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GENERAL AMERICAN INVESTORS CO INC

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4658
SEC CIK
0000040417
Parsed reports
477

Last 12 months

Inside the activity.

39 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025120
Dec 202540
Jan 202620
Feb 202620
Mar 202670
Apr 202650
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202670
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2017 Filed Mar 3, 2017 21:00 UTC
Stark Eugene SVP Administration/CCO/PFO
Purchase5.95% Preferred Stock 750 $25.79 $19,342.50
Disclosure

SEC source: 0000040417-17-000038 · primary_doc.xml · nonDerivative · entry 1

Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,250

F1 · ownership.direct: Shares held by the undersigned in an IRA account.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 20:02 UTC
Priest Jeffrey WPresident & CEO
Purchase5.95% Preferred Stock 5,000 $25.63 $128,150.00
Disclosure

SEC source: 0000040417-17-000013 · primary_doc.xml · nonDerivative · entry 1

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Parent

Disclosed balance after: 7,739

F1 · ownership.nature: Mr. Priest has dispositive power but disclaims any beneficial interest in these shares.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 17:11 UTC SaleCommon Stock 400 $32.50 $13,000.00
Disclosure

SEC source: 0000040417-17-000010 · primary_doc.xml · nonDerivative · entry 1

DAVIDSON SPENCER · CIK 0001215920 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 147,189

F1 · ownership.nature: By various Trusts of which the undersigned is Trustee. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 17:23 UTC SaleCommon Stock 400 $32.50 $13,000.00
Disclosure

SEC source: 0000040417-17-000011 · primary_doc.xml · nonDerivative · entry 1

Trust FBO James Wagner Altschul, U/A/D 08/20/1998 · CIK 0001447148 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269

Read SEC document
January 09, 2017 Filed Jan 10, 2017 20:25 UTC
Priest Jeffrey WPresident & CEO
PurchaseCommon Stock 395 $31.75 $12,541.25
Disclosure

SEC source: 0000040417-17-000001 · primary_doc.xml · nonDerivative · entry 1

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nonprofit Trust

Disclosed balance after: 8,565

F2 · ownership.nature: Mr. Priest has voting and dispositive power but disclaims any beneficial interest.

Read SEC document
December 30, 2016 Filed Feb 2, 2017 20:37 UTC
Priest Jeffrey WPresident & CEO
OtherCommon Stock 3,248 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-17-000003 · primary_doc.xml · nonDerivative · entry 3

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 14,147

F4 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2016 issued by the Plan Administrator.

F4 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2016 issued by the Plan Administrator.

F5 · ownership.nature: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 30, 2016 Filed Feb 2, 2017 20:37 UTC
Priest Jeffrey WPresident & CEO
OtherCommon Stock 1,092 $31.38 $34,261.50
Disclosure

SEC source: 0000040417-17-000003 · primary_doc.xml · nonDerivative · entry 2

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nonprofit Trust

Disclosed balance after: 12,222

F1 · kind: Shares received in payment of dividends.

F2 · balance_after: In the original Form 4 containing this line item filed on November 16, 2016, the amount of securities beneficially held was incorrectly reported as 8,170 shares. The correct number of shares that should have been reported was 11,130 shares. This also affected a Form 4 filed on December 14, 2016. The Form 4 filed on January 10, 2017 should have reflected 12,167 shares to include 1,092 reinvestment shares received on December 30, 2016.

F3 · ownership.nature: Mr. Priest has dispositive power but disclaims any beneficial interest in these shares.

Read SEC document
December 30, 2016 Filed Feb 2, 2017 20:37 UTC
Priest Jeffrey WPresident & CEO
OtherCommon Stock 6,054 $31.38 $189,944.25
Disclosure

SEC source: 0000040417-17-000003 · primary_doc.xml · nonDerivative · entry 1

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,639

F1 · kind: Shares received in payment of dividends.

