Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2021 Filed Mar 9, 2021 21:48 UTC |
Oltman Jonathan EPresident-Insurance Operations
|
Tax withholdingClass A Common Shares | 304 | $29.40 | $8,937.60 |
DisclosureSEC source: 0001209191-21-019060 · doc4.xml · nonDerivative · entry 1 Oltman Jonathan E · CIK 0001736412 · President-Insurance Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,753 Read SEC document |
| January 19, 2021 Filed Jan 20, 2021 22:02 UTC |
Oltman Jonathan EPresident-Insurance Operations
|
GrantOption to Purshase Class A Common Shares (right to buy) · Derivative | 140,000 | $0.00 Strike: $28.70 | $0.00 |
DisclosureSEC source: 0001209191-21-004357 · doc4.xml · derivative · entry 1 Oltman Jonathan E · CIK 0001736412 · President-Insurance Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 Underlying: Class A Common Shares · 140,000 shares Expires 2031-01-19 F1 · derivative.exercise_date: One-third of the options will vest on April 1 of each of 2022, 2023 and 2024, subject to the achievement of certain underwriting results for the applicable year as determined by the Board and Mr. Oltman being a Company employee in good standing as of the applicable vesting date. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 22:39 UTC |
Oltman Jonathan EExecutive Vice President
|
Tax withholdingClass A Common Shares | 1,133 | $28.59 | $32,392.47 |
DisclosureSEC source: 0001209191-21-001391 · doc4.xml · nonDerivative · entry 1 Oltman Jonathan E · CIK 0001736412 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,057 Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 22:38 UTC |
Gibbons Thomas P.Executive Vice President
|
Tax withholdingClass A Common Shares | 535 | $28.59 | $15,295.65 |
DisclosureSEC source: 0001209191-21-001379 · doc4.xml · nonDerivative · entry 1 Gibbons Thomas P. · CIK 0001797893 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,096 Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 22:31 UTC |
FOX SAUL ADirector · 10% owner
|
GrantClass A Common Shares | 7,534 | $24.89 | $187,521.26 |
DisclosureSEC source: 0001209191-21-001354 · doc4.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,680,851 F1 · shares: Represents a grant of 3,767 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 3,767 A Common Shares granted as a tax gross-up. All grants are from the Issuer's share incentive plan and vesting has been deferred to the earlier of January 1, 2024 or a change in control of the Issuer. F2 · ownership.nature: Includes 995,516 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 17:27 UTC |
HURWITZ JASON BDirector
|
GrantClass A Common Shares | 3,013 | $24.89 | $74,993.57 |
DisclosureSEC source: 0001209191-21-001330 · doc4.xml · nonDerivative · entry 1 HURWITZ JASON B · CIK 0001099190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,623 F1 · shares: Represents a grant from the Issuer's share incentive plan of vested A Common Shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 22:34 UTC |
Lederman bruce rDirector
|
GrantClass A Common Shares | 3,014 | $24.89 | $75,018.46 |
DisclosureSEC source: 0001209191-21-001364 · doc4.xml · nonDerivative · entry 1 Lederman bruce r · CIK 0001364461 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,228 F1 · shares: Represents a grant from the Issuer's share incentive plan of 2,009 vested A Common Shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 1,005 vested A Common Shares granted as a tax gross-up. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 22:29 UTC |
WEHR JAMES DDirector
|
GrantClass A Common Shares | 3,014 | $24.89 | $75,018.46 |
DisclosureSEC source: 0001209191-21-001340 · doc4.xml · nonDerivative · entry 1 WEHR JAMES D · CIK 0001255543 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 17,558 F1 · shares: Represents a grant from the Issuer's share incentive plan of 2,511 vested A Common Shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 503 vested A Common Shares granted as a tax gross-up. F2 · ownership.nature: Mr. Wehr receives payment for his services as a Director via Golden Eye Advisors, LLC. Mr. Wehr is the sole member of Golden Eye Advisors, LLC. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 22:25 UTC |
BROWN JOSEPH WDirector
|
GrantClass A Common Shares | 6,028 | $24.89 | $150,036.92 |
DisclosureSEC source: 0001209191-21-001322 · doc4.xml · nonDerivative · entry 1 BROWN JOSEPH W · CIK 0001205159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,388 F1 · shares: Represents a grant from the Issuer's share incentive plan of 3,014 vested A Common Shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 3,014 vested A Common Shares granted as a tax gross-up. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 22:21 UTC |
Gersch SethDirector
|
GrantClass A Common Shares | 3,013 | $24.89 | $74,993.57 |
