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GATX

GATX CORP

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2783
SEC CIK
0000040211
Parsed reports
848

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202604
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202607
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 01, 2017 Filed Aug 3, 2017 19:14 UTC
Arvia Anne LDirector
GrantCommon Stock 488 $61.85 $30,182.80
Disclosure

SEC source: 0001246360-17-002489 · form.xml · nonDerivative · entry 1

Arvia Anne L · CIK 0001374429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,268

F1 · security: Includes 124 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (363 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:00 UTC GrantCommon Stock 518 $61.85 $32,038.30
Disclosure

SEC source: 0001246360-17-002488 · form.xml · nonDerivative · entry 1

HABERLI ERNST A · CIK 0001203086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,640

F1 · security: Includes 155 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (363 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Read SEC document
August 01, 2017 Filed Oct 25, 2017 21:56 UTC Amendment GrantCommon Stock 828 $61.85 $51,211.80
Disclosure

SEC source: 0001246360-17-002949 · form.xml · nonDerivative · entry 1

Ritchie Robert J. · CIK 0001526598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,683

F1 · security: Includes 75 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 66 shares acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (363 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (323) shares which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

Read SEC document
August 01, 2017 Filed Oct 26, 2017 21:14 UTC Amendment GrantCommon Stock 840 $61.85 $51,954.00
Disclosure

SEC source: 0001246360-17-002951 · form.xml · nonDerivative · entry 1

YOVOVICH PAUL G · CIK 0001183580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,288

F1 · security: Includes 60 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 52 shares acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (363 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (363) shares which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 17:21 UTC
Golden Deborah AEVP, Gen. Counsel and Secy
SaleCommon Stock 1,368 $64.46 $88,183.33
Disclosure

SEC source: 0001246360-17-002208 · form.xml · nonDerivative · entry 4

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,783

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $64.9000 and the lowest price at which shares were sold was $64.2700

Read SEC document
June 14, 2017 Filed Jun 16, 2017 17:21 UTC
Golden Deborah AEVP, Gen. Counsel and Secy
Exercise / conversionStock-Settled Stock Appreciation Right · Derivative 5,300 $0.00 Strike: $33.94 $0.00
Disclosure

SEC source: 0001246360-17-002208 · form.xml · derivative · entry 5

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,300 shares

Expires 2018-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 17:21 UTC
Golden Deborah AEVP, Gen. Counsel and Secy
Tax withholdingCommon Stock 3,932 $64.74 $254,557.68
Disclosure

SEC source: 0001246360-17-002208 · form.xml · nonDerivative · entry 3

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,151

Read SEC document
June 14, 2017 Filed Jun 16, 2017 17:21 UTC
Golden Deborah AEVP, Gen. Counsel and Secy
Exercise / conversionCommon Stock 5,300 $33.94 $179,855.50
Disclosure

SEC source: 0001246360-17-002208 · form.xml · nonDerivative · entry 2

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2017 Filed Jun 14, 2017 21:49 UTC
Golden Deborah AEVP, Gen. Counsel and Secy
SaleCommon Stock 2,429 $65.42 $158,904.69
Disclosure

SEC source: 0001246360-17-002198 · form.xml · nonDerivative · entry 4

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,783

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $65.4900 and the lowest price at which shares were sold was $65.3045

Read SEC document
June 12, 2017 Filed Jun 14, 2017 21:49 UTC
Golden Deborah AEVP, Gen. Counsel and Secy
Exercise / conversionStock-Settled Stock Appreciation Right · Derivative 8,000 $0.00 Strike: $33.94 $0.00
Disclosure

SEC source: 0001246360-17-002198 · form.xml · derivative · entry 5

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 8,000 shares

Expires 2018-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2017 Filed Jun 14, 2017 21:49 UTC
Golden Deborah AEVP, Gen. Counsel and Secy
Tax withholdingCommon Stock 5,571 $64.38 $358,633.13
Disclosure

SEC source: 0001246360-17-002198 · form.xml · nonDerivative · entry 3

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,212

Read SEC document
June 12, 2017 Filed Jun 14, 2017 21:49 UTC
Golden Deborah AEVP, Gen. Counsel and Secy
Exercise / conversionCommon Stock 8,000 $33.94 $271,480.00
Disclosure

SEC source: 0001246360-17-002198 · form.xml · nonDerivative · entry 2

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2017 Filed Jun 14, 2017 21:35 UTC
Conniff James M.Sr. VP, Human Resources
SaleCommon Stock 638 $64.94 $41,429.81
Disclosure

SEC source: 0001246360-17-002197 · form.xml · nonDerivative · entry 2

Conniff James M. · CIK 0001628942 · Sr. VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $65.02 and the lowest price at which shares were sold was $64.86

