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GAM

GENERAL AMERICAN INVESTORS CO INC

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4658
SEC CIK
0000040417
Parsed reports
477

Last 12 months

Inside the activity.

39 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025120
Dec 202540
Jan 202620
Feb 202620
Mar 202670
Apr 202650
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202670
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 12, 2020 Filed Oct 13, 2020 19:45 UTC SaleSeries B 5.95% Preferred Stock 7,400 $27.66 $204,684.00
Disclosure

SEC source: 0001264840-20-000004 · primary_doc.xml · nonDerivative · entry 2

ALTSCHUL ARTHUR G JR · CIK 0001173479 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · TTEE/Beneficiary

Disclosed balance after: 58,460

F1 · ownership.direct: The undersigned is a trustee and a beneficiary of various family trusts.

Read SEC document
October 12, 2020 Filed Oct 13, 2020 19:30 UTC SaleSeries B 5.95% Preferred Stock 7,400 $27.66 $204,684.00
Disclosure

SEC source: 0001264840-20-000003 · primary_doc.xml · nonDerivative · entry 2

1975 TRUST FBO ALTSCHUL ARTHUR G LAND TRUST · CIK 0001264840 · Trustees are directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,060

Read SEC document
October 12, 2020 Filed Oct 13, 2020 15:12 UTC
DAVIDSON SPENCERDirector · Chairman
Sale5.95% Preferred Stock 7,400 $27.66 $204,684.00
Disclosure

SEC source: 0000040417-20-000032 · primary_doc.xml · nonDerivative · entry 2

DAVIDSON SPENCER · CIK 0001215920 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 85,660

F1 · ownership.direct: By various Trusts of which the undersigned is Trustee. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
October 09, 2020 Filed Oct 13, 2020 19:45 UTC SaleSeries B 5.95% Preferred Stock 100 $27.66 $2,766.00
Disclosure

SEC source: 0001264840-20-000004 · primary_doc.xml · nonDerivative · entry 1

ALTSCHUL ARTHUR G JR · CIK 0001173479 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · TTEE/Beneficiary

Disclosed balance after: 65,860

F1 · ownership.direct: The undersigned is a trustee and a beneficiary of various family trusts.

Read SEC document
October 09, 2020 Filed Oct 13, 2020 19:30 UTC SaleSeries B 5.95% Preferred Stock 100 $27.66 $2,766.00
Disclosure

SEC source: 0001264840-20-000003 · primary_doc.xml · nonDerivative · entry 1

1975 TRUST FBO ALTSCHUL ARTHUR G LAND TRUST · CIK 0001264840 · Trustees are directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,460

Read SEC document
October 09, 2020 Filed Oct 13, 2020 15:12 UTC
DAVIDSON SPENCERDirector · Chairman
Sale5.95% Preferred Stock 100 $27.66 $2,766.00
Disclosure

SEC source: 0000040417-20-000032 · primary_doc.xml · nonDerivative · entry 1

DAVIDSON SPENCER · CIK 0001215920 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 93,060

F1 · ownership.direct: By various Trusts of which the undersigned is Trustee. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
March 19, 2020 Filed Mar 19, 2020 22:07 UTC
Priest Jeffrey WPresident & CEO
PurchaseCommon Stock 800 $23.99 $19,191.04
Disclosure

SEC source: 0000040417-20-000027 · primary_doc.xml · nonDerivative · entry 1

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,272

Read SEC document
January 24, 2020 Filed Jan 24, 2020 20:22 UTC SaleSeries B 5.95% Preferred Stock 40 $27.94 $1,117.60
Disclosure

SEC source: 0001264840-20-000001 · primary_doc.xml · nonDerivative · entry 1

1975 TRUST FBO ALTSCHUL ARTHUR G LAND TRUST · CIK 0001264840 · Director is a trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,560

Read SEC document
January 24, 2020 Filed Jan 24, 2020 20:59 UTC
DAVIDSON SPENCERDirector · Chairman
Sale5.95% Preferred Stock 40 $27.94 $1,117.60
Disclosure

SEC source: 0000040417-20-000001 · primary_doc.xml · nonDerivative · entry 1

DAVIDSON SPENCER · CIK 0001215920 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 93,160

F1 · ownership.direct: By various Trusts of which the undersigned is Trustee. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
January 24, 2020 Filed Jan 24, 2020 20:32 UTC SaleSeries B 5.95% Preferred Stock 40 $27.94 $1,117.60
Disclosure

SEC source: 0001264840-20-000002 · primary_doc.xml · nonDerivative · entry 1

ALTSCHUL ARTHUR G JR · CIK 0001173479 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · TTEE/Beneficiary

Disclosed balance after: 65,960

F1 · ownership.direct: Director is a trustee and a beneficiary of various family trusts.

