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Nasdaq · USD

GBLI

Global Indemnity Group, LLC

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5587
SEC CIK
0001494904
Parsed reports
445

Last 12 months

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1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2021 Filed Mar 9, 2021 21:48 UTC
Oltman Jonathan EPresident-Insurance Operations
Tax withholdingClass A Common Shares 304 $29.40 $8,937.60
Disclosure

SEC source: 0001209191-21-019060 · doc4.xml · nonDerivative · entry 1

Oltman Jonathan E · CIK 0001736412 · President-Insurance Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,753

Read SEC document
January 19, 2021 Filed Jan 20, 2021 22:02 UTC
Oltman Jonathan EPresident-Insurance Operations
GrantOption to Purshase Class A Common Shares (right to buy) · Derivative 140,000 $0.00 Strike: $28.70 $0.00
Disclosure

SEC source: 0001209191-21-004357 · doc4.xml · derivative · entry 1

Oltman Jonathan E · CIK 0001736412 · President-Insurance Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Class A Common Shares · 140,000 shares

Expires 2031-01-19

F1 · derivative.exercise_date: One-third of the options will vest on April 1 of each of 2022, 2023 and 2024, subject to the achievement of certain underwriting results for the applicable year as determined by the Board and Mr. Oltman being a Company employee in good standing as of the applicable vesting date.

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January 01, 2021 Filed Jan 5, 2021 22:39 UTC
Oltman Jonathan EExecutive Vice President
Tax withholdingClass A Common Shares 1,133 $28.59 $32,392.47
Disclosure

SEC source: 0001209191-21-001391 · doc4.xml · nonDerivative · entry 1

Oltman Jonathan E · CIK 0001736412 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,057

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:38 UTC
Gibbons Thomas P.Executive Vice President
Tax withholdingClass A Common Shares 535 $28.59 $15,295.65
Disclosure

SEC source: 0001209191-21-001379 · doc4.xml · nonDerivative · entry 1

Gibbons Thomas P. · CIK 0001797893 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,096

Read SEC document
December 31, 2020 Filed Jan 5, 2021 22:31 UTC
FOX SAUL ADirector · 10% owner
GrantClass A Common Shares 7,534 $24.89 $187,521.26
Disclosure

SEC source: 0001209191-21-001354 · doc4.xml · nonDerivative · entry 1

FOX SAUL A · CIK 0001099187 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,680,851

F1 · shares: Represents a grant of 3,767 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 3,767 A Common Shares granted as a tax gross-up. All grants are from the Issuer's share incentive plan and vesting has been deferred to the earlier of January 1, 2024 or a change in control of the Issuer.

F2 · ownership.nature: Includes 995,516 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 17:27 UTC GrantClass A Common Shares 3,013 $24.89 $74,993.57
Disclosure

SEC source: 0001209191-21-001330 · doc4.xml · nonDerivative · entry 1

HURWITZ JASON B · CIK 0001099190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,623

F1 · shares: Represents a grant from the Issuer's share incentive plan of vested A Common Shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 22:34 UTC GrantClass A Common Shares 3,014 $24.89 $75,018.46
Disclosure

SEC source: 0001209191-21-001364 · doc4.xml · nonDerivative · entry 1

Lederman bruce r · CIK 0001364461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,228

F1 · shares: Represents a grant from the Issuer's share incentive plan of 2,009 vested A Common Shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 1,005 vested A Common Shares granted as a tax gross-up.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 22:29 UTC
WEHR JAMES DDirector
GrantClass A Common Shares 3,014 $24.89 $75,018.46
Disclosure

SEC source: 0001209191-21-001340 · doc4.xml · nonDerivative · entry 1

WEHR JAMES D · CIK 0001255543 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 17,558

F1 · shares: Represents a grant from the Issuer's share incentive plan of 2,511 vested A Common Shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 503 vested A Common Shares granted as a tax gross-up.

