Last 12 months
Inside the activity.
6 purchase rows · 9 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 6 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 23, 2020 Filed Jan 27, 2020 16:28 UTC |
Thomson Peter G.VP Finance & Accounting
|
GrantStock Option (right to buy) · Derivative | 33,100 | $0.00 Strike: $16.87 | $0.00 |
DisclosureSEC source: 0000899243-20-002037 · doc4.xml · derivative · entry 3 Thomson Peter G. · CIK 0001779120 · VP Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,100 Underlying: Common Stock · 33,100 shares Expires 2030-01-22 F4 · derivative.exercise_date: This option was granted on January 23, 2020 and is scheduled to vest in equal quarterly installments over four years beginning on the vesting commencement date of January 1, 2020, subject to continued service. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 16:28 UTC |
Thomson Peter G.VP Finance & Accounting
|
SaleCommon Stock | 262 | $18.05 | $4,730.12 |
DisclosureSEC source: 0000899243-20-002037 · doc4.xml · nonDerivative · entry 2 Thomson Peter G. · CIK 0001779120 · VP Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,571 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.98 to $18.26, inclusive. The reporting person undertakes to provide to Fulcrum Therapeutics, Inc., any security holder of Fulcrum Therapeutics, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 16:28 UTC |
Thomson Peter G.VP Finance & Accounting
|
SaleCommon Stock | 4,738 | $17.17 | $81,371.83 |
DisclosureSEC source: 0000899243-20-002037 · doc4.xml · nonDerivative · entry 1 Thomson Peter G. · CIK 0001779120 · VP Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,833 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.78 to $17.73, inclusive. The reporting person undertakes to provide to Fulcrum Therapeutics, Inc., any security holder of Fulcrum Therapeutics, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 21:26 UTC |
Gould Robert JDirector · President & CEO
|
GrantStock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $16.87 | $0.00 |
DisclosureSEC source: 0000899243-20-002035 · doc4.xml · derivative · entry 1 Gould Robert J · CIK 0001577034 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2030-01-22 F1 · derivative.exercise_date: This option was granted on January 23, 2020 and is scheduled to vest in equal quarterly installments over four years beginning on the vesting commencement date of January 1, 2020, subject to continued service. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 21:30 UTC |
Cadavid DiegoSVP Clinical Development
|
GrantStock Option (right to buy) · Derivative | 55,440 | $0.00 Strike: $16.87 | $0.00 |
DisclosureSEC source: 0000899243-20-002040 · doc4.xml · derivative · entry 1 Cadavid Diego · CIK 0001778713 · SVP Clinical Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,440 Underlying: Common Stock · 55,440 shares Expires 2030-01-22 F1 · derivative.exercise_date: This option was granted on January 23, 2020 and is scheduled to vest in equal quarterly installments over four years beginning on the vesting commencement date of January 1, 2020, subject to continued service. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 16:31 UTC |
Stuart BryanChief Operating Officer
|
GrantStock Option (right to buy) · Derivative | 105,000 | $0.00 Strike: $16.87 | $0.00 |
DisclosureSEC source: 0000899243-20-002041 · doc4.xml · derivative · entry 1 Stuart Bryan · CIK 0001619846 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,000 Underlying: Common Stock · 105,000 shares Expires 2030-01-22 F1 · derivative.exercise_date: This option was granted on January 23, 2020 and is scheduled to vest in equal quarterly installments over four years beginning on the vesting commencement date of January 1, 2020, subject to continued service. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 21:25 UTC |
Wallace Owen B.Chief Scientific Officer
|
GrantStock Option (right to buy) · Derivative | 58,900 | $0.00 Strike: $16.87 | $0.00 |
