Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 7 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 30, 2017 Filed Feb 1, 2017 17:14 UTC |
Young Jeffery R.Vice President, Tax
|
Exercise / conversion2016 NQ Stock Option (Right to Buy) · Derivative | 1,533 | $0.00 Strike: $39.19 | $0.00 |
DisclosureSEC source: 0001246360-17-000397 · form.xml · derivative · entry 7 Young Jeffery R. · CIK 0001632764 · Vice President, Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,067 Underlying: Common Stock · 1,533 shares Expires 2023-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 17:14 UTC |
Young Jeffery R.Vice President, Tax
|
Exercise / conversionStock-Settled Stock Appreciation Right · Derivative | 1,000 | $0.00 Strike: $45.89 | $0.00 |
DisclosureSEC source: 0001246360-17-000397 · form.xml · derivative · entry 6 Young Jeffery R. · CIK 0001632764 · Vice President, Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2020-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 17:14 UTC |
Young Jeffery R.Vice President, Tax
|
Tax withholdingCommon Stock | 2,072 | $58.70 | $121,626.40 |
DisclosureSEC source: 0001246360-17-000397 · form.xml · nonDerivative · entry 4 Young Jeffery R. · CIK 0001632764 · Vice President, Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,511 Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 17:14 UTC |
Young Jeffery R.Vice President, Tax
|
Exercise / conversionCommon Stock | 1,533 | $39.19 | $60,070.61 |
DisclosureSEC source: 0001246360-17-000397 · form.xml · nonDerivative · entry 3 Young Jeffery R. · CIK 0001632764 · Vice President, Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 17:14 UTC |
Young Jeffery R.Vice President, Tax
|
Exercise / conversionCommon Stock | 1,000 | $45.89 | $45,891.00 |
DisclosureSEC source: 0001246360-17-000397 · form.xml · nonDerivative · entry 2 Young Jeffery R. · CIK 0001632764 · Vice President, Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,050 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 22:49 UTC |
Young Jeffery R.Vice President, Tax
|
Grant2017 NQ Stock Option (Right to Buy) · Derivative | 3,600 | $0.00 Strike: $61.18 | $0.00 |
DisclosureSEC source: 0001246360-17-000386 · form.xml · derivative · entry 3 Young Jeffery R. · CIK 0001632764 · Vice President, Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,600 Underlying: Common Stock · 3,600 shares Expires 2024-01-26 F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 22:42 UTC |
MUCKIAN WILLIAM MSr. VP and Controller
|
Grant2017 NQ Stock Option (Right to Buy) · Derivative | 4,700 | $0.00 Strike: $61.18 | $0.00 |
DisclosureSEC source: 0001246360-17-000385 · form.xml · derivative · entry 3 MUCKIAN WILLIAM M · CIK 0001204289 · Sr. VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,700 Underlying: Common Stock · 4,700 shares Expires 2024-01-26 F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 22:35 UTC |
LYONS ROBERT CExec. VP and CFO
|
Grant2017 NQ Stock Option (Right to Buy) · Derivative | 21,000 | $0.00 Strike: $61.18 | $0.00 |
DisclosureSEC source: 0001246360-17-000384 · form.xml · derivative · entry 3 LYONS ROBERT C · CIK 0001204288 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 Underlying: Common Stock · 21,000 shares Expires 2024-01-26 F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 22:28 UTC |
KENNEY BRIAN ADirector · Chairman, President and CEO
|
Grant2017 NQ Stock Option (Right to Buy) · Derivative | 81,000 | $0.00 Strike: $61.18 | $0.00 |
DisclosureSEC source: 0001246360-17-000383 · form.xml · derivative · entry 3 KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,000 Underlying: Common Stock · 81,000 shares Expires 2024-01-26 F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 22:14 UTC |
Golden Deborah AEVP, Gen. Counsel and Secy
|
Grant2017 NQ Stock Option (Right to Buy) · Derivative | 12,700 | $0.00 Strike: $61.18 | $0.00 |
DisclosureSEC source: 0001246360-17-000381 · form.xml · derivative · entry 3 Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,700 Underlying: Common Stock · 12,700 shares Expires 2024-01-26 F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:56 UTC |
Titterton Paul FSVP & Chief Comm. Off. Rail NA
|
Grant2017 NQ Stock Option (Right to Buy) · Derivative | 8,800 | $0.00 Strike: $61.18 | $0.00 |
DisclosureSEC source: 0001246360-17-000379 · form.xml · derivative · entry 3 Titterton Paul F · CIK 0001580375 · SVP & Chief Comm. Off. Rail NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,800 Underlying: Common Stock · 8,800 shares Expires 2024-01-26 F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:56 UTC |
Titterton Paul FSVP & Chief Comm. Off. Rail NA
|
Tax withholdingCommon Stock | 876 | $61.18 | $53,589.30 |
DisclosureSEC source: 0001246360-17-000379 · form.xml · nonDerivative · entry 2 Titterton Paul F · CIK 0001580375 · SVP & Chief Comm. Off. Rail NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,247 Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:56 UTC |
Titterton Paul FSVP & Chief Comm. Off. Rail NA
|
GrantCommon Stock | 2,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-000379 · form.xml · nonDerivative · entry 1 Titterton Paul F · CIK 0001580375 · SVP & Chief Comm. Off. Rail NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,123 Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:49 UTC |
Harkness Eric D.VP, Treas. & Chief Risk Off.