Read SEC document
December 30, 2016 Filed Feb 3, 2017 00:03 UTC
Majmudar Anang K.Vice- President
OtherCommon Stock 90 $31.38 $2,823.75
Disclosure

SEC source: 0000040417-17-000008 · primary_doc.xml · nonDerivative · entry 2

Majmudar Anang K. · CIK 0001627821 · Vice- President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 975

F3 · kind: Shares received in payment of dividends.

Read SEC document
December 30, 2016 Filed Feb 3, 2017 00:03 UTC
Majmudar Anang K.Vice- President
OtherCommon Stock 2,307 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-17-000008 · primary_doc.xml · nonDerivative · entry 1

Majmudar Anang K. · CIK 0001627821 · Vice- President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 6,602

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market prices pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2016 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market prices pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2016 issued by the Plan Administrator.

F2 · ownership.nature: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in theses shares.

Read SEC document
December 30, 2016 Filed Feb 3, 2017 00:14 UTC OtherCommon Stock 15,632 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-17-000009 · primary_doc.xml · nonDerivative · entry 1

RADOSTI DIANE G · CIK 0001215918 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 149,543

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at prevailing market prices pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2016 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at prevailing market prices pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2016 issued by the Plan Administrator.

F2 · ownership.nature: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares

Read SEC document
December 30, 2016 Filed Feb 2, 2017 23:34 UTC
Lynch Sally AVice- President
OtherCommon Stock 6,913 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-17-000007 · primary_doc.xml · nonDerivative · entry 1

Lynch Sally A · CIK 0001347079 · Vice- President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 54,251

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market prices pursuant to the Issuer's Employees' Thrift Plan. The information is based on a statement as of 12//31/2016 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market prices pursuant to the Issuer's Employees' Thrift Plan. The information is based on a statement as of 12//31/2016 issued by the Plan Administrator.

F2 · ownership.nature: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 30, 2016 Filed Feb 2, 2017 23:21 UTC
Grassi Craig AnthonyVice-President
OtherCommon Stock 4 $31.38 $125.50
Disclosure

SEC source: 0000040417-17-000006 · primary_doc.xml · nonDerivative · entry 2

Grassi Craig Anthony · CIK 0001313312 · Vice-President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Custodian for Nephew

Disclosed balance after: 41

F3 · kind: Shares received in payment of dividends.

F4 · ownership.nature: By Custodial Account for Nephew, Joseph David Grassi, under the Pennsylvania Uniform Transfers to Minor Act.

Read SEC document
December 30, 2016 Filed Feb 2, 2017 23:21 UTC
Grassi Craig AnthonyVice-President
OtherCommon Stock 4,584 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-17-000006 · primary_doc.xml · nonDerivative · entry 1

Grassi Craig Anthony · CIK 0001313312 · Vice-President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 32,407

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market prices pursuant to the Issuer's Employees' Thrift Plan. The information is based on a statement as of 12/31/2016 prepared by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market prices pursuant to the Issuer's Employees' Thrift Plan. The information is based on a statement as of 12/31/2016 prepared by the Plan Administrator.

F2 · ownership.nature: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 30, 2016 Filed Feb 2, 2017 22:50 UTC
Genid Linda JCorporate Secretary
OtherCommon Stock 5,369 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-17-000005 · primary_doc.xml · nonDerivative · entry 1

Genid Linda J · CIK 0001594775 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 50,043

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market prices pursuant to the Issuer's Employees' Thrift Plan. The information is based on a statement as of 12/31/2016 prepared by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market prices pursuant to the Issuer's Employees' Thrift Plan. The information is based on a statement as of 12/31/2016 prepared by the Plan Administrator.

F2 · ownership.nature: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 30, 2016 Filed Feb 2, 2017 21:57 UTC OtherCommon Stock 260 $31.38 $8,157.50
Disclosure

SEC source: 0000040417-17-000004 · primary_doc.xml · nonDerivative · entry 2

DAVIDSON SPENCER · CIK 0001215920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,911

F1 · kind: Shares received in payment of dividends.

