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GENERAL DYNAMICS CORP

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Tapewire entity
2916
SEC CIK
0000040533
Parsed reports
1,082

Last 12 months

Inside the activity.

0 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202601
Mar 202605
Apr 202600
May 202604
Jun 202602
Jul 202602
Aug 202606
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 16, 2020 Filed Dec 17, 2020 21:57 UTC Exercise / conversionCommon Stock 4,400 $112.40 $494,560.00
Disclosure

SEC source: 0001209191-20-064103 · doc4.xml · nonDerivative · entry 2

Schumacher Laura J · CIK 0001319245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 21:57 UTC GrantCommon Stock 154 $153.72 $23,672.88
Disclosure

SEC source: 0001209191-20-064103 · doc4.xml · nonDerivative · entry 1

Schumacher Laura J · CIK 0001319245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,240

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 21:51 UTC GrantCommon Stock 154 $153.72 $23,672.88
Disclosure

SEC source: 0001209191-20-064095 · doc4.xml · nonDerivative · entry 1

Reynolds Catherine B · CIK 0001292209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,274

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 21:48 UTC
Nye C HowardDirector
GrantCommon Stock 154 $153.72 $23,672.88
Disclosure

SEC source: 0001209191-20-064088 · doc4.xml · nonDerivative · entry 1

Nye C Howard · CIK 0001373147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,597

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 21:46 UTC
Malcolm MarkDirector
GrantCommon Stock 154 $153.72 $23,672.88
Disclosure

SEC source: 0001209191-20-064082 · doc4.xml · nonDerivative · entry 1

Malcolm Mark · CIK 0001491662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,516

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 21:42 UTC GrantCommon Stock 15 $153.72 $2,305.80
Disclosure

SEC source: 0001209191-20-064075 · doc4.xml · nonDerivative · entry 1

HANEY CECIL D · CIK 0001769664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,028

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 21:39 UTC GrantCommon Stock 77 $153.72 $11,836.44
Disclosure

SEC source: 0001209191-20-064070 · doc4.xml · nonDerivative · entry 1

DE LEON RUDY F · CIK 0001182051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,828

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 19:40 UTC GrantPhantom Stock Units · Derivative 23.262 Not disclosed Not disclosed
Disclosure

SEC source: 0001185064-20-000004 · primary_doc.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,188.894

Underlying: Common Stock · 23.262 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 20:46 UTC
Deep DannyVice President
GrantCommon Stock 23.454 $149.69 $3,510.90
Disclosure

SEC source: 0001209191-20-058689 · doc4.xml · nonDerivative · entry 1

Deep Danny · CIK 0001807873 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,424.027

F1 · shares: Represents accrued dividend equivalents on previously granted RSUs.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 20:42 UTC
Smith Robert EdwardExecutive Vice President
GrantCommon Stock 10.837 $149.69 $1,622.22
Disclosure

SEC source: 0001209191-20-058687 · doc4.xml · nonDerivative · entry 1

Smith Robert Edward · CIK 0001780189 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,811.905

F1 · shares: Represents accrued dividend equivalents on previously granted RSUs.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 15:45 UTC Exercise / conversionStock Options · Derivative 2,200 $0.00 Strike: $112.40 $0.00
Disclosure

SEC source: 0001185064-20-000003 · primary_doc.xml · derivative · entry 7

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,200 shares

Expires 2021-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 15:45 UTC Exercise / conversionStock Options · Derivative 2,200 $0.00 Strike: $112.40 $0.00
Disclosure

SEC source: 0001185064-20-000003 · primary_doc.xml · derivative · entry 6

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,200 shares

Expires 2021-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 15:45 UTC Exercise / conversionCommon Stock 4,400 $112.40 $494,560.00
Disclosure

SEC source: 0001185064-20-000003 · primary_doc.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Includes 1,265 shares of restricted stock.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 22:09 UTC Exercise / conversionStock Options · Derivative 4,400 $0.00 Strike: $112.40 $0.00
Disclosure

SEC source: 0001209191-20-057682 · doc4.xml · derivative · entry 3

OSBORN WILLIAM A · CIK 0001171797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,400 shares

Expires 2021-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fifty percent became exercisable on 03/05/2015 and the remaining fifty percent became exercisable on 03/05/2016.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 22:09 UTC SaleCommon Stock 3,594 $147.14 $528,824.75
Disclosure

SEC source: 0001209191-20-057682 · doc4.xml · nonDerivative · entry 2

OSBORN WILLIAM A · CIK 0001171797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,865

F1 · price: Sale prices ranged from $147.09 to $147.16. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 22:09 UTC Exercise / conversionCommon Stock 4,400 $112.40 $494,560.00
Disclosure

SEC source: 0001209191-20-057682 · doc4.xml · nonDerivative · entry 1

OSBORN WILLIAM A · CIK 0001171797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:16 UTC
Moss William AVice President and Controller
Exercise / conversionStock Options · Derivative 5,290 $0.00 Strike: $112.40 $0.00
Disclosure

SEC source: 0001209191-20-057127 · doc4.xml · derivative · entry 4

Moss William A · CIK 0001702298 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,290 shares