DisclosureSEC source: 0000899243-20-002034 · doc4.xml · derivative · entry 1 Wallace Owen B. · CIK 0001778843 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,900 Underlying: Common Stock · 58,900 shares Expires 2030-01-22 F1 · derivative.exercise_date: This option was granted on January 23, 2020 and is scheduled to vest in equal quarterly installments over four years beginning on the vesting commencement date of January 1, 2020, subject to continued service. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 14:09 UTC |
Dorton KatinaDirector
|
GrantStock Option (right to buy) · Derivative | 18,571 | $0.00 Strike: $15.86 | $0.00 |
DisclosureSEC source: 0000899243-20-000462 · doc4.xml · derivative · entry 1 Dorton Katina · CIK 0001617541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,571 Underlying: Common Stock · 18,571 shares Expires 2030-01-01 F1 · derivative.exercise_date: This option was granted on January 2, 2020 and is scheduled to vest in equal monthly installments through January 2, 2023, subject to continued service. Read SEC document |
| July 22, 2019 Filed Jul 22, 2019 16:31 UTC |
Levin Mark JDirector · 10% owner
|
ConversionSeries A Preferred Stock · Derivative | 39,166,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-041304 · a4.xml · derivative · entry 3 LEVIN MARK J · CIK 0001180428 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By fund Disclosed balance after: 0 Underlying: Common Stock · 5,595,238 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On July 22, 2019, the Series A Preferred Stock converted into Common Stock on a seven-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.exercise_date: On July 22, 2019, the Series A Preferred Stock converted into Common Stock on a seven-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.expiration_date: On July 22, 2019, the Series A Preferred Stock converted into Common Stock on a seven-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F2 · ownership.nature: The shares are directly held by Third Rock Ventures III, L.P. ("TRV III"). The general partner of TRV III is Third Rock Ventures GP III, L.P. ("TRV GP III LP"). The general partner of TRV GP III LP is TRV GP III, LLC ("TRV GP III LLC"). The individual managers of TRV GP III LLC are Mark Levin ("Levin"), Kevin Starr ("Starr") and Dr. Robert Tepper ("Tepper"). Each of TRV GP III LP, TRV GP III LLC, Levin, Starr and Tepper disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares. Read SEC document |
| July 22, 2019 Filed Jul 22, 2019 16:31 UTC |
Levin Mark JDirector · 10% owner
|
PurchaseCommon Stock | 81,250 | $16.00 | $1,300,000.00 |
DisclosureSEC source: 0001104659-19-041304 · a4.xml · nonDerivative · entry 2 LEVIN MARK J · CIK 0001180428 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By fund Disclosed balance after: 5,962,202 F2 · ownership.nature: The shares are directly held by Third Rock Ventures III, L.P. ("TRV III"). The general partner of TRV III is Third Rock Ventures GP III, L.P. ("TRV GP III LP"). The general partner of TRV GP III LP is TRV GP III, LLC ("TRV GP III LLC"). The individual managers of TRV GP III LLC are Mark Levin ("Levin"), Kevin Starr ("Starr") and Dr. Robert Tepper ("Tepper"). Each of TRV GP III LP, TRV GP III LLC, Levin, Starr and Tepper disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares. Read SEC document |
| July 22, 2019 Filed Jul 22, 2019 16:31 UTC |
Levin Mark JDirector · 10% owner
|
ConversionCommon Stock | 5,595,238 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-041304 · a4.xml · nonDerivative · entry 1 LEVIN MARK J · CIK 0001180428 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By fund Disclosed balance after: 5,880,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On July 22, 2019, the Series A Preferred Stock converted into Common Stock on a seven-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F2 · ownership.nature: The shares are directly held by Third Rock Ventures III, L.P. ("TRV III"). The general partner of TRV III is Third Rock Ventures GP III, L.P. ("TRV GP III LP"). The general partner of TRV GP III LP is TRV GP III, LLC ("TRV GP III LLC"). The individual managers of TRV GP III LLC are Mark Levin ("Levin"), Kevin Starr ("Starr") and Dr. Robert Tepper ("Tepper"). Each of TRV GP III LP, TRV GP III LLC, Levin, Starr and Tepper disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares. Read SEC document |
