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GENERAL AMERICAN INVESTORS CO INC

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4658
SEC CIK
0000040417
Parsed reports
477

Last 12 months

Inside the activity.

39 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025120
Dec 202540
Jan 202620
Feb 202620
Mar 202670
Apr 202650
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202670
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 06, 2022 Filed May 19, 2022 19:37 UTC Amendment
DAVIDSON SPENCERDirector · Chairman
Purchase5.95% Preferred Stock 5,000 $26.00 $130,000.00
Disclosure

SEC source: 0000040417-22-000024 · primary_doc.xml · nonDerivative · entry 1

DAVIDSON SPENCER · CIK 0001215920 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,645

F1 · ownership.direct: Shares held by Hudson Partnership of which Spencer Davidson is the General Partner.

Read SEC document
February 18, 2022 Filed Feb 7, 2023 16:05 UTC OtherCommon Stock 44 $40.79 $1,794.76
Disclosure

SEC source: 0000040417-23-000002 · primary_doc.xml · nonDerivative · entry 1

BERENS RODNEY B · CIK 0001202499 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,593

F1 · kind: Shares received in payment of dividends.

Read SEC document
February 18, 2022 Filed Feb 8, 2023 17:18 UTC
Stark Eugene SVP Administration/CCO/PFO
OtherCommon Stock 91 $40.79 $3,711.89
Disclosure

SEC source: 0000040417-23-000016 · primary_doc.xml · nonDerivative · entry 1

Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,531

F1 · kind: Shares received in payment of dividends.

F2 · ownership.direct: Shares held in joint tenancy with spouse.

Read SEC document
February 18, 2022 Filed Feb 8, 2023 16:47 UTC
Majmudar Anang K.Senior Vice-President
OtherCommon Stock 30 $40.79 $1,223.70
Disclosure

SEC source: 0000040417-23-000014 · primary_doc.xml · nonDerivative · entry 1

Majmudar Anang K. · CIK 0001627821 · Senior Vice-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,948

F1 · kind: Shares received in payment of dividends.

Read SEC document
December 31, 2021 Filed Jan 21, 2022 00:05 UTC
VINDIGNI ANDREW VSenior Vice-President
OtherCommon Stock 12,136 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-22-000014 · primary_doc.xml · nonDerivative · entry 1

VINDIGNI ANDREW V · CIK 0001215923 · Senior Vice-President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 148,984

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2021 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2021 issued by the Plan Administrator.

F2 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2021 Filed Jan 20, 2022 23:46 UTC
Santa Maria Connie A.Assistant Corporate Secretary
OtherCommon Stock 1,086 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-22-000013 · primary_doc.xml · nonDerivative · entry 1

Santa Maria Connie A. · CIK 0001764643 · Assistant Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 7,398

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2021 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2021 issued by the Plan Administrator.

F2 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2021 Filed Jan 20, 2022 23:06 UTC
Kronzon LironVice-President
OtherCommon Stock 1,781 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-22-000011 · primary_doc.xml · nonDerivative · entry 1

Kronzon Liron · CIK 0001764783 · Vice-President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 8,245

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2021 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2021 issued by the Plan Administrator.

F2 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2021 Filed Jan 20, 2022 23:28 UTC
Lynch Sally AVice-President
OtherCommon Stock 7,897 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-22-000012 · primary_doc.xml · nonDerivative · entry 1

Lynch Sally A · CIK 0001347079 · Vice-President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 89,419

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2021 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2021 issued by the Plan Administrator.

F2 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2021 Filed Jan 20, 2022 20:57 UTC OtherCommon Stock 1,387 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-22-000010 · primary_doc.xml · nonDerivative · entry 1

Jin Samantha X. · CIK 0001764659 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 3,823

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2021 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2021 issued by the Plan Administrator.

F2 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2021 Filed Jan 20, 2022 20:16 UTC
Grassi Craig AnthonyVice-President
OtherCommon Stock 5,362 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-22-000009 · primary_doc.xml · nonDerivative · entry 1

Grassi Craig Anthony · CIK 0001313312 · Vice-President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 56,814

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2021 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2021 issued by the Plan Administrator.