Expires 2021-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fifty percent became exercisable on 03/05/2015 and the remaining fifty percent became exercisable on 03/05/2016.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:16 UTC
Moss William AVice President and Controller
SaleCommon Stock 4,713 $138.54 $652,924.88
Disclosure

SEC source: 0001209191-20-057127 · doc4.xml · nonDerivative · entry 2

Moss William A · CIK 0001702298 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,040

F1 · price: Sale prices ranged from $138.53 to $138.55. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:16 UTC
Moss William AVice President and Controller
Exercise / conversionCommon Stock 5,290 $112.40 $594,596.00
Disclosure

SEC source: 0001209191-20-057127 · doc4.xml · nonDerivative · entry 1

Moss William A · CIK 0001702298 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 24, 2020 Filed Sep 28, 2020 17:18 UTC
Moss William AVice President and Controller
Exercise / conversionStock Options · Derivative 5,290 $0.00 Strike: $112.40 $0.00
Disclosure

SEC source: 0001209191-20-052182 · doc4.xml · derivative · entry 4

Moss William A · CIK 0001702298 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,290

Underlying: Common Stock · 5,290 shares

Expires 2021-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fifty percent became exercisable on 03/05/2015 and the remaining fifty percent became exercisable on 03/05/2016.

Read SEC document
September 24, 2020 Filed Sep 28, 2020 17:18 UTC
Moss William AVice President and Controller
SaleCommon Stock 4,778 $136.68 $653,057.04
Disclosure

SEC source: 0001209191-20-052182 · doc4.xml · nonDerivative · entry 2

Moss William A · CIK 0001702298 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,463

Read SEC document
September 24, 2020 Filed Sep 28, 2020 17:18 UTC
Moss William AVice President and Controller
Exercise / conversionCommon Stock 5,290 $112.40 $594,596.00
Disclosure

SEC source: 0001209191-20-052182 · doc4.xml · nonDerivative · entry 1

Moss William A · CIK 0001702298 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 20:40 UTC
Wall Peter ADirector
GrantCommon Stock 56 $146.54 $8,206.24
Disclosure

SEC source: 0001209191-20-050929 · doc4.xml · nonDerivative · entry 1

Wall Peter A · CIK 0001681266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,470

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 20:34 UTC GrantCommon Stock 162 $146.54 $23,739.48
Disclosure

SEC source: 0001209191-20-050914 · doc4.xml · nonDerivative · entry 1

Stratton John G · CIK 0001385262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,933

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 20:25 UTC GrantCommon Stock 162 $146.54 $23,739.48
Disclosure

SEC source: 0001209191-20-050900 · doc4.xml · nonDerivative · entry 1

Schumacher Laura J · CIK 0001319245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,086

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 20:18 UTC GrantCommon Stock 162 $146.54 $23,739.48
Disclosure

SEC source: 0001209191-20-050885 · doc4.xml · nonDerivative · entry 1

Reynolds Catherine B · CIK 0001292209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,120

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 19:19 UTC
Nye C HowardDirector
GrantCommon Stock 162 $146.54 $23,739.48
Disclosure

SEC source: 0001209191-20-050857 · doc4.xml · nonDerivative · entry 1

Nye C Howard · CIK 0001373147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,443

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 19:16 UTC
Malcolm MarkDirector
GrantCommon Stock 162 $146.54 $23,739.48
Disclosure

SEC source: 0001209191-20-050855 · doc4.xml · nonDerivative · entry 1

Malcolm Mark · CIK 0001491662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,362

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 19:13 UTC GrantCommon Stock 16 $146.54 $2,344.64
Disclosure

SEC source: 0001209191-20-050853 · doc4.xml · nonDerivative · entry 1

HANEY CECIL D · CIK 0001769664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,013

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 19:09 UTC GrantCommon Stock 81 $146.54 $11,869.74
Disclosure

SEC source: 0001209191-20-050851 · doc4.xml · nonDerivative · entry 1

DE LEON RUDY F · CIK 0001182051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,751

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
September 11, 2020 Filed Sep 17, 2020 19:05 UTC
NOVAKOVIC PHEBE NDirector · Chairman and CEO
GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-050849 · doc4.xml · nonDerivative · entry 1

NOVAKOVIC PHEBE N · CIK 0001222195 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 694,565

Read SEC document
August 10, 2020 Filed Aug 11, 2020 20:24 UTC GiftCommon Stock 1,310 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046115 · doc4.xml · nonDerivative · entry 1

OSBORN WILLIAM A · CIK 0001171797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,059

Read SEC document
August 07, 2020 Filed Aug 10, 2020 15:27 UTC GrantPhantom Stock Units · Derivative 22.933 Not disclosed Not disclosed
Disclosure

SEC source: 0001185064-20-000002 · primary_doc.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,165.632

Underlying: Common Stock · 22.933 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 20:29 UTC
Smith Robert EdwardExecutive Vice President
GrantCommon Stock 10.684 $150.75 $1,610.56
Disclosure