| July 22, 2019 Filed Jul 22, 2019 16:32 UTC |
6 Dimensions Capital, L.P.10% owner
|
ConversionSeries B Preferred Stock · Derivative | 3,087,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-041307 · a4.xml · derivative · entry 3 6 Dimensions Capital, L.P. · CIK 0001717958 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 441,071 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On July 22, 2019 the Series B Preferred Stock converted into Common Stock on 7:1 basis upon the closing of the issuer's initial public offering without payment of consideration. The shares had no expiration date. F1 · derivative.exercise_date: On July 22, 2019 the Series B Preferred Stock converted into Common Stock on 7:1 basis upon the closing of the issuer's initial public offering without payment of consideration. The shares had no expiration date. F1 · derivative.expiration_date: On July 22, 2019 the Series B Preferred Stock converted into Common Stock on 7:1 basis upon the closing of the issuer's initial public offering without payment of consideration. The shares had no expiration date. Read SEC document |
| July 22, 2019 Filed Jul 22, 2019 16:32 UTC |
6 Dimensions Capital, L.P.10% owner
|
PurchaseCommon Stock | 118,750 | $16.00 | $1,900,000.00 |
DisclosureSEC source: 0001104659-19-041307 · a4.xml · nonDerivative · entry 2 6 Dimensions Capital, L.P. · CIK 0001717958 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,821 Read SEC document |
| July 22, 2019 Filed Jul 22, 2019 16:32 UTC |
6 Dimensions Capital, L.P.10% owner
|
ConversionCommon Stock | 441,071 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-041307 · a4.xml · nonDerivative · entry 1 6 Dimensions Capital, L.P. · CIK 0001717958 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441,071 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On July 22, 2019 the Series B Preferred Stock converted into Common Stock on 7:1 basis upon the closing of the issuer's initial public offering without payment of consideration. The shares had no expiration date. Read SEC document |
| July 22, 2019 Filed Jul 22, 2019 20:38 UTC |
Third Rock Ventures IV, L.P.10% owner
Third Rock Ventures GP IV, L.P.10% owner
TRV GP IV, LLC10% owner
|
ConversionSeries A Preferred Stock · Derivative | 15,833,333 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-020029 · doc4.xml · derivative · entry 3 Third Rock Ventures IV, L.P. · CIK 0001688327 · 10% owner Third Rock Ventures GP IV, L.P. · CIK 0001688326 · 10% owner TRV GP IV, LLC · CIK 0001688325 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,261,904 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On July 22, 2019, the Series A Preferred Stock converted into Common Stock on a seven-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial pubic offering. The shares had no expiration date. F1 · derivative.exercise_date: On July 22, 2019, the Series A Preferred Stock converted into Common Stock on a seven-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial pubic offering. The shares had no expiration date. F1 · derivative.expiration_date: On July 22, 2019, the Series A Preferred Stock converted into Common Stock on a seven-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial pubic offering. The shares had no expiration date. F2 · ownership.direct: These shares are directly held by Third Rock Ventures IV, L.P. ("TRV IV"). The general partner of TRV IV is Third Rock Ventures GP IV, L.P. ("TRV GP IV"). The general partner of TRV GP IV is TRV GP IV, LLC ("TRV GP IV LLC"). Each of TRV GP IV and TRV GP IV LLC disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that it is the beneficial owner of such shares. Read SEC document |
| July 22, 2019 Filed Jul 22, 2019 20:38 UTC |
Third Rock Ventures IV, L.P.10% owner
Third Rock Ventures GP IV, L.P.10% owner
TRV GP IV, LLC10% owner
|
PurchaseCommon Stock | 81,250 | $16.00 | $1,300,000.00 |
