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GENERAL ELECTRIC CO

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SEC CIK
0000040545
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Last 12 months

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0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
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May 202600
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Jul 202606
Aug 202602
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 17, 2017 Filed Nov 20, 2017 21:50 UTC
Hauser JanVice President
GrantEmployee Stock Option (right to buy) · Derivative 55,000 $0.00 Strike: $18.21 $0.00
Disclosure

SEC source: 0001231205-17-000138 · edgar.xml · derivative · entry 1

Hauser Jan · CIK 0001574729 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2027-11-17

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each beginning on the first anniversary of the grant date.

Read SEC document
November 16, 2017 Filed Nov 16, 2017 22:09 UTC PurchaseCommon Stock 5,500 $18.24 $100,320.00
Disclosure

SEC source: 0001231205-17-000133 · edgar.xml · nonDerivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Read SEC document
November 15, 2017 Filed Nov 17, 2017 13:17 UTC
Flannery John LeonardChairman and CEO
PurchaseCommon Stock 60,000 $18.27 $1,096,200.00
Disclosure

SEC source: 0001231205-17-000135 · edgar.xml · nonDerivative · entry 1

Flannery John Leonard · CIK 0001712517 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,477

Read SEC document
November 06, 2017 Filed Nov 7, 2017 21:32 UTC
Bornstein Jeffrey SVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 7,400 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000131 · edgar.xml · derivative · entry 4

Bornstein Jeffrey S · CIK 0001579989 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,200

Underlying: Common Stock · 7,400 shares

Expires 2017-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
November 06, 2017 Filed Nov 7, 2017 21:32 UTC
Bornstein Jeffrey SVice Chairman
Tax withholdingCommon Stock 3,538 $20.10 $71,113.80
Disclosure

SEC source: 0001231205-17-000131 · edgar.xml · nonDerivative · entry 2

Bornstein Jeffrey S · CIK 0001579989 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,645

Read SEC document
November 06, 2017 Filed Nov 7, 2017 21:32 UTC
Bornstein Jeffrey SVice Chairman
Exercise / conversionCommon Stock 7,400 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000131 · edgar.xml · nonDerivative · entry 1

Bornstein Jeffrey S · CIK 0001579989 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:06 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,920 $24.40 $71,248.00
Disclosure

SEC source: 0001231205-17-000107 · edgar.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,598

Underlying: Common Stock · 2,920 shares

Expires not disclosed

F1 · security: Acquired at a price of $24.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:06 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,922 $24.40 $71,296.80
Disclosure

SEC source: 0001231205-17-000108 · edgar.xml · derivative · entry 1

SCHAPIRO MARY L · CIK 0001192486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,676

Underlying: Common Stock · 2,922 shares

Expires not disclosed

F1 · security: Acquired at a price of $24.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:06 UTC
ROHR JAMES EDirector
GrantDeferred Fee Phantom Stock Units · Derivative 2,059 $24.40 $50,239.60
Disclosure

SEC source: 0001231205-17-000109 · edgar.xml · derivative · entry 1

ROHR JAMES E · CIK 0001194846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,887

Underlying: Common Stock · 2,059 shares

Expires not disclosed

F1 · security: Acquired at a price of $24.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:07 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,279 $24.40 $80,007.60
Disclosure

SEC source: 0001231205-17-000110 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,504

Underlying: Common Stock · 3,279 shares

Expires not disclosed

F1 · security: Acquired at a price of $24.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:07 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,920 $24.40 $71,248.00
Disclosure

SEC source: 0001231205-17-000111 · edgar.xml · derivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,907

Underlying: Common Stock · 2,920 shares

Expires not disclosed

F1 · security: Acquired at a price of $24.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:07 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,920 $24.40 $71,248.00
Disclosure

SEC source: 0001231205-17-000112 · edgar.xml · derivative · entry 1

McAdam Lowell C · CIK 0001385260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,670

Underlying: Common Stock · 2,920 shares

Expires not disclosed

F1 · security: Acquired at a price of $24.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:08 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,176 $24.40 $77,494.40
Disclosure

SEC source: 0001231205-17-000113 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,168

Underlying: Common Stock · 3,176 shares

Expires not disclosed

F1 · security: Acquired at a price of $24.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:08 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,336 $24.40 $56,998.40
Disclosure

SEC source: 0001231205-17-000114 · edgar.xml · derivative · entry 1

LAVIZZO-MOUREY RISA J · CIK 0001034465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,356

Underlying: Common Stock · 2,336 shares

Expires not disclosed

F1 · security: Acquired at a price of $24.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:08 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,844 $24.40 $44,993.60
Disclosure

SEC source: 0001231205-17-000115 · edgar.xml · derivative · entry 1

LANE ROBERT W · CIK 0001055707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,321

