Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 7 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 09, 2020 Filed Nov 11, 2020 00:35 UTC |
Zmudka RobertSr. VP & Chief Comm. Off.
|
SaleCommon Stock | 1,000 | $78.85 | $78,852.40 |
DisclosureSEC source: 0001246360-20-001812 · form.xml · nonDerivative · entry 4 Zmudka Robert · CIK 0001750272 · Sr. VP & Chief Comm. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,907 F2 · price: Represents the weighted average sale price. The highest price at which shares were sold was $78.9600 and the lowest price at which shares were sold was $78.7500. Read SEC document |
| November 09, 2020 Filed Nov 11, 2020 00:35 UTC |
Zmudka RobertSr. VP & Chief Comm. Off.
|
SaleCommon Stock | 3,900 | $78.36 | $305,615.31 |
DisclosureSEC source: 0001246360-20-001812 · form.xml · nonDerivative · entry 3 Zmudka Robert · CIK 0001750272 · Sr. VP & Chief Comm. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,907 F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $78.7057 and the lowest price at which shares were sold was $77.7500. Read SEC document |
| November 09, 2020 Filed Nov 11, 2020 00:35 UTC |
Zmudka RobertSr. VP & Chief Comm. Off.
|
Exercise / conversionCommon Stock | 4,900 | $61.18 | $299,757.50 |
DisclosureSEC source: 0001246360-20-001812 · form.xml · nonDerivative · entry 2 Zmudka Robert · CIK 0001750272 · Sr. VP & Chief Comm. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,807 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 15:21 UTC |
Tezel Necati GokceExec. VP and Pres., Rail Intl.
|
Exercise / conversionStock-Settled Stock Appreciation Right · Derivative | 3,500 | $0.00 Strike: $58.35 | $0.00 |
DisclosureSEC source: 0001246360-20-001820 · form.xml · derivative · entry 4 Tezel Necati Gokce · CIK 0001733548 · Exec. VP and Pres., Rail Intl. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,500 shares Expires 2021-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 15:21 UTC |
Tezel Necati GokceExec. VP and Pres., Rail Intl.
|
Tax withholdingCommon Stock | 2,799 | $79.43 | $222,310.58 |
DisclosureSEC source: 0001246360-20-001820 · form.xml · nonDerivative · entry 3 Tezel Necati Gokce · CIK 0001733548 · Exec. VP and Pres., Rail Intl. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,956 Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 15:21 UTC |
Tezel Necati GokceExec. VP and Pres., Rail Intl.
|
Exercise / conversionCommon Stock | 3,500 | $58.35 | $204,207.50 |
DisclosureSEC source: 0001246360-20-001820 · form.xml · nonDerivative · entry 2 Tezel Necati Gokce · CIK 0001733548 · Exec. VP and Pres., Rail Intl. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 11:00 UTC |
KENNEY BRIAN ADirector · Chairman, President and CEO
|
Exercise / conversionStock-Settled Stock Appreciation Right · Derivative | 57,500 | $0.00 Strike: $58.35 | $0.00 |
DisclosureSEC source: 0001246360-20-001817 · form.xml · derivative · entry 5 KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,500 shares Expires 2021-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 11:00 UTC |
KENNEY BRIAN ADirector · Chairman, President and CEO
|
Tax withholdingCommon Stock | 49,000 | $79.43 | $3,891,825.00 |
DisclosureSEC source: 0001246360-20-001817 · form.xml · nonDerivative · entry 3 KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,389 Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 11:00 UTC |
KENNEY BRIAN ADirector · Chairman, President and CEO
|
Exercise / conversionCommon Stock | 57,500 | $58.35 | $3,354,837.50 |
DisclosureSEC source: 0001246360-20-001817 · form.xml · nonDerivative · entry 2 KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 20:28 UTC |
LYONS ROBERT CEVP and President Rail NA
|
SaleCommon Stock | 1,703 | $72.94 | $124,218.35 |
DisclosureSEC source: 0001246360-20-001787 · form.xml · nonDerivative · entry 4 LYONS ROBERT C · CIK 0001204288 · EVP and President Rail NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,242 F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $73.11 and the lowest price at which shares were sold was $72.76. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 20:28 UTC |
LYONS ROBERT CEVP and President Rail NA
|
Exercise / conversionStock-Settled Stock Appreciation Right · Derivative | 17,500 | $0.00 Strike: $58.35 | $0.00 |