Read SEC document
January 24, 2020 Filed Feb 5, 2020 20:24 UTC Amendment
DAVIDSON SPENCERDirector · Chairman
Sale5.95% Preferred Stock 40 $27.94 $1,117.60
Disclosure

SEC source: 0000040417-20-000010 · primary_doc.xml · nonDerivative · entry 1

DAVIDSON SPENCER · CIK 0001215920 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 93,160

F2 · balance_after: Correction of shares reported on original Form 4, due to the re-investments of dividends for year end 2019.

F1 · ownership.direct: By various Trusts of which the undersigned is Trustee. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2019 Filed Jan 27, 2020 21:59 UTC
Kronzon LironVice-President
OtherCommon Stock 1,788 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-20-000005 · primary_doc.xml · nonDerivative · entry 1

Kronzon Liron · CIK 0001764783 · Vice-President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 4,388

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2019 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2019 issued by the Plan Administrator.

F2 · ownership.nature: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2019 Filed Jan 27, 2020 22:05 UTC
Lynch Sally AVice-President
OtherCommon Stock 5,077 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-20-000006 · primary_doc.xml · nonDerivative · entry 1

Lynch Sally A · CIK 0001347079 · Vice-President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 74,366

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2019 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2019 issued by the Plan Administrator.

F2 · ownership.nature: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2019 Filed Jan 27, 2020 21:29 UTC OtherCommon Stock 901 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-20-000004 · primary_doc.xml · nonDerivative · entry 1

Jin Samantha X. · CIK 0001764659 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 901

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2019 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2019 issued by the Plan Administrator.

F2 · ownership.nature: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2019 Filed Jan 27, 2020 20:55 UTC
Grassi Craig AnthonyVice-President
OtherCommon Stock 3,735 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-20-000003 · primary_doc.xml · nonDerivative · entry 1

Grassi Craig Anthony · CIK 0001313312 · Vice-President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 46,526

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2019 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2019 issued by the Plan Administrator.

F2 · ownership.nature: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2019 Filed Jan 27, 2020 20:12 UTC
Genid Linda JCorporate Secretary
OtherCommon Stock 3,926 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-20-000002 · primary_doc.xml · nonDerivative · entry 1

Genid Linda J · CIK 0001594775 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 48,878

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2019 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2019 issued by the Plan Administrator.

F2 · ownership.nature: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2019 Filed Jan 28, 2020 15:12 UTC
VINDIGNI ANDREW VSenior Vice-President
OtherCommon Stock 8,059 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-20-000008 · primary_doc.xml · nonDerivative · entry 1

VINDIGNI ANDREW V · CIK 0001215923 · Senior Vice-President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 143,126

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2019 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2019 issued by the Plan Administrator.

F2 · ownership.nature: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2019 Filed Jan 28, 2020 15:03 UTC
Santa Maria Connie A.Assistant Corporate Secretary
OtherCommon Stock 1,560 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-20-000007 · primary_doc.xml · nonDerivative · entry 1

Santa Maria Connie A. · CIK 0001764643 · Assistant Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 4,470

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2019 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2019 issued by the Plan Administrator.

F2 · ownership.nature: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2019 Filed Feb 7, 2020 20:57 UTC Amendment
Santa Maria Connie A.Assistant Corporate Secretary
OtherCommon Stock 1,560 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-20-000023 · primary_doc.xml · nonDerivative · entry 1

Santa Maria Connie A. · CIK 0001764643 · Assistant Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 4,470

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2019 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2019 issued by the Plan Administrator.

F2 · ownership.nature: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2019 Filed Feb 7, 2020 20:35 UTC Amendment
VINDIGNI ANDREW VSenior Vice-President
OtherCommon Stock 8,059 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-20-000022 · primary_doc.xml · nonDerivative · entry 1

VINDIGNI ANDREW V · CIK 0001215923 · Senior Vice-President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 143,126

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2019 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2019 issued by the Plan Administrator.

