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GENERAL ELECTRIC CO

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2813
SEC CIK
0000040545
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2,674

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2013 Filed Oct 3, 2013 19:49 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,881 $23.92 $44,993.52
Disclosure

SEC source: 0001231205-13-000115 · edgar.xml · derivative · entry 1

LANE ROBERT W · CIK 0001055707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,280

Underlying: Common Stock · 1,881 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.92 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2013 Filed Oct 3, 2013 19:49 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,874 $23.92 $68,746.08
Disclosure

SEC source: 0001231205-13-000116 · edgar.xml · derivative · entry 1

LARSEN RALPH S · CIK 0001174462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,356

Underlying: Common Stock · 2,874 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.92 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2013 Filed Oct 3, 2013 19:50 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,613 $23.92 $62,502.96
Disclosure

SEC source: 0001231205-13-000117 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,184

Underlying: Common Stock · 2,613 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.92 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2013 Filed Oct 3, 2013 19:51 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,874 $23.92 $68,746.08
Disclosure

SEC source: 0001231205-13-000118 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,790

Underlying: Common Stock · 2,874 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.92 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2013 Filed Oct 3, 2013 19:51 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,724 $23.92 $41,238.08
Disclosure

SEC source: 0001231205-13-000119 · edgar.xml · derivative · entry 1

SCHAPIRO MARY L · CIK 0001192486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,521

Underlying: Common Stock · 1,724 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.92 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2013 Filed Oct 3, 2013 19:52 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,184 $23.92 $52,241.28
Disclosure

SEC source: 0001231205-13-000120 · edgar.xml · derivative · entry 1

SWIERINGA ROBERT J · CIK 0001239465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,039

Underlying: Common Stock · 2,184 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.92 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2013 Filed Oct 3, 2013 19:57 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,874 $23.92 $68,746.08
Disclosure

SEC source: 0001231205-13-000122 · edgar.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,355

Underlying: Common Stock · 2,874 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.92 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2013 Filed Oct 3, 2013 19:58 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,881 $23.92 $44,993.52
Disclosure

SEC source: 0001231205-13-000123 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,605

Underlying: Common Stock · 1,881 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.92 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
September 13, 2013 Filed Sep 17, 2013 21:20 UTC
Bornstein Jeffrey SSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 550,000 $0.00 Strike: $23.78 $0.00
Disclosure

SEC source: 0001231205-13-000097 · edgar.xml · derivative · entry 1

Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,000

Underlying: Common Stock · 550,000 shares

Expires 2023-09-13

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
September 13, 2013 Filed Sep 17, 2013 21:21 UTC
CASSIDY KATHRYN ASenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 225,000 $0.00 Strike: $23.78 $0.00
Disclosure

SEC source: 0001231205-13-000098 · edgar.xml · derivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires 2023-09-13

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
September 13, 2013 Filed Sep 17, 2013 21:21 UTC
Comstock Elizabeth JSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 400,000 $0.00 Strike: $23.78 $0.00
Disclosure

SEC source: 0001231205-13-000099 · edgar.xml · derivative · entry 1

Comstock Elizabeth J · CIK 0001290186 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2023-09-13

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
September 13, 2013 Filed Sep 17, 2013 21:22 UTC
Denniston Brackett B IIISenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 550,000 $0.00 Strike: $23.78 $0.00
Disclosure

SEC source: 0001231205-13-000100 · edgar.xml · derivative · entry 1

Denniston Brackett B III · CIK 0001281003 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,000

Underlying: Common Stock · 550,000 shares

Expires 2023-09-13

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
September 13, 2013 Filed Sep 17, 2013 21:22 UTC
Hauser JanVice President
GrantEmployee Stock Option (right to buy) · Derivative 60,000 $0.00 Strike: $23.78 $0.00
Disclosure

SEC source: 0001231205-13-000101 · edgar.xml · derivative · entry 1

Hauser Jan · CIK 0001574729 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2023-09-13

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
September 13, 2013 Filed Sep 17, 2013 21:23 UTC
Peters SusanSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 350,000 $0.00 Strike: $23.78 $0.00
Disclosure

SEC source: 0001231205-13-000102 · edgar.xml · derivative · entry 1

Peters Susan · CIK 0001582683 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 350,000 shares

Expires 2023-09-13

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
September 13, 2013 Filed Sep 17, 2013 21:23 UTC
RICE JOHN GVice Chairman
GrantEmployee Stock Option (right to buy) · Derivative 650,000 $0.00 Strike: $23.78 $0.00
Disclosure

