Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Forward Industries, Inc.FORD · Entity 5540 | Director | October 01, 2023 | October 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Forward Industries, Inc.
Report date October 01, 2023 · Filed October 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.76 · Expires 2028-10-01 | Direct | 110,803 |
Reported balance
After 2023-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-10-01 · Grant · Acquired 110,803 · Balance 110,803 F2: Not applicable. F1: The stock options vest on October 1, 2024, subject to continued service as a director on the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock options vest on October 1, 2024, subject to continued service as a director on the vesting date.
F2: Not applicable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2023 Filed Oct 3, 2023 20:02 UTC | Forward Industries, Inc. FORD · Entity 5540 | GrantStock Options (Right to Buy) · Derivative | 110,803 | Not disclosed Strike: $0.76 | Not disclosed |
DisclosureSEC source: 0001683168-23-006929 · ownership.xml · derivative · entry 1 ZIGLAR JAMES W · CIK 0001273598 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,803 Underlying: Common Stock · 110,803 shares Expires 2028-10-01 F2 · price: Not applicable. F1 · derivative.exercise_date: The stock options vest on October 1, 2024, subject to continued service as a director on the vesting date. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 20:02 UTC | Forward Industries, Inc. FORD · Entity 5540 | GrantStock Options (Right to Buy) · Derivative | 41,580 | Not disclosed Strike: $1.03 | Not disclosed |
DisclosureSEC source: 0001683168-23-003857 · ownership.xml · derivative · entry 1 ZIGLAR JAMES W · CIK 0001273598 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,580 Underlying: Common Stock · 41,580 shares Expires 2028-05-31 F2 · price: Not applicable. F1 · derivative.exercise_date: The stock options vest six months from the Transaction Date, subject to continued service as a director on the vesting date. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 21:02 UTC | Forward Industries, Inc. FORD · Entity 5540 | PurchaseCommon Stock | 10,000 | $1.13 | $11,327.00 |
DisclosureSEC source: 0001683168-22-008579 · ownership.xml · nonDerivative · entry 1 ZIGLAR JAMES W · CIK 0001273598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| July 01, 2022 Filed Jul 15, 2022 21:13 UTC | Forward Industries, Inc. FORD · Entity 5540 | GrantStock Options (Right to Buy) · Derivative | 13,605 | Not disclosed Strike: $1.47 | Not disclosed |
DisclosureSEC source: 0001683168-22-004994 · ownership.xml · derivative · entry 2 ZIGLAR JAMES W · CIK 0001273598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,605 Underlying: Common Stock · 13,605 shares Expires 2027-07-01 F2 · price: Not applicable. F3 · derivative.exercise_date: The stock options vest one year from the Transaction Date, subject to continued service as a director on the vesting date. Read SEC document |
| July 01, 2022 Filed Jul 15, 2022 21:13 UTC | Forward Industries, Inc. FORD · Entity 5540 | GrantStock Options (Right to Buy) · Derivative | 14,451 | Not disclosed Strike: $1.47 | Not disclosed |
DisclosureSEC source: 0001683168-22-004994 · ownership.xml · derivative · entry 1 ZIGLAR JAMES W · CIK 0001273598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,451 Underlying: Common Stock · 14,451 shares Expires 2027-07-01 F2 · price: Not applicable. F1 · derivative.exercise_date: Fully vested. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 20:02 UTC | Forward Industries, Inc. FORD · Entity 5540 | GrantStock Options (Right to Buy) · Derivative | 11,947 | Not disclosed Strike: $1.72 | Not disclosed |
DisclosureSEC source: 0001683168-22-002363 · ownership.xml · derivative · entry 2 ZIGLAR JAMES W · CIK 0001273598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,947 Underlying: Common Stock · 11,947 shares Expires 2027-04-01 F2 · price: Not applicable. F3 · derivative.exercise_date: The stock options vest one year from the Transaction Date, subject to continued service as a director on the vesting date. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 20:02 UTC | Forward Industries, Inc. FORD · Entity 5540 | GrantStock Options (Right to Buy) · Derivative | 12,674 | Not disclosed Strike: $1.72 | Not disclosed |
DisclosureSEC source: 0001683168-22-002363 · ownership.xml · derivative · entry 1 ZIGLAR JAMES W · CIK 0001273598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,674 Underlying: Common Stock · 12,674 shares Expires 2027-04-01 F2 · price: Not applicable. F1 · derivative.exercise_date: Fully vested. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 21:01 UTC | Forward Industries, Inc. FORD · Entity 5540 | GrantStock Options (Right to Buy) · Derivative | 14,045 | Not disclosed Strike: $1.56 | Not disclosed |
DisclosureSEC source: 0001683168-22-000061 · ownership.xml · derivative · entry 2 ZIGLAR JAMES W · CIK 0001273598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,045 Underlying: Common Stock · 14,045 shares Expires 2027-01-03 F2 · price: Not applicable. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 21:01 UTC | Forward Industries, Inc. FORD · Entity 5540 | GrantStock Options (Right to Buy) · Derivative | 13,717 | Not disclosed Strike: $1.56 | Not disclosed |