F3 · ownership.direct: Shares held in an IRA account.

Read SEC document
December 30, 2016 Filed Feb 2, 2017 21:57 UTC OtherCommon Stock 94,401 $31.38 $2,961,831.38
Disclosure

SEC source: 0000040417-17-000004 · primary_doc.xml · nonDerivative · entry 1

DAVIDSON SPENCER · CIK 0001215920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,056,044

F1 · kind: Shares received in payment of dividends.

F2 · ownership.direct: Shares held by Hudson Partnership of which Spencer Davidson is the General Partner.

Read SEC document
December 30, 2016 Filed Feb 3, 2017 19:27 UTC Amendment
Priest Jeffrey WPresident & CEO
OtherCommon Stock 3,248 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-17-000012 · primary_doc.xml · nonDerivative · entry 3

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 14,147

F4 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2016 issued by the Plan Administrator.

F4 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2016 issued by the Plan Administrator.

F5 · ownership.nature: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 30, 2016 Filed Feb 3, 2017 19:27 UTC Amendment
Priest Jeffrey WPresident & CEO
OtherCommon Stock 1,092 $31.38 $34,261.50
Disclosure

SEC source: 0000040417-17-000012 · primary_doc.xml · nonDerivative · entry 2

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nonprofit Trust

Disclosed balance after: 12,222

F1 · kind: Shares received in payment of dividends.

F2 · balance_after: In the original Form 4 containing this line item filed on November 16, 2016, the amount of securities beneficially held was incorrectly reported as 8,170 shares. The correct number of shares that should have been reported was 11,130 shares. This also affected a Form 4 filed on December 14, 2016. The Form 4 filed on January 10, 2017 should have reflected 12,617 shares to include 1,092 reinvestment shares received on December 30, 2016.

F3 · ownership.nature: Mr. Priest has dispositive power but disclaims any beneficial interest in these shares.

Read SEC document
December 30, 2016 Filed Feb 3, 2017 19:27 UTC Amendment
Priest Jeffrey WPresident & CEO
OtherCommon Stock 6,054 $31.38 $189,944.25
Disclosure

SEC source: 0000040417-17-000012 · primary_doc.xml · nonDerivative · entry 1

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,639

F1 · kind: Shares received in payment of dividends.

Read SEC document
December 30, 2016 Filed Feb 9, 2017 18:10 UTC OtherCommon Stock 326 $31.38 $10,228.25
Disclosure

SEC source: 0000040417-17-000015 · primary_doc.xml · nonDerivative · entry 2

GORDAN JOHN D III · CIK 0001227648 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,656

F1 · kind: Shares received in payment of dividends.

F3 · ownership.nature: Held by wife, Catherine M.S. Gordan. I disclaim any beneficial ownership of these shares.

Read SEC document
December 30, 2016 Filed Feb 9, 2017 18:10 UTC OtherCommon Stock 1,052 $31.38 $33,006.50
Disclosure

SEC source: 0000040417-17-000015 · primary_doc.xml · nonDerivative · entry 1

GORDAN JOHN D III · CIK 0001227648 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,676

F1 · kind: Shares received in payment of dividends.

F2 · balance_after: Includes 3,656 shares held in an IRA account.

Read SEC document
December 30, 2016 Filed Feb 9, 2017 22:50 UTC
VINDIGNI ANDREW VSenior Vice-President
OtherCommon Stock 14,950 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-17-000021 · primary_doc.xml · nonDerivative · entry 1

VINDIGNI ANDREW V · CIK 0001215923 · Senior Vice-President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 140,726

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2016 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2016 issued by the Plan Administrator.

F2 · ownership.nature: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 30, 2016 Filed Feb 9, 2017 20:39 UTC OtherCommon Stock 341 $31.38 $10,698.88
Disclosure

SEC source: 0000040417-17-000019 · primary_doc.xml · nonDerivative · entry 1

CULLMAN LEWIS B · CIK 0001227645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,750

F1 · kind: Shares received in payment of dividends.