Read SEC document
June 05, 2017 Filed Jun 6, 2017 20:14 UTC
Titterton Paul FSVP & Chief Comm. Off. Rail NA
Exercise / conversion2016 NQ Stock Option (Right to Buy) · Derivative 1,966 $0.00 Strike: $39.19 $0.00
Disclosure

SEC source: 0001246360-17-002120 · form.xml · derivative · entry 4

Titterton Paul F · CIK 0001580375 · SVP & Chief Comm. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,834

Underlying: Common Stock · 1,966 shares

Expires 2023-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2017 Filed Jun 6, 2017 20:14 UTC
Titterton Paul FSVP & Chief Comm. Off. Rail NA
SaleCommon Stock 877 $61.71 $54,119.58
Disclosure

SEC source: 0001246360-17-002120 · form.xml · nonDerivative · entry 3

Titterton Paul F · CIK 0001580375 · SVP & Chief Comm. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,418

F2 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $61.86 and the lowest price at which shares were sold was $61.62

Read SEC document
June 05, 2017 Filed Jun 6, 2017 20:14 UTC
Titterton Paul FSVP & Chief Comm. Off. Rail NA
SaleCommon Stock 1,966 $61.67 $121,242.63
Disclosure

SEC source: 0001246360-17-002120 · form.xml · nonDerivative · entry 2

Titterton Paul F · CIK 0001580375 · SVP & Chief Comm. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,295

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $61.79 and the lowest price at which shares were sold was $61.59

Read SEC document
June 05, 2017 Filed Jun 6, 2017 20:14 UTC
Titterton Paul FSVP & Chief Comm. Off. Rail NA
Exercise / conversionCommon Stock 1,966 $39.19 $77,037.71
Disclosure

SEC source: 0001246360-17-002120 · form.xml · nonDerivative · entry 1

Titterton Paul F · CIK 0001580375 · SVP & Chief Comm. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2017 Filed May 25, 2017 20:07 UTC
Ellman Thomas A.EVP & President, N. Amer. Rail
SaleCommon Stock 2,239 $61.52 $137,737.46
Disclosure

SEC source: 0001246360-17-002014 · form.xml · nonDerivative · entry 4

Ellman Thomas A. · CIK 0001534505 · EVP & President, N. Amer. Rail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,440

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $61.76 and the lowest price at which shares were sold was $60.93

Read SEC document
May 23, 2017 Filed May 25, 2017 20:07 UTC
Ellman Thomas A.EVP & President, N. Amer. Rail
Exercise / conversionStock-Settled Stock Appreciation Right · Derivative 9,300 $0.00 Strike: $33.94 $0.00
Disclosure

SEC source: 0001246360-17-002014 · form.xml · derivative · entry 5

Ellman Thomas A. · CIK 0001534505 · EVP & President, N. Amer. Rail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,300 shares

Expires 2018-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2017 Filed May 25, 2017 20:07 UTC
Ellman Thomas A.EVP & President, N. Amer. Rail
Tax withholdingCommon Stock 7,061 $60.99 $430,644.74
Disclosure

SEC source: 0001246360-17-002014 · form.xml · nonDerivative · entry 3

Ellman Thomas A. · CIK 0001534505 · EVP & President, N. Amer. Rail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,679

Read SEC document
May 23, 2017 Filed May 25, 2017 20:07 UTC
Ellman Thomas A.EVP & President, N. Amer. Rail
Exercise / conversionCommon Stock 9,300 $33.94 $315,595.50
Disclosure

SEC source: 0001246360-17-002014 · form.xml · nonDerivative · entry 2

Ellman Thomas A. · CIK 0001534505 · EVP & President, N. Amer. Rail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 3, 2017 16:42 UTC GrantCommon Stock 846 $60.31 $51,022.26
Disclosure

SEC source: 0001246360-17-001719 · form.xml · nonDerivative · entry 1

YOVOVICH PAUL G · CIK 0001183580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,448

F1 · security: Includes 60 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 49 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (373 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (362 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

Read SEC document
May 01, 2017 Filed May 3, 2017 16:35 UTC GrantCommon Stock 405 $60.31 $24,425.55
Disclosure

SEC source: 0001246360-17-001718 · form.xml · nonDerivative · entry 1

Wilson Stephen R · CIK 0001329553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,735

F1 · security: Includes 32 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (373 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Read SEC document
May 01, 2017 Filed May 3, 2017 16:21 UTC GrantCommon Stock 1,106 $60.31 $66,702.86
Disclosure

SEC source: 0001246360-17-001717 · form.xml · nonDerivative · entry 1

Sutherland David · CIK 0001349227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,467

F1 · security: Includes 155 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 163 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (373 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (414 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

Read SEC document
May 01, 2017 Filed May 3, 2017 16:07 UTC GrantCommon Stock 920 $60.31 $55,485.20
Disclosure