F2 · ownership.nature: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2019 Filed Feb 7, 2020 18:52 UTC
Priest Jeffrey WPresident & CEO
OtherCommon Stock 2,996 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-20-000021 · primary_doc.xml · nonDerivative · entry 5

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 24,178

F3 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2019 issued by the Plan Administrator.

F3 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2019 issued by the Plan Administrator.

F4 · ownership.nature: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2019 Filed Feb 7, 2020 18:08 UTC
Stark Eugene SVP Administration/CCO/PFO
OtherCommon Stock 4,349 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-20-000020 · primary_doc.xml · nonDerivative · entry 2

Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 57,255

F3 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2019 issued by the Plan Administrator.

F3 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2019 issued by the Plan Administrator.

F4 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2019 Filed Feb 7, 2020 17:29 UTC
Majmudar Anang K.Senior Vice-President
OtherCommon Stock 2,300 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-20-000019 · primary_doc.xml · nonDerivative · entry 2

Majmudar Anang K. · CIK 0001627821 · Senior Vice-President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 13,808

F2 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2019 issued by the Plan Administrator.

F2 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2019 issued by the Plan Administrator.

F3 · ownership.nature: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 30, 2019 Filed Feb 5, 2020 20:03 UTC
DAVIDSON SPENCERDirector · Chairman
OtherCommon Stock 225 $36.78 $8,275.50
Disclosure

SEC source: 0000040417-20-000009 · primary_doc.xml · nonDerivative · entry 2

DAVIDSON SPENCER · CIK 0001215920 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,642

F1 · kind: Shares received in payment of dividends.

F3 · ownership.direct: Shares held in an IRA account.

Read SEC document
December 30, 2019 Filed Feb 5, 2020 20:03 UTC
DAVIDSON SPENCERDirector · Chairman
OtherCommon Stock 83,216 $36.78 $3,060,684.48
Disclosure

SEC source: 0000040417-20-000009 · primary_doc.xml · nonDerivative · entry 1

DAVIDSON SPENCER · CIK 0001215920 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,332,505

F1 · kind: Shares received in payment of dividends.

F2 · ownership.direct: Shares held by Hudson Partnership of which Spencer Davidson is the General Partner.

Read SEC document
December 30, 2019 Filed Feb 6, 2020 20:37 UTC OtherCommon Stock 193 $36.78 $7,098.54
Disclosure

SEC source: 0000040417-20-000011 · primary_doc.xml · nonDerivative · entry 1

BERENS RODNEY B · CIK 0001202499 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,082

F1 · kind: Shares received in payment of dividends.

Read SEC document
December 30, 2019 Filed Feb 7, 2020 18:52 UTC
Priest Jeffrey WPresident & CEO
OtherCommon Stock 918 $36.78 $33,764.04
Disclosure

SEC source: 0000040417-20-000021 · primary_doc.xml · nonDerivative · entry 4

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nonprofit Trust

Disclosed balance after: 14,695

F1 · kind: Shares received in payment of dividends.

F2 · ownership.nature: Mr. Priest has dispositive power but disclaims any beneficial interest in these shares.

Read SEC document
December 30, 2019 Filed Feb 7, 2020 18:52 UTC
Priest Jeffrey WPresident & CEO
OtherCommon Stock 3,823 $36.78 $140,609.94
Disclosure

SEC source: 0000040417-20-000021 · primary_doc.xml · nonDerivative · entry 3

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Power of Attorney

Disclosed balance after: 61,210

F1 · kind: Shares received in payment of dividends.

F2 · ownership.nature: Mr. Priest has dispositive power but disclaims any beneficial interest in these shares.

Read SEC document
December 30, 2019 Filed Feb 7, 2020 18:52 UTC
Priest Jeffrey WPresident & CEO
OtherCommon Stock 1,674 $36.78 $61,569.72
Disclosure

SEC source: 0000040417-20-000021 · primary_doc.xml · nonDerivative · entry 2

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Parent

Disclosed balance after: 26,799

F1 · kind: Shares received in payment of dividends.

F2 · ownership.nature: Mr. Priest has dispositive power but disclaims any beneficial interest in these shares.

