Tapewire

Nasdaq · USD

FWDI

Forward Industries, Inc.

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Tapewire entity
5540
SEC CIK
0000038264
Parsed reports
127

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202520
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2022 Filed Jul 15, 2022 21:13 UTC GrantStock Options (Right to Buy) · Derivative 13,605 Not disclosed Strike: $1.47 Not disclosed
Disclosure

SEC source: 0001683168-22-004994 · ownership.xml · derivative · entry 2

ZIGLAR JAMES W · CIK 0001273598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,605

Underlying: Common Stock · 13,605 shares

Expires 2027-07-01

F2 · price: Not applicable.

F3 · derivative.exercise_date: The stock options vest one year from the Transaction Date, subject to continued service as a director on the vesting date.

Read SEC document
July 01, 2022 Filed Jul 15, 2022 21:13 UTC GrantStock Options (Right to Buy) · Derivative 14,451 Not disclosed Strike: $1.47 Not disclosed
Disclosure

SEC source: 0001683168-22-004994 · ownership.xml · derivative · entry 1

ZIGLAR JAMES W · CIK 0001273598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,451

Underlying: Common Stock · 14,451 shares

Expires 2027-07-01

F2 · price: Not applicable.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:02 UTC GrantStock Options (Right to Buy) · Derivative 11,947 Not disclosed Strike: $1.72 Not disclosed
Disclosure

SEC source: 0001683168-22-002363 · ownership.xml · derivative · entry 2

ZIGLAR JAMES W · CIK 0001273598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,947

Underlying: Common Stock · 11,947 shares

Expires 2027-04-01

F2 · price: Not applicable.

F3 · derivative.exercise_date: The stock options vest one year from the Transaction Date, subject to continued service as a director on the vesting date.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:02 UTC GrantStock Options (Right to Buy) · Derivative 12,674 Not disclosed Strike: $1.72 Not disclosed
Disclosure

SEC source: 0001683168-22-002363 · ownership.xml · derivative · entry 1

ZIGLAR JAMES W · CIK 0001273598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,674

Underlying: Common Stock · 12,674 shares

Expires 2027-04-01

F2 · price: Not applicable.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:01 UTC
Shah SangitaDirector
GrantStock Options (Right to Buy) · Derivative 11,947 Not disclosed Strike: $1.72 Not disclosed
Disclosure

SEC source: 0001683168-22-002361 · ownership.xml · derivative · entry 2

Shah Sangita · CIK 0001634019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,947

Underlying: Common Stock · 11,947 shares

Expires 2027-04-01

F2 · price: Not applicable.

F3 · derivative.exercise_date: The stock options vest one year from the Transaction Date, subject to continued service as a director on the vesting date.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:01 UTC
Shah SangitaDirector
GrantStock Options (Right to Buy) · Derivative 12,674 Not disclosed Strike: $1.72 Not disclosed
Disclosure

SEC source: 0001683168-22-002361 · ownership.xml · derivative · entry 1

Shah Sangita · CIK 0001634019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,674

Underlying: Common Stock · 12,674 shares

Expires 2027-04-01

F2 · price: Not applicable.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:01 UTC GrantStock Options (Right to Buy) · Derivative 31,095 Not disclosed Strike: $1.68 Not disclosed
Disclosure

SEC source: 0001683168-22-001156 · ownership.xml · derivative · entry 1

Hrynkow Sharon Hemond · CIK 0001745677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,095

Underlying: Common Stock · 31,095 shares

Expires 2027-02-16

F2 · price: Not applicable.

