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GE

GENERAL ELECTRIC CO

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2813
SEC CIK
0000040545
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2,674

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2019 Filed Apr 2, 2019 20:46 UTC GrantDeferred Fee Phantom Stock Units · Derivative 9,045 $9.95 $89,997.75
Disclosure

SEC source: 0001231205-19-000108 · edgar.xml · derivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,735

Underlying: Common Stock · 9,045 shares

Expires not disclosed

F1 · security: Acquired at a price of $9.95 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:51 UTC GrantDeferred Fee Phantom Stock Units · Derivative 7,915 $9.95 $78,754.25
Disclosure

SEC source: 0001231205-19-000111 · edgar.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,880

Underlying: Common Stock · 7,915 shares

Expires not disclosed

F1 · security: Acquired at a price of $9.95 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 21:09 UTC
Cox L KevinSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 253,530 $0.00 Strike: $10.19 $0.00
Disclosure

SEC source: 0001231205-19-000078 · edgar.xml · derivative · entry 4

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,530

Underlying: Common Stock · 253,530 shares

Expires 2029-03-19

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 21:09 UTC
Cox L KevinSenior Vice President
GrantRestricted Stock Units · Derivative 60,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000078 · edgar.xml · derivative · entry 3

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 21:11 UTC
Holston Michael JSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 232,400 $0.00 Strike: $10.19 $0.00
Disclosure

SEC source: 0001231205-19-000079 · edgar.xml · derivative · entry 2

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,400

Underlying: Common Stock · 232,400 shares

Expires 2029-03-19

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 21:11 UTC
Holston Michael JSenior Vice President
GrantRestricted Stock Units · Derivative 55,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000079 · edgar.xml · derivative · entry 1

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 21:12 UTC
Miller Jamie SSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 380,290 $0.00 Strike: $10.19 $0.00
Disclosure

SEC source: 0001231205-19-000080 · edgar.xml · derivative · entry 3

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,290

Underlying: Common Stock · 380,290 shares

Expires 2029-03-19

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 21:12 UTC
Miller Jamie SSenior Vice President
GrantRestricted Stock Units · Derivative 90,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000080 · edgar.xml · derivative · entry 2

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 21:14 UTC
Murphy Kieran PiusSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 295,780 $0.00 Strike: $10.19 $0.00
Disclosure

SEC source: 0001231205-19-000081 · edgar.xml · derivative · entry 3

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,780

Underlying: Common Stock · 295,780 shares

Expires 2029-03-19

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 21:14 UTC
Murphy Kieran PiusSenior Vice President
GrantRestricted Stock Units · Derivative 70,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000081 · edgar.xml · derivative · entry 2

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 21:15 UTC
Pecresse JeromeSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 169,020 $0.00 Strike: $10.19 $0.00
Disclosure

SEC source: 0001231205-19-000082 · edgar.xml · derivative · entry 3

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,020

Underlying: Common Stock · 169,020 shares

Expires 2029-03-19

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 21:15 UTC
Pecresse JeromeSenior Vice President
GrantRestricted Stock Units · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000082 · edgar.xml · derivative · entry 2

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 21:16 UTC
Stokes RussellSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 295,780 $0.00 Strike: $10.19 $0.00
Disclosure

SEC source: 0001231205-19-000083 · edgar.xml · derivative · entry 3

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,780

Underlying: Common Stock · 295,780 shares

Expires 2029-03-19

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 21:16 UTC
Stokes RussellSenior Vice President
GrantRestricted Stock Units · Derivative 70,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000083 · edgar.xml · derivative · entry 2

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 21:18 UTC
Strazik ScottSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 194,370 $0.00 Strike: $10.19 $0.00
Disclosure

SEC source: 0001231205-19-000084 · edgar.xml · derivative · entry 5

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,370

Underlying: Common Stock · 194,370 shares

Expires 2029-03-19

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 21:18 UTC
Strazik ScottSenior Vice President
GrantRestricted Stock Units · Derivative 46,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000084 · edgar.xml · derivative · entry 4