Read SEC document
December 30, 2019 Filed Feb 7, 2020 18:52 UTC
Priest Jeffrey WPresident & CEO
OtherCommon Stock 3,246 $36.78 $119,387.88
Disclosure

SEC source: 0000040417-20-000021 · primary_doc.xml · nonDerivative · entry 1

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,472

F1 · kind: Shares received in payment of dividends.

Read SEC document
December 30, 2019 Filed Feb 7, 2020 18:08 UTC
Stark Eugene SVP Administration/CCO/PFO
OtherCommon Stock 404 $36.78 $14,859.12
Disclosure

SEC source: 0000040417-20-000020 · primary_doc.xml · nonDerivative · entry 1

Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,461

F1 · kind: Shares received in payment of dividends.

F2 · ownership.direct: Shares held in joint tenancy with spouse.

Read SEC document
December 30, 2019 Filed Feb 7, 2020 17:29 UTC
Majmudar Anang K.Senior Vice-President
OtherCommon Stock 162 $36.78 $5,958.36
Disclosure

SEC source: 0000040417-20-000019 · primary_doc.xml · nonDerivative · entry 1

Majmudar Anang K. · CIK 0001627821 · Senior Vice-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,567

F1 · kind: Shares received in payment of dividends.

Read SEC document
December 30, 2019 Filed Feb 7, 2020 16:13 UTC OtherCommon Stock 4,908 $36.78 $180,516.24
Disclosure

SEC source: 0000040417-20-000015 · primary_doc.xml · nonDerivative · entry 1

KNAFEL SIDNEY R · CIK 0000924039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,588

F1 · kind: Shares received in payment of dividends.

Read SEC document
December 30, 2019 Filed Feb 7, 2020 15:49 UTC OtherCommon Stock 626 $36.78 $23,024.28
Disclosure

SEC source: 0000040417-20-000013 · primary_doc.xml · nonDerivative · entry 1

GORDAN JOHN D III · CIK 0001227648 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,314

F1 · kind: Shares received in payment of dividends.

Read SEC document
September 17, 2019 Filed Sep 17, 2019 20:48 UTC SaleCommon Stock 2,010 $36.73 $73,827.30
Disclosure

SEC source: 0000040417-19-000030 · primary_doc.xml · nonDerivative · entry 2

BERENS RODNEY B · CIK 0001202499 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,890

Read SEC document
September 16, 2019 Filed Sep 17, 2019 20:48 UTC SaleCommon Stock 1,085 $36.72 $39,841.20
Disclosure

SEC source: 0000040417-19-000030 · primary_doc.xml · nonDerivative · entry 1

BERENS RODNEY B · CIK 0001202499 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,900

Read SEC document
September 05, 2019 Filed Oct 15, 2019 19:07 UTC
DAVIDSON SPENCERDirector · Chairman
Sale5.95% Preferred Stock 400 $26.82 $10,728.00
Disclosure

SEC source: 0000040417-19-000031 · primary_doc.xml · nonDerivative · entry 1

DAVIDSON SPENCER · CIK 0001215920 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 93,200

F1 · date: Late filing done on 10/15/2019

F2 · ownership.direct: By various Trusts of which the undersigned is Trustee. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
September 05, 2019 Filed Oct 17, 2019 13:10 UTC SaleSeries B 5.95% Preferred Stock 400 $26.82 $10,728.00
Disclosure

SEC source: 0001173479-19-000002 · primary_doc.xml · nonDerivative · entry 1

ALTSCHUL ARTHUR G JR · CIK 0001173479 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · TTEE/Beneficiary

Disclosed balance after: 66,000

F1 · date: Late filing done on 10/17/2019

F2 · ownership.direct: Director is a trustee and a beneficiary of various family trusts.

Read SEC document
September 05, 2019 Filed Oct 17, 2019 12:49 UTC SaleSeries B 5.95% Preferred Stock 400 $26.82 $10,728.00
Disclosure

SEC source: 0001264840-19-000001 · primary_doc.xml · nonDerivative · entry 1

1975 TRUST FBO ALTSCHUL ARTHUR G LAND TRUST · CIK 0001264840 · Trustees are directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,600

F1 · date: Late filing completed on 10/17/2019.