DisclosureSEC source: 0001209191-21-001305 · doc4.xml · nonDerivative · entry 1 Gersch Seth · CIK 0001426085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,699 F1 · shares: Represents a grant from the Issuer's share incentive plan of vested A Common Shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 22:35 UTC |
Valko Cynthia YDirector · CEO
|
GrantOption to Purchase Class A Common Shares (right to buy) · Derivative | 300,000 | $0.00 Strike: $26.52 | $0.00 |
DisclosureSEC source: 0001209191-20-063289 · doc4.xml · derivative · entry 1 Valko Cynthia Y · CIK 0001531094 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100,000 Underlying: Class A Common Shares · 300,000 shares Expires 2030-12-10 F1 · derivative.exercise_price: 300,000 options to purchase Global Indemnity Group, LLC's ("Company") Class A Common shares ("A Common shares") were granted to Ms. Valko on December 10, 2020 ("Tranche 4 Options"). 100,000 of the Tranche 4 Options shall have an exercise price equal to the greater of the book value per share of the Company's A Common shares on December 31, 2020 and the closing per-share price of the Company's A Common shares on the last NASDAQ trading day prior to December 10, 2020 ("Tranche 4-I Options"). 100,000 of the Tranche 4 Options shall have an exercise price equal to the exercise price of the Tranche 4-I Options, plus $3.09 ("Tranche 4-II Options"). 100,000 of the Tranche 4 Options shall have an exercise price equal to the exercise price of the Tranche 4-II Options, plus $3.33 ("Tranche 4-III Options"). The closing price on December 9, 2020 was $26.52. F2 · derivative.exercise_date: Tranche 4-I Options vest on the earlier of April 1, 2022 or the date a party that is not affiliated with Fox Paine & Company, LLC or Saul Fox acquires 50% or more of the Company's voting shares ("Change in Control"). Tranche 4-II Options vest on the earlier of April 1, 2023 or a Change in Control. Tranche 4-III Options vest on the earlier of April 1, 2024 or a Change in Control. Tranche 4 Options may only be exercised if vested. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:19 UTC |
HURWITZ JASON BDirector
|
GrantClass A Common Shares | 3,321 | $22.58 | $74,988.18 |
DisclosureSEC source: 0001209191-20-053261 · doc4.xml · nonDerivative · entry 1 HURWITZ JASON B · CIK 0001099190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,610 F1 · shares: Represents a grant from the Issuer's share incentive plan of vested A Common Shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:15 UTC |
FOX SAUL ADirector · 10% owner
|
GrantClass A Common Shares | 8,304 | $22.58 | $187,504.32 |
DisclosureSEC source: 0001209191-20-053253 · doc4.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,673,317 F1 · shares: Represents a grant of 4,152 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 4,152 A Common Shares granted as a tax gross-up. All grants are from the Issuer's share incentive plan and vesting has been deferred to the earlier of January 1, 2024 or a change in control of the Issuer. F2 · ownership.nature: Includes 987,982 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:22 UTC |
WEHR JAMES DDirector
|
GrantClass A Common Shares | 3,321 | $22.58 | $74,988.18 |
DisclosureSEC source: 0001209191-20-053266 · doc4.xml · nonDerivative · entry 1 WEHR JAMES D · CIK 0001255543 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,544 F1 · shares: Represents a grant from the Issuer's share incentive plan of 2,768 vested A Common Shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 553 vested A Common Shares granted as a tax gross-up. F2 · ownership.nature: Mr. Wehr receives payment for his services as a Director via Golden Eye Advisors, LLC. Mr. Wehr is the sole member of Golden Eye Advisors, LLC. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:21 UTC |
Lederman bruce rDirector
|
GrantClass A Common Shares | 3,322 | $22.58 | $75,010.76 |
DisclosureSEC source: 0001209191-20-053263 · doc4.xml · nonDerivative · entry 1 Lederman bruce r · CIK 0001364461 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,214 F1 · shares: Represents a grant from the Issuer's share incentive plan of 2,215 vested A Common Shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 1,107 vested A Common Shares granted as a tax gross-up. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:18 UTC |
Colucci MicheleDirector
|
GrantClass A Common Shares | 1,661 | $22.58 | $37,505.38 |
DisclosureSEC source: 0001209191-20-053258 · doc4.xml · nonDerivative · entry 1 Colucci Michele · CIK 0001797902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,968 F1 · shares: Represents a grant from the Issuer's share incentive plan of vested A Common Shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:17 UTC |
BROWN JOSEPH WDirector
|
GrantClass A Common Shares | 6,642 | $22.58 | $149,976.36 |
