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GAM

GENERAL AMERICAN INVESTORS CO INC

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4658
SEC CIK
0000040417
Parsed reports
477

Last 12 months

Inside the activity.

39 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025120
Dec 202540
Jan 202620
Feb 202620
Mar 202670
Apr 202650
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202670
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 04, 2025 Filed Nov 5, 2025 12:48 UTC Purchase5.95% Preferred Stock 1,684 $24.98 $42,066.32
Disclosure

SEC source: 0000040417-25-000052 · primary_doc.xml · nonDerivative · entry 5

DAVIDSON SPENCER · CIK 0001215920 · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,240

F1 · ownership.direct: Shares held by Hudson Partnership of which Spencer Davidson is the General Partner.

Read SEC document
November 03, 2025 Filed Nov 5, 2025 12:48 UTC Purchase5.95% Preferred Stock 52 $24.95 $1,297.40
Disclosure

SEC source: 0000040417-25-000052 · primary_doc.xml · nonDerivative · entry 4

DAVIDSON SPENCER · CIK 0001215920 · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,556

F1 · ownership.direct: Shares held by Hudson Partnership of which Spencer Davidson is the General Partner.

Read SEC document
October 31, 2025 Filed Oct 31, 2025 21:06 UTC Purchase5.95% Preferred Stock 2,657 $24.98 $66,371.86
Disclosure

SEC source: 0000040417-25-000051 · primary_doc.xml · nonDerivative · entry 4

DAVIDSON SPENCER · CIK 0001215920 · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,504

F1 · ownership.direct: Shares held by Hudson Partnership of which Spencer Davidson is the General Partner.

Read SEC document
October 30, 2025 Filed Oct 30, 2025 20:59 UTC Purchase5.95% Preferred Stock 7,394 $24.98 $184,694.73
Disclosure

SEC source: 0000040417-25-000048 · primary_doc.xml · nonDerivative · entry 5

DAVIDSON SPENCER · CIK 0001215920 · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,847

F1 · ownership.direct: Shares held by Hudson Partnership of which Spencer Davidson is the General Partner.

Read SEC document
October 29, 2025 Filed Oct 30, 2025 20:59 UTC Purchase5.95% Preferred Stock 3,811 $24.98 $95,198.78
Disclosure

SEC source: 0000040417-25-000048 · primary_doc.xml · nonDerivative · entry 4

DAVIDSON SPENCER · CIK 0001215920 · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,453

F1 · ownership.direct: Shares held by Hudson Partnership of which Spencer Davidson is the General Partner.

Read SEC document
October 24, 2025 Filed Oct 24, 2025 21:01 UTC Purchase5.95% Preferred Stock 3,808 $24.98 $95,123.84
Disclosure

SEC source: 0000040417-25-000047 · primary_doc.xml · nonDerivative · entry 5

DAVIDSON SPENCER · CIK 0001215920 · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,642

F1 · ownership.direct: Shares held by Hudson Partnership of which Spencer Davidson is the General Partner.

Read SEC document
October 23, 2025 Filed Oct 24, 2025 21:01 UTC Purchase5.95% Preferred Stock 3,400 $24.98 $84,932.00
Disclosure

SEC source: 0000040417-25-000047 · primary_doc.xml · nonDerivative · entry 4

DAVIDSON SPENCER · CIK 0001215920 · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,834

F1 · ownership.direct: Shares held by Hudson Partnership of which Spencer Davidson is the General Partner.

Read SEC document
October 20, 2025 Filed Oct 21, 2025 21:11 UTC Purchase5.95% Preferred Stock 789 $24.97 $19,701.33
Disclosure

SEC source: 0000040417-25-000046 · primary_doc.xml · nonDerivative · entry 4

DAVIDSON SPENCER · CIK 0001215920 · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,434

F1 · ownership.direct: Shares held by Hudson Partnership of which Spencer Davidson is the General Partner.

Read SEC document
October 03, 2025 Filed Oct 7, 2025 20:52 UTC
Priest Jeffrey WPresident & CEO
OtherCommon Stock 22,696 $62.84 $1,426,216.64
Disclosure

SEC source: 0000040417-25-000045 · primary_doc.xml · nonDerivative · entry 5

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 22,696

F4 · kind: Financial Settlement.