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,000

Underlying: Common Stock · 46,000 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 21:20 UTC
Timko Thomas SVice President
GrantEmployee Stock Option (right to buy) · Derivative 146,480 $0.00 Strike: $10.19 $0.00
Disclosure

SEC source: 0001231205-19-000085 · edgar.xml · derivative · entry 2

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,480

Underlying: Common Stock · 146,480 shares

Expires 2029-03-19

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 21:20 UTC
Timko Thomas SVice President
GrantRestricted Stock Units · Derivative 39,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000085 · edgar.xml · derivative · entry 1

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,000

Underlying: Common Stock · 39,000 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 20:22 UTC
Stokes RussellSenior Vice President
Exercise / conversionStock Option (right to buy) · Derivative 52,019 $0.00 Strike: $9.20 $0.00
Disclosure

SEC source: 0001231205-19-000069 · edgar.xml · derivative · entry 3

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,019 shares

Expires 2019-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Equity incentive awards were adjusted following the spin-off and merger of GE Transportation with Wabtec Corporation to reflect an anti-dilution factor.

F1 · kind: The transactions reported on this Form 4 were effected by a broker-dealer pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 20:22 UTC
Stokes RussellSenior Vice President
SaleCommon Stock 49,904 $9.93 $495,546.72
Disclosure

SEC source: 0001231205-19-000069 · edgar.xml · nonDerivative · entry 2

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,082

F1 · kind: The transactions reported on this Form 4 were effected by a broker-dealer pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · kind: The shares were sold to cover the exercise price, tax withholding obligations, broker commissions and fees for the exercised stock options.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $9.89 to $10.00, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 20:22 UTC
Stokes RussellSenior Vice President
Exercise / conversionCommon Stock 52,019 $9.20 $478,574.80
Disclosure

SEC source: 0001231205-19-000069 · edgar.xml · nonDerivative · entry 1

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected by a broker-dealer pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Equity incentive awards were adjusted following the spin-off and merger of GE Transportation with Wabtec Corporation to reflect an anti-dilution factor.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:32 UTC
Joyce David LeonVice Chairman
Exercise / conversionRestricted Stock Unit · Derivative 121,412 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000056 · edgar.xml · derivative · entry 4

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 121,412 shares

Expires 2019-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

F1 · date: Settlement of Restricted Stock Units was delayed due to a blackout imposed following the spin-off and merger of GE Transportation with Wabtec Corporation.

F3 · shares: Equity incentive awards were adjusted following the spin-off and merger of GE Transportation with Wabtec Corporation to reflect an anti-dilution factor.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:32 UTC
Joyce David LeonVice Chairman
Tax withholdingCommon Stock 53,482 $10.72 $573,327.04
Disclosure

SEC source: 0001231205-19-000056 · edgar.xml · nonDerivative · entry 2

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593,969

F1 · date: Settlement of Restricted Stock Units was delayed due to a blackout imposed following the spin-off and merger of GE Transportation with Wabtec Corporation.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:32 UTC
Joyce David LeonVice Chairman
Exercise / conversionCommon Stock 121,412 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000056 · edgar.xml · nonDerivative · entry 1

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 647,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Settlement of Restricted Stock Units was delayed due to a blackout imposed following the spin-off and merger of GE Transportation with Wabtec Corporation.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:35 UTC
Murphy Kieran PiusSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 31,211 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000058 · edgar.xml · derivative · entry 3

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,423

Underlying: Common Stock · 31,211 shares

Expires 2019-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

F1 · date: Settlement of Restricted Stock Units was delayed due to a blackout imposed following the spin-off and merger of GE Transportation with Wabtec Corporation.