SEC source: 0001246360-17-001716 · form.xml · nonDerivative · entry 1

Ritchie Robert J. · CIK 0001526598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,928

F1 · security: Includes 148 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 67 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (373 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (331 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

Read SEC document
May 01, 2017 Filed May 3, 2017 15:42 UTC
SYLLA CASEYDirector
GrantCommon Stock 602 $60.31 $36,306.62
Disclosure

SEC source: 0001246360-17-001715 · form.xml · nonDerivative · entry 1

SYLLA CASEY · CIK 0001188986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,487

F1 · security: Includes 191 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 38 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (373 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Read SEC document
May 01, 2017 Filed May 3, 2017 15:28 UTC
REAM JAMES BDirector
GrantCommon Stock 607 $60.31 $36,608.17
Disclosure

SEC source: 0001246360-17-001714 · form.xml · nonDerivative · entry 1

REAM JAMES B · CIK 0001198444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,447

F1 · security: Includes 139 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 21 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (373 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (73 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

Read SEC document
May 01, 2017 Filed May 3, 2017 15:07 UTC GrantCommon Stock 531 $60.31 $32,024.61
Disclosure

SEC source: 0001246360-17-001713 · form.xml · nonDerivative · entry 1

HABERLI ERNST A · CIK 0001203086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,122

F1 · security: Includes 158 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (373 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Read SEC document
May 01, 2017 Filed May 3, 2017 14:56 UTC GrantCommon Stock 546 $60.31 $32,929.26
Disclosure

SEC source: 0001246360-17-001712 · form.xml · nonDerivative · entry 1

Aigotti Diane · CIK 0001329194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,129

F1 · security: Includes 5 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 2 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (373 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (165 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

Read SEC document
May 01, 2017 Filed May 3, 2017 14:49 UTC
Arvia Anne LDirector
GrantCommon Stock 499 $60.31 $30,094.69
Disclosure

SEC source: 0001246360-17-001711 · form.xml · nonDerivative · entry 1

Arvia Anne L · CIK 0001374429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,780

F1 · security: Includes 126 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (373 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Read SEC document
May 01, 2017 Filed Oct 25, 2017 20:21 UTC Amendment GrantCommon Stock 847 $60.31 $51,082.57
Disclosure

SEC source: 0001246360-17-002931 · form.xml · nonDerivative · entry 1

Ritchie Robert J. · CIK 0001526598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,855

F1 · security: Includes 75 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 67 shares acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (373 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (331 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 21:28 UTC
MUCKIAN WILLIAM MSr. VP and Controller
OtherCommon Stock 401(k) 1,683 $59.40 $99,970.20
Disclosure

SEC source: 0001246360-17-001414 · form.xml · nonDerivative · entry 2

MUCKIAN WILLIAM M · CIK 0001204289 · Sr. VP and Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) Plan

Disclosed balance after: 1,177

Read SEC document
March 16, 2017 Filed Mar 17, 2017 21:28 UTC
MUCKIAN WILLIAM MSr. VP and Controller
SaleCommon Stock 1,000 $59.06 $59,059.70
Disclosure

SEC source: 0001246360-17-001414 · form.xml · nonDerivative · entry 1

MUCKIAN WILLIAM M · CIK 0001204289 · Sr. VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,160

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $59.14 and the lowest price at which shares were sold was $59.00

Read SEC document
February 16, 2017 Filed Feb 21, 2017 18:35 UTC
Adedoyin NiyiSVP & CIO
Exercise / conversion2016 NQ Stock Option (Right to Buy) · Derivative 1,900 $0.00 Strike: $39.19 $0.00
Disclosure

SEC source: 0001246360-17-000847 · form.xml · derivative · entry 5

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,800

Underlying: Common Stock · 1,900 shares

Expires 2023-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 18:35 UTC
Adedoyin NiyiSVP & CIO
SaleCommon Stock 503 $58.61 $29,481.74
Disclosure

SEC source: 0001246360-17-000847 · form.xml · nonDerivative · entry 4

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 770

F2 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $58.635 and the lowest price at which shares were sold was $58.57

Read SEC document
February 16, 2017 Filed Feb 21, 2017 18:35 UTC
Adedoyin NiyiSVP & CIO
SaleCommon Stock 1,900 $58.64 $111,407.64
Disclosure

SEC source: 0001246360-17-000847 · form.xml · nonDerivative · entry 3

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,273

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $58.69 and the lowest price at which shares were sold was $58.57

Read SEC document
February 16, 2017 Filed Feb 21, 2017 18:35 UTC
Adedoyin NiyiSVP & CIO
Exercise / conversionCommon Stock 1,900 $39.19 $74,451.50
Disclosure