F2 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
August 28, 2025 Filed Aug 29, 2025 20:25 UTC
Priest Jeffrey WPresident & CEO
Other5.95% Preferred Stock 7,696 $25.08 $193,015.68
Disclosure

SEC source: 0000040417-25-000043 · primary_doc.xml · nonDerivative · entry 5

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,572

F3 · kind: Financial Settlement.

Read SEC document
August 28, 2025 Filed Aug 29, 2025 20:25 UTC
Priest Jeffrey WPresident & CEO
OtherCommon Stock 48,973 $59.95 $2,935,931.35
Disclosure

SEC source: 0000040417-25-000043 · primary_doc.xml · nonDerivative · entry 1

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,611

F3 · kind: Financial Settlement.

Read SEC document
July 30, 2025 Filed Jul 30, 2025 21:10 UTC
Stark Eugene SVP Administration/CCO/PFO
PurchaseCommon Stock 177 $56.92 $10,074.52
Disclosure

SEC source: 0000040417-25-000039 · primary_doc.xml · nonDerivative · entry 2

Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

F1 · ownership.direct: Shares held in joint account with spouse.

Read SEC document
June 17, 2025 Filed Jun 17, 2025 21:59 UTC
Majmudar Anang K.Senior Vice-President
Purchase5.95% Preferred Stock 355 $24.62 $8,741.17
Disclosure

SEC source: 0000040417-25-000038 · primary_doc.xml · nonDerivative · entry 3

Majmudar Anang K. · CIK 0001627821 · Senior Vice-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,605

F2 · ownership.direct: Shares held in joint tenancy with spouse.

Read SEC document
May 22, 2025 Filed May 22, 2025 18:48 UTC
Stark Eugene SVP Administration/CCO/PFO
Purchase5.95% Preferred Stock 500 $24.80 $12,400.00
Disclosure

SEC source: 0000040417-25-000037 · primary_doc.xml · nonDerivative · entry 4

Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

F3 · ownership.direct: Shares held by the undersigned in an IRA account.

Read SEC document
May 22, 2025 Filed May 22, 2025 18:48 UTC
Stark Eugene SVP Administration/CCO/PFO
Purchase5.95% Preferred Stock 500 $24.80 $12,400.00
Disclosure

SEC source: 0000040417-25-000037 · primary_doc.xml · nonDerivative · entry 3

Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

F1 · ownership.direct: Shares held in joint account with spouse.

Read SEC document
May 08, 2025 Filed May 8, 2025 23:11 UTC
Priest Jeffrey WPresident & CEO
Purchase5.95% Preferred Stock 1,141 $24.75 $28,240.43
Disclosure

SEC source: 0000040417-25-000035 · primary_doc.xml · nonDerivative · entry 5

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,268

Read SEC document
May 08, 2025 Filed May 9, 2025 16:01 UTC
DAVIDSON SPENCERDirector · Chairman
Sale5.95% Preferred Stock 17,400 $24.82 $431,909.76
Disclosure

SEC source: 0000040417-25-000036 · primary_doc.xml · nonDerivative · entry 6

DAVIDSON SPENCER · CIK 0001215920 · Director · Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trusts

Disclosed balance after: 5,000

F2 · ownership.direct: By Various Trusts of which the undersigned is Trustee. The undersigned discontinued service on two Trusts in 2024 and disclaims any beneficial interest in these shares.

Read SEC document
May 08, 2025 Filed May 9, 2025 15:21 UTC SaleSeries B 5.95% Preferred Stock 17,400 $24.82 $431,909.76
Disclosure

SEC source: 0001264839-25-000002 · primary_doc.xml · nonDerivative · entry 1

ALTSCHUL ARTHUR G JR · CIK 0001173479 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director is a Trustee and Beneficiary

Disclosed balance after: 5,000

F1 · ownership.nature: Director is a trustee and beneficiary of various trusts.

Read SEC document
May 08, 2025 Filed May 9, 2025 14:59 UTC SaleSeries B 5.95% Preferred Stock 17,400 $24.82 $431,909.76
Disclosure

SEC source: 0001264839-25-000001 · primary_doc.xml · nonDerivative · entry 1

TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL HELEN G · CIK 0001264839 · Director is a Trustee

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 30, 2025 Filed Oct 7, 2025 20:52 UTC
Priest Jeffrey WPresident & CEO
OtherCommon Stock 1,225 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-25-000045 · primary_doc.xml · nonDerivative · entry 4

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 45,392

F3 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. This information is based upon a statement as of 4/30/2025 issued by the Plan Administrator.