F1 · derivative.exercise_date: The stock options vest one year from the Transaction Date, subject to continued service as a director on the vesting date.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 21:01 UTC
Shah SangitaDirector
GrantStock Options (Right to Buy) · Derivative 14,045 Not disclosed Strike: $1.56 Not disclosed
Disclosure

SEC source: 0001683168-22-000060 · ownership.xml · derivative · entry 2

Shah Sangita · CIK 0001634019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,045

Underlying: Common Stock · 14,045 shares

Expires 2027-01-03

F2 · price: Not applicable.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 21:01 UTC
Shah SangitaDirector
GrantStock Options (Right to Buy) · Derivative 13,717 Not disclosed Strike: $1.56 Not disclosed
Disclosure

SEC source: 0001683168-22-000060 · ownership.xml · derivative · entry 1

Shah Sangita · CIK 0001634019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,717

Underlying: Common Stock · 13,717 shares

Expires 2027-01-03

F2 · price: Not applicable.

F1 · derivative.exercise_date: The stock options vest one year from the Transaction Date, subject to continued service as a director on the vesting date.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 21:01 UTC GrantStock Options (Right to Buy) · Derivative 14,045 Not disclosed Strike: $1.56 Not disclosed
Disclosure

SEC source: 0001683168-22-000061 · ownership.xml · derivative · entry 2

ZIGLAR JAMES W · CIK 0001273598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,045

Underlying: Common Stock · 14,045 shares

Expires 2027-01-03

F2 · price: Not applicable.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 21:01 UTC GrantStock Options (Right to Buy) · Derivative 13,717 Not disclosed Strike: $1.56 Not disclosed
Disclosure

SEC source: 0001683168-22-000061 · ownership.xml · derivative · entry 1

ZIGLAR JAMES W · CIK 0001273598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,717

Underlying: Common Stock · 13,717 shares

Expires 2027-01-03

F2 · price: Not applicable.

F1 · derivative.exercise_date: The stock options vest one year from the Transaction Date, subject to continued service as a director on the vesting date.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 21:01 UTC GrantStock Options (Right to Buy) · Derivative 14,045 Not disclosed Strike: $1.56 Not disclosed
Disclosure

SEC source: 0001683168-22-000063 · ownership.xml · derivative · entry 2

Morgan Howard J · CIK 0001543871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,045

Underlying: Common Stock · 14,045 shares

Expires 2027-01-03

F2 · price: Not applicable.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 21:01 UTC GrantStock Options (Right to Buy) · Derivative 13,717 Not disclosed Strike: $1.56 Not disclosed
Disclosure

SEC source: 0001683168-22-000063 · ownership.xml · derivative · entry 1

Morgan Howard J · CIK 0001543871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,717

Underlying: Common Stock · 13,717 shares

Expires 2027-01-03

F2 · price: Not applicable.

F1 · derivative.exercise_date: The stock options vest one year from the Transaction Date, subject to continued service as a director on the vesting date.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 21:01 UTC
Severino Paul JeanCOO of Subsidiary
SaleCommon Stock 2,000 $1.99 $3,980.00
Disclosure

SEC source: 0001683168-21-006328 · ownership.xml · nonDerivative · entry 1

Severino Paul Jean · CIK 0001732362 · COO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,918

Read SEC document
December 13, 2021 Filed Dec 14, 2021 21:01 UTC
Maiman MitchellPresident of Subsidiary
SaleCommon Stock 4,000 $1.73 $6,920.00
Disclosure

SEC source: 0001683168-21-006326 · ownership.xml · nonDerivative · entry 1

Maiman Mitchell · CIK 0001732109 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,868

F1 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $1.73 to $1.76, inclusive. The reporting person undertakes to provide to Forward Industries, Inc., any security holder of Forward Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence. The securities were sold under a 10b5-1 plan.

Read SEC document
November 12, 2021 Filed Nov 15, 2021 21:01 UTC
Maiman MitchellPresident of Subsidiary
SaleCommon Stock 4,000 $2.20 $8,800.00
Disclosure

SEC source: 0001683168-21-005690 · ownership.xml · nonDerivative · entry 1

Maiman Mitchell · CIK 0001732109 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,868

Read SEC document
November 08, 2021 Filed Nov 9, 2021 21:01 UTC
Severino Paul JeanCOO of Subsidiary
SaleCommon Stock 2,000 $2.22 $4,440.00
Disclosure

SEC source: 0001683168-21-005350 · ownership.xml · nonDerivative · entry 1

Severino Paul Jean · CIK 0001732362 · COO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,918

F1 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $2.22 to $2.23, inclusive. The reporting person undertakes to provide to Forward Industries, Inc., any security holder of Forward Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence. The securities were sold under a 10b5-1 plan.