F2 · ownership.direct: Shares held in the Lewis B. Cullman Revocable Trust and the Trust U/W Joseph F. Cullman, Jr. DTD 6/30/50 FBO Lewis B. Cullman.

Read SEC document
December 30, 2016 Filed Feb 9, 2017 22:39 UTC
Robinson Michael W.Vice-President
OtherCommon Stock 3,984 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-17-000020 · primary_doc.xml · nonDerivative · entry 1

Robinson Michael W. · CIK 0001479241 · Vice-President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 24,692

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2016 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2016 issued by the Plan Administrator.

F2 · ownership.nature: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 30, 2016 Filed Feb 9, 2017 20:17 UTC OtherCommon Stock 4,975 $31.38 $156,090.63
Disclosure

SEC source: 0000040417-17-000018 · primary_doc.xml · nonDerivative · entry 1

TROUBH RAYMOND S · CIK 0001014051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,654

F1 · kind: Shares received in payment of dividends.

Read SEC document
December 30, 2016 Filed Feb 9, 2017 20:04 UTC OtherCommon Stock 5,612 $31.38 $176,076.50
Disclosure

SEC source: 0000040417-17-000017 · primary_doc.xml · nonDerivative · entry 1

KNAFEL SIDNEY R · CIK 0000924039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,787

F1 · kind: Shares received in payment of dividends.

Read SEC document
December 30, 2016 Filed Feb 9, 2017 18:29 UTC OtherCommon Stock 209 $31.38 $6,557.38
Disclosure

SEC source: 0000040417-17-000016 · primary_doc.xml · nonDerivative · entry 1

Gotbaum Betsy F. · CIK 0001482232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,343

F1 · kind: Shares received in payment of dividends.

Read SEC document
December 30, 2016 Filed Feb 10, 2017 20:59 UTC Amendment OtherCommon Stock 326 $31.38 $10,228.25
Disclosure

SEC source: 0000040417-17-000025 · primary_doc.xml · nonDerivative · entry 2

GORDAN JOHN D III · CIK 0001227648 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,656

F1 · kind: Shares received in payment of dividends.

F4 · ownership.nature: Held by wife, Catherine M.S. Gordan. I disclaim any beneficial ownership of these shares.

Read SEC document
December 30, 2016 Filed Feb 10, 2017 20:59 UTC Amendment OtherCommon Stock 1,042 $31.38 $32,692.75
Disclosure

SEC source: 0000040417-17-000025 · primary_doc.xml · nonDerivative · entry 1

GORDAN JOHN D III · CIK 0001227648 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,666

F1 · kind: Shares received in payment of dividends.

F2 · shares: Amended to correct the amount of shares originally reported.

F2 · balance_after: Amended to correct the amount of shares originally reported.

F3 · balance_after: Includes 3,656 shares held in an IRA account.

Read SEC document
December 30, 2016 Filed Feb 10, 2017 16:32 UTC OtherCommon Stock 621 $31.38 $19,483.88
Disclosure

SEC source: 0000040417-17-000024 · primary_doc.xml · nonDerivative · entry 2

BERENS RODNEY B · CIK 0001202499 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,033

F1 · kind: Shares received in payment of dividends.

Read SEC document
December 30, 2016 Filed Feb 10, 2017 16:15 UTC
Stark Eugene SVP Administration/CCO/PFO
OtherCommon Stock 5,662 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-17-000023 · primary_doc.xml · nonDerivative · entry 3

Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 40,613

F3 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2016 issued by the Plan Administrator.

F3 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2016 issued by the Plan Administrator.

F4 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 30, 2016 Filed Feb 10, 2017 16:15 UTC
Stark Eugene SVP Administration/CCO/PFO
OtherCommon Stock 357 $31.38 $11,200.88
Disclosure

SEC source: 0000040417-17-000023 · primary_doc.xml · nonDerivative · entry 2

Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,003

F1 · kind: Shares received in payment of dividends.