F2 · ownership.nature: Mr. Wehr receives payment for his services as a Director via Golden Eye Advisors, LLC. Mr. Wehr is the sole member of Golden Eye Advisors, LLC.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 22:25 UTC GrantClass A Common Shares 6,028 $24.89 $150,036.92
Disclosure

SEC source: 0001209191-21-001322 · doc4.xml · nonDerivative · entry 1

BROWN JOSEPH W · CIK 0001205159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,388

F1 · shares: Represents a grant from the Issuer's share incentive plan of 3,014 vested A Common Shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 3,014 vested A Common Shares granted as a tax gross-up.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 22:21 UTC
Gersch SethDirector
GrantClass A Common Shares 3,013 $24.89 $74,993.57
Disclosure

SEC source: 0001209191-21-001305 · doc4.xml · nonDerivative · entry 1

Gersch Seth · CIK 0001426085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,699

F1 · shares: Represents a grant from the Issuer's share incentive plan of vested A Common Shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 22:35 UTC
Valko Cynthia YDirector · CEO
GrantOption to Purchase Class A Common Shares (right to buy) · Derivative 300,000 $0.00 Strike: $26.52 $0.00
Disclosure

SEC source: 0001209191-20-063289 · doc4.xml · derivative · entry 1

Valko Cynthia Y · CIK 0001531094 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100,000

Underlying: Class A Common Shares · 300,000 shares

Expires 2030-12-10

F1 · derivative.exercise_price: 300,000 options to purchase Global Indemnity Group, LLC's ("Company") Class A Common shares ("A Common shares") were granted to Ms. Valko on December 10, 2020 ("Tranche 4 Options"). 100,000 of the Tranche 4 Options shall have an exercise price equal to the greater of the book value per share of the Company's A Common shares on December 31, 2020 and the closing per-share price of the Company's A Common shares on the last NASDAQ trading day prior to December 10, 2020 ("Tranche 4-I Options"). 100,000 of the Tranche 4 Options shall have an exercise price equal to the exercise price of the Tranche 4-I Options, plus $3.09 ("Tranche 4-II Options"). 100,000 of the Tranche 4 Options shall have an exercise price equal to the exercise price of the Tranche 4-II Options, plus $3.33 ("Tranche 4-III Options"). The closing price on December 9, 2020 was $26.52.

F2 · derivative.exercise_date: Tranche 4-I Options vest on the earlier of April 1, 2022 or the date a party that is not affiliated with Fox Paine & Company, LLC or Saul Fox acquires 50% or more of the Company's voting shares ("Change in Control"). Tranche 4-II Options vest on the earlier of April 1, 2023 or a Change in Control. Tranche 4-III Options vest on the earlier of April 1, 2024 or a Change in Control. Tranche 4 Options may only be exercised if vested.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 17:19 UTC GrantClass A Common Shares 3,321 $22.58 $74,988.18
Disclosure

SEC source: 0001209191-20-053261 · doc4.xml · nonDerivative · entry 1

HURWITZ JASON B · CIK 0001099190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,610

F1 · shares: Represents a grant from the Issuer's share incentive plan of vested A Common Shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:15 UTC
FOX SAUL ADirector · 10% owner
GrantClass A Common Shares 8,304 $22.58 $187,504.32
Disclosure

SEC source: 0001209191-20-053253 · doc4.xml · nonDerivative · entry 1

FOX SAUL A · CIK 0001099187 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,673,317

F1 · shares: Represents a grant of 4,152 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 4,152 A Common Shares granted as a tax gross-up. All grants are from the Issuer's share incentive plan and vesting has been deferred to the earlier of January 1, 2024 or a change in control of the Issuer.

F2 · ownership.nature: Includes 987,982 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:22 UTC
WEHR JAMES DDirector
GrantClass A Common Shares 3,321 $22.58 $74,988.18
Disclosure

SEC source: 0001209191-20-053266 · doc4.xml · nonDerivative · entry 1

WEHR JAMES D · CIK 0001255543 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 14,544

F1 · shares: Represents a grant from the Issuer's share incentive plan of 2,768 vested A Common Shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 553 vested A Common Shares granted as a tax gross-up.