F3 · shares: Equity incentive awards were adjusted following the spin-off and merger of GE Transportation with Wabtec Corporation to reflect an anti-dilution factor.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:35 UTC
Murphy Kieran PiusSenior Vice President
Tax withholdingCommon Stock 14,670 $10.72 $157,262.40
Disclosure

SEC source: 0001231205-19-000058 · edgar.xml · nonDerivative · entry 2

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,865

F1 · date: Settlement of Restricted Stock Units was delayed due to a blackout imposed following the spin-off and merger of GE Transportation with Wabtec Corporation.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:35 UTC
Murphy Kieran PiusSenior Vice President
Exercise / conversionCommon Stock 31,211 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000058 · edgar.xml · nonDerivative · entry 1

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Settlement of Restricted Stock Units was delayed due to a blackout imposed following the spin-off and merger of GE Transportation with Wabtec Corporation.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:38 UTC
Miller Jamie SSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 34,679 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000060 · edgar.xml · derivative · entry 3

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,359

Underlying: Common Stock · 34,679 shares

Expires 2019-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

F1 · date: Settlement of Restricted Stock Units was delayed due to a blackout imposed following the spin-off and merger of GE Transportation with Wabtec Corporation.

F3 · shares: Equity incentive awards were adjusted following the spin-off and merger of GE Transportation with Wabtec Corporation to reflect an anti-dilution factor.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:38 UTC
Miller Jamie SSenior Vice President
Tax withholdingCommon Stock 15,415 $10.72 $165,248.80
Disclosure

SEC source: 0001231205-19-000060 · edgar.xml · nonDerivative · entry 2

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,578

F1 · date: Settlement of Restricted Stock Units was delayed due to a blackout imposed following the spin-off and merger of GE Transportation with Wabtec Corporation.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:38 UTC
Miller Jamie SSenior Vice President
Exercise / conversionCommon Stock 34,679 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000060 · edgar.xml · nonDerivative · entry 1

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Settlement of Restricted Stock Units was delayed due to a blackout imposed following the spin-off and merger of GE Transportation with Wabtec Corporation.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:40 UTC
Pecresse JeromeSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 23,130 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000062 · edgar.xml · derivative · entry 3

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,263

Underlying: Common Stock · 23,130 shares

Expires 2019-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

F1 · date: Settlement of Restricted Stock Units was delayed due to a blackout imposed following the spin-off and merger of GE Transportation with Wabtec Corporation.

F3 · shares: Equity incentive awards were adjusted following the spin-off and merger of GE Transportation with Wabtec Corporation to reflect an anti-dilution factor.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:40 UTC
Pecresse JeromeSenior Vice President
Tax withholdingCommon Stock 13,000 $10.72 $139,360.00
Disclosure

SEC source: 0001231205-19-000062 · edgar.xml · nonDerivative · entry 2

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,180

F1 · date: Settlement of Restricted Stock Units was delayed due to a blackout imposed following the spin-off and merger of GE Transportation with Wabtec Corporation.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:40 UTC
Pecresse JeromeSenior Vice President
Exercise / conversionCommon Stock 23,130 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000062 · edgar.xml · nonDerivative · entry 1

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Settlement of Restricted Stock Units was delayed due to a blackout imposed following the spin-off and merger of GE Transportation with Wabtec Corporation.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:43 UTC
Stokes RussellSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 40,470 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000064 · edgar.xml · derivative · entry 3

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,941

Underlying: Common Stock · 40,470 shares

Expires 2019-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

F1 · date: Settlement of Restricted Stock Units was delayed due to a blackout imposed following the spin-off and merger of GE Transportation with Wabtec Corporation.

F3 · shares: Equity incentive awards were adjusted following the spin-off and merger of GE Transportation with Wabtec Corporation to reflect an anti-dilution factor.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:43 UTC
Stokes RussellSenior Vice President
Tax withholdingCommon Stock 18,354 $10.72 $196,754.88
Disclosure

SEC source: 0001231205-19-000064 · edgar.xml · nonDerivative · entry 2

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,967

F1 · date: Settlement of Restricted Stock Units was delayed due to a blackout imposed following the spin-off and merger of GE Transportation with Wabtec Corporation.