F3 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. This information is based upon a statement as of 4/30/2025 issued by the Plan Administrator.

F2 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
April 08, 2025 Filed Apr 11, 2025 20:46 UTC Amendment SaleSeries B 5.95% Preferred Stock 2,000 $24.62 $49,231.60
Disclosure

SEC source: 0001173479-25-000006 · primary_doc.xml · nonDerivative · entry 1

ALTSCHUL ARTHUR G JR · CIK 0001173479 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Trustee/Beneficiary

Disclosed balance after: 22,400

F1 · ownership.direct: Director is a trustee and a beneficiary of various family trusts.

Read SEC document
April 08, 2025 Filed Apr 11, 2025 15:37 UTC SaleSeries B 5.95% Preferred Stock 2,000 $24.62 $49,231.60
Disclosure

SEC source: 0001173479-25-000005 · primary_doc.xml · nonDerivative · entry 1

TRUST FBO ALTSCHUL ARTHUR G JR UW ALTSCHUL FRANK · CIK 0001264928 · Trustee is a director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 08, 2025 Filed Apr 11, 2025 15:29 UTC SaleSeries B 5.95% Preferred Stock 2,000 $24.62 $49,231.60
Disclosure

SEC source: 0001173479-25-000004 · primary_doc.xml · nonDerivative · entry 1

ALTSCHUL ARTHUR G JR · CIK 0001173479 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Trustee/Beneficiary

Disclosed balance after: 0

F1 · ownership.direct: Director is a trustee and a beneficiary of various family trusts.

Read SEC document
April 01, 2025 Filed Apr 1, 2025 22:57 UTC
DAVIDSON SPENCERDirector · Chairman
Sale5.95% Preferred Stock 11,199 $24.83 $278,046.53
Disclosure

SEC source: 0000040417-25-000031 · primary_doc.xml · nonDerivative · entry 6

DAVIDSON SPENCER · CIK 0001215920 · Director · Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trusts

Disclosed balance after: 22,400

F2 · ownership.direct: By Various Trusts of which the undersigned is Trustee. The undersigned discontinued service on two Trusts in 2024 and disclaims any beneficial interest in these shares.

Read SEC document
April 01, 2025 Filed Apr 1, 2025 22:32 UTC
Priest Jeffrey WPresident & CEO
Purchase5.95% Preferred Stock 1,735 $24.75 $42,941.25
Disclosure

SEC source: 0000040417-25-000030 · primary_doc.xml · nonDerivative · entry 5

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,127

Read SEC document
April 01, 2025 Filed Apr 2, 2025 19:56 UTC SaleSeries B 5.95% Preferred Stock 2,000 $24.83 $49,655.60
Disclosure

SEC source: 0001173479-25-000003 · primary_doc.xml · nonDerivative · entry 1

ALTSCHUL ARTHUR G JR · CIK 0001173479 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · TTEE/Beneficiary

Disclosed balance after: 24,400

F1 · ownership.nature: Director is a trustee and beneficiary of various family trusts.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 19:45 UTC SaleSeries B 5.95% Preferred Stock 2,000 $24.83 $49,655.60
Disclosure

SEC source: 0001173479-25-000002 · primary_doc.xml · nonDerivative · entry 1

TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL HELEN G · CIK 0001264839 · Trustee is a director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 10, 2025 Filed Mar 10, 2025 20:52 UTC
Majmudar Anang K.Senior Vice-President
Purchase5.95% Preferred Stock 950 $24.68 $23,446.00
Disclosure

SEC source: 0000040417-25-000027 · primary_doc.xml · nonDerivative · entry 3

Majmudar Anang K. · CIK 0001627821 · Senior Vice-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,250

F2 · balance_after: Shares held in joint tenancy with spouse.

Read SEC document
March 07, 2025 Filed Mar 7, 2025 22:07 UTC
Majmudar Anang K.Senior Vice-President
Purchase5.95% Preferred Stock 900 $24.69 $22,221.00
Disclosure

SEC source: 0000040417-25-000026 · primary_doc.xml · nonDerivative · entry 3

Majmudar Anang K. · CIK 0001627821 · Senior Vice-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,300

F2 · balance_after: Shares held in joint tenancy with spouse.