|
Grant2017 NQ Stock Option (Right to Buy) · Derivative | 3,600 | $0.00 Strike: $61.18 | $0.00 |
DisclosureSEC source: 0001246360-17-000378 · form.xml · derivative · entry 3 Harkness Eric D. · CIK 0001632745 · VP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,600 Underlying: Common Stock · 3,600 shares Expires 2024-01-26 F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:49 UTC |
Harkness Eric D.VP, Treas. & Chief Risk Off.
|
Tax withholdingCommon Stock | 574 | $61.18 | $35,114.45 |
DisclosureSEC source: 0001246360-17-000378 · form.xml · nonDerivative · entry 2 Harkness Eric D. · CIK 0001632745 · VP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,393 Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:49 UTC |
Harkness Eric D.VP, Treas. & Chief Risk Off.
|
GrantCommon Stock | 1,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-000378 · form.xml · nonDerivative · entry 1 Harkness Eric D. · CIK 0001632745 · VP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,967 Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 22:07 UTC |
Earl James FEVP and Pres., GATX Rail Intl.
|
Grant2017 NQ Stock Option (Right to Buy) · Derivative | 18,900 | $0.00 Strike: $61.18 | $0.00 |
DisclosureSEC source: 0001246360-17-000380 · form.xml · derivative · entry 3 Earl James F · CIK 0001310741 · EVP and Pres., GATX Rail Intl. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,900 Underlying: Common Stock · 18,900 shares Expires 2024-01-26 F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:07 UTC |
Brooks Michael T.SVP & Chief Ops. Off. Rail NA
|
Grant2017 NQ Stock Option (Right to Buy) · Derivative | 5,800 | $0.00 Strike: $61.18 | $0.00 |
DisclosureSEC source: 0001246360-17-000377 · form.xml · derivative · entry 4 Brooks Michael T. · CIK 0001422898 · SVP & Chief Ops. Off. Rail NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,800 Underlying: Common Stock · 5,800 shares Expires 2024-01-26 F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:07 UTC |
Brooks Michael T.SVP & Chief Ops. Off. Rail NA
|
Tax withholdingCommon Stock | 948 | $61.18 | $57,993.90 |
DisclosureSEC source: 0001246360-17-000377 · form.xml · nonDerivative · entry 3 Brooks Michael T. · CIK 0001422898 · SVP & Chief Ops. Off. Rail NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,386 Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:07 UTC |
Brooks Michael T.SVP & Chief Ops. Off. Rail NA
|
GrantCommon Stock | 2,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-000377 · form.xml · nonDerivative · entry 2 Brooks Michael T. · CIK 0001422898 · SVP & Chief Ops. Off. Rail NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,334 Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 20:56 UTC |
Ellman Thomas A.EVP & President, N. Amer. Rail
|
Grant2017 NQ Stock Option (Right to Buy) · Derivative | 18,900 | $0.00 Strike: $61.18 | $0.00 |
DisclosureSEC source: 0001246360-17-000376 · form.xml · derivative · entry 4 Ellman Thomas A. · CIK 0001534505 · EVP & President, N. Amer. Rail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,900 Underlying: Common Stock · 18,900 shares Expires 2024-01-26 F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 20:56 UTC |
Ellman Thomas A.EVP & President, N. Amer. Rail
|
Tax withholdingCommon Stock | 2,390 | $61.18 | $146,208.25 |
DisclosureSEC source: 0001246360-17-000376 · form.xml · nonDerivative · entry 3 Ellman Thomas A. · CIK 0001534505 · EVP & President, N. Amer. Rail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,432 Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 20:56 UTC |
Ellman Thomas A.EVP & President, N. Amer. Rail
|