F2 · ownership.nature: Mr. Wehr receives payment for his services as a Director via Golden Eye Advisors, LLC. Mr. Wehr is the sole member of Golden Eye Advisors, LLC.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:21 UTC GrantClass A Common Shares 3,322 $22.58 $75,010.76
Disclosure

SEC source: 0001209191-20-053263 · doc4.xml · nonDerivative · entry 1

Lederman bruce r · CIK 0001364461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,214

F1 · shares: Represents a grant from the Issuer's share incentive plan of 2,215 vested A Common Shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 1,107 vested A Common Shares granted as a tax gross-up.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:18 UTC GrantClass A Common Shares 1,661 $22.58 $37,505.38
Disclosure

SEC source: 0001209191-20-053258 · doc4.xml · nonDerivative · entry 1

Colucci Michele · CIK 0001797902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,968

F1 · shares: Represents a grant from the Issuer's share incentive plan of vested A Common Shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:17 UTC GrantClass A Common Shares 6,642 $22.58 $149,976.36
Disclosure

SEC source: 0001209191-20-053257 · doc4.xml · nonDerivative · entry 1

BROWN JOSEPH W · CIK 0001205159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,360

F1 · shares: Represents a grant from the Issuer's share incentive plan of 3,321 vested A Common Shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 3,321 vested A Common Shares granted as a tax gross-up.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:16 UTC
Gersch SethDirector
GrantClass A Common Shares 3,322 $22.58 $75,010.76
Disclosure

SEC source: 0001209191-20-053254 · doc4.xml · nonDerivative · entry 1

Gersch Seth · CIK 0001426085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,686

F1 · shares: Represents a grant from the Issuer's share incentive plan of vested A Common Shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 17:01 UTC GrantClass A Common Shares 41,667 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-050959 · doc4.xml · nonDerivative · entry 1

HURWITZ JASON B · CIK 0001099190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,289

F1 · shares: Represents restricted share units covering 41,667 A Common shares of the issuer that vest ratably over three years on January 1, 2022, January 1, 2023, and January 1, 2024, subject to Mr. Hurwitz remaining a director or employee of the issuer through the applicable vesting date. Upon vesting the reporting person will receive A Common shares of the issuer.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 20:13 UTC
FOX SAUL ADirector · 10% owner
PurchaseClass A Common Shares 100 $26.61 $2,661.00
Disclosure

SEC source: 0001209191-20-049612 · doc4.xml · nonDerivative · entry 1

FOX SAUL A · CIK 0001099187 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,665,013

F1 · shares: Represents an open market purchase with an average price of $26.61.

F1 · price: Represents an open market purchase with an average price of $26.61.

F2 · ownership.nature: Includes 979,678 A Ordinary Shares held by Mercury Assets Delaware LLC and Ordinary Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Ordinary shares. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:12 UTC
FOX SAUL ADirector · 10% owner
PurchaseClass A Common Shares 108,107 $24.70 $2,670,242.90
Disclosure

SEC source: 0001209191-20-049378 · doc4.xml · nonDerivative · entry 1

FOX SAUL A · CIK 0001099187 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,664,913

F1 · shares: Represents an open market purchase with an average price of $24.70.

F1 · price: Represents an open market purchase with an average price of $24.70.

F2 · ownership.nature: Includes 979,578 A Ordinary Shares held by Mercury Assets Delaware LLC and Ordinary Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Ordinary shares. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 20:16 UTC
WEHR JAMES DDirector
PurchaseCLASS A COMMON SHARES 4,000 $20.96 $83,840.00
Disclosure

SEC source: 0001209191-20-048913 · doc4.xml · nonDerivative · entry 1

WEHR JAMES D · CIK 0001255543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,040

F1 · shares: Open Market purchase made with an average share price of $20.96.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 20:15 UTC
FOX SAUL ADirector · 10% owner
PurchaseClass A Common Shares 163,059 $23.37 $3,810,688.83
Disclosure

SEC source: 0001209191-20-049110 · doc4.xml · nonDerivative · entry 1

FOX SAUL A · CIK 0001099187 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,556,806

F1 · shares: Represents an open market purchase with an average price of $23.37.

F1 · price: Represents an open market purchase with an average price of $23.37.

F2 · ownership.nature: Includes 871,471 A Ordinary Shares held by Mercury Assets Delaware LLC and Ordinary Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Ordinary shares. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 21:03 UTC
FOX SAUL ADirector · 10% owner
PurchaseClass A Common Shares 620,000 $22.89 $14,191,800.00
Disclosure

SEC source: 0001209191-20-048943 · doc4.xml · nonDerivative · entry 1

FOX SAUL A · CIK 0001099187 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,393,747

F1 · shares: Represents an open market purchase with an average price of $22.89.