Read SEC document
October 12, 2021 Filed Oct 12, 2021 21:29 UTC
Maiman MitchellPresident of Subsidiary
SaleCommon Stock 6,000 $2.13 $12,798.00
Disclosure

SEC source: 0001683168-21-004785 · ownership.xml · nonDerivative · entry 1

Maiman Mitchell · CIK 0001732109 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,868

F1 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $2.12 to $2.15, inclusive. The reporting person undertakes to provide to Forward Industries, Inc., any security holder of Forward Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence. The securities were sold under a 10b5-1 plan.

Read SEC document
October 06, 2021 Filed Oct 6, 2021 20:49 UTC
Severino Paul JeanCOO of Subsidiary
SaleCommon Stock 6,000 $2.18 $13,080.00
Disclosure

SEC source: 0001683168-21-004730 · ownership.xml · nonDerivative · entry 1

Severino Paul Jean · CIK 0001732362 · COO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,918

F1 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $2.17 to $2.20, inclusive. The reporting person undertakes to provide to Forward Industries, Inc., any security holder of Forward Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence. The securities were sold under a 10b5-1 plan.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:01 UTC
Shah SangitaDirector
GrantStock Options (Right to Buy) · Derivative 9,901 Not disclosed Strike: $2.39 Not disclosed
Disclosure

SEC source: 0001683168-21-004697 · ownership.xml · derivative · entry 2

Shah Sangita · CIK 0001634019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,901

Underlying: Common Stock · 9,901 shares

Expires 2026-10-01

F2 · price: Not applicable.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:01 UTC
Shah SangitaDirector
GrantStock Options (Right to Buy) · Derivative 9,551 Not disclosed Strike: $2.39 Not disclosed
Disclosure

SEC source: 0001683168-21-004697 · ownership.xml · derivative · entry 1

Shah Sangita · CIK 0001634019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,551

Underlying: Common Stock · 9,551 shares

Expires 2026-10-01

F2 · price: Not applicable.

F1 · derivative.exercise_date: The stock options vest one year from the Transaction Date, subject to continued service as a director on the vesting date.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:01 UTC GrantStock Options (Right to Buy) · Derivative 9,901 Not disclosed Strike: $2.39 Not disclosed
Disclosure

SEC source: 0001683168-21-004695 · ownership.xml · derivative · entry 2

Morgan Howard J · CIK 0001543871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,901

Underlying: Common Stock · 9,901 shares

Expires 2026-10-01

F2 · price: Not applicable.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:01 UTC GrantStock Options (Right to Buy) · Derivative 9,551 Not disclosed Strike: $2.39 Not disclosed
Disclosure

SEC source: 0001683168-21-004695 · ownership.xml · derivative · entry 1

Morgan Howard J · CIK 0001543871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,551

Underlying: Common Stock · 9,551 shares

Expires 2026-10-01

F2 · price: Not applicable.

F1 · derivative.exercise_date: The stock options vest one year from the Transaction Date, subject to continued service as a director on the vesting date.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:01 UTC GrantStock Options (Right to Buy) · Derivative 9,901 Not disclosed Strike: $2.39 Not disclosed
Disclosure

SEC source: 0001683168-21-004696 · ownership.xml · derivative · entry 2

ZIGLAR JAMES W · CIK 0001273598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,901

Underlying: Common Stock · 9,901 shares

Expires 2026-10-01

F2 · price: Not applicable.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:01 UTC GrantStock Options (Right to Buy) · Derivative 9,551 Not disclosed Strike: $2.39 Not disclosed
Disclosure

SEC source: 0001683168-21-004696 · ownership.xml · derivative · entry 1

ZIGLAR JAMES W · CIK 0001273598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,551

Underlying: Common Stock · 9,551 shares

Expires 2026-10-01

F2 · price: Not applicable.