F2 · ownership.direct: Shares held in joint tenancy with spouse.

Read SEC document
December 13, 2016 Filed Dec 14, 2016 14:55 UTC
Priest Jeffrey WPresident & CEO
Purchase5.95% Preferred Stock 2,900 $25.66 $74,416.32
Disclosure

SEC source: 0000040417-16-000239 · primary_doc.xml · nonDerivative · entry 2

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nonprofit Trust

Disclosed balance after: 11,300

F2 · ownership.nature: Mr. Priest has voting and dispositive power but disclaims any beneficial interest.

Read SEC document
December 13, 2016 Filed Dec 14, 2016 14:55 UTC
Priest Jeffrey WPresident & CEO
Purchase5.95% Preferred Stock 1,100 $26.14 $28,750.15
Disclosure

SEC source: 0000040417-16-000239 · primary_doc.xml · nonDerivative · entry 1

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nonprofit Trust

Disclosed balance after: 8,400

F2 · ownership.nature: Mr. Priest has voting and dispositive power but disclaims any beneficial interest.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 16:13 UTC
DAVIDSON SPENCERDirector · Chairman
Purchase5.95% Preferred Stock 11,113 $25.97 $288,653.51
Disclosure

SEC source: 0000040417-16-000238 · primary_doc.xml · nonDerivative · entry 1

DAVIDSON SPENCER · CIK 0001215920 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,645

F2 · ownership.direct: Shares held by Hudson Partnership of which Spencer Davidson is the General Partner.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 15:35 UTC
DAVIDSON SPENCERDirector · Chairman
Purchase5.95% Preferred Stock 377 $25.97 $9,792.01
Disclosure

SEC source: 0000040417-16-000237 · primary_doc.xml · nonDerivative · entry 1

DAVIDSON SPENCER · CIK 0001215920 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,532

F2 · ownership.direct: Shares held by Hudson Partnership of which Spencer Davidson is the General Partner.

Read SEC document
November 16, 2016 Filed Nov 16, 2016 23:04 UTC
Priest Jeffrey WPresident & CEO
Purchase5.95% Preferred Stock 1,950 $25.99 $50,680.50
Disclosure

SEC source: 0000040417-16-000236 · primary_doc.xml · nonDerivative · entry 2

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Power of Attorney

Disclosed balance after: 16,121

F2 · ownership.nature: Mr. Priest has voting and dispositive power but disclaims any beneficial interest.

Read SEC document
November 16, 2016 Filed Nov 16, 2016 23:04 UTC
Priest Jeffrey WPresident & CEO
Purchase5.95% Preferred Stock 650 $25.99 $16,893.50
Disclosure

SEC source: 0000040417-16-000236 · primary_doc.xml · nonDerivative · entry 1

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Parent

Disclosed balance after: 2,739

F2 · ownership.nature: Mr. Priest has voting and dispositive power but disclaims any beneficial interest.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 16:14 UTC
Priest Jeffrey WPresident & CEO
Purchase5.95% Perferred Stock 1,050 $25.99 $27,292.65
Disclosure

SEC source: 0000040417-16-000235 · primary_doc.xml · nonDerivative · entry 7

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Power of Attorney

Disclosed balance after: 14,171

F2 · ownership.nature: Mr. Priest has voting and dispositive power but disclaims any beneficial interest.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 16:14 UTC
Priest Jeffrey WPresident & CEO
Purchase5.95% Preferred Stock 350 $25.99 $9,097.55
Disclosure

SEC source: 0000040417-16-000235 · primary_doc.xml · nonDerivative · entry 6

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Parent

Disclosed balance after: 2,089

F2 · ownership.nature: Mr. Priest has voting and dispositive power but disclaims any beneficial interest.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 16:14 UTC
Priest Jeffrey WPresident & CEO
Purchase5.95% Preferred Stock 4,300 $25.90 $111,379.89
Disclosure

SEC source: 0000040417-16-000235 · primary_doc.xml · nonDerivative · entry 8

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nonprofit Trust

Disclosed balance after: 7,300

F2 · balance_after: Mr. Priest has voting and dispositive power but disclaims any beneficial interest.