SEC source: 0001209191-20-046126 · doc4.xml · nonDerivative · entry 1

Smith Robert Edward · CIK 0001780189 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,801.068

F1 · shares: Represents accrued dividend equivalents on previously granted RSUs.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 20:16 UTC
Deep DannyVice President
GrantCommon Stock 23.122 $150.75 $3,485.53
Disclosure

SEC source: 0001209191-20-046106 · doc4.xml · nonDerivative · entry 1

Deep Danny · CIK 0001807873 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,400.573

F1 · shares: Represents accrued dividend equivalents on previously granted RSUs.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 15:33 UTC
Wall Peter ADirector
GrantCommon Stock 55 $149.50 $8,222.50
Disclosure

SEC source: 0001209191-20-037517 · doc4.xml · nonDerivative · entry 1

Wall Peter A · CIK 0001681266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,414

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 15:31 UTC GrantCommon Stock 158 $149.50 $23,621.00
Disclosure

SEC source: 0001209191-20-037515 · doc4.xml · nonDerivative · entry 1

Stratton John G · CIK 0001385262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,771

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 15:29 UTC GrantCommon Stock 158 $149.50 $23,621.00
Disclosure

SEC source: 0001209191-20-037513 · doc4.xml · nonDerivative · entry 1

Schumacher Laura J · CIK 0001319245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,924

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 15:27 UTC GrantCommon Stock 158 $149.50 $23,621.00
Disclosure

SEC source: 0001209191-20-037511 · doc4.xml · nonDerivative · entry 1

Reynolds Catherine B · CIK 0001292209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,958

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 15:25 UTC
Nye C HowardDirector
GrantCommon Stock 158 $149.50 $23,621.00
Disclosure

SEC source: 0001209191-20-037509 · doc4.xml · nonDerivative · entry 1

Nye C Howard · CIK 0001373147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,281

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 15:23 UTC
Malcolm MarkDirector
GrantCommon Stock 158 $149.50 $23,621.00
Disclosure

SEC source: 0001209191-20-037507 · doc4.xml · nonDerivative · entry 1

Malcolm Mark · CIK 0001491662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,200

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 15:14 UTC GrantCommon Stock 15 $149.50 $2,242.50
Disclosure

SEC source: 0001209191-20-037504 · doc4.xml · nonDerivative · entry 1

HANEY CECIL D · CIK 0001769664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 997

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 15:08 UTC GrantCommon Stock 79 $149.50 $11,810.50
Disclosure

SEC source: 0001209191-20-037502 · doc4.xml · nonDerivative · entry 1

DE LEON RUDY F · CIK 0001182051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,670

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:21 UTC
Smith Robert EdwardExecutive Vice President
Exercise / conversionStock Options · Derivative 14,540 $0.00 Strike: $112.40 $0.00
Disclosure

SEC source: 0001209191-20-035252 · doc4.xml · derivative · entry 4

Smith Robert Edward · CIK 0001780189 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,540 shares

Expires 2021-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fifty percent became exercisable on 03/05/2015 and the remaining fifty percent became exercisable on 03/05/2016.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:21 UTC
Smith Robert EdwardExecutive Vice President
Tax withholdingCommon Stock 11,924 $167.16 $1,993,215.84
Disclosure

SEC source: 0001209191-20-035252 · doc4.xml · nonDerivative · entry 2

Smith Robert Edward · CIK 0001780189 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,790.384

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:21 UTC
Smith Robert EdwardExecutive Vice President
Exercise / conversionCommon Stock 14,540 $112.40 $1,634,296.00
Disclosure

SEC source: 0001209191-20-035252 · doc4.xml · nonDerivative · entry 1

Smith Robert Edward · CIK 0001780189 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,714.384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 20:18 UTC Tax withholdingCommon Stock 68 $163.03 $11,086.04
Disclosure

SEC source: 0001209191-20-035246 · doc4.xml · nonDerivative · entry 1

Reynolds Catherine B · CIK 0001292209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 20:16 UTC
Gallopoulos Gregory SSenior VP, Gen. Counsel, Sec.
Exercise / conversionStock Options · Derivative 36,740 $0.00 Strike: $112.40 $0.00
Disclosure

SEC source: 0001209191-20-035242 · doc4.xml · derivative · entry 4

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,740 shares

Expires 2021-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fifty percent became exercisable on 03/05/2015 and the remaining fifty percent became exercisable on 03/05/2016.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 20:16 UTC
Gallopoulos Gregory SSenior VP, Gen. Counsel, Sec.
Tax withholdingCommon Stock 32,009 $162.26 $5,193,620.30
Disclosure

SEC source: 0001209191-20-035242 · doc4.xml · nonDerivative · entry 2

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,968

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June 05, 2020 Filed Jun 9, 2020 20:16 UTC
Gallopoulos Gregory SSenior VP, Gen. Counsel, Sec.
Exercise / conversionCommon Stock 36,740 $112.40 $4,129,576.00
Disclosure

SEC source: 0001209191-20-035242 · doc4.xml · nonDerivative · entry 1

Gallopoulos Gregory S · CIK 0001477746 · Senior VP, Gen. Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.