DisclosureSEC source: 0001246360-20-001787 · form.xml · derivative · entry 5 LYONS ROBERT C · CIK 0001204288 · EVP and President Rail NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,500 shares Expires 2021-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 20:28 UTC |
LYONS ROBERT CEVP and President Rail NA
|
Tax withholdingCommon Stock | 15,797 | $70.71 | $1,116,926.89 |
DisclosureSEC source: 0001246360-20-001787 · form.xml · nonDerivative · entry 3 LYONS ROBERT C · CIK 0001204288 · EVP and President Rail NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,945 Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 20:28 UTC |
LYONS ROBERT CEVP and President Rail NA
|
Exercise / conversionCommon Stock | 17,500 | $58.35 | $1,021,037.50 |
DisclosureSEC source: 0001246360-20-001787 · form.xml · nonDerivative · entry 2 LYONS ROBERT C · CIK 0001204288 · EVP and President Rail NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 16:56 UTC |
Young Jeffery R.SVP, Chief Tax Officer
|
SaleCommon Stock | 550 | $73.26 | $40,294.05 |
DisclosureSEC source: 0001246360-20-001781 · form.xml · nonDerivative · entry 2 Young Jeffery R. · CIK 0001632764 · SVP, Chief Tax Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,076 Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 21:07 UTC |
Titterton Paul FSVP & Chief Op. Off. Rail NA
|
SaleCommon Stock | 443 | $69.40 | $30,744.02 |
DisclosureSEC source: 0001246360-20-001750 · form.xml · nonDerivative · entry 4 Titterton Paul F · CIK 0001580375 · SVP & Chief Op. Off. Rail NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,621 F2 · price: Represents the weighted average sale price. The highest price at which shares were sold was $69.4000 and the lowest price at which shares were sold was $69.3901. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 20:49 UTC |
YOVOVICH PAUL GDirector
|
GrantCommon Stock | 1,017 | $68.31 | $69,471.27 |
DisclosureSEC source: 0001246360-20-001778 · form.xml · nonDerivative · entry 1 YOVOVICH PAUL G · CIK 0001183580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,928 F1 · security: Includes 113 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 98 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan"). F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (439 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer fee (365 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 20:42 UTC |
REAM JAMES BDirector
|
GrantCommon Stock | 762 | $68.31 | $52,052.22 |
DisclosureSEC source: 0001246360-20-001777 · form.xml · nonDerivative · entry 1 REAM JAMES B · CIK 0001198444 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,606 F1 · security: Includes 206 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 33 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan"). F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (439 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer fee (84 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 20:42 UTC |
Wilson Stephen RDirector
|
GrantCommon Stock | 519 | $68.31 | $35,452.89 |
DisclosureSEC source: 0001246360-20-001776 · form.xml · nonDerivative · entry 1 Wilson Stephen R · CIK 0001329553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,002 F1 · security: Includes 80 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan"). F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (439 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 19:14 UTC |
HABERLI ERNST ADirector
|
GrantCommon Stock | 667 | $68.31 | $45,562.77 |
DisclosureSEC source: 0001246360-20-001775 · form.xml · nonDerivative · entry 1 HABERLI ERNST A · CIK 0001203086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,119 F1 · security: Includes 228 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan"). F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (439 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 18:49 UTC |
Arvia Anne LDirector
|
GrantCommon Stock | 630 | $68.31 | $43,035.30 |
DisclosureSEC source: 0001246360-20-001774 · form.xml · nonDerivative · entry 1 Arvia Anne L · CIK 0001374429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,339 F1 · security: Includes 191 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan"). F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (439 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 17:56 UTC |