F1 · price: Represents an open market purchase with an average price of $22.89.

F2 · ownership.nature: Includes 708,412 A Ordinary Shares held by Mercury Assets Delaware LLC and Ordinary Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Ordinary shares. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is he sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:29 UTC
FOX SAUL ADirector · 10% owner
GrantClass A Ordinary Shares 7,912 $23.70 $187,514.40
Disclosure

SEC source: 0001209191-20-040319 · doc4.xml · nonDerivative · entry 1

FOX SAUL A · CIK 0001099187 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 773,747

F1 · shares: Represents a grant of 3,956 Class A Ordinary Shares ("A Ordinary Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 3,956 A ordinary shares granted as a tax gross-up. All grants are from the Issuer's share incentive plan and vesting has been deferred to the earlier of January 1, 2024 or a change in control of the Issuer.

F2 · ownership.nature: Includes 88,412 A Ordinary Shares held by Mercury Assets Delaware LLC and Ordinary Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Ordinary shares. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 16:13 UTC GrantClass A Ordinary Shares 3,165 $23.70 $75,010.50
Disclosure

SEC source: 0001209191-20-040265 · doc4.xml · nonDerivative · entry 1

HURWITZ JASON B · CIK 0001099190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,622

F1 · shares: Represents a grant from the Issuer's share incentive plan of vested A ordinary shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:23 UTC GrantCLASS A ORDINARY SHARES 6,330 $23.70 $150,021.00
Disclosure

SEC source: 0001209191-20-040300 · doc4.xml · nonDerivative · entry 1

BROWN JOSEPH W · CIK 0001205159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,718

F1 · shares: Represents a grant from the Issuer's share incentive plan of 3,165 vested A ordinary shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 3,165 vested A ordinary shares granted as a tax gross-up.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:20 UTC GrantCLASS A ORDINARY SHARES 1,583 $2,370.00 $3,751,710.00
Disclosure

SEC source: 0001209191-20-040284 · doc4.xml · nonDerivative · entry 1

Colucci Michele · CIK 0001797902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,307

F1 · shares: Represents a grant from the Issuer's share incentive plan of vested A ordinary shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:16 UTC
WEHR JAMES DDirector
GrantCLASS A ORDINARY SHARES 3,164 $23.70 $74,986.80
Disclosure

SEC source: 0001209191-20-040276 · doc4.xml · nonDerivative · entry 1

WEHR JAMES D · CIK 0001255543 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,223

F1 · shares: Represents a grant from the Issuer's share incentive plan of 2,637 vested A ordinary shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 527 vested A ordinary shares granted as a tax gross-up.

F2 · ownership.nature: Mr. Wehr receives payment for his services as a Director via Golden Eye Advisors, LLC. Mr. Wehr is the sole member of Golden Eye Advisors, LLC.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:11 UTC GrantCLASS A ORDINARY SHARES 3,163 $23.70 $74,963.10
Disclosure

SEC source: 0001209191-20-040254 · doc4.xml · nonDerivative · entry 1

Lederman bruce r · CIK 0001364461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,892

F1 · shares: Represents a grant of from the Issuer's share incentive plan of 2,109 vested A ordinary shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 1,054 vested A ordinary shares granted as a tax gross-up.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:08 UTC
Gersch SethDirector
GrantClass A Ordinary Shares 3,165 $23.70 $75,010.50
Disclosure

SEC source: 0001209191-20-040243 · doc4.xml · nonDerivative · entry 1

Gersch Seth · CIK 0001426085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,364

F1 · shares: Represents a grant from the Issuer's share incentive plan of vested A ordinary shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer.

Read SEC document
May 29, 2020 Filed May 29, 2020 20:16 UTC
FOX SAUL ADirector · 10% owner
OtherClass B Ordinary Shares · Derivative 140,266 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-032912 · doc4.xml · derivative · entry 11

FOX SAUL A · CIK 0001099187 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 140,266 shares

Expires not disclosed

F9 · derivative.exercise_price: Each B Ordinary Share is convertible into one A Ordinary Share.

F1 · kind: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2)

F2 · kind: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares.

