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GENERAL AMERICAN INVESTORS CO INC

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4658
SEC CIK
0000040417
Parsed reports
477

Last 12 months

Inside the activity.

39 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025120
Dec 202540
Jan 202620
Feb 202620
Mar 202670
Apr 202650
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202670
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 27, 2024 Filed Feb 5, 2025 17:41 UTC
Priest Jeffrey WPresident & CEO
OtherCommon Stock 6,244 $52.26 $326,311.44
Disclosure

SEC source: 0000040417-25-000010 · primary_doc.xml · nonDerivative · entry 4

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Power of Attorney

Disclosed balance after: 78,756

F3 · kind: Shares received in payment of dividends.

F4 · ownership.direct: Mr. Priest has dispositive power but disclaims any beneficial interest in these shares.

Read SEC document
December 27, 2024 Filed Feb 5, 2025 17:41 UTC
Priest Jeffrey WPresident & CEO
OtherCommon Stock 2,743 $52.26 $143,349.18
Disclosure

SEC source: 0000040417-25-000010 · primary_doc.xml · nonDerivative · entry 3

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Parent

Disclosed balance after: 34,592

F3 · kind: Shares received in payment of dividends.

F4 · ownership.direct: Mr. Priest has dispositive power but disclaims any beneficial interest in these shares.

Read SEC document
December 27, 2024 Filed Feb 5, 2025 17:41 UTC
Priest Jeffrey WPresident & CEO
OtherCommon Stock 267 $52.26 $13,953.42
Disclosure

SEC source: 0000040417-25-000010 · primary_doc.xml · nonDerivative · entry 2

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,584

F3 · kind: Shares received in payment of dividends.

Read SEC document
December 27, 2024 Filed Feb 5, 2025 16:46 UTC OtherCommon Stock 403 $52.26 $21,060.78
Disclosure

SEC source: 0000040417-25-000008 · primary_doc.xml · nonDerivative · entry 2

GORDAN JOHN D III · CIK 0001227648 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 5,085

F1 · kind: Shares received in payment of dividend.

F2 · ownership.direct: Held by wife, Catherine M.S. Gordan. I disclaim any beneficial ownership of these shares.

Read SEC document
December 27, 2024 Filed Feb 5, 2025 16:46 UTC OtherCommon Stock 1,481 $52.26 $77,397.06
Disclosure

SEC source: 0000040417-25-000008 · primary_doc.xml · nonDerivative · entry 1

GORDAN JOHN D III · CIK 0001227648 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,684

F1 · kind: Shares received in payment of dividend.

Read SEC document
December 27, 2024 Filed Feb 5, 2025 16:56 UTC OtherCommon Stock 237 $52.26 $12,385.62
Disclosure

SEC source: 0000040417-25-000009 · primary_doc.xml · nonDerivative · entry 1

Gotbaum Betsy F. · CIK 0001482232 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,987

F1 · kind: Shares received in payment of dividends.

Read SEC document
December 27, 2024 Filed Feb 5, 2025 16:09 UTC OtherCommon Stock 338 $52.26 $17,663.88
Disclosure

SEC source: 0000040417-25-000007 · primary_doc.xml · nonDerivative · entry 1

BERENS RODNEY B · CIK 0001202499 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,260

F1 · kind: Shares received in payment of dividend.

Read SEC document
December 19, 2024 Filed Dec 19, 2024 22:26 UTC
Majmudar Anang K.Senior Vice-President
Purchase5.95% Preferred Stock 90 $24.91 $2,241.90
Disclosure

SEC source: 0000040417-24-000045 · primary_doc.xml · nonDerivative · entry 1

Majmudar Anang K. · CIK 0001627821 · Senior Vice-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,890

F1 · balance_after: Shares held in joint tenancy with spouse.