F2 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2021 Filed Jan 20, 2022 19:51 UTC
Genid Linda JCorporate Secretary
OtherCommon Stock 5,649 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-22-000008 · primary_doc.xml · nonDerivative · entry 1

Genid Linda J · CIK 0001594775 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 58,264

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2021 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2021 issued by the Plan Administrator.

F2 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2021 Filed Jan 21, 2022 20:22 UTC
Priest Jeffrey WPresident & CEO
OtherCommon Stock 3,892 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-22-000017 · primary_doc.xml · nonDerivative · entry 4

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 31,809

F3 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2021 issued by the Plan Administrator.

F3 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2021 issued by the Plan Administrator.

F4 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2021 Filed Jan 21, 2022 17:50 UTC
Majmudar Anang K.Senior Vice-President
OtherCommon Stock 2,795 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-22-000016 · primary_doc.xml · nonDerivative · entry 3

Majmudar Anang K. · CIK 0001627821 · Senior Vice-President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 19,413

F2 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2021 issued by the Plan Administrator.

F2 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2021 issued by the Plan Administrator.

F3 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2021 Filed Jan 21, 2022 17:22 UTC
Stark Eugene SVP Administration/CCO/PFO
OtherCommon Stock 6,510 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-22-000015 · primary_doc.xml · nonDerivative · entry 3

Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 69,753

F3 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2021 issued by the Plan Administrator.

F3 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2021 issued by the Plan Administrator.

F4 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 30, 2021 Filed Dec 30, 2021 22:48 UTC
Priest Jeffrey WPresident & CEO
GiftCommon Stock 673 $44.56 $29,988.88
Disclosure

SEC source: 0000040417-21-000033 · primary_doc.xml · nonDerivative · entry 2

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,515

Read SEC document
December 30, 2021 Filed Dec 30, 2021 22:48 UTC
Priest Jeffrey WPresident & CEO
GiftCommon Stock 673 $44.56 $29,988.88
Disclosure

SEC source: 0000040417-21-000033 · primary_doc.xml · nonDerivative · entry 1

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,188

Read SEC document
December 30, 2021 Filed Jan 20, 2022 16:12 UTC OtherCommon Stock 764 $42.70 $32,622.80
Disclosure

SEC source: 0000040417-22-000003 · primary_doc.xml · nonDerivative · entry 1

GORDAN JOHN D III · CIK 0001227648 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,758

F1 · kind: Shares received in payment of dividends.

Read SEC document
December 30, 2021 Filed Jan 20, 2022 15:27 UTC OtherCommon Stock 236 $42.70 $10,077.20
Disclosure

SEC source: 0000040417-22-000001 · primary_doc.xml · nonDerivative · entry 2

BERENS RODNEY B · CIK 0001202499 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,549

F1 · kind: Shares received in payment of dividends.

Read SEC document
December 30, 2021 Filed Jan 21, 2022 20:22 UTC
Priest Jeffrey WPresident & CEO
OtherCommon Stock 4,550 $42.70 $194,285.00
Disclosure

SEC source: 0000040417-22-000017 · primary_doc.xml · nonDerivative · entry 3

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Power of Attorney

Disclosed balance after: 68,252

F1 · kind: Shares received in payment of dividends.

F2 · ownership.direct: Mr. Priest has dispositive power but disclaims any beneficial interest in these shares.

Read SEC document
December 30, 2021 Filed Jan 21, 2022 20:22 UTC
Priest Jeffrey WPresident & CEO
OtherCommon Stock 1,998 $42.70 $85,314.60
Disclosure

SEC source: 0000040417-22-000017 · primary_doc.xml · nonDerivative · entry 2

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Parent

Disclosed balance after: 29,979

F1 · kind: Shares received in payment of dividends.

F2 · ownership.direct: Mr. Priest has dispositive power but disclaims any beneficial interest in these shares.