F1 · price: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2)

F2 · price: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares.

F9 · derivative.exercise_date: Each B Ordinary Share is convertible into one A Ordinary Share.

F9 · derivative.expiration_date: Each B Ordinary Share is convertible into one A Ordinary Share.

F5 · ownership.nature: Ordinary Shares owned by U.N. Co-Investment Fund III (Cayman), L.P. Fox Paine Capital Co-Investors International GP, Ltd. is the general partner of U.N. Co-Investment Fund III (Cayman), L.P. The sole shareholder of Fox Paine Capital Co-Investors International GP, Ltd is FP International LPH, L.P. The sole general partner of FP International LPH, L.P. is Fox Paine International GP, Ltd. ("GPLTD"). As a result, GPLTD may be deemed to control the Ordinary Shares owned by U.N. Co-Investment Fund III (Cayman), L.P. Fox Mercury Investments, L.P. is a minority shareholder of GPLTD. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein.

Read SEC document
May 29, 2020 Filed May 29, 2020 20:16 UTC
FOX SAUL ADirector · 10% owner
OtherClass B Ordinary Shares · Derivative 42,080 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-032912 · doc4.xml · derivative · entry 10

FOX SAUL A · CIK 0001099187 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 42,080

Underlying: Class A Ordinary Shares · 42,080 shares

Expires not disclosed

F9 · derivative.exercise_price: Each B Ordinary Share is convertible into one A Ordinary Share.

F1 · kind: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2)

F2 · kind: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares.

F1 · price: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2)

F2 · price: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares.

F9 · derivative.exercise_date: Each B Ordinary Share is convertible into one A Ordinary Share.

F9 · derivative.expiration_date: Each B Ordinary Share is convertible into one A Ordinary Share.

F4 · ownership.nature: Ordinary Shares owned indirectly by Fox Paine Global, Inc. through its indirect limited partnership interest in Fox Mercury Investments, L.P., which, following the Exchange, Liquidation and Distribution, holds 979,050 A Ordinary shares and 140,266 B Ordinary Shares. Prior to the Distribution, Fox Mercury Investments, L.P. was an indirect owner of 129,431 A Ordinary Shares held by U.N. Co-Investment Fund III (Cayman), L.P., all of which such shares Fox Mercury Investments, L.P. received in the Distribution. Mr. Fox is a director of Fox Paine Global, Inc. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein.

Read SEC document
May 29, 2020 Filed May 29, 2020 20:16 UTC
FOX SAUL ADirector · 10% owner
OtherClass B Ordinary Shares · Derivative 98,186 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-032912 · doc4.xml · derivative · entry 9

FOX SAUL A · CIK 0001099187 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 98,186

Underlying: Class A Ordinary Shares · 98,186 shares

Expires not disclosed

F9 · derivative.exercise_price: Each B Ordinary Share is convertible into one A Ordinary Share.

F1 · kind: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2)

F2 · kind: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares.

F1 · price: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2)

F2 · price: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares.

F9 · derivative.exercise_date: Each B Ordinary Share is convertible into one A Ordinary Share.

F9 · derivative.expiration_date: Each B Ordinary Share is convertible into one A Ordinary Share.

F3 · ownership.nature: Includes 80,500 A Ordinary Shares held by Mercury Assets Delaware LLC and Ordinary Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which, following the Exchange, Liquidation and Distribution, holds 979,050 A Ordinary shares and 140,266 B Ordinary Shares. Prior to the Distribution, Fox Mercury Investments, L.P. was an indirect owner of 129,431 A Ordinary Shares held by U.N. Co-Investment Fund III (Cayman), L.P., all of which such shares Fox Mercury Investments, L.P. received in the Distribution. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein.

Read SEC document
May 29, 2020 Filed May 29, 2020 20:16 UTC
FOX SAUL ADirector · 10% owner
OtherClass A Ordinary Shares 455 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-032912 · doc4.xml · nonDerivative · entry 6

FOX SAUL A · CIK 0001099187 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 293,715

F1 · kind: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2)

F2 · kind: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares.

F1 · shares: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2)

F2 · shares: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares.

F1 · price: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2)

F2 · price: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares.