Read SEC document
December 16, 2024 Filed Dec 17, 2024 14:02 UTC
Priest Jeffrey WPresident & CEO
Purchase5.95% Preferred Stock 6,000 $25.00 $149,976.00
Disclosure

SEC source: 0000040417-24-000043 · primary_doc.xml · nonDerivative · entry 1

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,392

Read SEC document
December 11, 2024 Filed Dec 11, 2024 23:05 UTC
Majmudar Anang K.Senior Vice-President
PurchaseCommon Stock 400 $52.07 $20,826.00
Disclosure

SEC source: 0000040417-24-000042 · primary_doc.xml · nonDerivative · entry 1

Majmudar Anang K. · CIK 0001627821 · Senior Vice-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,402

Read SEC document
June 14, 2024 Filed Jun 17, 2024 14:20 UTC
Stark Eugene SVP Administration/CCO/PFO
Purchase5.95% Preferred Stock 147 $24.70 $3,630.90
Disclosure

SEC source: 0000040417-24-000037 · primary_doc.xml · nonDerivative · entry 4

Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

F1 · ownership.direct: Shares held in joint with spouse.

Read SEC document
June 14, 2024 Filed Jun 17, 2024 14:20 UTC
Stark Eugene SVP Administration/CCO/PFO
Purchase5.95% Preferred Stock 1,826 $24.76 $45,211.76
Disclosure

SEC source: 0000040417-24-000037 · primary_doc.xml · nonDerivative · entry 3

Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,853

F1 · ownership.direct: Shares held in joint with spouse.

Read SEC document
May 29, 2024 Filed May 30, 2024 20:55 UTC
Stark Eugene SVP Administration/CCO/PFO
Purchase5.95% Preferred Stock 27 $24.65 $665.55
Disclosure

SEC source: 0000040417-24-000036 · primary_doc.xml · nonDerivative · entry 3

Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,027

F1 · ownership.direct: Shares held in joint with spouse.

Read SEC document
May 29, 2024 Filed May 30, 2024 20:55 UTC
Stark Eugene SVP Administration/CCO/PFO
PurchaseCommon Stock 235 $47.70 $11,209.50
Disclosure

SEC source: 0000040417-24-000036 · primary_doc.xml · nonDerivative · entry 1

Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

F1 · ownership.direct: Shares held in joint with spouse.

Read SEC document
May 23, 2024 Filed May 23, 2024 21:20 UTC
Priest Jeffrey WPresident & CEO
Purchase5.95% Preferred Stock 2,192 $24.67 $54,076.64
Disclosure

SEC source: 0000040417-24-000034 · primary_doc.xml · nonDerivative · entry 5

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,392

Read SEC document
May 22, 2024 Filed May 23, 2024 14:34 UTC
Priest Jeffrey WPresident & CEO
GiftCommon Stock 730 $48.55 $35,441.50
Disclosure

SEC source: 0000040417-24-000033 · primary_doc.xml · nonDerivative · entry 2

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,318

Read SEC document
May 22, 2024 Filed May 23, 2024 14:34 UTC
Priest Jeffrey WPresident & CEO
GiftCommon Stock 730 $48.55 $35,441.50
Disclosure

SEC source: 0000040417-24-000033 · primary_doc.xml · nonDerivative · entry 1

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,048

Read SEC document
May 22, 2024 Filed May 23, 2024 14:58 UTC SaleSeries B 5.95% Preferred Stock 6,397 $24.63 $157,558.75
Disclosure

SEC source: 0001264840-24-000008 · primary_doc.xml · nonDerivative · entry 1

ALTSCHUL ARTHUR G JR · CIK 0001173479 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · TTEE/Beneficiary

Disclosed balance after: 26,400

F1 · ownership.direct: Director is a trustee and beneficiary of various trusts.

Read SEC document
May 22, 2024 Filed May 23, 2024 14:44 UTC SaleSeries B 5.95% Preferred Stock 6,397 $24.63 $157,558.75
Disclosure

SEC source: 0001264840-24-000007 · primary_doc.xml · nonDerivative · entry 1

1975 TRUST FBO ALTSCHUL ARTHUR G LAND TRUST · CIK 0001264840 · Trustee is a director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 22, 2024 Filed May 24, 2024 14:28 UTC Amendment
Priest Jeffrey WPresident & CEO
GiftCommon Stock 730 $48.55 $35,441.50
Disclosure

SEC source: 0000040417-24-000035 · primary_doc.xml · nonDerivative · entry 2

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,318

F3 · shares: Amendment to correct code from Acquisition (A) to Disposition (D) of shares.