F3 · balance_after: Existing shares held prior to Mr. Priest being appointed Treasurer of Innisfree Foundation.

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November 14, 2016 Filed Nov 16, 2016 16:14 UTC
Priest Jeffrey WPresident & CEO
PurchaseCommon Stock 4,500 $30.08 $135,360.00
Disclosure

SEC source: 0000040417-16-000235 · primary_doc.xml · nonDerivative · entry 2

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Power of Attorney

Disclosed balance after: 48,905

F2 · ownership.nature: Mr. Priest has voting and dispositive power but disclaims any beneficial interest.

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November 14, 2016 Filed Nov 16, 2016 16:14 UTC
Priest Jeffrey WPresident & CEO
PurchaseCommon Stock 1,550 $30.08 $46,624.00
Disclosure

SEC source: 0000040417-16-000235 · primary_doc.xml · nonDerivative · entry 1

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Parent

Disclosed balance after: 18,883

F2 · ownership.nature: Mr. Priest has voting and dispositive power but disclaims any beneficial interest.

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November 09, 2016 Filed Nov 10, 2016 17:18 UTC
Priest Jeffrey WPresident & CEO
PurchaseCommon Stock 900 $29.44 $26,496.00
Disclosure

SEC source: 0000040417-16-000234 · primary_doc.xml · nonDerivative · entry 1

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,585

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October 26, 2016 Filed Oct 27, 2016 19:54 UTC
DAVIDSON SPENCERDirector · Chairman
SaleCommon Stock 2,000 $31.77 $63,536.00
Disclosure

SEC source: 0000040417-16-000233 · primary_doc.xml · nonDerivative · entry 1

DAVIDSON SPENCER · CIK 0001215920 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 147,589

F1 · ownership.direct: By various Trusts of which the undersigned is Trustee. The undersigned disclaims any beneficial interest in these shares.

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October 26, 2016 Filed Oct 27, 2016 19:28 UTC SaleCommon Stock 2,000 $31.77 $63,536.00
Disclosure

SEC source: 0000040417-16-000232 · primary_doc.xml · nonDerivative · entry 1

TRUST F B O ALTSCHUL STEPHEN F U A D 10 22 58 · CIK 0001277572 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,024

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October 24, 2016 Filed Oct 26, 2016 16:31 UTC SaleCommon Stock 2,000 $31.90 $63,804.00
Disclosure

SEC source: 0000040417-16-000222 · primary_doc.xml · nonDerivative · entry 1

TRUST FBO ALTSCHUL CHARLES UAD 12 15 72 · CIK 0001264685 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,108

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October 24, 2016 Filed Oct 26, 2016 17:17 UTC
DAVIDSON SPENCERDirector · Chairman
SaleCommon Stock 6,000 $31.90 $191,412.00
Disclosure

SEC source: 0000040417-16-000223 · primary_doc.xml · nonDerivative · entry 1

DAVIDSON SPENCER · CIK 0001215920 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 149,589

F1 · ownership.direct: By various Trusts of which the undersigned is Trustee. The undersigned disclaims any beneficial interest in these shares.

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October 24, 2016 Filed Oct 26, 2016 16:04 UTC SaleCommon Stock 2,000 $31.90 $63,804.00
Disclosure

SEC source: 0001173479-16-000022 · primary_doc.xml · nonDerivative · entry 1

ALTSCHUL ARTHUR G JR · CIK 0001173479 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Beneficiary

Disclosed balance after: 8,108

F1 · ownership.direct: Director is the beneficiary of a trust.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.