DisclosureSEC source: 0000899243-19-020029 · doc4.xml · nonDerivative · entry 2 Third Rock Ventures IV, L.P. · CIK 0001688327 · 10% owner Third Rock Ventures GP IV, L.P. · CIK 0001688326 · 10% owner TRV GP IV, LLC · CIK 0001688325 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,343,154 F2 · ownership.direct: These shares are directly held by Third Rock Ventures IV, L.P. ("TRV IV"). The general partner of TRV IV is Third Rock Ventures GP IV, L.P. ("TRV GP IV"). The general partner of TRV GP IV is TRV GP IV, LLC ("TRV GP IV LLC"). Each of TRV GP IV and TRV GP IV LLC disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that it is the beneficial owner of such shares. Read SEC document |
| July 22, 2019 Filed Jul 22, 2019 20:38 UTC |
Third Rock Ventures IV, L.P.10% owner
Third Rock Ventures GP IV, L.P.10% owner
TRV GP IV, LLC10% owner
|
ConversionCommon Stock | 2,261,904 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020029 · doc4.xml · nonDerivative · entry 1 Third Rock Ventures IV, L.P. · CIK 0001688327 · 10% owner Third Rock Ventures GP IV, L.P. · CIK 0001688326 · 10% owner TRV GP IV, LLC · CIK 0001688325 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,261,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On July 22, 2019, the Series A Preferred Stock converted into Common Stock on a seven-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial pubic offering. The shares had no expiration date. F2 · ownership.direct: These shares are directly held by Third Rock Ventures IV, L.P. ("TRV IV"). The general partner of TRV IV is Third Rock Ventures GP IV, L.P. ("TRV GP IV"). The general partner of TRV GP IV is TRV GP IV, LLC ("TRV GP IV LLC"). Each of TRV GP IV and TRV GP IV LLC disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that it is the beneficial owner of such shares. Read SEC document |
| July 22, 2019 Filed Jul 22, 2019 16:34 UTC |
Third Rock Ventures III, L.P.10% owner
Third Rock Ventures GP III, L.P.10% owner
TRV GP III, LLC10% owner
STARR KEVIN P10% owner
Tepper Robert I10% owner
|
ConversionSeries A Preferred Stock · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-020026 · doc4.xml · derivative · entry 4 Third Rock Ventures III, L.P. · CIK 0001569705 · 10% owner Third Rock Ventures GP III, L.P. · CIK 0001637300 · 10% owner TRV GP III, LLC · CIK 0001637299 · 10% owner STARR KEVIN P · CIK 0001192603 · 10% owner TEPPER ROBERT I · CIK 0001192595 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On July 22, 2019, the Series A Preferred Stock converted into Common Stock on a seven-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial pubic offering. The shares had no expiration date. F2 · shares: As of the date of this filing, Third Rock Ventures IV, L.P. ("TRV IV") holds 2,261,904 shares of Common Stock issued upon conversion of 15,833,333 shares of Series A Preferred Stock. The general partner of TRV IV is Third Rock Ventures GP IV, L.P. ("TRV GP IV"). The general partner of TRV GP IV is TRV GP IV, LLC ("TRV GP IV LLC"). Abbie Celniker, Ph.D., Tepper, Alexis Borisy, Craig Muir and Cary Pfeffer, M.D. are the managing members of TRV IV LLC who collectively make voting and investment decisions with respect to shares held by TRV IV LP. Tepper disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such shares. F3 · derivative.exercise_date: On July 22, 2019, the Series A Preferred Stock converted into Common Stock on a seven-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial pubic offering. The shares had no expiration date. F3 · derivative.expiration_date: On July 22, 2019, the Series A Preferred Stock converted into Common Stock on a seven-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial pubic offering. The shares had no expiration date. F2 · derivative.underlying_shares: As of the date of this filing, Third Rock Ventures IV, L.P. ("TRV IV") holds 2,261,904 shares of Common Stock issued upon conversion of 15,833,333 shares of Series A Preferred Stock. The general partner of TRV IV is Third Rock Ventures GP IV, L.P. ("TRV GP IV"). The general partner of TRV GP IV is TRV GP IV, LLC ("TRV GP IV LLC"). Abbie Celniker, Ph.D., Tepper, Alexis Borisy, Craig Muir and Cary Pfeffer, M.D. are the managing members of TRV IV LLC who collectively