Stanley Adam L.Director
|
GrantCommon Stock | 454 | $68.31 | $31,012.74 |
DisclosureSEC source: 0001246360-20-001773 · form.xml · nonDerivative · entry 1 Stanley Adam L. · CIK 0001786914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,086 F1 · security: Includes 15 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan"). F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (439 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 17:56 UTC |
Sutherland DavidDirector
|
GrantCommon Stock | 1,279 | $68.31 | $87,368.49 |
DisclosureSEC source: 0001246360-20-001772 · form.xml · nonDerivative · entry 1 Sutherland David · CIK 0001349227 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,921 F1 · security: Includes 224 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 230 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan"). F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (439 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer fee (384 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 17:42 UTC |
Aigotti DianeDirector
|
GrantCommon Stock | 672 | $68.31 | $45,904.32 |
DisclosureSEC source: 0001246360-20-001771 · form.xml · nonDerivative · entry 1 Aigotti Diane · CIK 0001329194 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,292 F1 · security: Includes 49 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 19 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan"). F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (439 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer fee (164 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 21:07 UTC |
Titterton Paul FSVP & Chief Op. Off. Rail NA
|
Exercise / conversionStock-Settled Stock Appreciation Right · Derivative | 4,300 | $0.00 Strike: $58.35 | $0.00 |
DisclosureSEC source: 0001246360-20-001750 · form.xml · derivative · entry 5 Titterton Paul F · CIK 0001580375 · SVP & Chief Op. Off. Rail NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,300 shares Expires 2021-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 21:07 UTC |
Titterton Paul FSVP & Chief Op. Off. Rail NA
|
Tax withholdingCommon Stock | 3,857 | $68.31 | $263,471.67 |
DisclosureSEC source: 0001246360-20-001750 · form.xml · nonDerivative · entry 3 Titterton Paul F · CIK 0001580375 · SVP & Chief Op. Off. Rail NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,064 Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 21:07 UTC |
Titterton Paul FSVP & Chief Op. Off. Rail NA
|
SaleCommon Stock | 3,858 | $67.81 | $261,595.16 |
DisclosureSEC source: 0001246360-20-001750 · form.xml · nonDerivative · entry 2 Titterton Paul F · CIK 0001580375 · SVP & Chief Op. Off. Rail NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,921 F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $68.1050 and the lowest price at which shares were sold was $67.4800. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 21:07 UTC |
Titterton Paul FSVP & Chief Op. Off. Rail NA
|
Exercise / conversionCommon Stock | 4,300 | $58.35 | $250,883.50 |
DisclosureSEC source: 0001246360-20-001750 · form.xml · nonDerivative · entry 1 Titterton Paul F · CIK 0001580375 · SVP & Chief Op. Off. Rail NA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,779 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2020 Filed Aug 13, 2020 17:42 UTC |
Harkness Eric D.SVP, Treas. & Chief Risk Off.
|
SaleCommon Stock | 646 | $66.57 | $43,001.89 |
DisclosureSEC source: 0000899243-20-022264 · doc4.xml · nonDerivative · entry 10 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · price: Represents the weighted average sale price. The highest price at which shares were sold was $66.7636 and the lowest price at which shares were sold was $66.4300. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 17:42 UTC |
Harkness Eric D.SVP, Treas. & Chief Risk Off.
|
Exercise / conversionStock-Settled Stock Appreciation Right · Derivative | 2,600 | $0.00 Strike: $58.35 | $0.00 |
DisclosureSEC source: 0000899243-20-022264 · doc4.xml · derivative · entry 14 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,600 shares Expires 2021-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 17:42 UTC |
Harkness Eric D.SVP, Treas. & Chief Risk Off.