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February 28, 2019 Filed Mar 4, 2019 21:43 UTC
Stokes RussellSenior Vice President
Exercise / conversionCommon Stock 40,470 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000064 · edgar.xml · nonDerivative · entry 1

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Settlement of Restricted Stock Units was delayed due to a blackout imposed following the spin-off and merger of GE Transportation with Wabtec Corporation.

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February 25, 2019 Filed Feb 27, 2019 23:13 UTC
Cox L KevinSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 1,404,000 $0.00 Strike: $10.40 $0.00
Disclosure

SEC source: 0001231205-19-000048 · edgar.xml · derivative · entry 3

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,404,000

Underlying: Common Stock · 1,404,000 shares

Expires 2029-02-25

F1 · derivative.exercise_date: The Stock Options become exercisable in three equal installments of 33.3% each beginning on the first anniversary of the grant date.

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February 14, 2019 Filed Feb 19, 2019 21:37 UTC
Timko Thomas SVice President
GrantRestricted Stock Unit · Derivative 38,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000041 · edgar.xml · derivative · entry 1

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 38,000 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments of 33.3% each beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments of 33.3% each beginning on the first anniversary of the grant date.

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February 10, 2019 Filed Feb 12, 2019 21:21 UTC
Krishnamoorthy RaghuSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000035 · edgar.xml · derivative · entry 3

Krishnamoorthy Raghu · CIK 0001724318 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 5,000 shares

Expires 2019-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

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February 10, 2019 Filed Feb 12, 2019 21:21 UTC
Krishnamoorthy RaghuSenior Vice President
Tax withholdingCommon Stock 1,735 $9.82 $17,037.70
Disclosure

SEC source: 0001231205-19-000035 · edgar.xml · nonDerivative · entry 2

Krishnamoorthy Raghu · CIK 0001724318 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,901

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February 10, 2019 Filed Feb 12, 2019 21:21 UTC
Krishnamoorthy RaghuSenior Vice President
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000035 · edgar.xml · nonDerivative · entry 1

Krishnamoorthy Raghu · CIK 0001724318 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 10, 2019 Filed Feb 12, 2019 21:22 UTC
Murphy Kieran PiusSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000036 · edgar.xml · derivative · entry 3

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 5,000 shares

Expires 2019-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

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February 10, 2019 Filed Feb 12, 2019 21:22 UTC
Murphy Kieran PiusSenior Vice President
Tax withholdingCommon Stock 2,350 $9.82 $23,077.00
Disclosure

SEC source: 0001231205-19-000036 · edgar.xml · nonDerivative · entry 2

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,324

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February 10, 2019 Filed Feb 12, 2019 21:22 UTC
Murphy Kieran PiusSenior Vice President
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000036 · edgar.xml · nonDerivative · entry 1

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 10, 2019 Filed Feb 12, 2019 21:23 UTC
Pecresse JeromeSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000037 · edgar.xml · derivative · entry 3

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires 2019-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

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February 10, 2019 Filed Feb 12, 2019 21:23 UTC
Pecresse JeromeSenior Vice President
Tax withholdingCommon Stock 5,620 $9.82 $55,188.40
Disclosure

SEC source: 0001231205-19-000037 · edgar.xml · nonDerivative · entry 2

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,050

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February 10, 2019 Filed Feb 12, 2019 21:23 UTC
Pecresse JeromeSenior Vice President
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000037 · edgar.xml · nonDerivative · entry 1

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 10, 2019 Filed Feb 12, 2019 21:24 UTC
Stokes RussellSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000038 · edgar.xml · derivative · entry 3

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 8,000 shares

Expires 2019-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

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February 10, 2019 Filed Feb 12, 2019 21:24 UTC
Stokes RussellSenior Vice President
Tax withholdingCommon Stock 2,852 $9.82 $28,006.64
Disclosure

SEC source: 0001231205-19-000038 · edgar.xml · nonDerivative · entry 2

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,851

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February 10, 2019 Filed Feb 12, 2019 21:24 UTC
Stokes RussellSenior Vice President
Exercise / conversionCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000038 · edgar.xml · nonDerivative · entry 1

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.