F4 · ownership.nature: Ordinary Shares owned indirectly by Fox Paine Global, Inc. through its indirect limited partnership interest in Fox Mercury Investments, L.P., which, following the Exchange, Liquidation and Distribution, holds 979,050 A Ordinary shares and 140,266 B Ordinary Shares. Prior to the Distribution, Fox Mercury Investments, L.P. was an indirect owner of 129,431 A Ordinary Shares held by U.N. Co-Investment Fund III (Cayman), L.P., all of which such shares Fox Mercury Investments, L.P. received in the Distribution. Mr. Fox is a director of Fox Paine Global, Inc. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein.

Read SEC document
May 29, 2020 Filed May 29, 2020 20:16 UTC
FOX SAUL ADirector · 10% owner
OtherClass A Ordinary Shares 1,060 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-032912 · doc4.xml · nonDerivative · entry 5

FOX SAUL A · CIK 0001099187 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 765,835

F1 · kind: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2)

F2 · kind: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares.

F1 · shares: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2)

F2 · shares: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares.

F1 · price: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2)

F2 · price: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares.

F3 · ownership.nature: Includes 80,500 A Ordinary Shares held by Mercury Assets Delaware LLC and Ordinary Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which, following the Exchange, Liquidation and Distribution, holds 979,050 A Ordinary shares and 140,266 B Ordinary Shares. Prior to the Distribution, Fox Mercury Investments, L.P. was an indirect owner of 129,431 A Ordinary Shares held by U.N. Co-Investment Fund III (Cayman), L.P., all of which such shares Fox Mercury Investments, L.P. received in the Distribution. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein.

Read SEC document
May 29, 2020 Filed May 29, 2020 20:16 UTC
FOX SAUL ADirector · 10% owner
OtherClass A Ordinary Shares 163,841 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-032912 · doc4.xml · nonDerivative · entry 4

FOX SAUL A · CIK 0001099187 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2)

F2 · kind: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares.

F1 · shares: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2)

F2 · shares: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares.

F6 · shares: As further explained in footnotes (1) through (4), U.N. Co-Investment Fund III (Cayman), L.P. distributed 129,431 of these A Ordinary Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a further 1,515 of these A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash.

F1 · price: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2)

F2 · price: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares.

F5 · ownership.nature: Ordinary Shares owned by U.N. Co-Investment Fund III (Cayman), L.P. Fox Paine Capital Co-Investors International GP, Ltd. is the general partner of U.N. Co-Investment Fund III (Cayman), L.P. The sole shareholder of Fox Paine Capital Co-Investors International GP, Ltd is FP International LPH, L.P. The sole general partner of FP International LPH, L.P. is Fox Paine International GP, Ltd. ("GPLTD"). As a result, GPLTD may be deemed to control the Ordinary Shares owned by U.N. Co-Investment Fund III (Cayman), L.P. Fox Mercury Investments, L.P. is a minority shareholder of GPLTD. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein.

Read SEC document
May 29, 2020 Filed May 29, 2020 20:16 UTC
FOX SAUL ADirector · 10% owner
OtherClass A Ordinary Shares 140,266 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-032912 · doc4.xml · nonDerivative · entry 3

FOX SAUL A · CIK 0001099187 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 163,841

F1 · kind: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2)

F2 · kind: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares.

F1 · shares: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2)

F2 · shares: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares.

F1 · price: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2)

F2 · price: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares.

F5 · ownership.nature: Ordinary Shares owned by U.N. Co-Investment Fund III (Cayman), L.P. Fox Paine Capital Co-Investors International GP, Ltd. is the general partner of U.N. Co-Investment Fund III (Cayman), L.P. The sole shareholder of Fox Paine Capital Co-Investors International GP, Ltd is FP International LPH, L.P. The sole general partner of FP International LPH, L.P. is Fox Paine International GP, Ltd. ("GPLTD"). As a result, GPLTD may be deemed to control the Ordinary Shares owned by U.N. Co-Investment Fund III (Cayman), L.P. Fox Mercury Investments, L.P. is a minority shareholder of GPLTD. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein.