Read SEC document
December 30, 2021 Filed Jan 21, 2022 20:22 UTC
Priest Jeffrey WPresident & CEO
OtherCommon Stock 6,347 $42.70 $271,016.90
Disclosure

SEC source: 0000040417-22-000017 · primary_doc.xml · nonDerivative · entry 1

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,862

F1 · kind: Shares received in payment of dividends.

Read SEC document
December 30, 2021 Filed Jan 21, 2022 17:50 UTC
Majmudar Anang K.Senior Vice-President
OtherCommon Stock 162 $42.70 $6,917.40
Disclosure

SEC source: 0000040417-22-000016 · primary_doc.xml · nonDerivative · entry 2

Majmudar Anang K. · CIK 0001627821 · Senior Vice-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,918

F1 · kind: Shares received in payment of dividends.

Read SEC document
December 30, 2021 Filed Jan 21, 2022 17:22 UTC
Stark Eugene SVP Administration/CCO/PFO
OtherCommon Stock 496 $42.70 $21,179.20
Disclosure

SEC source: 0000040417-22-000015 · primary_doc.xml · nonDerivative · entry 2

Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,440

F1 · kind: Shares received in payment of dividends.

F2 · ownership.direct: Shares held in joint tenancy with spouse.

Read SEC document
December 20, 2021 Filed Dec 21, 2021 16:56 UTC
Priest Jeffrey WPresident & CEO
GrantCommon Stock 2,000 $42.15 $84,300.00
Disclosure

SEC source: 0000040417-21-000032 · primary_doc.xml · nonDerivative · entry 1

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,861

Read SEC document
February 19, 2021 Filed Jan 20, 2022 15:27 UTC OtherCommon Stock 21 $38.79 $814.59
Disclosure

SEC source: 0000040417-22-000001 · primary_doc.xml · nonDerivative · entry 1

BERENS RODNEY B · CIK 0001202499 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,313

F1 · kind: Shares received in payment of dividends.

Read SEC document
February 19, 2021 Filed Jan 21, 2022 17:50 UTC
Majmudar Anang K.Senior Vice-President
OtherCommon Stock 14 $38.79 $543.06
Disclosure

SEC source: 0000040417-22-000016 · primary_doc.xml · nonDerivative · entry 1

Majmudar Anang K. · CIK 0001627821 · Senior Vice-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,756

F1 · kind: Shares received in payment of dividends.

Read SEC document
February 19, 2021 Filed Jan 21, 2022 17:22 UTC
Stark Eugene SVP Administration/CCO/PFO
OtherCommon Stock 44 $38.79 $1,706.76
Disclosure

SEC source: 0000040417-22-000015 · primary_doc.xml · nonDerivative · entry 1

Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,944

F1 · kind: Shares received in payment of dividends.

F2 · ownership.direct: Shares held in joint tenancy with spouse.

Read SEC document
December 31, 2020 Filed Feb 6, 2021 01:39 UTC
Stark Eugene SVP Administration/CCO/PFO
OtherCommon Stock 5,988 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-21-000019 · primary_doc.xml · nonDerivative · entry 2

Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 63,243

F3 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2020 issued by the Plan Administrator.

F3 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2020 issued by the Plan Administrator.

F4 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2020 Filed Feb 6, 2021 01:01 UTC
Majmudar Anang K.Senior Vice-President
OtherCommon Stock 2,810 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-21-000018 · primary_doc.xml · nonDerivative · entry 2

Majmudar Anang K. · CIK 0001627821 · Senior Vice-President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 16,618

F2 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2020 issued by the Plan Administrator.

F2 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2020 issued by the Plan Administrator.

F3 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2020 Filed Feb 6, 2021 00:38 UTC
Lynch Sally AVice-President
OtherCommon Stock 7,156 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-21-000017 · primary_doc.xml · nonDerivative · entry 1

Lynch Sally A · CIK 0001347079 · Vice-President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 81,522

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2020 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2020 issued by the Plan Administrator.

F2 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2020 Filed Feb 6, 2021 00:30 UTC
Kronzon LironVice-President
OtherCommon Stock 2,076 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-21-000016 · primary_doc.xml · nonDerivative · entry 1

Kronzon Liron · CIK 0001764783 · Vice-President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 6,464

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2020 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2020 issued by the Plan Administrator.