Underlying: Common Stock · 1,844 shares

Expires not disclosed

F1 · security: Acquired at a price of $24.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:09 UTC
JUNG ANDREADirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,906 $24.40 $46,506.40
Disclosure

SEC source: 0001231205-17-000116 · edgar.xml · derivative · entry 1

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,035

Underlying: Common Stock · 1,906 shares

Expires not disclosed

F1 · security: Acquired at a price of $24.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:09 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,813 $24.40 $44,237.20
Disclosure

SEC source: 0001231205-17-000117 · edgar.xml · derivative · entry 1

Hockfield Susan · CIK 0001383985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,965

Underlying: Common Stock · 1,813 shares

Expires not disclosed

F1 · security: Acquired at a price of $24.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:09 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,176 $24.40 $77,494.40
Disclosure

SEC source: 0001231205-17-000118 · edgar.xml · derivative · entry 1

Henry Peter B. · CIK 0001513315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,087

Underlying: Common Stock · 3,176 shares

Expires not disclosed

F1 · security: Acquired at a price of $24.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:10 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,920 $24.40 $71,248.00
Disclosure

SEC source: 0001231205-17-000120 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,745

Underlying: Common Stock · 2,920 shares

Expires not disclosed

F1 · security: Acquired at a price of $24.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:10 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,176 $24.40 $77,494.40
Disclosure

SEC source: 0001231205-17-000121 · edgar.xml · derivative · entry 1

DEKKERS MARIJN E · CIK 0001216068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,597

Underlying: Common Stock · 3,176 shares

Expires not disclosed

F1 · security: Acquired at a price of $24.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:10 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,688 $24.40 $89,987.20
Disclosure

SEC source: 0001231205-17-000122 · edgar.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,945

Underlying: Common Stock · 3,688 shares

Expires not disclosed

F1 · security: Acquired at a price of $24.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:11 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,176 $24.40 $77,494.40
Disclosure

SEC source: 0001231205-17-000123 · edgar.xml · derivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,763

Underlying: Common Stock · 3,176 shares

Expires not disclosed

F1 · security: Acquired at a price of $24.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:11 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,176 $24.40 $77,494.40
Disclosure

SEC source: 0001231205-17-000124 · edgar.xml · derivative · entry 1

Bazin Sebastien M · CIK 0001671730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,883

Underlying: Common Stock · 3,176 shares

Expires not disclosed

F1 · security: Acquired at a price of $24.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:09 UTC
Hauser JanVice President
Exercise / conversionRestricted Stock Units · Derivative 1,800 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000119 · edgar.xml · derivative · entry 3

Hauser Jan · CIK 0001574729 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,200

Underlying: Common Stock · 1,800 shares

Expires 2017-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:09 UTC
Hauser JanVice President
Tax withholdingCommon Stock 848 $24.15 $20,479.20
Disclosure

SEC source: 0001231205-17-000119 · edgar.xml · nonDerivative · entry 2

Hauser Jan · CIK 0001574729 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,524

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:09 UTC
Hauser JanVice President
Exercise / conversionCommon Stock 1,800 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000119 · edgar.xml · nonDerivative · entry 1

Hauser Jan · CIK 0001574729 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2017 Filed Sep 12, 2017 20:13 UTC Exercise / conversionRestricted Stock Units · Derivative 5,400 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000101 · edgar.xml · derivative · entry 8

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,200

Underlying: Common Stock · 5,400 shares

Expires 2017-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 11, 2017 Filed Sep 12, 2017 20:13 UTC Tax withholdingCommon Stock 2,970 $23.75 $70,537.50
Disclosure

SEC source: 0001231205-17-000101 · edgar.xml · nonDerivative · entry 4

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,542

Read SEC document
September 11, 2017 Filed Sep 12, 2017 20:13 UTC Exercise / conversionCommon Stock 5,400 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000101 · edgar.xml · nonDerivative · entry 3

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2017 Filed Sep 12, 2017 20:14 UTC
Flannery John LeonardCEO and Director
Exercise / conversionRestricted Stock Units · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000103 · edgar.xml · derivative · entry 7

Flannery John Leonard · CIK 0001712517 · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 6,000 shares

Expires 2017-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 11, 2017 Filed Sep 12, 2017 20:14 UTC
Flannery John LeonardCEO and Director
Tax withholdingCommon Stock 2,819 $23.75 $66,951.25
Disclosure

SEC source: 0001231205-17-000103 · edgar.xml · nonDerivative · entry 4

Flannery John Leonard · CIK 0001712517 · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,477

Read SEC document
September 11, 2017 Filed Sep 12, 2017 20:14 UTC
Flannery John LeonardCEO and Director
Exercise / conversionCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000103 · edgar.xml · nonDerivative · entry 3

