GATX

SEC source: 0001246360-16-007193 · form.xml · nonDerivative · entry 4

Earl James F · CIK 0001310741 · EVP and Pres., GATX Rail Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,145.264

F2 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $50.86 and the lowest price at which shares were sold was $50.51

SEC source: 0001246360-16-007193 · form.xml · derivative · entry 5

Earl James F · CIK 0001310741 · EVP and Pres., GATX Rail Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,300 shares

Expires 2018-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-16-007193 · form.xml · nonDerivative · entry 3

Earl James F · CIK 0001310741 · EVP and Pres., GATX Rail Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,444.264

SEC source: 0001246360-16-007193 · form.xml · nonDerivative · entry 2

Earl James F · CIK 0001310741 · EVP and Pres., GATX Rail Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,445.264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-16-007135 · form.xml · nonDerivative · entry 7

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,560.753

SEC source: 0001246360-16-007135 · form.xml · derivative · entry 10

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2020-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-16-007135 · form.xml · derivative · entry 9

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 934 shares

Expires 2019-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-16-007135 · form.xml · derivative · entry 8

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 600 shares

Expires 2018-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-16-007135 · form.xml · nonDerivative · entry 6

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,734.753

SEC source: 0001246360-16-007135 · form.xml · nonDerivative · entry 5

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,594.753

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $47.01 and the lowest price at which shares were sold was $46.98

SEC source: 0001246360-16-007135 · form.xml · nonDerivative · entry 4

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,853.753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-16-007135 · form.xml · nonDerivative · entry 3

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,353.753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-16-007135 · form.xml · nonDerivative · entry 2

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,419.753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-16-007134 · form.xml · nonDerivative · entry 2

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,374.197

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $46.98 and the lowest price at which shares were sold was $46.04

SEC source: 0001246360-16-007132 · form.xml · nonDerivative · entry 3

MUCKIAN WILLIAM M · CIK 0001204289 · Sr. VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,160.656

F2 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $48.25 and the lowest price at which shares were sold was $48.03

SEC source: 0001246360-16-007132 · form.xml · nonDerivative · entry 2

MUCKIAN WILLIAM M · CIK 0001204289 · Sr. VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,468.656

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $47.94 and the lowest price at which shares were sold was $47.00

SEC source: 0001246360-16-007099 · form.xml · nonDerivative · entry 4

Ellman Thomas A. · CIK 0001534505 · EVP & President, N. Amer. Rail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,226.462

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $45.26 and the lowest price at which shares were sold was $44.53

SEC source: 0001246360-16-007099 · form.xml · derivative · entry 5

Ellman Thomas A. · CIK 0001534505 · EVP & President, N. Amer. Rail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,900 shares

Expires 2017-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-16-007099 · form.xml · nonDerivative · entry 3

Ellman Thomas A. · CIK 0001534505 · EVP & President, N. Amer. Rail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,965.462

SEC source: 0001246360-16-007099 · form.xml · nonDerivative · entry 2

Ellman Thomas A. · CIK 0001534505 · EVP & President, N. Amer. Rail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,126.462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-16-007094 · form.xml · nonDerivative · entry 4

KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,213

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $44.13 and the lowest price at which shares were sold was $43.59

SEC source: 0001246360-16-007094 · form.xml · derivative · entry 5

KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69,900 shares

Expires 2017-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-16-007094 · form.xml · nonDerivative · entry 3

KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,713

SEC source: 0001246360-16-007094 · form.xml · nonDerivative · entry 2

KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-16-007080 · form.xml · nonDerivative · entry 1

Aigotti Diane · CIK 0001329194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22.3719

F1 · security: Includes 0.2017 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (22.1702 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

SEC source: 0001246360-16-007075 · form.xml · nonDerivative · entry 1

REAM JAMES B · CIK 0001198444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,230.8696

F1 · security: Includes 174.5763 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 25.9271 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (509.9150 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (101.9830 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

SEC source: 0001246360-16-007068 · form.xml · nonDerivative · entry 1

Wilson Stephen R · CIK 0001329553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,916.4043

F1 · security: Includes 35.3179 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (509.9150 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