make voting and investment decisions with respect to shares held by TRV IV LP. Tepper disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such shares. F1 · ownership.direct: The shares are directly held by Third Rock Ventures III, L.P. ("TRV III"). The general partner of TRV III is Third Rock Ventures GP III, L.P. ("TRV GP III LP"). The general partner of TRV GP III LP is TRV GP III, LLC ("TRV GP III LLC"). The individual managers of TRV GP III LLC are Mark Levin ("Levin"), Kevin Starr ("Starr") and Dr. Robert Tepper ("Tepper"). Each of TRV GP III LP, TRV GP III LLC, Levin, Starr and Tepper disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares. Read SEC document |
| July 22, 2019 Filed Jul 22, 2019 16:34 UTC |
Third Rock Ventures III, L.P.10% owner
Third Rock Ventures GP III, L.P.10% owner
TRV GP III, LLC10% owner
STARR KEVIN P10% owner
Tepper Robert I10% owner
|
ConversionSeries A Preferred Stock · Derivative | 39,166,667 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-020026 · doc4.xml · derivative · entry 3 Third Rock Ventures III, L.P. · CIK 0001569705 · 10% owner Third Rock Ventures GP III, L.P. · CIK 0001637300 · 10% owner TRV GP III, LLC · CIK 0001637299 · 10% owner STARR KEVIN P · CIK 0001192603 · 10% owner TEPPER ROBERT I · CIK 0001192595 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,595,238 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On July 22, 2019, the Series A Preferred Stock converted into Common Stock on a seven-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial pubic offering. The shares had no expiration date. F3 · derivative.exercise_date: On July 22, 2019, the Series A Preferred Stock converted into Common Stock on a seven-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial pubic offering. The shares had no expiration date. F3 · derivative.expiration_date: On July 22, 2019, the Series A Preferred Stock converted into Common Stock on a seven-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial pubic offering. The shares had no expiration date. F1 · ownership.direct: The shares are directly held by Third Rock Ventures III, L.P. ("TRV III"). The general partner of TRV III is Third Rock Ventures GP III, L.P. ("TRV GP III LP"). The general partner of TRV GP III LP is TRV GP III, LLC ("TRV GP III LLC"). The individual managers of TRV GP III LLC are Mark Levin ("Levin"), Kevin Starr ("Starr") and Dr. Robert Tepper ("Tepper"). Each of TRV GP III LP, TRV GP III LLC, Levin, Starr and Tepper disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares. Read SEC document |
| July 22, 2019 Filed Jul 22, 2019 16:34 UTC |
Third Rock Ventures III, L.P.10% owner
Third Rock Ventures GP III, L.P.10% owner
TRV GP III, LLC10% owner
STARR KEVIN P10% owner
Tepper Robert I10% owner
|
PurchaseCommon Stock | 81,250 | $16.00 | $1,300,000.00 |
DisclosureSEC source: 0000899243-19-020026 · doc4.xml · nonDerivative · entry 2 Third Rock Ventures III, L.P. · CIK 0001569705 · 10% owner Third Rock Ventures GP III, L.P. · CIK 0001637300 · 10% owner TRV GP III, LLC · CIK 0001637299 · 10% owner STARR KEVIN P · CIK 0001192603 · 10% owner TEPPER ROBERT I · CIK 0001192595 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,962,202 F2 · balance_after: As of the date of this filing, Third Rock Ventures IV, L.P. ("TRV IV") holds 2,261,904 shares of Common Stock issued upon conversion of 15,833,333 shares of Series A Preferred Stock. The general partner of TRV IV is Third Rock Ventures GP IV, L.P. ("TRV GP IV"). The general partner of TRV GP IV is TRV GP IV, LLC ("TRV GP IV LLC"). Abbie Celniker, Ph.D., Tepper, Alexis Borisy, Craig Muir and Cary Pfeffer, M.D. are the managing members of TRV IV LLC who collectively make voting and investment decisions with respect to shares held by TRV IV LP. Tepper disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such shares. F1 · ownership.direct: The shares are directly held by Third Rock Ventures III, L.P. ("TRV III"). The general partner of TRV III is Third Rock Ventures GP III, L.P. ("TRV GP III LP"). The general partner of TRV GP III LP is TRV GP III, LLC ("TRV GP III LLC"). The individual managers of TRV GP III LLC are Mark Levin ("Levin"), Kevin Starr ("Starr") and Dr. Robert Tepper ("Tepper"). Each of TRV GP III LP, TRV GP III LLC, Levin, Starr and Tepper disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares. Read SEC document |