DisclosureSEC source: 0001209191-20-053257 · doc4.xml · nonDerivative · entry 1 BROWN JOSEPH W · CIK 0001205159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,360 F1 · shares: Represents a grant from the Issuer's share incentive plan of 3,321 vested A Common Shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 3,321 vested A Common Shares granted as a tax gross-up. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:16 UTC |
Gersch SethDirector
|
GrantClass A Common Shares | 3,322 | $22.58 | $75,010.76 |
DisclosureSEC source: 0001209191-20-053254 · doc4.xml · nonDerivative · entry 1 Gersch Seth · CIK 0001426085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,686 F1 · shares: Represents a grant from the Issuer's share incentive plan of vested A Common Shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 17:01 UTC |
HURWITZ JASON BDirector
|
GrantClass A Common Shares | 41,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050959 · doc4.xml · nonDerivative · entry 1 HURWITZ JASON B · CIK 0001099190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,289 F1 · shares: Represents restricted share units covering 41,667 A Common shares of the issuer that vest ratably over three years on January 1, 2022, January 1, 2023, and January 1, 2024, subject to Mr. Hurwitz remaining a director or employee of the issuer through the applicable vesting date. Upon vesting the reporting person will receive A Common shares of the issuer. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 20:13 UTC |
FOX SAUL ADirector · 10% owner
|
PurchaseClass A Common Shares | 100 | $26.61 | $2,661.00 |
DisclosureSEC source: 0001209191-20-049612 · doc4.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,665,013 F1 · shares: Represents an open market purchase with an average price of $26.61. F1 · price: Represents an open market purchase with an average price of $26.61. F2 · ownership.nature: Includes 979,678 A Ordinary Shares held by Mercury Assets Delaware LLC and Ordinary Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Ordinary shares. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 20:12 UTC |
FOX SAUL ADirector · 10% owner
|
PurchaseClass A Common Shares | 108,107 | $24.70 | $2,670,242.90 |
DisclosureSEC source: 0001209191-20-049378 · doc4.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,664,913 F1 · shares: Represents an open market purchase with an average price of $24.70. F1 · price: Represents an open market purchase with an average price of $24.70. F2 · ownership.nature: Includes 979,578 A Ordinary Shares held by Mercury Assets Delaware LLC and Ordinary Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Ordinary shares. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 20:16 UTC |
WEHR JAMES DDirector
|
PurchaseCLASS A COMMON SHARES | 4,000 | $20.96 | $83,840.00 |
DisclosureSEC source: 0001209191-20-048913 · doc4.xml · nonDerivative · entry 1 WEHR JAMES D · CIK 0001255543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,040 F1 · shares: Open Market purchase made with an average share price of $20.96. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 20:15 UTC |
FOX SAUL ADirector · 10% owner
|
PurchaseClass A Common Shares | 163,059 | $23.37 | $3,810,688.83 |
DisclosureSEC source: 0001209191-20-049110 · doc4.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,556,806 F1 · shares: Represents an open market purchase with an average price of $23.37. F1 · price: Represents an open market purchase with an average price of $23.37. F2 · ownership.nature: Includes 871,471 A Ordinary Shares held by Mercury Assets Delaware LLC and Ordinary Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Ordinary shares. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:03 UTC |
FOX SAUL ADirector · 10% owner
|
PurchaseClass A Common Shares | 620,000 | $22.89 | $14,191,800.00 |
DisclosureSEC source: 0001209191-20-048943 · doc4.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,393,747 F1 · shares: Represents an open market purchase with an average price of $22.89. F1 · price: Represents an open market purchase with an average price of $22.89. F2 · ownership.nature: Includes 708,412 A Ordinary Shares held by Mercury Assets Delaware LLC and Ordinary Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Ordinary shares. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is he sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:29 UTC |
FOX SAUL ADirector · 10% owner
|
GrantClass A Ordinary Shares | 7,912 | $23.70 | $187,514.40 |
DisclosureSEC source: 0001209191-20-040319 · doc4.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 773,747 F1 · shares: Represents a grant of 3,956 Class A Ordinary Shares ("A Ordinary Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 3,956 A ordinary shares granted as a tax gross-up. All grants are from the Issuer's share incentive plan and vesting has been deferred to the earlier of January 1, 2024 or a change in control of the Issuer. F2 · ownership.nature: Includes 88,412 A Ordinary Shares held by Mercury Assets Delaware LLC and Ordinary Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Ordinary shares. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 16:13 UTC |