|
Exercise / conversionStock-Settled Stock Appreciation Right · Derivative | 3,200 | $0.00 Strike: $56.91 | $0.00 |
DisclosureSEC source: 0000899243-20-022264 · doc4.xml · derivative · entry 13 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,200 shares Expires 2022-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 17:42 UTC |
Harkness Eric D.SVP, Treas. & Chief Risk Off.
|
Exercise / conversion2017 NQ Stock Option (Right to Buy) · Derivative | 3,600 | $0.00 Strike: $61.18 | $0.00 |
DisclosureSEC source: 0000899243-20-022264 · doc4.xml · derivative · entry 12 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,600 shares Expires 2024-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 17:42 UTC |
Harkness Eric D.SVP, Treas. & Chief Risk Off.
|
Exercise / conversion2016 NQ Stock Option (Right to Buy) · Derivative | 4,800 | $0.00 Strike: $39.19 | $0.00 |
DisclosureSEC source: 0000899243-20-022264 · doc4.xml · derivative · entry 11 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,800 shares Expires 2023-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 17:42 UTC |
Harkness Eric D.SVP, Treas. & Chief Risk Off.
|
SaleCommon Stock | 8,298 | $68.28 | $566,623.95 |
DisclosureSEC source: 0000899243-20-022264 · doc4.xml · nonDerivative · entry 9 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 646 F4 · price: Represents the weighted average sale price. The highest price at which shares were sold was $68.94 and the lowest price at which shares were sold was $67.97. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 17:42 UTC |
Harkness Eric D.SVP, Treas. & Chief Risk Off.
|
SaleCommon Stock | 102 | $69.05 | $7,043.04 |
DisclosureSEC source: 0000899243-20-022264 · doc4.xml · nonDerivative · entry 8 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,944 F3 · price: Represents the weighted average sale price. The highest price at which shares were sold was $69.05 and the lowest price at which shares were sold was $68.97. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 17:42 UTC |
Harkness Eric D.SVP, Treas. & Chief Risk Off.
|
SaleCommon Stock | 200 | $69.10 | $13,820.00 |
DisclosureSEC source: 0000899243-20-022264 · doc4.xml · nonDerivative · entry 7 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,046 F2 · price: Represents the weighted average sale price. The highest price at which shares were sold was $69.15 and the lowest price at which shares were sold was $69.05. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 17:42 UTC |
Harkness Eric D.SVP, Treas. & Chief Risk Off.
|
SaleCommon Stock | 8,714 | $68.27 | $594,891.71 |
DisclosureSEC source: 0000899243-20-022264 · doc4.xml · nonDerivative · entry 6 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,246 F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $68.92 and the lowest price at which shares were sold was $68.00. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 17:42 UTC |
Harkness Eric D.SVP, Treas. & Chief Risk Off.
|
Tax withholdingCommon Stock | 5,154 | $68.35 | $352,250.13 |
DisclosureSEC source: 0000899243-20-022264 · doc4.xml · nonDerivative · entry 5 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,960 Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 17:42 UTC |
Harkness Eric D.SVP, Treas. & Chief Risk Off.
|
Exercise / conversionCommon Stock | 2,600 | $58.35 | $151,697.00 |
DisclosureSEC source: 0000899243-20-022264 · doc4.xml · nonDerivative · entry 4 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 17:42 UTC |
Harkness Eric D.SVP, Treas. & Chief Risk Off.
|
Exercise / conversionCommon Stock | 3,200 | $56.91 | $182,112.00 |
DisclosureSEC source: 0000899243-20-022264 · doc4.xml · nonDerivative · entry 3 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 17:42 UTC |
Harkness Eric D.SVP, Treas. & Chief Risk Off.