F1 · derivative.exercise_date: The stock options vest one year from the Transaction Date, subject to continued service as a director on the vesting date.

Read SEC document
September 13, 2021 Filed Sep 14, 2021 20:01 UTC
Maiman MitchellPresident of Subsidiary
SaleCommon Stock 6,000 $2.37 $14,199.00
Disclosure

SEC source: 0001683168-21-004277 · ownership.xml · nonDerivative · entry 1

Maiman Mitchell · CIK 0001732109 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,868

F1 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $2.36 to $2.38, inclusive. The reporting person undertakes to provide to Forward Industries, Inc., any security holder of Forward Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence. The securities were sold under a 10b5-1 plan.

Read SEC document
September 07, 2021 Filed Sep 8, 2021 20:01 UTC
Severino Paul JeanCOO of Subsidiary
SaleCommon Stock 6,000 $2.47 $14,841.60
Disclosure

SEC source: 0001683168-21-004158 · ownership.xml · nonDerivative · entry 1

Severino Paul Jean · CIK 0001732362 · COO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,918

F1 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $2.44 to $2.50, inclusive. The reporting person undertakes to provide to Forward Industries, Inc., any security holder of Forward Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence. The securities were sold under a 10b5-1 plan.

Read SEC document
September 01, 2021 Filed Oct 8, 2021 20:15 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 30,000 $0.00 Strike: $1.13 $0.00
Disclosure

SEC source: 0001683168-21-004757 · ownership.xml · derivative · entry 3

ZIGLAR JAMES W · CIK 0001273598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,419

Underlying: Common Stock · 30,000 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2021 Filed Oct 8, 2021 20:15 UTC SaleCommon Stock 30,000 $2.52 $75,450.00
Disclosure

SEC source: 0001683168-21-004757 · ownership.xml · nonDerivative · entry 2

ZIGLAR JAMES W · CIK 0001273598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $2.50 to $2.56, inclusive. The reporting person undertakes to provide to Forward Industries, Inc., any security holder of Forward Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence.

Read SEC document
September 01, 2021 Filed Oct 8, 2021 20:15 UTC Exercise / conversionCommon Stock 30,000 $1.13 $33,900.00
Disclosure

SEC source: 0001683168-21-004757 · ownership.xml · nonDerivative · entry 1

ZIGLAR JAMES W · CIK 0001273598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2021 Filed Aug 13, 2021 20:01 UTC
Maiman MitchellPresident of Subsidiary
SaleCommon Stock 6,000 $2.61 $15,663.60
Disclosure

SEC source: 0001683168-21-003578 · ownership.xml · nonDerivative · entry 1

Maiman Mitchell · CIK 0001732109 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,868

F1 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $2.61 to $2.63, inclusive. The reporting person undertakes to provide to Forward Industries, Inc., any security holder of Forward Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in the preceding sentence. The securities were sold under a 10b5-1 plan.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 20:01 UTC
Severino Paul JeanCOO of Subsidiary
SaleCommon Stock 6,000 $2.65 $15,903.60
Disclosure

SEC source: 0001683168-21-003386 · ownership.xml · nonDerivative · entry 1

Severino Paul Jean · CIK 0001732362 · COO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,918

F1 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $2.65 to $2.67, inclusive. The reporting person undertakes to provide to Forward Industries, Inc., any security holder of Forward Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in the preceding sentence. The securities were sold under a 10b5-1 plan.

Read SEC document
July 12, 2021 Filed Jul 13, 2021 20:01 UTC
Maiman MitchellPresident of Subsidiary
SaleCommon Stock 10,000 $2.75 $27,538.00
Disclosure

SEC source: 0001683168-21-002939 · ownership.xml · nonDerivative · entry 1

Maiman Mitchell · CIK 0001732109 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,868

F1 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $2.73 to $2.78, inclusive. The reporting person undertakes to provide to Forward Industries, Inc., any security holder of Forward Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in the preceding sentence. The securities were sold under a 10b5-1 plan.