HURWITZ JASON BDirector
|
GrantClass A Ordinary Shares | 3,165 | $23.70 | $75,010.50 |
DisclosureSEC source: 0001209191-20-040265 · doc4.xml · nonDerivative · entry 1 HURWITZ JASON B · CIK 0001099190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,622 F1 · shares: Represents a grant from the Issuer's share incentive plan of vested A ordinary shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:23 UTC |
BROWN JOSEPH WDirector
|
GrantCLASS A ORDINARY SHARES | 6,330 | $23.70 | $150,021.00 |
DisclosureSEC source: 0001209191-20-040300 · doc4.xml · nonDerivative · entry 1 BROWN JOSEPH W · CIK 0001205159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,718 F1 · shares: Represents a grant from the Issuer's share incentive plan of 3,165 vested A ordinary shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 3,165 vested A ordinary shares granted as a tax gross-up. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:20 UTC |
Colucci MicheleDirector
|
GrantCLASS A ORDINARY SHARES | 1,583 | $2,370.00 | $3,751,710.00 |
DisclosureSEC source: 0001209191-20-040284 · doc4.xml · nonDerivative · entry 1 Colucci Michele · CIK 0001797902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,307 F1 · shares: Represents a grant from the Issuer's share incentive plan of vested A ordinary shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:16 UTC |
WEHR JAMES DDirector
|
GrantCLASS A ORDINARY SHARES | 3,164 | $23.70 | $74,986.80 |
DisclosureSEC source: 0001209191-20-040276 · doc4.xml · nonDerivative · entry 1 WEHR JAMES D · CIK 0001255543 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,223 F1 · shares: Represents a grant from the Issuer's share incentive plan of 2,637 vested A ordinary shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 527 vested A ordinary shares granted as a tax gross-up. F2 · ownership.nature: Mr. Wehr receives payment for his services as a Director via Golden Eye Advisors, LLC. Mr. Wehr is the sole member of Golden Eye Advisors, LLC. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:11 UTC |
Lederman bruce rDirector
|
GrantCLASS A ORDINARY SHARES | 3,163 | $23.70 | $74,963.10 |
DisclosureSEC source: 0001209191-20-040254 · doc4.xml · nonDerivative · entry 1 Lederman bruce r · CIK 0001364461 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,892 F1 · shares: Represents a grant of from the Issuer's share incentive plan of 2,109 vested A ordinary shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 1,054 vested A ordinary shares granted as a tax gross-up. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:08 UTC |
Gersch SethDirector
|
GrantClass A Ordinary Shares | 3,165 | $23.70 | $75,010.50 |
DisclosureSEC source: 0001209191-20-040243 · doc4.xml · nonDerivative · entry 1 Gersch Seth · CIK 0001426085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,364 F1 · shares: Represents a grant from the Issuer's share incentive plan of vested A ordinary shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer. Read SEC document |
| May 29, 2020 Filed May 29, 2020 20:16 UTC |
FOX SAUL ADirector · 10% owner
|
OtherClass B Ordinary Shares · Derivative | 140,266 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-032912 · doc4.xml · derivative · entry 11 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 140,266 shares Expires not disclosed F9 · derivative.exercise_price: Each B Ordinary Share is convertible into one A Ordinary Share. F1 · kind: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2) F2 · kind: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares. F1 · price: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2) F2 · price: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares. F9 · derivative.exercise_date: Each B Ordinary Share is convertible into one A Ordinary Share. F9 · derivative.expiration_date: Each B Ordinary Share is convertible into one A Ordinary Share. F5 · ownership.nature: Ordinary Shares owned by U.N. Co-Investment Fund III (Cayman), L.P. Fox Paine Capital Co-Investors International GP, Ltd. is the general partner of U.N. Co-Investment Fund III (Cayman), L.P. The sole shareholder of Fox Paine Capital Co-Investors International GP, Ltd is FP International LPH, L.P. The sole general partner of FP International LPH, L.P. is Fox Paine International GP, Ltd. ("GPLTD"). As a result, GPLTD may be deemed to control the Ordinary Shares owned by U.N. Co-Investment Fund III (Cayman), L.P. Fox Mercury Investments, L.P. is a minority shareholder of GPLTD. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| May 29, 2020 Filed May 29, 2020 20:16 UTC |
