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GATX

GATX CORP

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2783
SEC CIK
0000040211
Parsed reports
848

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202604
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202607
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2018 Filed Feb 5, 2018 22:49 UTC
Adedoyin NiyiSVP & CIO
Exercise / conversionStock-Settled Stock Appreciation Right · Derivative 2,400 $0.00 Strike: $56.91 $0.00
Disclosure

SEC source: 0001246360-18-000481 · form.xml · derivative · entry 7

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,400 shares

Expires 2022-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:49 UTC
Adedoyin NiyiSVP & CIO
Exercise / conversionStock-Settled Stock Appreciation Right · Derivative 2,000 $0.00 Strike: $58.35 $0.00
Disclosure

SEC source: 0001246360-18-000481 · form.xml · derivative · entry 6

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2021-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:49 UTC
Adedoyin NiyiSVP & CIO
Tax withholdingCommon Stock 3,844 $70.65 $271,559.38
Disclosure

SEC source: 0001246360-18-000481 · form.xml · nonDerivative · entry 4

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,060

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:49 UTC
Adedoyin NiyiSVP & CIO
Exercise / conversionCommon Stock 2,400 $56.91 $136,584.00
Disclosure

SEC source: 0001246360-18-000481 · form.xml · nonDerivative · entry 3

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:49 UTC
Adedoyin NiyiSVP & CIO
Exercise / conversionCommon Stock 2,000 $58.35 $116,690.00
Disclosure

SEC source: 0001246360-18-000481 · form.xml · nonDerivative · entry 2

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 20:07 UTC GrantCommon Stock 784 $71.55 $56,091.28
Disclosure

SEC source: 0001246360-18-000478 · form.xml · nonDerivative · entry 1

YOVOVICH PAUL G · CIK 0001183580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,942

F1 · security: Includes 67 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 58 shares acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (343 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (314 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 19:56 UTC GrantCommon Stock 383 $71.55 $27,401.74
Disclosure

SEC source: 0001246360-18-000476 · form.xml · nonDerivative · entry 1

Wilson Stephen R · CIK 0001329553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,926

F1 · security: Includes 39 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (343 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 19:56 UTC
SYLLA CASEYDirector
GrantCommon Stock 578 $71.55 $41,353.01
Disclosure

SEC source: 0001246360-18-000477 · form.xml · nonDerivative · entry 1

SYLLA CASEY · CIK 0001188986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,256

F1 · security: Includes 196 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 37 shares acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (343 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 18:49 UTC GrantCommon Stock 1,006 $71.55 $71,974.27
Disclosure

SEC source: 0001246360-18-000472 · form.xml · nonDerivative · entry 1

Sutherland David · CIK 0001349227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,625

F1 · security: Includes 161 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 169 shares acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (343 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (331 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 18:35 UTC GrantCommon Stock 778 $71.55 $55,662.01
Disclosure

SEC source: 0001246360-18-000471 · form.xml · nonDerivative · entry 1

Ritchie Robert J. · CIK 0001526598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,319

F1 · security: Includes 82 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 73 shares acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (343 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (279 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 18:21 UTC
REAM JAMES BDirector
GrantCommon Stock 581 $71.55 $41,567.65
Disclosure

SEC source: 0001246360-18-000469 · form.xml · nonDerivative · entry 1

REAM JAMES B · CIK 0001198444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,251

F1 · security: Includes 145 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan"") and 22 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (343 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (69 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 17:28 UTC GrantCommon Stock 507 $71.55 $36,273.32
Disclosure

SEC source: 0001246360-18-000466 · form.xml · nonDerivative · entry 1

HABERLI ERNST A · CIK 0001203086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,682

F1 · security: Includes 164 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (343 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 17:21 UTC
Arvia Anne LDirector
GrantCommon Stock 476 $71.55 $34,055.42
Disclosure

SEC source: 0001246360-18-000465 · form.xml · nonDerivative · entry 1

Arvia Anne L · CIK 0001374429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,248