Read SEC document
March 07, 2025 Filed Mar 7, 2025 21:50 UTC
Stark Eugene SVP Administration/CCO/PFO
Purchase5.95% Preferred Stock 5,000 $24.70 $123,500.00
Disclosure

SEC source: 0000040417-25-000025 · primary_doc.xml · nonDerivative · entry 3

Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,500

F1 · ownership.direct: Shares held in joint account with spouse.

Read SEC document
March 07, 2025 Filed Mar 7, 2025 21:34 UTC
Grassi Craig AnthonyVice-President
Purchase5.95% Preferred Stock 100 $24.70 $2,470.00
Disclosure

SEC source: 0000040417-25-000024 · primary_doc.xml · nonDerivative · entry 2

Grassi Craig Anthony · CIK 0001313312 · Vice-President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 1,100

F2 · ownership.direct: Shares held by the undersigned's spouse in an IRA account.

Read SEC document
March 07, 2025 Filed Jul 30, 2025 21:10 UTC
Stark Eugene SVP Administration/CCO/PFO
OtherCommon Stock 48 $50.98 $2,447.04
Disclosure

SEC source: 0000040417-25-000039 · primary_doc.xml · nonDerivative · entry 1

Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,823

F5 · kind: Shares received in payment of dividends.

F1 · shares: Shares held in joint account with spouse.

Read SEC document
March 06, 2025 Filed Mar 6, 2025 22:42 UTC
Stark Eugene SVP Administration/CCO/PFO
Purchase5.95% Preferred Stock 2,500 $25.00 $62,500.00
Disclosure

SEC source: 0000040417-25-000023 · primary_doc.xml · nonDerivative · entry 3

Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,500

F1 · ownership.direct: Shares held in joint account with spouse.

Read SEC document
March 06, 2025 Filed Mar 6, 2025 22:19 UTC
Grassi Craig AnthonyVice-President
Purchase5.95% Preferred Stock 650 $25.00 $16,250.00
Disclosure

SEC source: 0000040417-25-000022 · primary_doc.xml · nonDerivative · entry 2

Grassi Craig Anthony · CIK 0001313312 · Vice-President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 1,000

F2 · ownership.direct: Shares held by the undersigned's spouse in an IRA account.

Read SEC document
December 31, 2024 Filed Dec 31, 2024 21:35 UTC
Majmudar Anang K.Senior Vice-President
Purchase5.95% Preferred Stock 427 $24.92 $10,640.84
Disclosure

SEC source: 0000040417-24-000048 · primary_doc.xml · nonDerivative · entry 3

Majmudar Anang K. · CIK 0001627821 · Senior Vice-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,400

F2 · balance_after: Shares held in joint tenancy with spouse.

Read SEC document
December 31, 2024 Filed Feb 5, 2025 19:28 UTC
Stark Eugene SVP Administration/CCO/PFO
OtherCommon Stock 8,648 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-25-000018 · primary_doc.xml · nonDerivative · entry 2

Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 89,637

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2024 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2024 issued by the Plan Administrator.

F2 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2024 Filed Feb 5, 2025 19:00 UTC Amendment
Lynch Sally AVice-President
OtherCommon Stock 10,494 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-25-000017 · primary_doc.xml · nonDerivative · entry 1

Lynch Sally A · CIK 0001347079 · Vice-President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 113,238

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan.

F2 · ownership.direct: The information is based upon a statement as of 12/31/2024 issued by the Plan Administrator.

Read SEC document
December 31, 2024 Filed Feb 5, 2025 18:50 UTC
Santa Maria Connie A.Corporate Secretary
OtherCommon Stock 2,504 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-25-000016 · primary_doc.xml · nonDerivative · entry 1

Santa Maria Connie A. · CIK 0001764643 · Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 14,018

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan.

F2 · ownership.direct: The information is based upon a statement as of 12/31/2024 issued by the Plan Administrator.

Read SEC document
December 31, 2024 Filed Feb 5, 2025 18:39 UTC
Majmudar Anang K.Senior Vice-President
OtherCommon Stock 3,856 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-25-000015 · primary_doc.xml · nonDerivative · entry 2

Majmudar Anang K. · CIK 0001627821 · Senior Vice-President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 28,787

F2 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan.

F2 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan.

F3 · ownership.direct: The information is based upon a statement as of 12/31/2024 issued by the Plan Administrator.