Read SEC document
July 07, 2021 Filed Jul 8, 2021 20:01 UTC
Severino Paul JeanCOO of Subsidiary
SaleCommon Stock 6,000 $3.08 $18,469.80
Disclosure

SEC source: 0001683168-21-002884 · ownership.xml · nonDerivative · entry 1

Severino Paul Jean · CIK 0001732362 · COO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,918

F1 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $3.07 to $3.10, inclusive. The reporting person undertakes to provide to Forward Industries, Inc., any security holder of Forward Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in the preceding sentence. The securities were sold under a 10b5-1 plan.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:19 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 68,419 $0.00 Strike: $1.13 $0.00
Disclosure

SEC source: 0001683168-21-002646 · ownership.xml · derivative · entry 5

Morgan Howard J · CIK 0001543871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 68,419 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:19 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 10,000 $0.00 Strike: $1.23 $0.00
Disclosure

SEC source: 0001683168-21-002646 · ownership.xml · derivative · entry 4

Morgan Howard J · CIK 0001543871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2022-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:19 UTC SaleCommon Stock 78,419 $2.96 $232,120.24
Disclosure

SEC source: 0001683168-21-002646 · ownership.xml · nonDerivative · entry 3

Morgan Howard J · CIK 0001543871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

F1 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $2.94 to $3.05, inclusive. The reporting person undertakes to provide to Forward Industries, Inc., any security holder of Forward Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in the preceding sentence.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:19 UTC Exercise / conversionCommon Stock 68,419 $1.13 $77,313.47
Disclosure

SEC source: 0001683168-21-002646 · ownership.xml · nonDerivative · entry 2

Morgan Howard J · CIK 0001543871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:19 UTC Exercise / conversionCommon Stock 10,000 $1.23 $12,300.00
Disclosure

SEC source: 0001683168-21-002646 · ownership.xml · nonDerivative · entry 1

Morgan Howard J · CIK 0001543871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 20:01 UTC
Maiman MitchellPresident of Subsidiary
SaleCommon Stock 10,000 $2.77 $27,663.00
Disclosure

SEC source: 0001683168-21-002559 · ownership.xml · nonDerivative · entry 1

Maiman Mitchell · CIK 0001732109 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,868

F1 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $2.71 to $2.93, inclusive. The reporting person undertakes to provide to Forward Industries, Inc., any security holder of Forward Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in the preceding sentence. The securities were sold under a 10b5-1 plan.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 20:01 UTC
Severino Paul JeanCOO of Subsidiary
SaleCommon Stock 10,000 $2.62 $26,228.00
Disclosure

SEC source: 0001683168-21-002420 · ownership.xml · nonDerivative · entry 1

Severino Paul Jean · CIK 0001732362 · COO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,918

F1 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $2.60 to $2.69, inclusive. The reporting person undertakes to provide to Forward Industries, Inc., any security holder of Forward Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in the preceding sentence. The securities were sold under a 10b5-1 plan.

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May 12, 2021 Filed May 14, 2021 20:01 UTC
Maiman MitchellPresident of Subsidiary
SaleCommon Stock 10,000 $2.34 $23,400.00
Disclosure

SEC source: 0001683168-21-001994 · ownership.xml · nonDerivative · entry 1

Maiman Mitchell · CIK 0001732109 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,868

F1 · balance_after: The amount beneficially owned will not reconcile to prior Form 4s as a result of a 2020 Form 4 which included a transaction for the sale of 9 more shares of Common Stock that were not sold.

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May 07, 2021 Filed May 11, 2021 20:48 UTC
Severino Paul JeanCOO of Subsidiary
SaleCommon Stock 10,000 $2.30 $23,000.00
Disclosure

SEC source: 0001683168-21-001892 · ownership.xml · nonDerivative · entry 1

Severino Paul Jean · CIK 0001732362 · COO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,918

F1 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $2.30 to $2.36, inclusive. The reporting person undertakes to provide to Forward Industries, Inc., any security holder of Forward Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in the preceding sentence. The securities were sold under a 10b5-1 plan.