GrantCommon Stock | 7,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-000376 · form.xml · nonDerivative · entry 2 Ellman Thomas A. · CIK 0001534505 · EVP & President, N. Amer. Rail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,822 Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 20:42 UTC |
Adedoyin NiyiSVP & CIO
|
Grant2017 NQ Stock Option (Right to Buy) · Derivative | 5,400 | $0.00 Strike: $61.18 | $0.00 |
DisclosureSEC source: 0001246360-17-000375 · form.xml · derivative · entry 3 Adedoyin Niyi · CIK 0001665666 · SVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,400 Underlying: Common Stock · 5,400 shares Expires 2024-01-26 F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 20:35 UTC |
Conniff James M.Sr. VP, Human Resources
|
Grant2017 NQ Stock Option (Right to Buy) · Derivative | 8,800 | $0.00 Strike: $61.18 | $0.00 |
DisclosureSEC source: 0001246360-17-000374 · form.xml · derivative · entry 3 Conniff James M. · CIK 0001628942 · Sr. VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,800 Underlying: Common Stock · 8,800 shares Expires 2024-01-26 F2 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant. Read SEC document |
| January 26, 2017 Filed Feb 1, 2017 21:35 UTC Amendment |
Titterton Paul FSVP & Chief Comm. Off. Rail NA
|
Tax withholdingCommon Stock | 828 | $61.18 | $50,652.90 |
DisclosureSEC source: 0001246360-17-000407 · form.xml · nonDerivative · entry 1 Titterton Paul F · CIK 0001580375 · SVP & Chief Comm. Off. Rail NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,295 Read SEC document |
| January 26, 2017 Filed Feb 1, 2017 21:28 UTC Amendment |
Ellman Thomas A.EVP & President, N. Amer. Rail
|
Tax withholdingCommon Stock | 2,382 | $61.18 | $145,718.85 |
DisclosureSEC source: 0001246360-17-000406 · form.xml · nonDerivative · entry 1 Ellman Thomas A. · CIK 0001534505 · EVP & President, N. Amer. Rail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,440 Read SEC document |
| January 26, 2017 Filed Feb 1, 2017 21:14 UTC Amendment |
Brooks Michael T.SVP & Chief Ops. Off. Rail NA
|
Tax withholdingCommon Stock | 943 | $61.18 | $57,688.03 |
DisclosureSEC source: 0001246360-17-000405 · form.xml · nonDerivative · entry 1 Brooks Michael T. · CIK 0001422898 · SVP & Chief Ops. Off. Rail NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,391 Read SEC document |
| January 25, 2017 Filed Jan 25, 2017 21:35 UTC |
Titterton Paul FSVP & Chief Comm. Off. Rail NA
|
SaleCommon Stock | 2,571 | $60.31 | $155,057.01 |
DisclosureSEC source: 0001246360-17-000294 · form.xml · nonDerivative · entry 6 Titterton Paul F · CIK 0001580375 · SVP & Chief Comm. Off. Rail NA 10b5-1 filing: Not disclosed Ownership: Indirect · Trust account held by spouse Disclosed balance after: 0 Read SEC document |
| January 24, 2017 Filed Jan 25, 2017 21:35 UTC |
Titterton Paul FSVP & Chief Comm. Off. Rail NA
|
SaleCommon Stock | 569 | $59.32 | $33,753.31 |
DisclosureSEC source: 0001246360-17-000294 · form.xml · nonDerivative · entry 5 Titterton Paul F · CIK 0001580375 · SVP & Chief Comm. Off. Rail NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,540 F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $59.64 and the lowest price at which shares were sold was $59.20 Read SEC document |
| January 24, 2017 Filed Jan 25, 2017 18:07 UTC |
Brooks Michael T.SVP & Chief Ops. Off. Rail NA
|
SaleCommon Stock | 3,653 | $59.45 | $217,159.53 |
DisclosureSEC source: 0001246360-17-000292 · form.xml · nonDerivative · entry 6 Brooks Michael T. · CIK 0001422898 · SVP & Chief Ops. Off. Rail NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,600 F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $59.78 and the lowest price at which shares were sold was $59.22 Read SEC document |