Read SEC document
May 22, 2024 Filed May 24, 2024 14:28 UTC Amendment
Priest Jeffrey WPresident & CEO
GiftCommon Stock 730 $48.55 $35,441.50
Disclosure

SEC source: 0000040417-24-000035 · primary_doc.xml · nonDerivative · entry 1

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,048

Read SEC document
May 21, 2024 Filed May 22, 2024 14:01 UTC SaleSeries B 5.95% Preferred Stock 9,695 $24.65 $238,959.45
Disclosure

SEC source: 0001264840-24-000005 · primary_doc.xml · nonDerivative · entry 1

1975 TRUST FBO ALTSCHUL ARTHUR G LAND TRUST · CIK 0001264840 · Trustee is a director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,397

Read SEC document
May 21, 2024 Filed May 22, 2024 14:10 UTC SaleSeries B 5.95% Preferred Stock 9,695 $24.65 $238,959.45
Disclosure

SEC source: 0001264840-24-000006 · primary_doc.xml · nonDerivative · entry 1

ALTSCHUL ARTHUR G JR · CIK 0001173479 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · TTEE/Beneficiary

Disclosed balance after: 32,797

F1 · ownership.direct: Director is a trustee and beneficiary of various trusts.

Read SEC document
May 20, 2024 Filed May 21, 2024 15:01 UTC SaleSeries B 5.95% Preferred Stock 6,868 $24.66 $169,372.43
Disclosure

SEC source: 0001264840-24-000003 · primary_doc.xml · nonDerivative · entry 1

1975 TRUST FBO ALTSCHUL ARTHUR G LAND TRUST · CIK 0001264840 · Trustee is a director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,092

Read SEC document
May 20, 2024 Filed May 21, 2024 15:26 UTC SaleSeries B 5.95% Preferred Stock 6,868 $24.66 $169,372.43
Disclosure

SEC source: 0001264840-24-000004 · primary_doc.xml · nonDerivative · entry 1

ALTSCHUL ARTHUR G JR · CIK 0001173479 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · TTEE/Beneficiary

Disclosed balance after: 42,492

F1 · ownership.nature: Director is a trustee and beneficiary of various trusts.

Read SEC document
April 30, 2024 Filed Feb 5, 2025 20:27 UTC
VINDIGNI ANDREW VSenior Vice-President
OtherCommon Stock 169,317 $45.45 $7,695,457.65
Disclosure

SEC source: 0000040417-25-000019 · primary_doc.xml · nonDerivative · entry 2

VINDIGNI ANDREW V · CIK 0001215923 · Senior Vice-President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 0

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2024 issued by the Plan Administrator.

F3 · shares: Employee/officer retired during the year and shares were distributed.

F2 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
April 30, 2024 Filed Feb 5, 2025 20:27 UTC
VINDIGNI ANDREW VSenior Vice-President
OtherCommon Stock 744 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-25-000019 · primary_doc.xml · nonDerivative · entry 1

VINDIGNI ANDREW V · CIK 0001215923 · Senior Vice-President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 169,317

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2024 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2024 issued by the Plan Administrator.

F2 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
April 11, 2024 Filed Apr 11, 2024 22:08 UTC
Majmudar Anang K.Senior Vice-President
Purchase5.95% Preferred Stock 300 $24.98 $7,494.00
Disclosure

SEC source: 0000040417-24-000030 · primary_doc.xml · nonDerivative · entry 3

Majmudar Anang K. · CIK 0001627821 · Senior Vice-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,800

F2 · balance_after: Shares held in joint tenancy with spouse.

Read SEC document
April 10, 2024 Filed Apr 10, 2024 20:44 UTC
Stark Eugene SVP Administration/CCO/PFO
Purchase5.95% Preferred Stock 2,500 $25.00 $62,500.00
Disclosure

SEC source: 0000040417-24-000029 · primary_doc.xml · nonDerivative · entry 3

Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

F1 · ownership.direct: Shares held in joint with spouse.

