul 3, 2013 22:21 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,657 $23.52 $62,492.64
Disclosure

SEC source: 0001231205-13-000060 · edgar.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,207

Underlying: Common Stock · 2,657 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.52 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2013 Filed Jul 3, 2013 22:30 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,913 $23.52 $44,993.76
Disclosure

SEC source: 0001231205-13-000061 · edgar.xml · derivative · entry 1

CASH JAMES I JR · CIK 0001193129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,256

Underlying: Common Stock · 1,913 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.52 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2013 Filed Jul 3, 2013 22:27 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,594 $23.52 $37,490.88
Disclosure

SEC source: 0001231205-13-000062 · edgar.xml · derivative · entry 1

DEKKERS MARIJN E · CIK 0001216068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,724

Underlying: Common Stock · 1,594 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.52 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2013 Filed Jul 3, 2013 22:30 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,657 $23.52 $62,492.64
Disclosure

SEC source: 0001231205-13-000063 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,992

Underlying: Common Stock · 2,657 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.52 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2013 Filed Jul 3, 2013 22:30 UTC
FUDGE ANN MDirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,594 $23.52 $37,490.88
Disclosure

SEC source: 0001231205-13-000064 · edgar.xml · derivative · entry 1

FUDGE ANN M · CIK 0001198098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,907

Underlying: Common Stock · 1,594 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.52 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2013 Filed Jul 3, 2013 22:27 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,594 $23.52 $37,490.88
Disclosure

SEC source: 0001231205-13-000065 · edgar.xml · derivative · entry 1

Hockfield Susan · CIK 0001383985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,771

Underlying: Common Stock · 1,594 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.52 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2013 Filed Jul 3, 2013 22:30 UTC
JUNG ANDREADirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,754 $23.52 $41,254.08
Disclosure

SEC source: 0001231205-13-000066 · edgar.xml · derivative · entry 1

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,099

Underlying: Common Stock · 1,754 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.52 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2013 Filed Jul 3, 2013 22:32 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,913 $23.52 $44,993.76
Disclosure

SEC source: 0001231205-13-000067 · edgar.xml · derivative · entry 1

LANE ROBERT W · CIK 0001055707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,632

Underlying: Common Stock · 1,913 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.52 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2013 Filed Jul 3, 2013 22:33 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,923 $23.52 $68,748.96
Disclosure

SEC source: 0001231205-13-000068 · edgar.xml · derivative · entry 1

LARSEN RALPH S · CIK 0001174462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,095

Underlying: Common Stock · 2,923 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.52 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2013 Filed Jul 3, 2013 22:33 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,657 $23.52 $62,492.64
Disclosure

SEC source: 0001231205-13-000069 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,434

Underlying: Common Stock · 2,657 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.52 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2013 Filed Jul 3, 2013 22:34 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,923 $23.52 $68,748.96
Disclosure

SEC source: 0001231205-13-000070 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,282

Underlying: Common Stock · 2,923 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.52 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2013 Filed Jul 3, 2013 22:34 UTC GrantDeferred Fee Phantom Stock Units · Derivative 797 $23.52 $18,745.44
Disclosure

SEC source: 0001231205-13-000071 · edgar.xml · derivative · entry 1

SCHAPIRO MARY L · CIK 0001192486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 797

Underlying: Common Stock · 797 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.52 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2013 Filed Jul 3, 2013 22:35 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,221 $23.52 $52,237.92
Disclosure

SEC source: 0001231205-13-000072 · edgar.xml · derivative · entry 1

SWIERINGA ROBERT J · CIK 0001239465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,660

Underlying: Common Stock · 2,221 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.52 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2013 Filed Jul 3, 2013 22:41 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,657 $23.52 $62,492.64
Disclosure

SEC source: 0001231205-13-000074 · edgar.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,223

Underlying: Common Stock · 2,657 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.52 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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June 05, 2013 Filed Jun 7, 2013 19:38 UTC
CASSIDY KATHRYN ASenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000053 · edgar.xml · derivative · entry 6

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2013-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

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June 05, 2013 Filed Jun 7, 2013 19:38 UTC
CASSIDY KATHRYN ASenior Vice President
Tax withholdingCommon Stock 1,946 $23.39 $45,516.94
Disclosure

SEC source: 0001231205-13-000053 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,012

Read SEC document
June 05, 2013 Filed Jun 7, 2013 19:38 UTC
CASSIDY KATHRYN ASenior Vice President
Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000053 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2013 Filed Jun 7, 2013 19:39 UTC
Lynch John FSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,900 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000054 · edgar.xml · derivative · entry 4

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,900 shares

Expires 2013-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
June 05, 2013 Filed Jun 7, 2013 19:39 UTC
Lynch John FSenior Vice President
Tax withholdingCommon Stock 1,814 $23.39 $42,429.46
Disclosure

SEC source: 0001231205-13-000054 · edgar.xml · nonDerivative · entry 2

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,778

Read SEC document
June 05, 2013 Filed Jun 7, 2013 19:39 UTC
Lynch John FSenior Vice President
Exercise / conversionCommon Stock 3,900 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000054 · edgar.xml · nonDerivative · entry 1

Lynch John F · CIK 0001386805 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2013 Filed Jun 7, 2013 19:40 UTC
SHERIN KEITH SVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000055 · edgar.xml · derivative · entry 6

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2013-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
June 05, 2013 Filed Jun 7, 2013 19:40 UTC
SHERIN KEITH SVice Chairman
Tax withholdingCommon Stock 9,816 $23.39 $229,596.24
Disclosure

SEC source: 0001231205-13-000055 · edgar.xml · nonDerivative · entry 2

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,184

Read SEC document
June 05, 2013 Filed Jun 7, 2013 19:40 UTC
SHERIN KEITH SVice Chairman
Exercise / conversionCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000055 · edgar.xml · nonDerivative · entry 1

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2013 Filed Feb 15, 2014 01:04 UTC
IMMELT JEFFREY RDirector · Chairman and CEO
GiftCommon Stock 16,321 $0.00 $0.00
Disclosure

SEC source: 0001231205-14-000026 · edgar.xml · nonDerivative · entry 1

IMMELT JEFFREY R · CIK 0001233164 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,857,677

Read SEC document
May 14, 2013 Filed May 15, 2013 22:44 UTC
NEAL MICHAEL AVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000052 · edgar.xml · derivative · entry 4

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2013-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.