Read SEC document
December 31, 2018 Filed Feb 8, 2019 19:48 UTC
Genid Linda JCorporate Secretary
OtherCommon Stock 19,310 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-19-000018 · primary_doc.xml · nonDerivative · entry 2

Genid Linda J · CIK 0001594775 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 44,952

F3 · kind: Partial withdrawal from the Thrift Plan Trust.

F4 · shares: Shares based on value of withdrawal from the Thrift Plan Trust.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2018 issued by the Plan Administrator.

F2 · ownership.nature: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2018 Filed Feb 8, 2019 19:48 UTC
Genid Linda JCorporate Secretary
OtherCommon Stock 7,530 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-19-000018 · primary_doc.xml · nonDerivative · entry 1

Genid Linda J · CIK 0001594775 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 64,262

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2018 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2018 issued by the Plan Administrator.

F2 · ownership.nature: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

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December 31, 2018 Filed Feb 8, 2019 20:32 UTC OtherCommon Stock 17,606 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-19-000019 · primary_doc.xml · nonDerivative · entry 1

RADOSTI DIANE G · CIK 0001215918 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 183,781

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2018 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2018 issued by the Plan Administrator.

F2 · ownership.nature: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

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December 31, 2018 Filed Feb 8, 2019 17:45 UTC
Grassi Craig AnthonyVice-President
OtherCommon Stock 5,482 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-19-000016 · primary_doc.xml · nonDerivative · entry 1

Grassi Craig Anthony · CIK 0001313312 · Vice-President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 42,791

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2018 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2018 issued by the Plan Administrator.

F2 · ownership.nature: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

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December 31, 2018 Filed Feb 8, 2019 17:54 UTC
Lynch Sally AVice-President
OtherCommon Stock 7,732 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-19-000017 · primary_doc.xml · nonDerivative · entry 1

Lynch Sally A · CIK 0001347079 · Vice-President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 69,289

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2018 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2018 issued by the Plan Administrator.

F2 · ownership.nature: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

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December 31, 2018 Filed Feb 11, 2019 20:04 UTC
VINDIGNI ANDREW VSenior Vice-President
OtherCommon Stock 13,456 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-19-000023 · primary_doc.xml · nonDerivative · entry 1

VINDIGNI ANDREW V · CIK 0001215923 · Senior Vice-President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 135,067

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2018 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2018 issued by the Plan Administrator.

F2 · ownership.nature: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

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December 31, 2018 Filed Feb 11, 2019 19:51 UTC
Stark Eugene SVP Administration/CCO/PFO
OtherCommon Stock 6,321 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-19-000022 · primary_doc.xml · nonDerivative · entry 2

Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 52,906

F2 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2018 issued by the Plan Administrator.

F2 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2018 issued by the Plan Administrator.

F3 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

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December 31, 2018 Filed Feb 11, 2019 16:32 UTC
Priest Jeffrey WPresident & CEO
OtherCommon Stock 3,593 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-19-000021 · primary_doc.xml · nonDerivative · entry 5

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 21,182

F3 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2018 issued by the Plan Administrator.

F3 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2018 issued by the Plan Administrator.

F4 · ownership.nature: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

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December 31, 2018 Filed Feb 11, 2019 15:44 UTC
Majmudar Anang K.Vice-President
OtherCommon Stock 2,553 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-19-000020 · primary_doc.xml · nonDerivative · entry 2

Majmudar Anang K. · CIK 0001627821 · Vice-President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 11,508

F2 · kind: he securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2018 issued by the Plan Administrator.

F2 · price: he securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2018 issued by the Plan Administrator.

F3 · ownership.nature: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

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December 28, 2018 Filed Feb 7, 2019 21:53 UTC OtherCommon Stock 5,116 $30.16 $154,272.98
Disclosure

SEC source: 0000040417-19-000012 · primary_doc.xml · nonDerivative · entry 1

KNAFEL SIDNEY R · CIK 0000924039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,681

F1 · kind: Shares received in payment of dividends.

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December 28, 2018 Filed Feb 7, 2019 21:00 UTC OtherCommon Stock 191 $30.16 $5,759.61
Disclosure

SEC source: 0000040417-19-000011 · primary_doc.xml · nonDerivative · entry 1

Gotbaum Betsy F. · CIK 0001482232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

F1 · kind: Shares received in payment of dividends.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.