Read SEC document
May 29, 2020 Filed May 29, 2020 20:16 UTC
FOX SAUL ADirector · 10% owner
OtherClass A Ordinary Shares 42,080 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-032912 · doc4.xml · nonDerivative · entry 2

FOX SAUL A · CIK 0001099187 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 254,431

F1 · kind: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2)

F2 · kind: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares.

F1 · shares: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2)

F2 · shares: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares.

F1 · price: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2)

F2 · price: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares.

F4 · ownership.nature: Ordinary Shares owned indirectly by Fox Paine Global, Inc. through its indirect limited partnership interest in Fox Mercury Investments, L.P., which, following the Exchange, Liquidation and Distribution, holds 979,050 A Ordinary shares and 140,266 B Ordinary Shares. Prior to the Distribution, Fox Mercury Investments, L.P. was an indirect owner of 129,431 A Ordinary Shares held by U.N. Co-Investment Fund III (Cayman), L.P., all of which such shares Fox Mercury Investments, L.P. received in the Distribution. Mr. Fox is a director of Fox Paine Global, Inc. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein.

Read SEC document
May 29, 2020 Filed May 29, 2020 20:16 UTC
FOX SAUL ADirector · 10% owner
OtherClass A Ordinary Shares 98,186 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-032912 · doc4.xml · nonDerivative · entry 1

FOX SAUL A · CIK 0001099187 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 674,173

F1 · kind: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2)

F2 · kind: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares.

F1 · shares: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2)

F2 · shares: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares.

F1 · price: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2)

F2 · price: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares.

F3 · ownership.nature: Includes 80,500 A Ordinary Shares held by Mercury Assets Delaware LLC and Ordinary Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which, following the Exchange, Liquidation and Distribution, holds 979,050 A Ordinary shares and 140,266 B Ordinary Shares. Prior to the Distribution, Fox Mercury Investments, L.P. was an indirect owner of 129,431 A Ordinary Shares held by U.N. Co-Investment Fund III (Cayman), L.P., all of which such shares Fox Mercury Investments, L.P. received in the Distribution. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein.

Read SEC document
March 31, 2020 Filed Mar 17, 2020 20:41 UTC
McGeehan ThomasChief Financial Officer
GrantRestricted Share Unit · Derivative 3,797 $29.63 Strike: $0.00 $112,505.11
Disclosure

SEC source: 0001209191-20-019620 · doc4.xml · derivative · entry 3

McGeehan Thomas · CIK 0001433568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,797

Underlying: Class A Ordinary · 3,797 shares

Expires 2023-03-15

F3 · shares: Represents RSUs covering 3,797 A Ordinary shares of the issuer that vest after a re-measurement of the 2019 combined ratio, three years after the grant. Vesting occurs if the re-measured combined ratio is not greater than the original 2019 combined ratio. Upon vesting, the reporting person will receive A Ordinary shares of the issuer.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:51 UTC
FOX SAUL ADirector · 10% owner
GrantClass A Ordinary Shares 6,422 $29.19 $187,458.18
Disclosure

SEC source: 0001209191-20-022626 · doc4.xml · nonDerivative · entry 1

FOX SAUL A · CIK 0001099187 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 772,359

F1 · shares: Represents a grant of 3,211 A ordinary shares in recognition of services rendered as a board member of the Issuer and Global Indemnity Group, LLC, an indirect, wholly owned subsidiary of the Issuer and 3,211 A ordinary shares granted as a tax gross-up. All grants are from the Issuer's share incentive plan and vesting has been deferred to the earlier of January 1, 2024 or a change in control of the Issuer.

F2 · ownership.nature: Includes shares held indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which owns 988,370 shares. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 16:59 UTC GrantClass A Ordinary Shares 2,570 $29.19 $75,018.30
Disclosure

SEC source: 0001209191-20-022662 · doc4.xml · nonDerivative · entry 1

HURWITZ JASON B · CIK 0001099190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,457

F1 · shares: Represents a grant from the Issuer's share incentive plan of vested A ordinary shares in recognition of services rendered as a board member of the Issuer and Global Indemnity Group, LLC, an indirect, wholly owned subsidiary of the Issuer.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:03 UTC GrantCLASS A ORDINARY SHARES 1,285 $29.19 $37,509.15
Disclosure