|
Exercise / conversionCommon Stock | 3,600 | $61.18 | $220,230.00 |
DisclosureSEC source: 0000899243-20-022264 · doc4.xml · nonDerivative · entry 2 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 17:42 UTC |
Harkness Eric D.SVP, Treas. & Chief Risk Off.
|
Exercise / conversionCommon Stock | 4,800 | $39.19 | $188,088.00 |
DisclosureSEC source: 0000899243-20-022264 · doc4.xml · nonDerivative · entry 1 Harkness Eric D. · CIK 0001632745 · SVP, Treas. & Chief Risk Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 15:27 UTC |
Stanley Adam L.Director
|
GrantCommon Stock | 511 | $60.18 | $30,751.98 |
DisclosureSEC source: 0000899243-20-021409 · doc4.xml · nonDerivative · entry 1 Stanley Adam L. · CIK 0001786914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,631 F1 · security: Includes 12 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan"). F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (498 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 14:44 UTC |
Sutherland DavidDirector
|
GrantCommon Stock | 1,409 | $60.18 | $84,793.62 |
DisclosureSEC source: 0000899243-20-021404 · doc4.xml · nonDerivative · entry 1 Sutherland David · CIK 0001349227 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,642 F1 · security: Includes 234 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 240 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan"). F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (498 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer fee (436 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 14:41 UTC |
YOVOVICH PAUL GDirector
|
GrantCommon Stock | 1,131 | $60.18 | $68,063.58 |
DisclosureSEC source: 0000899243-20-021402 · doc4.xml · nonDerivative · entry 1 YOVOVICH PAUL G · CIK 0001183580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,911 F1 · security: Includes 116 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 100 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan"). F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (498 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer fee (415 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 14:34 UTC |
REAM JAMES BDirector
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GrantCommon Stock | 843 | $60.18 | $50,731.74 |
DisclosureSEC source: 0000899243-20-021400 · doc4.xml · nonDerivative · entry 1 REAM JAMES B · CIK 0001198444 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,843 F1 · security: Includes 215 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 34 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan"). F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (498 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer fee (95 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 14:23 UTC |
Aigotti DianeDirector
|
GrantCommon Stock | 753 | $60.18 | $45,315.54 |
DisclosureSEC source: 0000899243-20-021395 · doc4.xml · nonDerivative · entry 1 Aigotti Diane · CIK 0001329194 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,620 F1 · security: Includes 48 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 18 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan"). F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (498 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer fee (186 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 14:16 UTC |
Arvia Anne LDirector
|
GrantCommon Stock | 697 | $60.18 | $41,945.46 |
DisclosureSEC source: 0000899243-20-021393 · doc4.xml · nonDerivative · entry 1 Arvia Anne L · CIK 0001374429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,708 F1 · security: Includes 199 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan"). F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (498 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 13:56 UTC |
Wilson Stephen RDirector
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GrantCommon Stock | 580 | $60.18 | $34,904.40 |
DisclosureSEC source: 0000899243-20-021391 · doc4.xml · nonDerivative · entry 1 Wilson Stephen R · CIK 0001329553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,482 F1 · security: Includes 82 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan"). F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (498 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 13:51 UTC |
HABERLI ERNST ADirector
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GrantCommon Stock | 737 | $60.18 | $44,352.66 |
DisclosureSEC source: 0000899243-20-021387 · doc4.xml · nonDerivative · entry 1 HABERLI ERNST A · CIK 0001203086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,451 F1 · security: Includes 238 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan"). F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (498 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board. Read SEC document |
| June 09, 2020 Filed Jun 9, 2020 21:42 UTC |
Golden Deborah AEVP, Gen. Counsel and Secy
|
Exercise / conversion2016 NQ Stock Option (Right to Buy) · Derivative | 5,969 | $0.00 Strike: $39.19 | $0.00 |
DisclosureSEC source: 0001246360-20-001393 · form.xml · derivative · entry 12 Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,969 shares Expires 2023-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.