| July 22, 2019 Filed Jul 22, 2019 16:34 UTC |
Third Rock Ventures III, L.P.10% owner
Third Rock Ventures GP III, L.P.10% owner
TRV GP III, LLC10% owner
STARR KEVIN P10% owner
Tepper Robert I10% owner
|
ConversionCommon Stock | 5,595,238 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020026 · doc4.xml · nonDerivative · entry 1 Third Rock Ventures III, L.P. · CIK 0001569705 · 10% owner Third Rock Ventures GP III, L.P. · CIK 0001637300 · 10% owner TRV GP III, LLC · CIK 0001637299 · 10% owner STARR KEVIN P · CIK 0001192603 · 10% owner TEPPER ROBERT I · CIK 0001192595 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,880,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: On July 22, 2019, the Series A Preferred Stock converted into Common Stock on a seven-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial pubic offering. The shares had no expiration date. F2 · balance_after: As of the date of this filing, Third Rock Ventures IV, L.P. ("TRV IV") holds 2,261,904 shares of Common Stock issued upon conversion of 15,833,333 shares of Series A Preferred Stock. The general partner of TRV IV is Third Rock Ventures GP IV, L.P. ("TRV GP IV"). The general partner of TRV GP IV is TRV GP IV, LLC ("TRV GP IV LLC"). Abbie Celniker, Ph.D., Tepper, Alexis Borisy, Craig Muir and Cary Pfeffer, M.D. are the managing members of TRV IV LLC who collectively make voting and investment decisions with respect to shares held by TRV IV LP. Tepper disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such shares. F1 · ownership.direct: The shares are directly held by Third Rock Ventures III, L.P. ("TRV III"). The general partner of TRV III is Third Rock Ventures GP III, L.P. ("TRV GP III LP"). The general partner of TRV GP III LP is TRV GP III, LLC ("TRV GP III LLC"). The individual managers of TRV GP III LLC are Mark Levin ("Levin"), Kevin Starr ("Starr") and Dr. Robert Tepper ("Tepper"). Each of TRV GP III LP, TRV GP III LLC, Levin, Starr and Tepper disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares. Read SEC document |
| July 22, 2019 Filed Jul 22, 2019 20:31 UTC |
Casdin Capital, LLC10% owner
Casdin Partners Master Fund, L.P.10% owner
Casdin Partners GP, LLC10% owner
Casdin Eli10% owner
|
ConversionSeries B Preferred Stock · Derivative | 3,250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-041306 · a4.xml · derivative · entry 5 Casdin Capital, LLC · CIK 0001534261 · 10% owner Casdin Partners Master Fund, L.P. · CIK 0001534265 · 10% owner Casdin Partners GP, LLC · CIK 0001534260 · 10% owner Casdin Eli · CIK 0001534264 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 464,285 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On July 22, 2019, the Series B Preferred Stock converted into Common Stock on a seven-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.exercise_date: On July 22, 2019, the Series B Preferred Stock converted into Common Stock on a seven-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.expiration_date: On July 22, 2019, the Series B Preferred Stock converted into Common Stock on a seven-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F2 · ownership.nature: The securities are owned directly by Casdin Partners Master Fund, LP and may be deemed to be indirectly beneficially owned by (i) Casdin Capital, LLC, the investment adviser to Casdin Partners Master Fund, LP, (ii) Casdin Partners GP, LLC, the general partner of Casdin Partners Master Fund LP, and (ii) Eli Casdin, the managing member of Casdin Capital, LLC and Casdin Partners GP, LLC. Read SEC document |
| July 22, 2019 Filed Jul 22, 2019 20:31 UTC |
Casdin Capital, LLC10% owner
Casdin Partners Master Fund, L.P.10% owner
Casdin Partners GP, LLC10% owner
Casdin Eli10% owner
|
PurchaseCommon Stock | 5,000 | $14.50 | $72,499.00 |