SEC source: 0001246360-16-007077 · form.xml · nonDerivative · entry 1

YOVOVICH PAUL G · CIK 0001183580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,738.1483

F1 · security: Includes 71.6150 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 61.2296 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (509.9150 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (495.7507 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

SEC source: 0001246360-16-007074 · form.xml · nonDerivative · entry 1

Sutherland David · CIK 0001349227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,257.8402

F1 · security: Includes 194.7673 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 204.5596 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (509.9150 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (566.5722 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

SEC source: 0001246360-16-007072 · form.xml · nonDerivative · entry 1

Ritchie Robert J. · CIK 0001526598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,151.8424

F1 · security: Includes 91.1106 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 81.6844 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (509.9150 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (453.2578 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

SEC source: 0001246360-16-007071 · form.xml · nonDerivative · entry 1

SYLLA CASEY · CIK 0001188986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,290.1786

F1 · security: Includes 241.6349 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 50.0308 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (509.9150 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

SEC source: 0001246360-16-007067 · form.xml · nonDerivative · entry 1

HABERLI ERNST A · CIK 0001203086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,061.6531

F1 · security: Includes 198.9506 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (509.9150 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

SEC source: 0001246360-16-007066 · form.xml · nonDerivative · entry 1

Arvia Anne L · CIK 0001374429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,781.0799

F1 · security: Includes 157.5080 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (509.9150 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

SEC source: 0001246360-16-007004 · form.xml · nonDerivative · entry 4

LYONS ROBERT C · CIK 0001204288 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,406

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $45.43 and the lowest price at which shares were sold was $45.17

SEC source: 0001246360-16-007002 · form.xml · nonDerivative · entry 4

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,478.197

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $46.19 and the lowest price at which shares were sold was $46.04

SEC source: 0001246360-16-007001 · form.xml · nonDerivative · entry 4

MUCKIAN WILLIAM M · CIK 0001204289 · Sr. VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,478.656

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $46.19 and the lowest price at which shares were sold was $46.00

SEC source: 0001246360-16-006999 · form.xml · nonDerivative · entry 4

Earl James F · CIK 0001310741 · EVP and Pres., GATX Rail Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,145.264

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $46.19 and the lowest price at which shares were sold was $45.48

SEC source: 0001246360-16-007004 · form.xml · derivative · entry 5

LYONS ROBERT C · CIK 0001204288 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,600 shares

Expires 2017-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-16-007004 · form.xml · nonDerivative · entry 3

LYONS ROBERT C · CIK 0001204288 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,478

SEC source: 0001246360-16-007004 · form.xml · nonDerivative · entry 2

LYONS ROBERT C · CIK 0001204288 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-16-007000 · form.xml · nonDerivative · entry 2

Conniff James M. · CIK 0001628942 · Sr. VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890.35

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $46.49 and the lowest price at which shares were sold was $46.477

SEC source: 0001246360-16-007002 · form.xml · derivative · entry 5

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2017-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-16-007002 · form.xml · nonDerivative · entry 3

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,079.197

SEC source: 0001246360-16-007002 · form.xml · nonDerivative · entry 2

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,374.197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-16-007001 · form.xml · derivative · entry 5

MUCKIAN WILLIAM M · CIK 0001204289 · Sr. VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,800 shares

Expires 2018-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-16-007001 · form.xml · nonDerivative · entry 3

MUCKIAN WILLIAM M · CIK 0001204289 · Sr. VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,778.656

SEC source: 0001246360-16-007001 · form.xml · nonDerivative · entry 2

MUCKIAN WILLIAM M · CIK 0001204289 · Sr. VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,475.656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-16-006999 · form.xml · derivative · entry 5

Earl James F · CIK 0001310741 · EVP and Pres., GATX Rail Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,400 shares

Expires 2017-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-16-006999 · form.xml · nonDerivative · entry 3

Earl James F · CIK 0001310741 · EVP and Pres., GATX Rail Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,513.264

SEC source: 0001246360-16-006999 · form.xml · nonDerivative · entry 2

Earl James F · CIK 0001310741 · EVP and Pres., GATX Rail Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,545.264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.