Read SEC document
April 03, 2024 Filed Apr 4, 2024 15:37 UTC
Priest Jeffrey WPresident & CEO
Purchase5.95% Preferred Stock 4,000 $25.09 $100,349.60
Disclosure

SEC source: 0000040417-24-000028 · primary_doc.xml · nonDerivative · entry 5

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,200

Read SEC document
April 02, 2024 Filed Apr 2, 2024 17:21 UTC
DAVIDSON SPENCERDirector · Chairman
Other5.95% Preferred Stock 4,800 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-24-000027 · primary_doc.xml · nonDerivative · entry 4

DAVIDSON SPENCER · CIK 0001215920 · Director · Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trusts

Disclosed balance after: 37,599

F1 · kind: No longer serves as a Trustee.

F1 · price: No longer serves as a Trustee.

F4 · ownership.direct: By Various Trusts of which the undersigned is Trustee. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
April 02, 2024 Filed Apr 2, 2024 17:21 UTC
DAVIDSON SPENCERDirector · Chairman
OtherCommon Stock 6,771 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-24-000027 · primary_doc.xml · nonDerivative · entry 1

DAVIDSON SPENCER · CIK 0001215920 · Director · Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trusts

Disclosed balance after: 14,745

F1 · kind: No longer serves as a Trustee.

F1 · price: No longer serves as a Trustee.

F4 · ownership.direct: By Various Trusts of which the undersigned is Trustee. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
March 21, 2024 Filed Mar 22, 2024 15:25 UTC
Majmudar Anang K.Senior Vice-President
PurchaseCommon Stock 430 $46.19 $19,862.82
Disclosure

SEC source: 0000040417-24-000025 · primary_doc.xml · nonDerivative · entry 1

Majmudar Anang K. · CIK 0001627821 · Senior Vice-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,002

Read SEC document
March 12, 2024 Filed Mar 13, 2024 20:53 UTC SaleSeries B 5.95% Preferred Stock 9,100 $25.02 $227,682.00
Disclosure

SEC source: 0001264840-24-000002 · primary_doc.xml · nonDerivative · entry 1

ALTSCHUL ARTHUR G JR · CIK 0001173479 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · TTEE/Beneficiary

Disclosed balance after: 49,360

F1 · ownership.direct: Director is a trustee and beneficiary of various family trusts.

Read SEC document
March 12, 2024 Filed Mar 13, 2024 20:21 UTC SaleSeries B 5.95% Preferred Stock 9,100 $25.02 $227,682.00
Disclosure

SEC source: 0001264840-24-000001 · primary_doc.xml · nonDerivative · entry 1

1975 TRUST FBO ALTSCHUL ARTHUR G LAND TRUST · CIK 0001264840 · Trustee is a director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,960

Read SEC document
January 19, 2024 Filed Jan 20, 2024 01:24 UTC
Majmudar Anang K.Senior Vice-President
PurchaseCommon Stock 400 $42.75 $17,098.00
Disclosure

SEC source: 0000040417-24-000003 · primary_doc.xml · nonDerivative · entry 1

Majmudar Anang K. · CIK 0001627821 · Senior Vice-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,572

Read SEC document
January 08, 2024 Filed Jan 9, 2024 22:20 UTC
Priest Jeffrey WPresident & CEO
PurchaseCommon Stock 1,000 $42.19 $42,189.80
Disclosure

SEC source: 0000040417-24-000001 · primary_doc.xml · nonDerivative · entry 1

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,616

Read SEC document
January 08, 2024 Filed Feb 14, 2024 22:15 UTC Amendment
Priest Jeffrey WPresident & CEO
PurchaseCommon Stock 1,000 $42.19 $42,189.80
Disclosure

SEC source: 0000040417-24-000024 · primary_doc.xml · nonDerivative · entry 1

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,778

F1 · balance_after: Form 4 amended to state the correct number shares as filed on the Form 5 for 2023 on 2/12/2024.

Read SEC document
December 31, 2023 Filed Jan 20, 2024 01:07 UTC
Majmudar Anang K.Senior Vice-President
OtherCommon Stock 3,113 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-24-000002 · primary_doc.xml · nonDerivative · entry 2

Majmudar Anang K. · CIK 0001627821 · Senior Vice-President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 24,931

F2 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan.

F2 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan.

