Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Global Indemnity Group, LLCGBLI · Entity 5587 | Director · CEO | December 10, 2020 | December 14, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Global Indemnity Group, LLC
Report date December 10, 2020 · Filed December 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Option to Purchase Class A Common Shares (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.52 · Expires 2030-12-10 | Direct | 1,100,000 |
Reported balance
After 2020-12-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-12-10 · Grant · Acquired 300,000 · Balance 1,100,000 F1: 300,000 options to purchase Global Indemnity Group, LLC's ("Company") Class A Common shares ("A Common shares") were granted to Ms. Valko on December 10, 2020 ("Tranche 4 Options"). 100,000 of the Tranche 4 Options shall have an exercise price equal to the greater of the book value per share of the Company's A Common shares on December 31, 2020 and the closing per-share price of the Company's A Common shares on the last NASDAQ trading day prior to December 10, 2020 ("Tranche 4-I Options"). 100,000 of the Tranche 4 Options shall have an exercise price equal to the exercise price of the Tranche 4-I Options, plus $3.09 ("Tranche 4-II Options"). 100,000 of the Tranche 4 Options shall have an exercise price equal to the exercise price of the Tranche 4-II Options, plus $3.33 ("Tranche 4-III Options"). The closing price on December 9, 2020 was $26.52. F2: Tranche 4-I Options vest on the earlier of April 1, 2022 or the date a party that is not affiliated with Fox Paine & Company, LLC or Saul Fox acquires 50% or more of the Company's voting shares ("Change in Control"). Tranche 4-II Options vest on the earlier of April 1, 2023 or a Change in Control. Tranche 4-III Options vest on the earlier of April 1, 2024 or a Change in Control. Tranche 4 Options may only be exercised if vested. |
Filing footnotes · ownership attribution and instrument terms
F1: 300,000 options to purchase Global Indemnity Group, LLC's ("Company") Class A Common shares ("A Common shares") were granted to Ms. Valko on December 10, 2020 ("Tranche 4 Options"). 100,000 of the Tranche 4 Options shall have an exercise price equal to the greater of the book value per share of the Company's A Common shares on December 31, 2020 and the closing per-share price of the Company's A Common shares on the last NASDAQ trading day prior to December 10, 2020 ("Tranche 4-I Options"). 100,000 of the Tranche 4 Options shall have an exercise price equal to the exercise price of the Tranche 4-I Options, plus $3.09 ("Tranche 4-II Options"). 100,000 of the Tranche 4 Options shall have an exercise price equal to the exercise price of the Tranche 4-II Options, plus $3.33 ("Tranche 4-III Options"). The closing price on December 9, 2020 was $26.52.
F2: Tranche 4-I Options vest on the earlier of April 1, 2022 or the date a party that is not affiliated with Fox Paine & Company, LLC or Saul Fox acquires 50% or more of the Company's voting shares ("Change in Control"). Tranche 4-II Options vest on the earlier of April 1, 2023 or a Change in Control. Tranche 4-III Options vest on the earlier of April 1, 2024 or a Change in Control. Tranche 4 Options may only be exercised if vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2020 Filed Dec 14, 2020 22:35 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | GrantOption to Purchase Class A Common Shares (right to buy) · Derivative | 300,000 | $0.00 Strike: $26.52 | $0.00 |
DisclosureSEC source: 0001209191-20-063289 · doc4.xml · derivative · entry 1 Valko Cynthia Y · CIK 0001531094 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100,000 Underlying: Class A Common Shares · 300,000 shares Expires 2030-12-10 F1 · derivative.exercise_price: 300,000 options to purchase Global Indemnity Group, LLC's ("Company") Class A Common shares ("A Common shares") were granted to Ms. Valko on December 10, 2020 ("Tranche 4 Options"). 100,000 of the Tranche 4 Options shall have an exercise price equal to the greater of the book value per share of the Company's A Common shares on December 31, 2020 and the closing per-share price of the Company's A Common shares on the last NASDAQ trading day prior to December 10, 2020 ("Tranche 4-I Options"). 100,000 of the Tranche 4 Options shall have an exercise price equal to the exercise price of the Tranche 4-I Options, plus $3.09 ("Tranche 4-II Options"). 100,000 of the Tranche 4 Options shall have an exercise price equal to the exercise price of the Tranche 4-II Options, plus $3.33 ("Tranche 4-III Options"). The closing price on December 9, 2020 was $26.52. F2 · derivative.exercise_date: Tranche 4-I Options vest on the earlier of April 1, 2022 or the date a party that is not affiliated with Fox Paine & Company, LLC or Saul Fox acquires 50% or more of the Company's voting shares ("Change in Control"). Tranche 4-II Options vest on the earlier of April 1, 2023 or a Change in Control. Tranche 4-III Options vest on the earlier of April 1, 2024 or a Change in Control. Tranche 4 Options may only be exercised if vested. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 21:06 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | Tax withholdingClass A Ordinary Shares | 3,187 | $34.59 | $110,238.33 |
