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GENERAL ELECTRIC CO

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2813
SEC CIK
0000040545
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2,674

Last 12 months

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0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2019 Filed Feb 12, 2019 21:26 UTC
Strazik ScottSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000039 · edgar.xml · derivative · entry 5

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 5,000 shares

Expires 2019-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:26 UTC
Strazik ScottSenior Vice President
Tax withholdingCommon Stock 1,850 $9.82 $18,167.00
Disclosure

SEC source: 0001231205-19-000039 · edgar.xml · nonDerivative · entry 2

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,119

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:26 UTC
Strazik ScottSenior Vice President
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000039 · edgar.xml · nonDerivative · entry 1

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 21:24 UTC
DIMITRIEF ALEXANDERSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 13,600 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000029 · edgar.xml · derivative · entry 13

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,600 shares

Expires 2019-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

F2 · date: Reflects accelerated lapse due to post age 60 retirement eligibility.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 21:24 UTC
DIMITRIEF ALEXANDERSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 9,600 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000029 · edgar.xml · derivative · entry 12

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,600 shares

Expires 2019-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

F2 · date: Reflects accelerated lapse due to post age 60 retirement eligibility.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 21:24 UTC
DIMITRIEF ALEXANDERSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 73,350 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000029 · edgar.xml · derivative · entry 11

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 73,350 shares

Expires 2019-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

F2 · date: Reflects accelerated lapse due to post age 60 retirement eligibility.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 21:24 UTC
DIMITRIEF ALEXANDERSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000029 · edgar.xml · derivative · entry 10

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

F2 · date: Reflects accelerated lapse due to post age 60 retirement eligibility.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 21:24 UTC
DIMITRIEF ALEXANDERSenior Vice President
Tax withholdingCommon Stock 6,138 $10.27 $63,037.26
Disclosure

SEC source: 0001231205-19-000029 · edgar.xml · nonDerivative · entry 8

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,756

Read SEC document
January 31, 2019 Filed Feb 4, 2019 21:24 UTC
DIMITRIEF ALEXANDERSenior Vice President
Exercise / conversionCommon Stock 13,600 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000029 · edgar.xml · nonDerivative · entry 7

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 21:24 UTC
DIMITRIEF ALEXANDERSenior Vice President
Tax withholdingCommon Stock 4,333 $10.27 $44,499.91
Disclosure

SEC source: 0001231205-19-000029 · edgar.xml · nonDerivative · entry 6

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,294

Read SEC document
January 31, 2019 Filed Feb 4, 2019 21:24 UTC
DIMITRIEF ALEXANDERSenior Vice President
Exercise / conversionCommon Stock 9,600 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000029 · edgar.xml · nonDerivative · entry 5

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 21:24 UTC
DIMITRIEF ALEXANDERSenior Vice President
Tax withholdingCommon Stock 33,102 $10.27 $339,957.54
Disclosure

SEC source: 0001231205-19-000029 · edgar.xml · nonDerivative · entry 4

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,027

Read SEC document
January 31, 2019 Filed Feb 4, 2019 21:24 UTC
DIMITRIEF ALEXANDERSenior Vice President
Exercise / conversionCommon Stock 73,350 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000029 · edgar.xml · nonDerivative · entry 3

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 21:24 UTC
DIMITRIEF ALEXANDERSenior Vice President
Tax withholdingCommon Stock 2,296 $10.27 $23,579.92
Disclosure

SEC source: 0001231205-19-000029 · edgar.xml · nonDerivative · entry 2

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,779

Read SEC document
January 31, 2019 Filed Feb 4, 2019 21:24 UTC
DIMITRIEF ALEXANDERSenior Vice President
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000029 · edgar.xml · nonDerivative · entry 1

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:44 UTC GrantDeferred Fee Phantom Stock Units · Derivative 6,828 $7.25 $49,503.00
Disclosure

SEC source: 0001209191-19-002168 · doc4.xml · derivative · entry 2

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,089

Underlying: Common Stock · 6,828 shares

Expires not disclosed

F3 · security: Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F5 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F5 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:44 UTC GrantDeferred Fee Phantom Stock Units · Derivative 10,862 $7.25 $78,749.50
Disclosure