SEC source: 0001231205-13-000103 · edgar.xml · derivative · entry 1

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,000

Underlying: Common Stock · 650,000 shares

Expires 2023-09-13

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
September 13, 2013 Filed Sep 17, 2013 21:24 UTC
SHERIN KEITH SVice Chairman
GrantEmployee Stock Option (right to buy) · Derivative 650,000 $0.00 Strike: $23.78 $0.00
Disclosure

SEC source: 0001231205-13-000104 · edgar.xml · derivative · entry 1

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,000

Underlying: Common Stock · 650,000 shares

Expires 2023-09-13

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
September 12, 2013 Filed Sep 16, 2013 20:21 UTC
Bornstein Jeffrey SSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000089 · edgar.xml · derivative · entry 4

Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2013-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 12, 2013 Filed Sep 16, 2013 20:21 UTC
Bornstein Jeffrey SSenior Vice President
Tax withholdingCommon Stock 6,082 $23.97 $145,785.54
Disclosure

SEC source: 0001231205-13-000089 · edgar.xml · nonDerivative · entry 2

Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,405

Read SEC document
September 12, 2013 Filed Sep 16, 2013 20:21 UTC
Bornstein Jeffrey SSenior Vice President
Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000089 · edgar.xml · nonDerivative · entry 1

Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2013 Filed Sep 16, 2013 20:22 UTC
Comstock Elizabeth JSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 8,750 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000090 · edgar.xml · derivative · entry 5

Comstock Elizabeth J · CIK 0001290186 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,750 shares

Expires 2013-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 12, 2013 Filed Sep 16, 2013 20:22 UTC
Comstock Elizabeth JSenior Vice President
Tax withholdingCommon Stock 4,445 $23.97 $106,546.65
Disclosure

SEC source: 0001231205-13-000090 · edgar.xml · nonDerivative · entry 2

Comstock Elizabeth J · CIK 0001290186 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,918

Read SEC document
September 12, 2013 Filed Sep 16, 2013 20:22 UTC
Comstock Elizabeth JSenior Vice President
Exercise / conversionCommon Stock 8,750 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000090 · edgar.xml · nonDerivative · entry 1

Comstock Elizabeth J · CIK 0001290186 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2013 Filed Sep 16, 2013 20:22 UTC
NEAL MICHAEL AVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 18,750 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000091 · edgar.xml · derivative · entry 4

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires 2013-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 12, 2013 Filed Sep 16, 2013 20:22 UTC
NEAL MICHAEL AVice Chairman
Tax withholdingCommon Stock 9,122 $23.97 $218,654.34
Disclosure

SEC source: 0001231205-13-000091 · edgar.xml · nonDerivative · entry 2

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,075,800

Read SEC document
September 12, 2013 Filed Sep 16, 2013 20:22 UTC
NEAL MICHAEL AVice Chairman
Exercise / conversionCommon Stock 18,750 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000091 · edgar.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,084,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2013 Filed Sep 16, 2013 20:23 UTC
RICE JOHN GVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 31,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000092 · edgar.xml · derivative · entry 5

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Common Stock · 31,250 shares

Expires 2013-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 12, 2013 Filed Sep 16, 2013 20:23 UTC
RICE JOHN GVice Chairman
Exercise / conversionCommon Stock 31,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000092 · edgar.xml · nonDerivative · entry 1

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2013 Filed Sep 16, 2013 20:24 UTC
RICE JOHN GVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 31,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000093 · edgar.xml · derivative · entry 5

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Common Stock · 31,250 shares

Expires 2013-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 12, 2013 Filed Sep 16, 2013 20:24 UTC
RICE JOHN GVice Chairman
Exercise / conversionCommon Stock 31,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000093 · edgar.xml · nonDerivative · entry 1

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2013 Filed Sep 16, 2013 20:25 UTC
SHERIN KEITH SVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 31,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000094 · edgar.xml · derivative · entry 6

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Common Stock · 31,250 shares

Expires 2013-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 12, 2013 Filed Sep 16, 2013 20:25 UTC
SHERIN KEITH SVice Chairman
Tax withholdingCommon Stock 15,204 $23.97 $364,439.88
Disclosure

SEC source: 0001231205-13-000094 · edgar.xml · nonDerivative · entry 2

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,500

Read SEC document
September 12, 2013 Filed Sep 16, 2013 20:25 UTC
SHERIN KEITH SVice Chairman
Exercise / conversionCommon Stock 31,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000094 · edgar.xml · nonDerivative · entry 1