F1 · security: Includes 132 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (343 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 17:14 UTC GrantCommon Stock 501 $71.55 $35,844.05
Disclosure

SEC source: 0001246360-18-000464 · form.xml · nonDerivative · entry 1

Aigotti Diane · CIK 0001329194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,721

F1 · security: Includes 12 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 5 shares acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (343 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee 139 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 20:56 UTC
Titterton Paul FSVP & Chief Comm. Off. Rail NA
SaleCommon Stock 6,198 $71.41 $442,587.40
Disclosure

SEC source: 0001246360-18-000427 · form.xml · nonDerivative · entry 1

Titterton Paul F · CIK 0001580375 · SVP & Chief Comm. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,358

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $71.76 and the lowest price at which shares were sold was $71.08

Read SEC document
January 31, 2018 Filed Feb 2, 2018 20:49 UTC
KENNEY BRIAN ADirector · Chairman, President and CEO
SaleCommon Stock 17,172 $71.29 $1,224,107.74
Disclosure

SEC source: 0001246360-18-000448 · form.xml · nonDerivative · entry 2

KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,151

F2 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $71.55 and the lowest price at which shares were sold was $71.20

Read SEC document
January 30, 2018 Filed Jan 30, 2018 23:28 UTC
Earl James FEVP and Pres., GATX Rail Intl.
SaleCommon Stock 3,536 $71.56 $253,035.10
Disclosure

SEC source: 0001246360-18-000382 · form.xml · nonDerivative · entry 4

Earl James F · CIK 0001310741 · EVP and Pres., GATX Rail Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,859

F2 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $71.79 and the lowest price at which shares were sold was $71.22

Read SEC document
January 30, 2018 Filed Jan 31, 2018 22:21 UTC
Brooks Michael T.SVP & Chief Ops. Off. Rail NA
Exercise / conversion2017 NQ Stock Option (Right to Buy) · Derivative 1,933 $0.00 Strike: $61.18 $0.00
Disclosure

SEC source: 0001246360-18-000390 · form.xml · derivative · entry 12

Brooks Michael T. · CIK 0001422898 · SVP & Chief Ops. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,867

Underlying: Common Stock · 1,933 shares

Expires 2024-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2018 Filed Jan 31, 2018 22:21 UTC
Brooks Michael T.SVP & Chief Ops. Off. Rail NA
Exercise / conversion2016 NQ Stock Option (Right to Buy) · Derivative 5,600 $0.00 Strike: $39.19 $0.00
Disclosure

SEC source: 0001246360-18-000390 · form.xml · derivative · entry 11

Brooks Michael T. · CIK 0001422898 · SVP & Chief Ops. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

Underlying: Common Stock · 5,600 shares

Expires 2023-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2018 Filed Jan 31, 2018 22:21 UTC
Brooks Michael T.SVP & Chief Ops. Off. Rail NA
SaleCommon Stock 7,533 $71.52 $538,733.04
Disclosure

SEC source: 0001246360-18-000390 · form.xml · nonDerivative · entry 8

Brooks Michael T. · CIK 0001422898 · SVP & Chief Ops. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,760

F2 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $71.92 and the lowest price at which shares were sold was $71.22

Read SEC document
January 30, 2018 Filed Jan 31, 2018 22:21 UTC
Brooks Michael T.SVP & Chief Ops. Off. Rail NA
SaleCommon Stock 1,427 $71.61 $102,180.62
Disclosure

SEC source: 0001246360-18-000390 · form.xml · nonDerivative · entry 7

Brooks Michael T. · CIK 0001422898 · SVP & Chief Ops. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,293

F1 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $71.84 and the lowest price at which shares were sold was $71.43

Read SEC document
January 30, 2018 Filed Jan 31, 2018 22:21 UTC
Brooks Michael T.SVP & Chief Ops. Off. Rail NA
Exercise / conversionCommon Stock 1,933 $61.18 $118,251.28
Disclosure