FOX SAUL ADirector · 10% owner
|
OtherClass B Ordinary Shares · Derivative | 42,080 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-032912 · doc4.xml · derivative · entry 10 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 42,080 Underlying: Class A Ordinary Shares · 42,080 shares Expires not disclosed F9 · derivative.exercise_price: Each B Ordinary Share is convertible into one A Ordinary Share. F1 · kind: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2) F2 · kind: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares. F1 · price: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2) F2 · price: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares. F9 · derivative.exercise_date: Each B Ordinary Share is convertible into one A Ordinary Share. F9 · derivative.expiration_date: Each B Ordinary Share is convertible into one A Ordinary Share. F4 · ownership.nature: Ordinary Shares owned indirectly by Fox Paine Global, Inc. through its indirect limited partnership interest in Fox Mercury Investments, L.P., which, following the Exchange, Liquidation and Distribution, holds 979,050 A Ordinary shares and 140,266 B Ordinary Shares. Prior to the Distribution, Fox Mercury Investments, L.P. was an indirect owner of 129,431 A Ordinary Shares held by U.N. Co-Investment Fund III (Cayman), L.P., all of which such shares Fox Mercury Investments, L.P. received in the Distribution. Mr. Fox is a director of Fox Paine Global, Inc. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| May 29, 2020 Filed May 29, 2020 20:16 UTC |
FOX SAUL ADirector · 10% owner
|
OtherClass B Ordinary Shares · Derivative | 98,186 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-032912 · doc4.xml · derivative · entry 9 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 98,186 Underlying: Class A Ordinary Shares · 98,186 shares Expires not disclosed F9 · derivative.exercise_price: Each B Ordinary Share is convertible into one A Ordinary Share. F1 · kind: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2) F2 · kind: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares. F1 · price: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2) F2 · price: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares. F9 · derivative.exercise_date: Each B Ordinary Share is convertible into one A Ordinary Share. F9 · derivative.expiration_date: Each B Ordinary Share is convertible into one A Ordinary Share. F3 · ownership.nature: Includes 80,500 A Ordinary Shares held by Mercury Assets Delaware LLC and Ordinary Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which, following the Exchange, Liquidation and Distribution, holds 979,050 A Ordinary shares and 140,266 B Ordinary Shares. Prior to the Distribution, Fox Mercury Investments, L.P. was an indirect owner of 129,431 A Ordinary Shares held by U.N. Co-Investment Fund III (Cayman), L.P., all of which such shares Fox Mercury Investments, L.P. received in the Distribution. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| May 29, 2020 Filed May 29, 2020 20:16 UTC |
FOX SAUL ADirector · 10% owner
|
OtherClass A Ordinary Shares | 455 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-032912 · doc4.xml · nonDerivative · entry 6 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 293,715 F1 · kind: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2) F2 · kind: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares. F1 · shares: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2) F2 · shares: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares. F1 · price: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2) F2 · price: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares. F4 · ownership.nature: Ordinary Shares owned indirectly by Fox Paine Global, Inc. through its indirect limited partnership interest in Fox Mercury Investments, L.P., which, following the Exchange, Liquidation and Distribution, holds 979,050 A Ordinary shares and 140,266 B Ordinary Shares. Prior to the Distribution, Fox Mercury Investments, L.P. was an indirect owner of 129,431 A Ordinary Shares held by U.N. Co-Investment Fund III (Cayman), L.P., all of which such shares Fox Mercury Investments, L.P. received in the Distribution. Mr. Fox is a director of Fox Paine Global, Inc. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| May 29, 2020 Filed May 29, 2020 20:16 UTC |
FOX SAUL ADirector · 10% owner
|