SEC source: 0001231205-19-000015 · edgar.xml · derivative · entry 1

Bazin Sebastien M · CIK 0001671730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,962

Underlying: Common Stock · 10,862 shares

Expires not disclosed

F1 · security: Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:45 UTC GrantDeferred Fee Phantom Stock Units · Derivative 11,552 $7.25 $83,752.00
Disclosure

SEC source: 0001231205-19-000016 · edgar.xml · derivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,430

Underlying: Common Stock · 11,552 shares

Expires not disclosed

F1 · security: Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:48 UTC GrantDeferred Fee Phantom Stock Units · Derivative 10,690 $7.25 $77,502.50
Disclosure

SEC source: 0001231205-19-000017 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,257

Underlying: Common Stock · 10,690 shares

Expires not disclosed

F1 · security: Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:49 UTC GrantDeferred Fee Phantom Stock Units · Derivative 8,069 $7.25 $58,500.25
Disclosure

SEC source: 0001231205-19-000018 · edgar.xml · derivative · entry 1

HORTON THOMAS W · CIK 0001175928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,558

Underlying: Common Stock · 8,069 shares

Expires not disclosed

F1 · security: Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:50 UTC GrantDeferred Fee Phantom Stock Units · Derivative 9,103 $7.25 $65,996.75
Disclosure

SEC source: 0001231205-19-000019 · edgar.xml · derivative · entry 1

LAVIZZO-MOUREY RISA J · CIK 0001034465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,719

Underlying: Common Stock · 9,103 shares

Expires not disclosed

F1 · security: Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:52 UTC GrantDeferred Fee Phantom Stock Units · Derivative 11,724 $7.25 $84,999.00
Disclosure

SEC source: 0001231205-19-000020 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,379

Underlying: Common Stock · 11,724 shares

Expires not disclosed

F1 · security: Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:53 UTC GrantDeferred Fee Phantom Stock Units · Derivative 12,414 $7.25 $90,001.50
Disclosure

SEC source: 0001231205-19-000021 · edgar.xml · derivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,675

Underlying: Common Stock · 12,414 shares

Expires not disclosed

F1 · security: Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:55 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,845 $7.25 $20,626.25
Disclosure

SEC source: 0001231205-19-000022 · edgar.xml · derivative · entry 1

Reynolds Paula Rosput · CIK 0001179998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,845

Underlying: Common Stock · 2,845 shares

Expires not disclosed

F1 · security: Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:57 UTC GrantDeferred Fee Phantom Stock Units · Derivative 10,862 $7.25 $78,749.50
Disclosure

SEC source: 0001231205-19-000023 · edgar.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,843

Underlying: Common Stock · 10,862 shares

Expires not disclosed

F1 · security: Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:28 UTC
CULP H LAWRENCE JRDirector · Chairman and CEO
GrantPerformance Stock Unit · Derivative 5,000,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000002 · edgar.xml · derivative · entry 3

CULP H LAWRENCE JR · CIK 0001205247 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000,000

Underlying: Common Stock · 5,000,000 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents an inducement award of performance stock units ("PSUs"), granted outside the 2007 Long-Term Incentive Plan, to the reporting person in connection with his appointment as Chairman and CEO. Subject to continued employment conditions and accelerated vesting in certain circumstances, the PSUs will vest, if at all, based upon meeting the following stock performance conditions for 30 consecutive trading days during the four-year performance period from October 1, 2018 to September 30, 2022: half of the PSUs will be eligible to vest upon achieving a stock price of $18.60 (the "threshold target"), all of the PSUs will be eligible to vest upon achieving a stock price of $24.80, and an additional 2.5 million PSUs will be eligible to vest upon achieving a stock price of $31.00 (the "maximum target"). No PSUs will be granted below the threshold target, and the amount of PSUs granted between the threshold target and maximum target will be determined by linear interpolation.