F2 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2020 Filed Feb 6, 2021 00:19 UTC OtherCommon Stock 1,535 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-21-000015 · primary_doc.xml · nonDerivative · entry 1

Jin Samantha X. · CIK 0001764659 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 2,436

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2020 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2020 issued by the Plan Administrator.

F2 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2020 Filed Feb 6, 2021 00:12 UTC
Grassi Craig AnthonyVice-President
OtherCommon Stock 4,926 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-21-000014 · primary_doc.xml · nonDerivative · entry 1

Grassi Craig Anthony · CIK 0001313312 · Vice-President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 51,452

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2020 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2020 issued by the Plan Administrator.

F2 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2020 Filed Feb 5, 2021 23:58 UTC
Genid Linda JCorporate Secretary
Other5.95% Preferred Stock 120 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-21-000013 · primary_doc.xml · nonDerivative · entry 2

Genid Linda J · CIK 0001594775 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Custodian for Daughter

Disclosed balance after: 0

F3 · kind: Shares transferred to adult daughter living outside of Company officer's home.

F4 · price: Transfer of shares

F5 · ownership.direct: Previously held in Custodial Account for daughter, Dina Genid, under the New Jersey Uniform Transfers to Minors Act.

Read SEC document
December 31, 2020 Filed Feb 5, 2021 23:58 UTC
Genid Linda JCorporate Secretary
OtherCommon Stock 3,737 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-21-000013 · primary_doc.xml · nonDerivative · entry 1

Genid Linda J · CIK 0001594775 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 52,615

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2020 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2020 issued by the Plan Administrator.

F2 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2020 Filed Feb 9, 2021 23:53 UTC
VINDIGNI ANDREW VSenior Vice-President
OtherCommon Stock 18,163 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-21-000021 · primary_doc.xml · nonDerivative · entry 2

VINDIGNI ANDREW V · CIK 0001215923 · Senior Vice-President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 136,848

F3 · kind: Shares converted to a Money Market.

F4 · price: At the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2020 issued by the Plan Administrator.

F2 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2020 Filed Feb 9, 2021 23:53 UTC
VINDIGNI ANDREW VSenior Vice-President
OtherCommon Stock 11,885 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-21-000021 · primary_doc.xml · nonDerivative · entry 1

VINDIGNI ANDREW V · CIK 0001215923 · Senior Vice-President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 155,011

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2020 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2020 issued by the Plan Administrator.

F2 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

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December 31, 2020 Filed Feb 9, 2021 23:31 UTC
Santa Maria Connie A.Assistant Corporate Secretary
OtherCommon Stock 1,842 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-21-000020 · primary_doc.xml · nonDerivative · entry 1

Santa Maria Connie A. · CIK 0001764643 · Assistant Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 6,312

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2020 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2020 issued by the Plan Administrator.

F2 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

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December 31, 2020 Filed Feb 11, 2021 17:05 UTC
Priest Jeffrey WPresident & CEO
OtherCommon Stock 3,739 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-21-000022 · primary_doc.xml · nonDerivative · entry 5

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 27,917

F3 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2020 issued by the Plan Administrator.

F3 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2020 issued by the Plan Administrator.

F4 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

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December 30, 2020 Filed Feb 6, 2021 01:39 UTC
Stark Eugene SVP Administration/CCO/PFO
OtherCommon Stock 439 $36.83 $16,166.18
Disclosure

SEC source: 0000040417-21-000019 · primary_doc.xml · nonDerivative · entry 1

Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,900

F1 · kind: Shares received in payment of dividends.

F2 · ownership.direct: Shares held in joint tenancy with spouse.

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December 30, 2020 Filed Feb 6, 2021 01:01 UTC
Majmudar Anang K.Senior Vice-President
OtherCommon Stock 174 $36.83 $6,407.55
Disclosure

SEC source: 0000040417-21-000018 · primary_doc.xml · nonDerivative · entry 1

Majmudar Anang K. · CIK 0001627821 · Senior Vice-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,742

F1 · kind: Shares received in payment of dividends.