| January 24, 2017 Filed Jan 25, 2017 17:49 UTC |
Conniff James M.Sr. VP, Human Resources
|
SaleCommon Stock | 336 | $59.59 | $20,022.37 |
DisclosureSEC source: 0001246360-17-000290 · form.xml · nonDerivative · entry 5 Conniff James M. · CIK 0001628942 · Sr. VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 890 F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $59.66 and the lowest price at which shares were sold was $59.51 Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 21:35 UTC |
Titterton Paul FSVP & Chief Comm. Off. Rail NA
|
Exercise / conversionStock-Settled Stock Appreciation Right · Derivative | 2,467 | $0.00 Strike: $45.89 | $0.00 |
DisclosureSEC source: 0001246360-17-000294 · form.xml · derivative · entry 8 Titterton Paul F · CIK 0001580375 · SVP & Chief Comm. Off. Rail NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,467 shares Expires 2020-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 21:35 UTC |
Titterton Paul FSVP & Chief Comm. Off. Rail NA
|
Exercise / conversionStock-Settled Stock Appreciation Right · Derivative | 1,300 | $0.00 Strike: $44.02 | $0.00 |
DisclosureSEC source: 0001246360-17-000294 · form.xml · derivative · entry 7 Titterton Paul F · CIK 0001580375 · SVP & Chief Comm. Off. Rail NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,300 shares Expires 2019-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 21:35 UTC |
Titterton Paul FSVP & Chief Comm. Off. Rail NA
|
OtherCommon Stock 401(k) | 5,524 | $59.19 | $326,965.56 |
DisclosureSEC source: 0001246360-17-000294 · form.xml · nonDerivative · entry 4 Titterton Paul F · CIK 0001580375 · SVP & Chief Comm. Off. Rail NA 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Disclosed balance after: 0 Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 21:35 UTC |
Titterton Paul FSVP & Chief Comm. Off. Rail NA
|
Tax withholdingCommon Stock | 3,198 | $59.40 | $189,961.20 |
DisclosureSEC source: 0001246360-17-000294 · form.xml · nonDerivative · entry 3 Titterton Paul F · CIK 0001580375 · SVP & Chief Comm. Off. Rail NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,109 Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 21:35 UTC |
Titterton Paul FSVP & Chief Comm. Off. Rail NA
|
Exercise / conversionCommon Stock | 2,467 | $45.89 | $113,213.10 |
DisclosureSEC source: 0001246360-17-000294 · form.xml · nonDerivative · entry 2 Titterton Paul F · CIK 0001580375 · SVP & Chief Comm. Off. Rail NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,307 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 21:35 UTC |
Titterton Paul FSVP & Chief Comm. Off. Rail NA
|
Exercise / conversionCommon Stock | 1,300 | $44.02 | $57,219.50 |
DisclosureSEC source: 0001246360-17-000294 · form.xml · nonDerivative · entry 1 Titterton Paul F · CIK 0001580375 · SVP & Chief Comm. Off. Rail NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,840 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 18:07 UTC |
Brooks Michael T.SVP & Chief Ops. Off. Rail NA
|
Exercise / conversionStock-Settled Stock Appreciation Right · Derivative | 5,000 | $0.00 Strike: $45.89 | $0.00 |
DisclosureSEC source: 0001246360-17-000292 · form.xml · derivative · entry 9 Brooks Michael T. · CIK 0001422898 · SVP & Chief Ops. Off. Rail NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2020-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 18:07 UTC |
Brooks Michael T.SVP & Chief Ops. Off. Rail NA
|
Exercise / conversionStock-Settled Stock Appreciation Right · Derivative | 5,000 | $0.00 Strike: $44.02 | $0.00 |
DisclosureSEC source: 0001246360-17-000292 · form.xml · derivative · entry 8 Brooks Michael T. · CIK 0001422898 · SVP & Chief Ops. Off. Rail NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2019-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 18:07 UTC |