SEC source: 0001246360-18-000390 · form.xml · nonDerivative · entry 6

Brooks Michael T. · CIK 0001422898 · SVP & Chief Ops. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2018 Filed Jan 31, 2018 22:21 UTC
Brooks Michael T.SVP & Chief Ops. Off. Rail NA
Exercise / conversionCommon Stock 5,600 $39.19 $219,436.00
Disclosure

SEC source: 0001246360-18-000390 · form.xml · nonDerivative · entry 5

Brooks Michael T. · CIK 0001422898 · SVP & Chief Ops. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2018 Filed Jan 31, 2018 21:09 UTC
LYONS ROBERT CExec. VP and CFO
SaleCommon Stock 4,000 $71.42 $285,676.80
Disclosure

SEC source: 0001246360-18-000389 · form.xml · nonDerivative · entry 2

LYONS ROBERT C · CIK 0001204288 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,053

F2 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $71.4450 and the lowest price at which shares were sold was $71.4032

Read SEC document
January 29, 2018 Filed Jan 30, 2018 23:28 UTC
Earl James FEVP and Pres., GATX Rail Intl.
Exercise / conversionStock-Settled Stock Appreciation Right · Derivative 19,200 $0.00 Strike: $45.89 $0.00
Disclosure

SEC source: 0001246360-18-000382 · form.xml · derivative · entry 5

Earl James F · CIK 0001310741 · EVP and Pres., GATX Rail Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,200 shares

Expires 2020-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2018 Filed Jan 30, 2018 23:28 UTC
Earl James FEVP and Pres., GATX Rail Intl.
Tax withholdingCommon Stock 15,664 $72.31 $1,132,663.84
Disclosure

SEC source: 0001246360-18-000382 · form.xml · nonDerivative · entry 3

Earl James F · CIK 0001310741 · EVP and Pres., GATX Rail Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,395

Read SEC document
January 29, 2018 Filed Jan 30, 2018 23:28 UTC
Earl James FEVP and Pres., GATX Rail Intl.
Exercise / conversionCommon Stock 19,200 $45.89 $881,107.20
Disclosure

SEC source: 0001246360-18-000382 · form.xml · nonDerivative · entry 2

Earl James F · CIK 0001310741 · EVP and Pres., GATX Rail Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2018 Filed Jan 30, 2018 23:14 UTC
Golden Deborah AEVP, Gen. Counsel and Secy
SaleCommon Stock 3,857 $72.16 $278,335.01
Disclosure

SEC source: 0001246360-18-000380 · form.xml · nonDerivative · entry 2

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,618

F2 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $72.37 and the lowest price at which shares were sold was $72.05

Read SEC document
January 29, 2018 Filed Jan 31, 2018 22:21 UTC
Brooks Michael T.SVP & Chief Ops. Off. Rail NA
Exercise / conversionStock-Settled Stock Appreciation Right · Derivative 5,400 $0.00 Strike: $56.91 $0.00
Disclosure

SEC source: 0001246360-18-000390 · form.xml · derivative · entry 10

Brooks Michael T. · CIK 0001422898 · SVP & Chief Ops. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,400 shares

Expires 2022-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 22:21 UTC
Brooks Michael T.SVP & Chief Ops. Off. Rail NA
Exercise / conversionStock-Settled Stock Appreciation Right · Derivative 4,500 $0.00 Strike: $58.35 $0.00
Disclosure

SEC source: 0001246360-18-000390 · form.xml · derivative · entry 9

Brooks Michael T. · CIK 0001422898 · SVP & Chief Ops. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,500 shares

Expires 2021-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 22:21 UTC
Brooks Michael T.SVP & Chief Ops. Off. Rail NA
Tax withholdingCommon Stock 8,473 $72.31 $612,682.63
Disclosure

SEC source: 0001246360-18-000390 · form.xml · nonDerivative · entry 4

Brooks Michael T. · CIK 0001422898 · SVP & Chief Ops. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,187