F2 · balance_after: The amount of shares beneficially owned includes the sale of 584 shares of common stock on May and June 2020 not previously disclosed.

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April 12, 2021 Filed Apr 13, 2021 20:02 UTC
Maiman MitchellPresident of Subsidiary
SaleCommon Stock 10,000 $2.92 $29,158.00
Disclosure

SEC source: 0001683168-21-001360 · ownership.xml · nonDerivative · entry 1

Maiman Mitchell · CIK 0001732109 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,859

F1 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $2.91 to $2.93, inclusive. The reporting person undertakes to provide to Forward Industries, Inc., any security holder of Forward Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in the preceding sentence. The securities were sold under a 10b5-1 plan.

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April 09, 2021 Filed Apr 13, 2021 20:01 UTC
Severino Paul JeanCOO of Subsidiary
SaleCommon Stock 10,000 $2.98 $29,800.00
Disclosure

SEC source: 0001683168-21-001359 · ownership.xml · nonDerivative · entry 1

Severino Paul Jean · CIK 0001732362 · COO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,502

F1 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $2.95 to $3.00, inclusive. The reporting person undertakes to provide to Forward Industries, Inc., any security holder of Forward Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in the preceding sentence. The securities were sold under a 10b5-1 plan.

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March 22, 2021 Filed Mar 22, 2021 22:16 UTC
KraMer Thomas EdwardCEO to Subsidiary
SaleCommon Stock 28,805 $2.95 $85,069.81
Disclosure

SEC source: 0001683168-21-001021 · ownership.xml · nonDerivative · entry 3

KraMer Thomas Edward · CIK 0001837175 · CEO to Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,025

F3 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $2.89 to $3.05, inclusive. The reporting person undertakes to provide to Forward Industries, Inc., any security holder of Forward Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in the preceding sentence. The securities were sold under a 10b5-1 plan.

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March 19, 2021 Filed Mar 22, 2021 22:16 UTC
KraMer Thomas EdwardCEO to Subsidiary
SaleCommon Stock 23,364 $3.06 $71,503.19
Disclosure

SEC source: 0001683168-21-001021 · ownership.xml · nonDerivative · entry 2

KraMer Thomas Edward · CIK 0001837175 · CEO to Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,830

F2 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $3.02 to $3.10, inclusive. The reporting person undertakes to provide to Forward Industries, Inc., any security holder of Forward Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in the preceding sentence. The securities were sold under a 10b5-1 plan.

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March 18, 2021 Filed Mar 22, 2021 22:16 UTC
KraMer Thomas EdwardCEO to Subsidiary
SaleCommon Stock 79,806 $3.18 $254,070.38
Disclosure

SEC source: 0001683168-21-001021 · ownership.xml · nonDerivative · entry 1

KraMer Thomas Edward · CIK 0001837175 · CEO to Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,194

F1 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $3.15 to $3.33, inclusive. The reporting person undertakes to provide to Forward Industries, Inc., any security holder of Forward Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in the preceding sentence. The securities were sold under a 10b5-1 plan.

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March 11, 2021 Filed Mar 12, 2021 21:06 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 20,000 $0.00 Strike: $1.13 $0.00
Disclosure

SEC source: 0001683168-21-000915 · ownership.xml · derivative · entry 3

ZIGLAR JAMES W · CIK 0001273598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,419

Underlying: Common Stock · 20,000 shares

Expires 2024-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options vested prior to the Transaction Date.

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March 11, 2021 Filed Mar 12, 2021 21:06 UTC SaleCommon Stock 20,000 $3.50 $70,000.00
Disclosure

SEC source: 0001683168-21-000915 · ownership.xml · nonDerivative · entry 2

ZIGLAR JAMES W · CIK 0001273598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.45 to $3.55, inclusive. The Reporting Person undertakes to provide to Forward Industries, Inc., any security holder of Forward Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this footnote 1.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.