SHERIN KEITH S · CIK 0001233173 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2013 Filed Sep 16, 2013 21:56 UTC
CASSIDY KATHRYN ASenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 8,750 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000095 · edgar.xml · derivative · entry 6

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,750 shares

Expires 2013-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 12, 2013 Filed Sep 16, 2013 21:56 UTC
CASSIDY KATHRYN ASenior Vice President
Tax withholdingCommon Stock 4,257 $23.97 $102,040.29
Disclosure

SEC source: 0001231205-13-000095 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,054

Read SEC document
September 12, 2013 Filed Sep 16, 2013 21:56 UTC
CASSIDY KATHRYN ASenior Vice President
Exercise / conversionCommon Stock 8,750 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000095 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2013 Filed Sep 16, 2013 21:57 UTC
Peters SusanSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 8,750 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000096 · edgar.xml · derivative · entry 3

Peters Susan · CIK 0001582683 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,750 shares

Expires 2013-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 12, 2013 Filed Sep 16, 2013 21:57 UTC
Peters SusanSenior Vice President
Tax withholdingCommon Stock 4,321 $23.97 $103,574.37
Disclosure

SEC source: 0001231205-13-000096 · edgar.xml · nonDerivative · entry 2

Peters Susan · CIK 0001582683 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,464

Read SEC document
September 12, 2013 Filed Sep 16, 2013 21:57 UTC
Peters SusanSenior Vice President
Exercise / conversionCommon Stock 8,750 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000096 · edgar.xml · nonDerivative · entry 1

Peters Susan · CIK 0001582683 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2013 Filed Sep 11, 2013 20:18 UTC
Bornstein Jeffrey SSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 9,167 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000084 · edgar.xml · derivative · entry 4

Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,167 shares

Expires 2013-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2013 Filed Sep 11, 2013 20:18 UTC
Bornstein Jeffrey SSenior Vice President
Tax withholdingCommon Stock 4,460 $23.32 $104,007.20
Disclosure

SEC source: 0001231205-13-000084 · edgar.xml · nonDerivative · entry 2

Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,987

Read SEC document
September 09, 2013 Filed Sep 11, 2013 20:18 UTC
Bornstein Jeffrey SSenior Vice President
Exercise / conversionCommon Stock 9,167 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000084 · edgar.xml · nonDerivative · entry 1

Bornstein Jeffrey S · CIK 0001579989 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2013 Filed Sep 11, 2013 20:19 UTC
CASSIDY KATHRYN ASenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,334 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000085 · edgar.xml · derivative · entry 6

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,334 shares

Expires 2013-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2013 Filed Sep 11, 2013 20:19 UTC
CASSIDY KATHRYN ASenior Vice President
Tax withholdingCommon Stock 1,622 $23.32 $37,825.04
Disclosure

SEC source: 0001231205-13-000085 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,561

Read SEC document
September 09, 2013 Filed Sep 11, 2013 20:19 UTC
CASSIDY KATHRYN ASenior Vice President
Exercise / conversionCommon Stock 3,334 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000085 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2013 Filed Sep 11, 2013 20:19 UTC
Comstock Elizabeth JSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,834 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000086 · edgar.xml · derivative · entry 5

Comstock Elizabeth J · CIK 0001290186 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,834 shares

Expires 2013-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2013 Filed Sep 11, 2013 20:19 UTC
Comstock Elizabeth JSenior Vice President
Tax withholdingCommon Stock 2,964 $23.32 $69,120.48
Disclosure

SEC source: 0001231205-13-000086 · edgar.xml · nonDerivative · entry 2

Comstock Elizabeth J · CIK 0001290186 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,613

Read SEC document
September 09, 2013 Filed Sep 11, 2013 20:19 UTC
Comstock Elizabeth JSenior Vice President
Exercise / conversionCommon Stock 5,834 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000086 · edgar.xml · nonDerivative · entry 1

Comstock Elizabeth J · CIK 0001290186 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2013 Filed Sep 11, 2013 20:20 UTC
RICE JOHN GVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000087 · edgar.xml · derivative · entry 5

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2013-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2013 Filed Sep 11, 2013 20:20 UTC
RICE JOHN GVice Chairman
Tax withholdingCommon Stock 9,730 $23.32 $226,903.60
Disclosure

SEC source: 0001231205-13-000087 · edgar.xml · nonDerivative · entry 2

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,959

Read SEC document
September 09, 2013 Filed Sep 11, 2013 20:20 UTC
RICE JOHN GVice Chairman
Exercise / conversionCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000087 · edgar.xml · nonDerivative · entry 1

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.