Read SEC document
January 29, 2018 Filed Jan 31, 2018 22:21 UTC
Brooks Michael T.SVP & Chief Ops. Off. Rail NA
Exercise / conversionCommon Stock 5,400 $56.91 $307,314.00
Disclosure

SEC source: 0001246360-18-000390 · form.xml · nonDerivative · entry 3

Brooks Michael T. · CIK 0001422898 · SVP & Chief Ops. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 22:21 UTC
Brooks Michael T.SVP & Chief Ops. Off. Rail NA
Exercise / conversionCommon Stock 4,500 $58.35 $262,552.50
Disclosure

SEC source: 0001246360-18-000390 · form.xml · nonDerivative · entry 2

Brooks Michael T. · CIK 0001422898 · SVP & Chief Ops. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 16:28 UTC
Adedoyin NiyiSVP & CIO
Tax withholdingCommon Stock 266 $72.26 $19,221.53
Disclosure

SEC source: 0001246360-18-000385 · form.xml · nonDerivative · entry 2

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504

Read SEC document
January 25, 2018 Filed Jan 25, 2018 22:56 UTC
Earl James FEVP and Pres., GATX Rail Intl.
SaleCommon Stock 5,177 $69.61 $360,387.54
Disclosure

SEC source: 0001246360-18-000332 · form.xml · nonDerivative · entry 4

Earl James F · CIK 0001310741 · EVP and Pres., GATX Rail Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,859

F2 · shares: Represents the weighted average sale price. The highest price at which shares were sold was $69.91 and the lowest price at which shares were sold was $69.155

Read SEC document
January 25, 2018 Filed Jan 29, 2018 22:28 UTC
Titterton Paul FSVP & Chief Comm. Off. Rail NA
Grant2018 NQ Stock Option (Right to Buy) · Derivative 8,100 $0.00 Strike: $69.74 $0.00
Disclosure

SEC source: 0001246360-18-000370 · form.xml · derivative · entry 3

Titterton Paul F · CIK 0001580375 · SVP & Chief Comm. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,100

Underlying: Common Stock · 8,100 shares

Expires 2025-01-25

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

Read SEC document
January 25, 2018 Filed Jan 29, 2018 22:28 UTC
Titterton Paul FSVP & Chief Comm. Off. Rail NA
Tax withholdingCommon Stock 498 $69.74 $34,728.03
Disclosure

SEC source: 0001246360-18-000370 · form.xml · nonDerivative · entry 2

Titterton Paul F · CIK 0001580375 · SVP & Chief Comm. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,556

Read SEC document
January 25, 2018 Filed Jan 29, 2018 22:28 UTC
Titterton Paul FSVP & Chief Comm. Off. Rail NA
GrantCommon Stock 1,458 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-000370 · form.xml · nonDerivative · entry 1

Titterton Paul F · CIK 0001580375 · SVP & Chief Comm. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,054

Read SEC document
January 25, 2018 Filed Jan 29, 2018 22:28 UTC
Harkness Eric D.VP, Treas. & Chief Risk Off.
Grant2018 NQ Stock Option (Right to Buy) · Derivative 3,300 $0.00 Strike: $69.74 $0.00
Disclosure

SEC source: 0001246360-18-000369 · form.xml · derivative · entry 3

Harkness Eric D. · CIK 0001632745 · VP, Treas. & Chief Risk Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,300

Underlying: Common Stock · 3,300 shares

Expires 2025-01-25

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

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January 25, 2018 Filed Jan 29, 2018 22:28 UTC
Harkness Eric D.VP, Treas. & Chief Risk Off.
Tax withholdingCommon Stock 285 $69.74 $19,874.48
Disclosure

SEC source: 0001246360-18-000369 · form.xml · nonDerivative · entry 2

Harkness Eric D. · CIK 0001632745 · VP, Treas. & Chief Risk Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,671