Read SEC document
December 31, 2024 Filed Feb 5, 2025 18:15 UTC
Kronzon LironVice-President
OtherCommon Stock 2,171 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-25-000013 · primary_doc.xml · nonDerivative · entry 1

Kronzon Liron · CIK 0001764783 · Vice-President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 13,997

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2024 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2024 issued by the Plan Administrator.

F2 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2024 Filed Feb 5, 2025 18:22 UTC
Lynch Sally AVice-President
Other5.95% Preferred Stock 10,494 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-25-000014 · primary_doc.xml · nonDerivative · entry 1

Lynch Sally A · CIK 0001347079 · Vice-President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 113,238

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2024 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2024 issued by the Plan Administrator.

F2 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2024 Filed Feb 5, 2025 18:05 UTC OtherCommon Stock 2,002 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-25-000012 · primary_doc.xml · nonDerivative · entry 1

Jin Samantha X. · CIK 0001764659 · Treasurer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 9,029

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2024 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2024 issued by the Plan Administrator.

F2 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2024 Filed Feb 5, 2025 17:59 UTC
Grassi Craig AnthonyVice-President
OtherCommon Stock 7,044 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-25-000011 · primary_doc.xml · nonDerivative · entry 1

Grassi Craig Anthony · CIK 0001313312 · Vice-President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 73,127

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2024 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2024 issued by the Plan Administrator.

F2 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 31, 2024 Filed Feb 5, 2025 17:41 UTC
Priest Jeffrey WPresident & CEO
OtherCommon Stock 5,163 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-25-000010 · primary_doc.xml · nonDerivative · entry 1

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 44,167

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2024 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2024 issued by the Plan Administrator.

F2 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

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December 31, 2024 Filed Feb 12, 2025 18:47 UTC Amendment
Lynch Sally AVice-President
OtherCommon Stock 10,494 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-25-000020 · primary_doc.xml · nonDerivative · entry 1

Lynch Sally A · CIK 0001347079 · Vice-President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 113,238

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2024 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2024 issued by the Plan Administrator.

F2 · ownership.direct: The information is based upon a statement as of 12/31/2024 issued by the Plan Administrator.

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December 30, 2024 Filed Dec 31, 2024 15:32 UTC
Stark Eugene SVP Administration/CCO/PFO
Purchase5.95% Preferred Stock 250 $25.00 $6,250.00
Disclosure

SEC source: 0000040417-24-000047 · primary_doc.xml · nonDerivative · entry 5

Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 4,000

F4 · ownership.direct: Shares held by the undersigned's spouse in an IRA account.

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December 30, 2024 Filed Dec 31, 2024 15:32 UTC
Stark Eugene SVP Administration/CCO/PFO
Purchase5.95% Preferred Stock 250 $25.00 $6,250.00
Disclosure

SEC source: 0000040417-24-000047 · primary_doc.xml · nonDerivative · entry 4

Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,500

F3 · ownership.direct: Shares held by the undersigned in an IRA account.

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December 27, 2024 Filed Dec 27, 2024 22:29 UTC
Majmudar Anang K.Senior Vice-President
Purchase5.95% Preferred Stock 83 $24.99 $2,074.17
Disclosure

SEC source: 0000040417-24-000046 · primary_doc.xml · nonDerivative · entry 1

Majmudar Anang K. · CIK 0001627821 · Senior Vice-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,973

F1 · balance_after: Shares held in joint tenancy with spouse.

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December 27, 2024 Filed Feb 5, 2025 19:28 UTC
Stark Eugene SVP Administration/CCO/PFO
OtherCommon Stock 775 $52.26 $40,501.50
Disclosure

SEC source: 0000040417-25-000018 · primary_doc.xml · nonDerivative · entry 1

Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,775

F3 · kind: Shares received in payment of dividends.

F4 · ownership.direct: Shares held in joint tenancy with spouse.

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December 27, 2024 Filed Feb 5, 2025 18:39 UTC
Majmudar Anang K.Senior Vice-President
OtherCommon Stock 301 $52.26 $15,730.26
Disclosure

SEC source: 0000040417-25-000015 · primary_doc.xml · nonDerivative · entry 1

Majmudar Anang K. · CIK 0001627821 · Senior Vice-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,703

F1 · kind: Shares received in payment of dividends.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.