F2 · derivative.expiration_date: Represents an inducement award of performance stock units ("PSUs"), granted outside the 2007 Long-Term Incentive Plan, to the reporting person in connection with his appointment as Chairman and CEO. Subject to continued employment conditions and accelerated vesting in certain circumstances, the PSUs will vest, if at all, based upon meeting the following stock performance conditions for 30 consecutive trading days during the four-year performance period from October 1, 2018 to September 30, 2022: half of the PSUs will be eligible to vest upon achieving a stock price of $18.60 (the "threshold target"), all of the PSUs will be eligible to vest upon achieving a stock price of $24.80, and an additional 2.5 million PSUs will be eligible to vest upon achieving a stock price of $31.00 (the "maximum target"). No PSUs will be granted below the threshold target, and the amount of PSUs granted between the threshold target and maximum target will be determined by linear interpolation.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 21:22 UTC
Krishnamoorthy RaghuSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 2,357 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000161 · edgar.xml · derivative · entry 3

Krishnamoorthy Raghu · CIK 0001724318 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,429

Underlying: Common Stock · 2,357 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
November 17, 2018 Filed Nov 20, 2018 21:22 UTC
Krishnamoorthy RaghuSenior Vice President
Tax withholdingCommon Stock 695 $7.97 $5,539.15
Disclosure

SEC source: 0001231205-18-000161 · edgar.xml · nonDerivative · entry 2

Krishnamoorthy Raghu · CIK 0001724318 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,636

Read SEC document
November 17, 2018 Filed Nov 20, 2018 21:22 UTC
Krishnamoorthy RaghuSenior Vice President
Exercise / conversionCommon Stock 2,357 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000161 · edgar.xml · nonDerivative · entry 1

Krishnamoorthy Raghu · CIK 0001724318 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2018 Filed Nov 15, 2018 14:04 UTC PurchaseCommon Stock 60,000 $8.32 $499,200.00
Disclosure

SEC source: 0001231205-18-000159 · edgar.xml · nonDerivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,500

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $8.31 to $8.32, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
November 06, 2018 Filed Nov 7, 2018 11:30 UTC
DIMITRIEF ALEXANDERSenior Vice President
PurchaseCommon Stock 10,000 $9.48 $94,800.00
Disclosure

SEC source: 0001231205-18-000156 · edgar.xml · nonDerivative · entry 1

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,075

Read SEC document
November 01, 2018 Filed Nov 5, 2018 12:14 UTC
CULP H LAWRENCE JRDirector · Chairman and CEO
PurchaseCommon Stock 225,000 $9.73 $2,189,250.00
Disclosure

SEC source: 0001231205-18-000153 · edgar.xml · nonDerivative · entry 1

CULP H LAWRENCE JR · CIK 0001205247 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By holding company

Disclosed balance after: 585,800

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $9.55 to $9.90, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:47 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,024 $12.30 $49,495.20
Disclosure

SEC source: 0001209191-18-053863 · doc4.xml · derivative · entry 2

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,159

Underlying: Common Stock · 4,024 shares

Expires not disclosed

F3 · security: Acquired at a price of $12.30 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F5 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F5 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:04 UTC GrantDeferred Fee Phantom Stock Units · Derivative 6,402 $12.30 $78,744.60
Disclosure

SEC source: 0001231205-18-000142 · edgar.xml · derivative · entry 1

Bazin Sebastien M · CIK 0001671730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,781

Underlying: Common Stock · 6,402 shares

Expires not disclosed

F1 · security: Acquired at a price of $12.30 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:08 UTC GrantDeferred Fee Phantom Stock Units · Derivative 6,809 $12.30 $83,750.70
Disclosure

SEC source: 0001231205-18-000143 · edgar.xml · derivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,388

Underlying: Common Stock · 6,809 shares

Expires not disclosed

F1 · security: Acquired at a price of $12.30 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:10 UTC GrantDeferred Fee Phantom Stock Units · Derivative 6,809 $12.30 $83,750.70
Disclosure

SEC source: 0001231205-18-000144 · edgar.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,091

Underlying: Common Stock · 6,809 shares

Expires not disclosed

F1 · security: Acquired at a price of $12.30 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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October 01, 2018 Filed Oct 3, 2018 20:12 UTC
CULP H LAWRENCE JRCEO and Director
GrantDeferred Fee Phantom Stock Units · Derivative 7,724 $12.30 $95,005.20
Disclosure

SEC source: 0001231205-18-000145 · edgar.xml · derivative · entry 1

CULP H LAWRENCE JR · CIK 0001205247 · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,826

Underlying: Common Stock · 7,724 shares

Expires not disclosed

F1 · security: Reflects payments for service as a director during the quarter ended September 30, 2018.