DisclosureSEC source: 0001683168-22-000061 · ownership.xml · derivative · entry 1 ZIGLAR JAMES W · CIK 0001273598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,717 Underlying: Common Stock · 13,717 shares Expires 2027-01-03 F2 · price: Not applicable. F1 · derivative.exercise_date: The stock options vest one year from the Transaction Date, subject to continued service as a director on the vesting date. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:01 UTC | Forward Industries, Inc. FORD · Entity 5540 | GrantStock Options (Right to Buy) · Derivative | 9,901 | Not disclosed Strike: $2.39 | Not disclosed |
DisclosureSEC source: 0001683168-21-004696 · ownership.xml · derivative · entry 2 ZIGLAR JAMES W · CIK 0001273598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,901 Underlying: Common Stock · 9,901 shares Expires 2026-10-01 F2 · price: Not applicable. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:01 UTC | Forward Industries, Inc. FORD · Entity 5540 | GrantStock Options (Right to Buy) · Derivative | 9,551 | Not disclosed Strike: $2.39 | Not disclosed |
DisclosureSEC source: 0001683168-21-004696 · ownership.xml · derivative · entry 1 ZIGLAR JAMES W · CIK 0001273598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,551 Underlying: Common Stock · 9,551 shares Expires 2026-10-01 F2 · price: Not applicable. F1 · derivative.exercise_date: The stock options vest one year from the Transaction Date, subject to continued service as a director on the vesting date. Read SEC document |
| September 01, 2021 Filed Oct 8, 2021 20:15 UTC | Forward Industries, Inc. FORD · Entity 5540 | Exercise / conversionStock Options (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $1.13 | $0.00 |
DisclosureSEC source: 0001683168-21-004757 · ownership.xml · derivative · entry 3 ZIGLAR JAMES W · CIK 0001273598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,419 Underlying: Common Stock · 30,000 shares Expires 2025-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2021 Filed Oct 8, 2021 20:15 UTC | Forward Industries, Inc. FORD · Entity 5540 | SaleCommon Stock | 30,000 | $2.52 | $75,450.00 |
DisclosureSEC source: 0001683168-21-004757 · ownership.xml · nonDerivative · entry 2 ZIGLAR JAMES W · CIK 0001273598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $2.50 to $2.56, inclusive. The reporting person undertakes to provide to Forward Industries, Inc., any security holder of Forward Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence. Read SEC document |
| September 01, 2021 Filed Oct 8, 2021 20:15 UTC | Forward Industries, Inc. FORD · Entity 5540 | Exercise / conversionCommon Stock | 30,000 | $1.13 | $33,900.00 |
DisclosureSEC source: 0001683168-21-004757 · ownership.xml · nonDerivative · entry 1 ZIGLAR JAMES W · CIK 0001273598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 21:06 UTC | Forward Industries, Inc. FORD · Entity 5540 | Exercise / conversionStock Options (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $1.13 | $0.00 |
DisclosureSEC source: 0001683168-21-000915 · ownership.xml · derivative · entry 3 ZIGLAR JAMES W · CIK 0001273598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,419 Underlying: Common Stock · 20,000 shares Expires 2024-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options vested prior to the Transaction Date. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 21:06 UTC | Forward Industries, Inc. FORD · Entity 5540 | SaleCommon Stock | 20,000 | $3.50 | $70,000.00 |
DisclosureSEC source: 0001683168-21-000915 · ownership.xml · nonDerivative · entry 2 ZIGLAR JAMES W · CIK 0001273598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.45 to $3.55, inclusive. The Reporting Person undertakes to provide to Forward Industries, Inc., any security holder of Forward Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this footnote 1. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 21:06 UTC | Forward Industries, Inc. FORD · Entity 5540 | Exercise / conversionCommon Stock | 20,000 | $1.13 | $22,600.00 |
DisclosureSEC source: 0001683168-21-000915 · ownership.xml · nonDerivative · entry 1 ZIGLAR JAMES W · CIK 0001273598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 23:31 UTC | Forward Industries, Inc. FORD · Entity 5540 | GrantStock Options (Right to Buy) · Derivative | 68,419 | Not disclosed Strike: $1.13 | Not disclosed |
DisclosureSEC source: 0001683168-20-000487 · ownership.xml · derivative · entry 1 ZIGLAR JAMES W · CIK 0001273598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,419 Underlying: Common Stock · 68,419 shares Expires 2025-02-11 F2 · price: Not applicable. F1 · derivative.exercise_date: The stock options shall vest 12 months from the Transaction Date, subject to continued service as a director on the vesting date. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 21:04 UTC | Forward Industries, Inc. FORD · Entity 5540 | GrantStock Options (Right to Buy) · Derivative | 50,007 | Not disclosed Strike: $1.54 | Not disclosed |
DisclosureSEC source: 0001003297-19-000009 · primary_doc.xml · derivative · entry 1 ZIGLAR JAMES W · CIK 0001273598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,007 Underlying: Common Stock · 50,007 shares Expires 2024-02-05 F2 · price: Not applicable. F1 · derivative.exercise_date: The stock options shall vest 12 months from the Transaction Date, subject to continued service as a director on the vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.