DisclosureSEC source: 0001209191-19-012948 · doc4.xml · nonDerivative · entry 1 Valko Cynthia Y · CIK 0001531094 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,003 Read SEC document |
| March 06, 2018 Filed Apr 5, 2018 20:15 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | GrantOptions to Purchase Class A Ordinary Shares (right to buy) · Derivative | 300,000 | $0.00 Strike: $50.00 | $0.00 |
DisclosureSEC source: 0001209191-18-024049 · doc4.xml · derivative · entry 1 Valko Cynthia Y · CIK 0001531094 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Class A Ordinary Shares · 300,000 shares Expires 2027-12-31 F1 · derivative.exercise_date: Options vest in three installments: One-third on each of December 31, 2018, 2019 and 2020. Read SEC document |
| March 04, 2018 Filed Mar 14, 2018 20:07 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | Tax withholdingClass A Ordinary Shares | 3,012 | $37.27 | $112,257.24 |
DisclosureSEC source: 0001209191-18-019533 · doc4.xml · nonDerivative · entry 1 Valko Cynthia Y · CIK 0001531094 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,190 Read SEC document |
| January 01, 2018 Filed Jan 2, 2018 21:58 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | Tax withholdingClass A Ordinary Shares | 5,695 | $42.02 | $239,303.90 |
DisclosureSEC source: 0001209191-18-000266 · doc4.xml · nonDerivative · entry 1 Valko Cynthia Y · CIK 0001531094 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,202 Read SEC document |
| November 16, 2017 Filed Nov 16, 2017 21:21 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | SaleCLASS A ORDINARY SHARES | 10,167 | $41.00 | $416,847.00 |
DisclosureSEC source: 0001209191-17-061172 · doc4.xml · nonDerivative · entry 2 Valko Cynthia Y · CIK 0001531094 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,231 Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 21:02 UTC Amendment | Global Indemnity Group, LLC GBLI · Entity 5587 | SaleCLASS A ORDINARY SHARES | 10,167 | $41.00 | $416,847.00 |
DisclosureSEC source: 0001209191-17-061434 · doc4a.xml · nonDerivative · entry 2 Valko Cynthia Y · CIK 0001531094 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,897 F3 · balance_after: Due to a clerical error, the Form 4 filed on 11/16/2017 has been revised to correct the amount of securities beneficially owned following reported transactions. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 21:21 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | SaleCLASS A ORDINARY SHARES | 4,833 | $41.30 | $199,602.90 |
DisclosureSEC source: 0001209191-17-061172 · doc4.xml · nonDerivative · entry 1 Valko Cynthia Y · CIK 0001531094 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,064 F1 · price: Reflects the weighted average share price of multiple transactions. The price range for the transactions is $41.02 - $41.535 F2 · price: Full information regarding the number of shares sold at each price is available upon request. Read SEC document |
| November 14, 2017 Filed Nov 17, 2017 21:02 UTC Amendment | Global Indemnity Group, LLC GBLI · Entity 5587 | SaleCLASS A ORDINARY SHARES | 4,833 | $41.30 | $199,602.90 |
DisclosureSEC source: 0001209191-17-061434 · doc4a.xml · nonDerivative · entry 1 Valko Cynthia Y · CIK 0001531094 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,064 F1 · price: Reflects the weighted average share price of multiple transactions. The price range for the transactions is $41.02 - $41.535 F2 · price: Full information regarding the number of shares sold at each price is available upon request. Read SEC document |
| February 05, 2017 Filed Feb 7, 2017 21:13 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | Tax withholdingClass A Ordinary Shares | 3,771 | $40.18 | $151,518.78 |
DisclosureSEC source: 0001209191-17-008317 · doc4.xml · nonDerivative · entry 1 Valko Cynthia Y · CIK 0001531094 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,897 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.