F3 · ownership.direct: The information is based upon a statement as of 12/31/2023 issued by the Plan Administrator.

Read SEC document
December 31, 2023 Filed Jan 29, 2024 17:26 UTC
VINDIGNI ANDREW VVice-President
OtherCommon Stock 11,635 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-24-000018 · primary_doc.xml · nonDerivative · entry 1

VINDIGNI ANDREW V · CIK 0001215923 · Vice-President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 168,573

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2023 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2023 issued by the Plan Administrator.

F2 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2023 Filed Jan 29, 2024 17:20 UTC
Santa Maria Connie A.Assistant Corporate Secretary
OtherCommon Stock 2,323 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-24-000017 · primary_doc.xml · nonDerivative · entry 1

Santa Maria Connie A. · CIK 0001764643 · Assistant Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 11,514

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2023 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2023 issued by the Plan Administrator.

F2 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2023 Filed Jan 29, 2024 17:15 UTC
Lynch Sally AVice-President
OtherCommon Stock 7,810 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-24-000016 · primary_doc.xml · nonDerivative · entry 1

Lynch Sally A · CIK 0001347079 · Vice-President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 102,744

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2023 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2023 issued by the Plan Administrator.

F2 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2023 Filed Jan 29, 2024 17:10 UTC
Kronzon LironVice-President
OtherCommon Stock 1,934 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-24-000015 · primary_doc.xml · nonDerivative · entry 1

Kronzon Liron · CIK 0001764783 · Vice-President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 11,826

F2 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2023 issued by the Plan Administrator.

F2 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2023 issued by the Plan Administrator.

F1 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2023 Filed Jan 29, 2024 17:05 UTC OtherCommon Stock 1,731 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-24-000014 · primary_doc.xml · nonDerivative · entry 1

Jin Samantha X. · CIK 0001764659 · Treasurer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 7,027

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2023 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2023 issued by the Plan Administrator.

F2 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2023 Filed Jan 29, 2024 16:59 UTC
Grassi Craig AnthonyVice-President
OtherCommon Stock 5,389 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-24-000013 · primary_doc.xml · nonDerivative · entry 1

Grassi Craig Anthony · CIK 0001313312 · Vice-President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 66,083

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2023 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2023 issued by the Plan Administrator.

F2 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2023 Filed Jan 29, 2024 16:48 UTC
Genid Linda JCorporate Secretary
OtherCommon Stock 5,707 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-24-000012 · primary_doc.xml · nonDerivative · entry 1

Genid Linda J · CIK 0001594775 · Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 68,146

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2023 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2023 issued by the Plan Administrator.

F2 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

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December 31, 2023 Filed Jan 31, 2024 20:00 UTC
Stark Eugene SVP Administration/CCO/PFO
OtherCommon Stock 6,548 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-24-000020 · primary_doc.xml · nonDerivative · entry 1

Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 80,989

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2023 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2023 issued by the Plan Administrator.

F2 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

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December 31, 2023 Filed Feb 13, 2024 02:00 UTC
Priest Jeffrey WPresident & CEO
OtherCommon Stock 4,166 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-24-000021 · primary_doc.xml · nonDerivative · entry 1

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 39,004

F2 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2023 issued by the Plan Administrator.

F2 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2023 issued by the Plan Administrator.

F1 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

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December 28, 2023 Filed Jan 20, 2024 01:07 UTC
Majmudar Anang K.Senior Vice-President
OtherCommon Stock 157 $42.44 $6,663.08
Disclosure

SEC source: 0000040417-24-000002 · primary_doc.xml · nonDerivative · entry 1

Majmudar Anang K. · CIK 0001627821 · Senior Vice-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,172

F1 · kind: Shares received in payment of dividends.

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December 28, 2023 Filed Jan 29, 2024 16:34 UTC OtherCommon Stock 275 $42.44 $11,671.00
Disclosure

SEC source: 0000040417-24-000011 · primary_doc.xml · nonDerivative · entry 2

GORDAN JOHN D III · CIK 0001227648 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 4,682

F1 · kind: Shares received in payment of dividend.

F2 · ownership.direct: Held by wife, Catherine M.S. Gordan. I disclaim any beneficial ownership of these shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.