SEC source: 0001209191-20-022678 · doc4.xml · nonDerivative · entry 1

Colucci Michele · CIK 0001797902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,724

F1 · shares: Represents a grant from the Issuer's share incentive plan of vested A ordinary shares in recognition of services rendered as a board member of the Issuer and Global Indemnity Group, LLC, an indirect, wholly owned subsidiary of the Issuer.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:01 UTC
WEHR JAMES DDirector
GrantCLASS A ORDINARY SHARES 2,570 $29.19 $75,018.30
Disclosure

SEC source: 0001209191-20-022673 · doc4.xml · nonDerivative · entry 1

WEHR JAMES D · CIK 0001255543 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,059

F1 · shares: Represents a grant from the Issuer's share incentive plan of 2,142 vested A ordinary shares in recognition of services rendered as a board member of the Issuer and Global Indemnity Group, LLC, an indirect, wholly owned subsidiary of the Issuer and 428 vested A ordinary shares granted as a tax gross-up.

F2 · ownership.nature: Mr. Wehr receives payment for his services as a Director via Golden Eye Advisors, LLC. Mr. Wehr is the sole member of Golden Eye Advisors, LLC.

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March 31, 2020 Filed Apr 2, 2020 20:57 UTC GrantCLASS A ORDINARY SHARES 5,140 $29.19 $150,036.60
Disclosure

SEC source: 0001209191-20-022652 · doc4.xml · nonDerivative · entry 1

BROWN JOSEPH W · CIK 0001205159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,972

F1 · shares: Represents a grant from the Issuer's share incentive plan of 2,570 vested A ordinary shares in recognition of services rendered as a board member of the Issuer and Global Indemnity Group, LLC, an indirect, wholly owned subsidiary of the Issuer and 2,570 vested A ordinary shares granted as a tax gross-up.

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March 31, 2020 Filed Apr 2, 2020 20:55 UTC GrantCLASS A ORDINARY SHARES 2,571 $29.19 $75,047.49
Disclosure

SEC source: 0001209191-20-022642 · doc4.xml · nonDerivative · entry 1

Lederman bruce r · CIK 0001364461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,729

F1 · shares: Represents a grant of from the Issuer's share incentive plan of 1,714 vested A ordinary shares in recognition of services rendered as a board member of the Issuer and Global Indemnity Group, LLC, an indirect, wholly owned subsidiary of the Issuer and 857 vested A ordinary shares granted as a tax gross-up.

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March 31, 2020 Filed Apr 2, 2020 20:53 UTC
Gersch SethDirector
GrantClass A Ordinary Shares 2,569 $29.19 $74,989.11
Disclosure

SEC source: 0001209191-20-022632 · doc4.xml · nonDerivative · entry 1

Gersch Seth · CIK 0001426085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,199

F1 · shares: Represents a grant from the Issuer's share incentive plan of vested A ordinary shares in recognition of services rendered as a board member of the Issuer and Global Indemnity Group, LLC, an indirect, wholly owned subsidiary of the Issuer.

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March 16, 2020 Filed Mar 17, 2020 20:46 UTC
Green StephenPresident, Global Indemnity Re
PurchaseClass A Ordinary Shares 2,000 $25.00 $50,000.00
Disclosure

SEC source: 0001209191-20-019635 · doc4.xml · nonDerivative · entry 1

Green Stephen · CIK 0001540319 · President, Global Indemnity Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,021

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March 13, 2020 Filed Mar 17, 2020 20:46 UTC
Green StephenPresident, Global Indemnity Re
GrantRestricted Share Unit · Derivative 3,038 $29.63 Strike: $0.00 $90,015.94
Disclosure

SEC source: 0001209191-20-019635 · doc4.xml · derivative · entry 4

Green Stephen · CIK 0001540319 · President, Global Indemnity Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,038

Underlying: Class A Ordinary · 3,038 shares

Expires 2023-03-15

F2 · shares: Represents RSUs covering 3,038 A Ordinary shares of the issuer that vest after a re-measurement of the 2019 combined ratio, three years after the grant, subject to the reporting person remaining employed with the issuer through the applicable vesting date. Vesting occurs if the re-measured combined ratio is not greater than the original 2019 combined ratio. Upon vesting, the reporting person will receive A Ordinary shares of the issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.