F2 · security: Acquired at a price of $12.30 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F4 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F4 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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October 01, 2018 Filed Oct 3, 2018 20:15 UTC GrantDeferred Fee Phantom Stock Units · Derivative 6,301 $12.30 $77,502.30
Disclosure

SEC source: 0001231205-18-000146 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,890

Underlying: Common Stock · 6,301 shares

Expires not disclosed

F1 · security: Acquired at a price of $12.30 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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October 01, 2018 Filed Oct 3, 2018 20:25 UTC GrantDeferred Fee Phantom Stock Units · Derivative 5,041 $12.30 $62,004.30
Disclosure

SEC source: 0001231205-18-000147 · edgar.xml · derivative · entry 1

LAVIZZO-MOUREY RISA J · CIK 0001034465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,458

Underlying: Common Stock · 5,041 shares

Expires not disclosed

F1 · security: Acquired at a price of $12.30 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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October 01, 2018 Filed Oct 3, 2018 20:27 UTC GrantDeferred Fee Phantom Stock Units · Derivative 6,911 $12.30 $85,005.30
Disclosure

SEC source: 0001231205-18-000148 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,946

Underlying: Common Stock · 6,911 shares

Expires not disclosed

F1 · security: Acquired at a price of $12.30 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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October 01, 2018 Filed Oct 3, 2018 20:29 UTC GrantDeferred Fee Phantom Stock Units · Derivative 6,911 $12.30 $85,005.30
Disclosure

SEC source: 0001231205-18-000149 · edgar.xml · derivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,198

Underlying: Common Stock · 6,911 shares

Expires not disclosed

F1 · security: Acquired at a price of $12.30 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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October 01, 2018 Filed Oct 3, 2018 20:31 UTC GrantDeferred Fee Phantom Stock Units · Derivative 6,402 $12.30 $78,744.60
Disclosure

SEC source: 0001231205-18-000150 · edgar.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,918

Underlying: Common Stock · 6,402 shares

Expires not disclosed

F1 · security: Acquired at a price of $12.30 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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October 01, 2018 Filed Oct 3, 2018 20:37 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,902 $12.30 $47,994.60
Disclosure

SEC source: 0001231205-18-000151 · edgar.xml · derivative · entry 1

HORTON THOMAS W · CIK 0001175928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,453

Underlying: Common Stock · 3,902 shares

Expires not disclosed

F1 · security: Acquired at a price of $12.30 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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September 30, 2018 Filed Oct 1, 2018 20:23 UTC
Pecresse JeromeSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,500 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000131 · edgar.xml · derivative · entry 3

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 3,500 shares

Expires 2018-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

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September 30, 2018 Filed Oct 1, 2018 20:23 UTC
Pecresse JeromeSenior Vice President
Tax withholdingCommon Stock 448 $11.38 $5,098.24
Disclosure

SEC source: 0001231205-18-000131 · edgar.xml · nonDerivative · entry 2

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,670

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September 30, 2018 Filed Oct 1, 2018 20:23 UTC
Pecresse JeromeSenior Vice President
Exercise / conversionCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000131 · edgar.xml · nonDerivative · entry 1

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 11, 2018 Filed Sep 13, 2018 20:41 UTC
Joyce David LeonVice Chairman
Exercise / conversionRestricted Stock Unit · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000124 · edgar.xml · derivative · entry 4

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 10,000 shares

Expires 2018-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

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September 11, 2018 Filed Sep 13, 2018 20:41 UTC
Joyce David LeonVice Chairman
Tax withholdingCommon Stock 4,405 $12.35 $54,401.75
Disclosure

SEC source: 0001231205-18-000124 · edgar.xml · nonDerivative · entry 2

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,039

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September 11, 2018 Filed Sep 13, 2018 20:41 UTC
Joyce David LeonVice Chairman
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000124 · edgar.xml · nonDerivative · entry 1

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 20:45 UTC
Krishnamoorthy RaghuSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000125 · edgar.xml · derivative · entry 3

Krishnamoorthy Raghu · CIK 0001724318 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires 2018-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.