OtherClass A Ordinary Shares | 1,060 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-032912 · doc4.xml · nonDerivative · entry 5 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 765,835 F1 · kind: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2) F2 · kind: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares. F1 · shares: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2) F2 · shares: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares. F1 · price: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2) F2 · price: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares. F3 · ownership.nature: Includes 80,500 A Ordinary Shares held by Mercury Assets Delaware LLC and Ordinary Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which, following the Exchange, Liquidation and Distribution, holds 979,050 A Ordinary shares and 140,266 B Ordinary Shares. Prior to the Distribution, Fox Mercury Investments, L.P. was an indirect owner of 129,431 A Ordinary Shares held by U.N. Co-Investment Fund III (Cayman), L.P., all of which such shares Fox Mercury Investments, L.P. received in the Distribution. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| May 29, 2020 Filed May 29, 2020 20:16 UTC |
FOX SAUL ADirector · 10% owner
|
OtherClass A Ordinary Shares | 163,841 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-032912 · doc4.xml · nonDerivative · entry 4 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2) F2 · kind: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares. F1 · shares: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2) F2 · shares: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares. F6 · shares: As further explained in footnotes (1) through (4), U.N. Co-Investment Fund III (Cayman), L.P. distributed 129,431 of these A Ordinary Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a further 1,515 of these A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. F1 · price: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2) F2 · price: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares. F5 · ownership.nature: Ordinary Shares owned by U.N. Co-Investment Fund III (Cayman), L.P. Fox Paine Capital Co-Investors International GP, Ltd. is the general partner of U.N. Co-Investment Fund III (Cayman), L.P. The sole shareholder of Fox Paine Capital Co-Investors International GP, Ltd is FP International LPH, L.P. The sole general partner of FP International LPH, L.P. is Fox Paine International GP, Ltd. ("GPLTD"). As a result, GPLTD may be deemed to control the Ordinary Shares owned by U.N. Co-Investment Fund III (Cayman), L.P. Fox Mercury Investments, L.P. is a minority shareholder of GPLTD. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| May 29, 2020 Filed May 29, 2020 20:16 UTC |
FOX SAUL ADirector · 10% owner
|
OtherClass A Ordinary Shares | 140,266 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-032912 · doc4.xml · nonDerivative · entry 3 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 163,841 F1 · kind: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2) F2 · kind: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares. F1 · shares: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2) F2 · shares: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares. F1 · price: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2) F2 · price: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares. F5 · ownership.nature: Ordinary Shares owned by U.N. Co-Investment Fund III (Cayman), L.P. Fox Paine Capital Co-Investors International GP, Ltd. is the general partner of U.N. Co-Investment Fund III (Cayman), L.P. The sole shareholder of Fox Paine Capital Co-Investors International GP, Ltd is FP International LPH, L.P. The sole general partner of FP International LPH, L.P. is Fox Paine International GP, Ltd. ("GPLTD"). As a result, GPLTD may be deemed to control the Ordinary Shares owned by U.N. Co-Investment Fund III (Cayman), L.P. Fox Mercury Investments, L.P. is a minority shareholder of GPLTD. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| May 29, 2020 Filed May 29, 2020 20:16 UTC |
FOX SAUL ADirector · 10% owner
|
OtherClass A Ordinary Shares | 42,080 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-032912 · doc4.xml · nonDerivative · entry 2 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 254,431 F1 · kind: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2) F2 · kind: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares. F1 · shares: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2) F2 · shares: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares. F1 · price: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2) F2 · price: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares. F4 · ownership.nature: Ordinary Shares owned indirectly by Fox Paine Global, Inc. through its indirect limited partnership interest in Fox Mercury Investments, L.P., which, following the Exchange, Liquidation and Distribution, holds 979,050 A Ordinary shares and 140,266 B Ordinary Shares. Prior to the Distribution, Fox Mercury Investments, L.P. was an indirect owner of 129,431 A Ordinary Shares held by U.N. Co-Investment Fund III (Cayman), L.P., all of which such shares Fox Mercury Investments, L.P. received in the Distribution. Mr. Fox is a director of Fox Paine Global, Inc. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| May 29, 2020 Filed May 29, 2020 20:16 UTC |