Brooks Michael T.SVP & Chief Ops. Off. Rail NA
|
Exercise / conversionStock-Settled Stock Appreciation Right · Derivative | 6,700 | $0.00 Strike: $33.94 | $0.00 |
DisclosureSEC source: 0001246360-17-000292 · form.xml · derivative · entry 7 Brooks Michael T. · CIK 0001422898 · SVP & Chief Ops. Off. Rail NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,700 shares Expires 2018-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 18:07 UTC |
Brooks Michael T.SVP & Chief Ops. Off. Rail NA
|
Tax withholdingCommon Stock | 13,047 | $59.40 | $774,991.80 |
DisclosureSEC source: 0001246360-17-000292 · form.xml · nonDerivative · entry 5 Brooks Michael T. · CIK 0001422898 · SVP & Chief Ops. Off. Rail NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,253 Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 18:07 UTC |
Brooks Michael T.SVP & Chief Ops. Off. Rail NA
|
Exercise / conversionCommon Stock | 5,000 | $45.89 | $229,455.00 |
DisclosureSEC source: 0001246360-17-000292 · form.xml · nonDerivative · entry 4 Brooks Michael T. · CIK 0001422898 · SVP & Chief Ops. Off. Rail NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 18:07 UTC |
Brooks Michael T.SVP & Chief Ops. Off. Rail NA
|
Exercise / conversionCommon Stock | 5,000 | $44.02 | $220,075.00 |
DisclosureSEC source: 0001246360-17-000292 · form.xml · nonDerivative · entry 3 Brooks Michael T. · CIK 0001422898 · SVP & Chief Ops. Off. Rail NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 18:07 UTC |
Brooks Michael T.SVP & Chief Ops. Off. Rail NA
|
Exercise / conversionCommon Stock | 6,700 | $33.94 | $227,364.50 |
DisclosureSEC source: 0001246360-17-000292 · form.xml · nonDerivative · entry 2 Brooks Michael T. · CIK 0001422898 · SVP & Chief Ops. Off. Rail NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 17:49 UTC |
Conniff James M.Sr. VP, Human Resources
|
Exercise / conversionStock-Settled Stock Appreciation Right · Derivative | 1,467 | $0.00 Strike: $45.89 | $0.00 |
DisclosureSEC source: 0001246360-17-000290 · form.xml · derivative · entry 7 Conniff James M. · CIK 0001628942 · Sr. VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,467 shares Expires 2020-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 17:49 UTC |
Conniff James M.Sr. VP, Human Resources
|
Exercise / conversionStock-Settled Stock Appreciation Right · Derivative | 767 | $0.00 Strike: $44.02 | $0.00 |
DisclosureSEC source: 0001246360-17-000290 · form.xml · derivative · entry 6 Conniff James M. · CIK 0001628942 · Sr. VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 767 shares Expires 2019-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 17:49 UTC |
Conniff James M.Sr. VP, Human Resources
|
Tax withholdingCommon Stock | 1,898 | $59.40 | $112,741.20 |
DisclosureSEC source: 0001246360-17-000290 · form.xml · nonDerivative · entry 4 Conniff James M. · CIK 0001628942 · Sr. VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,226 Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 17:49 UTC |
Conniff James M.Sr. VP, Human Resources
|
Exercise / conversionCommon Stock | 1,467 | $45.89 | $67,322.10 |
DisclosureSEC source: 0001246360-17-000290 · form.xml · nonDerivative · entry 3 Conniff James M. · CIK 0001628942 · Sr. VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 17:49 UTC |
Conniff James M.Sr. VP, Human Resources
|
Exercise / conversionCommon Stock | 767 | $44.02 | $33,759.51 |
DisclosureSEC source: 0001246360-17-000290 · form.xml · nonDerivative · entry 2 Conniff James M. · CIK 0001628942 · Sr. VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.