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January 25, 2018 Filed Jan 29, 2018 22:28 UTC
Harkness Eric D.VP, Treas. & Chief Risk Off.
GrantCommon Stock 872 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-000369 · form.xml · nonDerivative · entry 1

Harkness Eric D. · CIK 0001632745 · VP, Treas. & Chief Risk Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,956

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January 25, 2018 Filed Jan 29, 2018 22:21 UTC
Ellman Thomas A.EVP & President, N. Amer. Rail
Grant2018 NQ Stock Option (Right to Buy) · Derivative 18,000 $0.00 Strike: $69.74 $0.00
Disclosure

SEC source: 0001246360-18-000368 · form.xml · derivative · entry 4

Ellman Thomas A. · CIK 0001534505 · EVP & President, N. Amer. Rail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2025-01-25

F2 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

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January 25, 2018 Filed Jan 29, 2018 22:21 UTC
Ellman Thomas A.EVP & President, N. Amer. Rail
Tax withholdingCommon Stock 1,148 $69.74 $80,055.78
Disclosure

SEC source: 0001246360-18-000368 · form.xml · nonDerivative · entry 3

Ellman Thomas A. · CIK 0001534505 · EVP & President, N. Amer. Rail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,628

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January 25, 2018 Filed Jan 29, 2018 22:21 UTC
Ellman Thomas A.EVP & President, N. Amer. Rail
GrantCommon Stock 3,771 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-000368 · form.xml · nonDerivative · entry 2

Ellman Thomas A. · CIK 0001534505 · EVP & President, N. Amer. Rail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,776

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January 25, 2018 Filed Jan 29, 2018 22:14 UTC
Brooks Michael T.SVP & Chief Ops. Off. Rail NA
Grant2018 NQ Stock Option (Right to Buy) · Derivative 5,300 $0.00 Strike: $69.74 $0.00
Disclosure

SEC source: 0001246360-18-000367 · form.xml · derivative · entry 4

Brooks Michael T. · CIK 0001422898 · SVP & Chief Ops. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 5,300 shares

Expires 2025-01-25

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

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January 25, 2018 Filed Jan 29, 2018 22:14 UTC
Brooks Michael T.SVP & Chief Ops. Off. Rail NA
Tax withholdingCommon Stock 500 $69.74 $34,867.50
Disclosure

SEC source: 0001246360-18-000367 · form.xml · nonDerivative · entry 3

Brooks Michael T. · CIK 0001422898 · SVP & Chief Ops. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,760

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January 25, 2018 Filed Jan 29, 2018 22:14 UTC
Brooks Michael T.SVP & Chief Ops. Off. Rail NA
GrantCommon Stock 1,458 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-000367 · form.xml · nonDerivative · entry 2

Brooks Michael T. · CIK 0001422898 · SVP & Chief Ops. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,260

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January 25, 2018 Filed Jan 29, 2018 21:42 UTC
Adedoyin NiyiSVP & CIO
Grant2018 NQ Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $69.74 $0.00
Disclosure

SEC source: 0001246360-18-000359 · form.xml · derivative · entry 3

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2025-01-25

F2 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

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January 25, 2018 Filed Jan 29, 2018 19:35 UTC
LYONS ROBERT CExec. VP and CFO
Grant2018 NQ Stock Option (Right to Buy) · Derivative 19,300 $0.00 Strike: $69.74 $0.00
Disclosure

SEC source: 0001246360-18-000358 · form.xml · derivative · entry 3

LYONS ROBERT C · CIK 0001204288 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,300

Underlying: Common Stock · 19,300 shares

Expires 2025-01-25

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

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January 25, 2018 Filed Jan 29, 2018 19:21 UTC
Golden Deborah AEVP, Gen. Counsel and Secy
Grant2018 NQ Stock Option (Right to Buy) · Derivative 13,200 $0.00 Strike: $69.74 $0.00
Disclosure

SEC source: 0001246360-18-000357 · form.xml · derivative · entry 3

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,200

Underlying: Common Stock · 13,200 shares

Expires 2025-01-25

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.