FOX SAUL ADirector · 10% owner
|
OtherClass A Ordinary Shares | 98,186 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-032912 · doc4.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 674,173 F1 · kind: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2) F2 · kind: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares. F1 · shares: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2) F2 · shares: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares. F1 · price: On May 15, 2020, it was resolved that U.N. Co-Investment Fund III (Cayman), L.P. be liquidated (the "Liquidation") and all assets held by U.N. Co-Investment Fund III (Cayman), L.P. distributed (the "Distribution") to its partners in accordance with the U.N. Co-Investment Fund III (Cayman), L.P. partnership agreement. In anticipation of the Liquidation, on May 29, 2020, U.N. Co-Investment Fund III (Cayman), L.P. transferred all 140,266 Global Indemnity Limited ("Issuer") Class B Ordinary Shares ("B Ordinary Shares") held by it to Fox Mercury Investments, L.P. in exchange (the "Exchange") for an equal number of Issuer Class A Ordinary Shares ("A Ordinary Shares", and, together with B Ordinary Shares, "Ordinary Shares"). On May 29, 2020, in connection with the Liquidation and the Distribution, U.N. Co-Investment Fund III (Cayman), L.P. distributed all 163,841 A Ordinary Shares held by it to its partners, including a distribution of 129,431 A Ordinary (continued in footnote 2) F2 · price: Shares to Fox Mercury Investments, L.P. in respect of its limited partnership interest in U.N. Co-Investment Fund III (Cayman), L.P. and a distribution of 1,515 A Ordinary Shares to Fox Mercury Investments, L.P. in lieu of cash. In the Distribution, 32,895 A Ordinary Shares were distributed by U.N. Co-Investment Fund III (Cayman), L.P. to limited partners in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of such Ordinary Shares. As a result of the Distribution, Mr. Fox's beneficial ownership of A Ordinary Shares (excluding the 32,895 A Ordinary Shares that were distributed to limited partners in which Mr. Fox has no beneficial ownership interest) increased by 1,515 shares. F3 · ownership.nature: Includes 80,500 A Ordinary Shares held by Mercury Assets Delaware LLC and Ordinary Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which, following the Exchange, Liquidation and Distribution, holds 979,050 A Ordinary shares and 140,266 B Ordinary Shares. Prior to the Distribution, Fox Mercury Investments, L.P. was an indirect owner of 129,431 A Ordinary Shares held by U.N. Co-Investment Fund III (Cayman), L.P., all of which such shares Fox Mercury Investments, L.P. received in the Distribution. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| March 31, 2020 Filed Mar 17, 2020 20:41 UTC |
McGeehan ThomasChief Financial Officer
|
GrantRestricted Share Unit · Derivative | 3,797 | $29.63 Strike: $0.00 | $112,505.11 |
DisclosureSEC source: 0001209191-20-019620 · doc4.xml · derivative · entry 3 McGeehan Thomas · CIK 0001433568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,797 Underlying: Class A Ordinary · 3,797 shares Expires 2023-03-15 F3 · shares: Represents RSUs covering 3,797 A Ordinary shares of the issuer that vest after a re-measurement of the 2019 combined ratio, three years after the grant. Vesting occurs if the re-measured combined ratio is not greater than the original 2019 combined ratio. Upon vesting, the reporting person will receive A Ordinary shares of the issuer. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 20:51 UTC |
FOX SAUL ADirector · 10% owner
|
GrantClass A Ordinary Shares | 6,422 | $29.19 | $187,458.18 |
DisclosureSEC source: 0001209191-20-022626 · doc4.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 772,359 F1 · shares: Represents a grant of 3,211 A ordinary shares in recognition of services rendered as a board member of the Issuer and Global Indemnity Group, LLC, an indirect, wholly owned subsidiary of the Issuer and 3,211 A ordinary shares granted as a tax gross-up. All grants are from the Issuer's share incentive plan and vesting has been deferred to the earlier of January 1, 2024 or a change in control of the Issuer. F2 · ownership.nature: Includes shares held indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which owns 988,370 shares. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 16:59 UTC |
HURWITZ JASON BDirector
|
GrantClass A Ordinary Shares | 2,570 | $29.19 | $75,018.30 |