SEC source: 0001246360-17-000847 · form.xml · nonDerivative · entry 2

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 22:56 UTC GrantCommon Stock 561 $58.28 $32,695.08
Disclosure

SEC source: 0001246360-17-000446 · form.xml · nonDerivative · entry 1

Aigotti Diane · CIK 0001329194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583

F1 · security: Includes 2 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 1 share acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (386 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (171 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

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February 01, 2017 Filed Feb 3, 2017 23:00 UTC GrantCommon Stock 864 $58.28 $50,353.92
Disclosure

SEC source: 0001246360-17-000447 · form.xml · nonDerivative · entry 1

YOVOVICH PAUL G · CIK 0001183580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,602

F1 · security: Includes 53 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 45 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (386 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (378 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

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February 01, 2017 Filed Feb 3, 2017 22:49 UTC
REAM JAMES BDirector
GrantCommon Stock 610 $58.28 $35,550.80
Disclosure

SEC source: 0001246360-17-000444 · form.xml · nonDerivative · entry 1

REAM JAMES B · CIK 0001198444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,840

F1 · security: Includes 126 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 18 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (386 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (78 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

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February 01, 2017 Filed Feb 3, 2017 22:21 UTC GrantCommon Stock 856 $58.28 $49,887.68
Disclosure

SEC source: 0001246360-17-000439 · form.xml · nonDerivative · entry 1

Ritchie Robert J. · CIK 0001526598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,008

F1 · security: Includes 67 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 60 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (386 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (343 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

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February 01, 2017 Filed Feb 3, 2017 21:42 UTC GrantCommon Stock 413 $58.28 $24,069.64
Disclosure

SEC source: 0001246360-17-000431 · form.xml · nonDerivative · entry 1

Wilson Stephen R · CIK 0001329553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,330

F1 · security: Includes 27 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (386 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

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February 01, 2017 Filed Feb 3, 2017 22:28 UTC GrantCommon Stock 1,103 $58.28 $64,282.84
Disclosure

SEC source: 0001246360-17-000441 · form.xml · nonDerivative · entry 1

Sutherland David · CIK 0001349227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,361

F1 · security: Includes 140 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 148 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (386 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (428 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

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February 01, 2017 Filed Feb 3, 2017 22:07 UTC
SYLLA CASEYDirector
GrantCommon Stock 595 $58.28 $34,676.60
Disclosure

SEC source: 0001246360-17-000432 · form.xml · nonDerivative · entry 1

SYLLA CASEY · CIK 0001188986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,885

F1 · security: Includes 173 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 35 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (386 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

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February 01, 2017 Filed Feb 3, 2017 20:56 UTC
Arvia Anne LDirector
GrantCommon Stock 500 $58.28 $29,140.00
Disclosure

SEC source: 0001246360-17-000428 · form.xml · nonDerivative · entry 1

Arvia Anne L · CIK 0001374429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,281

F1 · security: Includes 114 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (386 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

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February 01, 2017 Filed Feb 3, 2017 21:21 UTC GrantCommon Stock 529 $58.28 $30,830.12
Disclosure

SEC source: 0001246360-17-000430 · form.xml · nonDerivative · entry 1

HABERLI ERNST A · CIK 0001203086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,591

F1 · security: Includes 143 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (386 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

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January 31, 2017 Filed Feb 1, 2017 22:21 UTC
Brooks Michael T.SVP & Chief Ops. Off. Rail NA
SaleCommon Stock 6,800 $57.41 $390,366.24
Disclosure

SEC source: 0001246360-17-000409 · form.xml · nonDerivative · entry 2

Brooks Michael T. · CIK 0001422898 · SVP & Chief Ops. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,591

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $57.4900 and the lowest price at which shares were sold was $57.3892

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January 31, 2017 Filed Feb 1, 2017 17:14 UTC
Young Jeffery R.Vice President, Tax
SaleCommon Stock 230 $57.43 $13,207.89
Disclosure

SEC source: 0001246360-17-000397 · form.xml · nonDerivative · entry 5

Young Jeffery R. · CIK 0001632764 · Vice President, Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,281

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January 30, 2017 Filed Feb 1, 2017 17:56 UTC
Adedoyin NiyiSVP & CIO
Tax withholdingCommon Stock 287 $58.71 $16,849.77
Disclosure

SEC source: 0001246360-17-000401 · form.xml · nonDerivative · entry 2

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,273

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January 30, 2017 Filed Feb 1, 2017 17:56 UTC
Conniff James M.Sr. VP, Human Resources
Tax withholdingCommon Stock 256 $58.71 $15,029.76
Disclosure

SEC source: 0001246360-17-000400 · form.xml · nonDerivative · entry 2

Conniff James M. · CIK 0001628942 · Sr. VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.