Flannery John Leonard · CIK 0001712517 · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2017 Filed Sep 12, 2017 20:14 UTC
Joyce David LeonVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000104 · edgar.xml · derivative · entry 7

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires 2017-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 11, 2017 Filed Sep 12, 2017 20:14 UTC
Joyce David LeonVice Chairman
Tax withholdingCommon Stock 4,673 $23.75 $110,983.75
Disclosure

SEC source: 0001231205-17-000104 · edgar.xml · nonDerivative · entry 4

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,872

Read SEC document
September 11, 2017 Filed Sep 12, 2017 20:14 UTC
Joyce David LeonVice Chairman
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000104 · edgar.xml · nonDerivative · entry 3

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2017 Filed Sep 12, 2017 20:12 UTC
Bornstein Jeffrey SVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 5,400 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000100 · edgar.xml · derivative · entry 4

Bornstein Jeffrey S · CIK 0001579989 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,600

Underlying: Common Stock · 5,400 shares

Expires 2017-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2017 Filed Sep 12, 2017 20:12 UTC
Bornstein Jeffrey SVice Chairman
Tax withholdingCommon Stock 2,541 $23.79 $60,450.39
Disclosure

SEC source: 0001231205-17-000100 · edgar.xml · nonDerivative · entry 2

Bornstein Jeffrey S · CIK 0001579989 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,783

Read SEC document
September 09, 2017 Filed Sep 12, 2017 20:12 UTC
Bornstein Jeffrey SVice Chairman
Exercise / conversionCommon Stock 5,400 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000100 · edgar.xml · nonDerivative · entry 1

Bornstein Jeffrey S · CIK 0001579989 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2017 Filed Sep 12, 2017 20:13 UTC Exercise / conversionRestricted Stock Units · Derivative 5,400 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000101 · edgar.xml · derivative · entry 7

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,600

Underlying: Common Stock · 5,400 shares

Expires 2017-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

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September 09, 2017 Filed Sep 12, 2017 20:13 UTC Tax withholdingCommon Stock 3,005 $23.79 $71,488.95
Disclosure

SEC source: 0001231205-17-000101 · edgar.xml · nonDerivative · entry 2

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,112

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September 09, 2017 Filed Sep 12, 2017 20:13 UTC Exercise / conversionCommon Stock 5,400 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000101 · edgar.xml · nonDerivative · entry 1

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2017 Filed Sep 12, 2017 20:14 UTC
DIMITRIEF ALEXANDERSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000102 · edgar.xml · derivative · entry 4

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,800

Underlying: Common Stock · 3,200 shares

Expires 2017-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2017 Filed Sep 12, 2017 20:14 UTC
DIMITRIEF ALEXANDERSenior Vice President
Tax withholdingCommon Stock 1,536 $23.79 $36,541.44
Disclosure

SEC source: 0001231205-17-000102 · edgar.xml · nonDerivative · entry 2

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,004

Read SEC document
September 09, 2017 Filed Sep 12, 2017 20:14 UTC
DIMITRIEF ALEXANDERSenior Vice President
Exercise / conversionCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000102 · edgar.xml · nonDerivative · entry 1

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2017 Filed Sep 12, 2017 20:14 UTC
Flannery John LeonardCEO and Director
Exercise / conversionRestricted Stock Units · Derivative 5,400 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000103 · edgar.xml · derivative · entry 6

Flannery John Leonard · CIK 0001712517 · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,600

Underlying: Common Stock · 5,400 shares

Expires 2017-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2017 Filed Sep 12, 2017 20:14 UTC
Flannery John LeonardCEO and Director
Tax withholdingCommon Stock 2,534 $23.79 $60,283.86
Disclosure

SEC source: 0001231205-17-000103 · edgar.xml · nonDerivative · entry 2

Flannery John Leonard · CIK 0001712517 · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,296

Read SEC document
September 09, 2017 Filed Sep 12, 2017 20:14 UTC
Flannery John LeonardCEO and Director
Exercise / conversionCommon Stock 5,400 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000103 · edgar.xml · nonDerivative · entry 1

Flannery John Leonard · CIK 0001712517 · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2017 Filed Sep 12, 2017 20:14 UTC
Joyce David LeonVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 27,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000104 · edgar.xml · derivative · entry 6

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,000 shares

Expires 2017-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2017 Filed Sep 12, 2017 20:14 UTC
Joyce David LeonVice Chairman
Tax withholdingCommon Stock 12,596 $23.79 $299,658.84
Disclosure

SEC source: 0001231205-17-000104 · edgar.xml · nonDerivative · entry 2

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,545

Read SEC document
September 09, 2017 Filed Sep 12, 2017 20:14 UTC
Joyce David LeonVice Chairman
Exercise / conversionCommon Stock 27,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000104 · edgar.xml · nonDerivative · entry 1

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.