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December 30, 2020 Filed Feb 5, 2021 19:39 UTC Amendment OtherCommon Stock 209 $36.83 $7,696.43
Disclosure

SEC source: 0000040417-21-000012 · primary_doc.xml · nonDerivative · entry 1

BERENS RODNEY B · CIK 0001202499 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,292

F1 · kind: Shares received in payment of dividends.

F2 · balance_after: Correction of shares reported on Form 5 for 12/31/2020

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December 30, 2020 Filed Feb 5, 2021 19:23 UTC
DAVIDSON SPENCERDirector · Chairman
OtherCommon Stock 245 $36.83 $9,022.13
Disclosure

SEC source: 0000040417-21-000011 · primary_doc.xml · nonDerivative · entry 2

DAVIDSON SPENCER · CIK 0001215920 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,890

F1 · kind: Shares received in payment of dividends.

F3 · ownership.direct: Shares held in an IRA account.

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December 30, 2020 Filed Feb 5, 2021 19:23 UTC
DAVIDSON SPENCERDirector · Chairman
OtherCommon Stock 90,460 $36.83 $3,331,189.50
Disclosure

SEC source: 0000040417-21-000011 · primary_doc.xml · nonDerivative · entry 1

DAVIDSON SPENCER · CIK 0001215920 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,422,966

F1 · kind: Shares received in payment of dividends.

F2 · ownership.direct: Shares held by Hudson Partnership of which Spencer Davidson is the General Partner.

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December 30, 2020 Filed Feb 5, 2021 17:16 UTC OtherCommon Stock 209 $36.83 $7,696.43
Disclosure

SEC source: 0000040417-21-000002 · primary_doc.xml · nonDerivative · entry 1

BERENS RODNEY B · CIK 0001202499 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,291

F1 · kind: Shares received in payment of dividends.

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December 30, 2020 Filed Feb 5, 2021 17:54 UTC OtherCommon Stock 681 $36.83 $25,077.83
Disclosure

SEC source: 0000040417-21-000004 · primary_doc.xml · nonDerivative · entry 1

GORDAN JOHN D III · CIK 0001227648 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,994

F1 · kind: Shares received in payment of dividends.

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December 30, 2020 Filed Feb 11, 2021 17:05 UTC
Priest Jeffrey WPresident & CEO
OtherCommon Stock 998 $36.83 $36,751.35
Disclosure

SEC source: 0000040417-21-000022 · primary_doc.xml · nonDerivative · entry 4

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nonprofit Trust

Disclosed balance after: 15,692

F1 · kind: Shares received in payment of dividends.

F2 · ownership.direct: Mr. Priest has dispositive power but disclaims any beneficial interest in these shares.

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December 30, 2020 Filed Feb 11, 2021 17:05 UTC
Priest Jeffrey WPresident & CEO
OtherCommon Stock 2,493 $36.83 $91,804.73
Disclosure

SEC source: 0000040417-21-000022 · primary_doc.xml · nonDerivative · entry 3

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Power of Attorney

Disclosed balance after: 63,702

F1 · kind: Shares received in payment of dividends.

F2 · ownership.direct: Mr. Priest has dispositive power but disclaims any beneficial interest in these shares.

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December 30, 2020 Filed Feb 11, 2021 17:05 UTC
Priest Jeffrey WPresident & CEO
OtherCommon Stock 1,183 $36.83 $43,563.98
Disclosure

SEC source: 0000040417-21-000022 · primary_doc.xml · nonDerivative · entry 2

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Parent

Disclosed balance after: 27,981

F1 · kind: Shares received in payment of dividends.

F2 · ownership.direct: Mr. Priest has dispositive power but disclaims any beneficial interest in these shares.

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December 30, 2020 Filed Feb 11, 2021 17:05 UTC
Priest Jeffrey WPresident & CEO
OtherCommon Stock 3,589 $36.83 $132,164.93
Disclosure

SEC source: 0000040417-21-000022 · primary_doc.xml · nonDerivative · entry 1

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,861

F1 · kind: Shares received in payment of dividends.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.