DisclosureSEC source: 0001209191-20-022662 · doc4.xml · nonDerivative · entry 1 HURWITZ JASON B · CIK 0001099190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,457 F1 · shares: Represents a grant from the Issuer's share incentive plan of vested A ordinary shares in recognition of services rendered as a board member of the Issuer and Global Indemnity Group, LLC, an indirect, wholly owned subsidiary of the Issuer. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:03 UTC |
Colucci MicheleDirector
|
GrantCLASS A ORDINARY SHARES | 1,285 | $29.19 | $37,509.15 |
DisclosureSEC source: 0001209191-20-022678 · doc4.xml · nonDerivative · entry 1 Colucci Michele · CIK 0001797902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,724 F1 · shares: Represents a grant from the Issuer's share incentive plan of vested A ordinary shares in recognition of services rendered as a board member of the Issuer and Global Indemnity Group, LLC, an indirect, wholly owned subsidiary of the Issuer. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:01 UTC |
WEHR JAMES DDirector
|
GrantCLASS A ORDINARY SHARES | 2,570 | $29.19 | $75,018.30 |
DisclosureSEC source: 0001209191-20-022673 · doc4.xml · nonDerivative · entry 1 WEHR JAMES D · CIK 0001255543 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,059 F1 · shares: Represents a grant from the Issuer's share incentive plan of 2,142 vested A ordinary shares in recognition of services rendered as a board member of the Issuer and Global Indemnity Group, LLC, an indirect, wholly owned subsidiary of the Issuer and 428 vested A ordinary shares granted as a tax gross-up. F2 · ownership.nature: Mr. Wehr receives payment for his services as a Director via Golden Eye Advisors, LLC. Mr. Wehr is the sole member of Golden Eye Advisors, LLC. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 20:57 UTC |
BROWN JOSEPH WDirector
|
GrantCLASS A ORDINARY SHARES | 5,140 | $29.19 | $150,036.60 |
DisclosureSEC source: 0001209191-20-022652 · doc4.xml · nonDerivative · entry 1 BROWN JOSEPH W · CIK 0001205159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,972 F1 · shares: Represents a grant from the Issuer's share incentive plan of 2,570 vested A ordinary shares in recognition of services rendered as a board member of the Issuer and Global Indemnity Group, LLC, an indirect, wholly owned subsidiary of the Issuer and 2,570 vested A ordinary shares granted as a tax gross-up. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 20:55 UTC |
Lederman bruce rDirector
|
GrantCLASS A ORDINARY SHARES | 2,571 | $29.19 | $75,047.49 |
DisclosureSEC source: 0001209191-20-022642 · doc4.xml · nonDerivative · entry 1 Lederman bruce r · CIK 0001364461 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,729 F1 · shares: Represents a grant of from the Issuer's share incentive plan of 1,714 vested A ordinary shares in recognition of services rendered as a board member of the Issuer and Global Indemnity Group, LLC, an indirect, wholly owned subsidiary of the Issuer and 857 vested A ordinary shares granted as a tax gross-up. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 20:53 UTC |
Gersch SethDirector
|
GrantClass A Ordinary Shares | 2,569 | $29.19 | $74,989.11 |
DisclosureSEC source: 0001209191-20-022632 · doc4.xml · nonDerivative · entry 1 Gersch Seth · CIK 0001426085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,199 F1 · shares: Represents a grant from the Issuer's share incentive plan of vested A ordinary shares in recognition of services rendered as a board member of the Issuer and Global Indemnity Group, LLC, an indirect, wholly owned subsidiary of the Issuer. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 20:46 UTC |
Green StephenPresident, Global Indemnity Re
|
PurchaseClass A Ordinary Shares | 2,000 | $25.00 | $50,000.00 |
DisclosureSEC source: 0001209191-20-019635 · doc4.xml · nonDerivative · entry 1 Green Stephen · CIK 0001540319 · President, Global Indemnity Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,021 Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 20:46 UTC |
Green StephenPresident, Global Indemnity Re
|
GrantRestricted Share Unit · Derivative | 3,038 | $29.63 Strike: $0.00 | $90,015.94 |
DisclosureSEC source: 0001209191-20-019635 · doc4.xml · derivative · entry 4 Green Stephen · CIK 0001540319 · President, Global Indemnity Re 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,038 Underlying: Class A Ordinary · 3,038 shares Expires 2023-03-15 F2 · shares: Represents RSUs covering 3,038 A Ordinary shares of the issuer that vest after a re-measurement of the 2019 combined ratio, three years after the grant, subject to the reporting person remaining employed with the issuer through the applicable vesting date. Vesting occurs if the re-measured combined ratio is not greater than the original 2019 combined ratio. Upon vesting, the reporting person will receive A Ordinary shares of the issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.