DisclosureSEC source: 0001104659-19-041306 · a4.xml · nonDerivative · entry 4 Casdin Capital, LLC · CIK 0001534261 · 10% owner Casdin Partners Master Fund, L.P. · CIK 0001534265 · 10% owner Casdin Partners GP, LLC · CIK 0001534260 · 10% owner Casdin Eli · CIK 0001534264 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 604,285 F2 · ownership.nature: The securities are owned directly by Casdin Partners Master Fund, LP and may be deemed to be indirectly beneficially owned by (i) Casdin Capital, LLC, the investment adviser to Casdin Partners Master Fund, LP, (ii) Casdin Partners GP, LLC, the general partner of Casdin Partners Master Fund LP, and (ii) Eli Casdin, the managing member of Casdin Capital, LLC and Casdin Partners GP, LLC. Read SEC document |
| July 22, 2019 Filed Jul 22, 2019 20:31 UTC |
Casdin Capital, LLC10% owner
Casdin Partners Master Fund, L.P.10% owner
Casdin Partners GP, LLC10% owner
Casdin Eli10% owner
|
PurchaseCommon Stock | 10,000 | $14.50 | $144,996.00 |
DisclosureSEC source: 0001104659-19-041306 · a4.xml · nonDerivative · entry 3 Casdin Capital, LLC · CIK 0001534261 · 10% owner Casdin Partners Master Fund, L.P. · CIK 0001534265 · 10% owner Casdin Partners GP, LLC · CIK 0001534260 · 10% owner Casdin Eli · CIK 0001534264 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 599,285 F2 · ownership.nature: The securities are owned directly by Casdin Partners Master Fund, LP and may be deemed to be indirectly beneficially owned by (i) Casdin Capital, LLC, the investment adviser to Casdin Partners Master Fund, LP, (ii) Casdin Partners GP, LLC, the general partner of Casdin Partners Master Fund LP, and (ii) Eli Casdin, the managing member of Casdin Capital, LLC and Casdin Partners GP, LLC. Read SEC document |
| July 22, 2019 Filed Jul 22, 2019 20:31 UTC |
Casdin Capital, LLC10% owner
Casdin Partners Master Fund, L.P.10% owner
Casdin Partners GP, LLC10% owner
Casdin Eli10% owner
|
PurchaseCommon Stock | 125,000 | $16.00 | $2,000,000.00 |
DisclosureSEC source: 0001104659-19-041306 · a4.xml · nonDerivative · entry 2 Casdin Capital, LLC · CIK 0001534261 · 10% owner Casdin Partners Master Fund, L.P. · CIK 0001534265 · 10% owner Casdin Partners GP, LLC · CIK 0001534260 · 10% owner Casdin Eli · CIK 0001534264 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 589,285 F2 · ownership.nature: The securities are owned directly by Casdin Partners Master Fund, LP and may be deemed to be indirectly beneficially owned by (i) Casdin Capital, LLC, the investment adviser to Casdin Partners Master Fund, LP, (ii) Casdin Partners GP, LLC, the general partner of Casdin Partners Master Fund LP, and (ii) Eli Casdin, the managing member of Casdin Capital, LLC and Casdin Partners GP, LLC. Read SEC document |
| July 22, 2019 Filed Jul 22, 2019 20:31 UTC |
Casdin Capital, LLC10% owner
Casdin Partners Master Fund, L.P.10% owner
Casdin Partners GP, LLC10% owner
Casdin Eli10% owner
|
ConversionCommon Stock | 464,285 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-041306 · a4.xml · nonDerivative · entry 1 Casdin Capital, LLC · CIK 0001534261 · 10% owner Casdin Partners Master Fund, L.P. · CIK 0001534265 · 10% owner Casdin Partners GP, LLC · CIK 0001534260 · 10% owner Casdin Eli · CIK 0001534264 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 464,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On July 22, 2019, the Series B Preferred Stock converted into Common Stock on a seven-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F2 · ownership.nature: The securities are owned directly by Casdin Partners Master Fund, LP and may be deemed to be indirectly beneficially owned by (i) Casdin Capital, LLC, the investment adviser to Casdin Partners Master Fund, LP, (ii) Casdin Partners GP, LLC, the general partner of Casdin Partners Master Fund LP, and (ii) Eli Casdin, the managing member of Casdin Capital, LLC and Casdin Partners GP, LLC. Read SEC document |
| July 22, 2019 Filed Jul 22, 2019 20:30 UTC |
Section 32 Fund 2, LP10% owner
Section 32 GP 2, LLC10% owner
Maris William J10% owner
|
ConversionSeries B Preferred Stock · Derivative | 3,250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-041303 · a4.xml · derivative · entry 2 Section 32 Fund 2, LP · CIK 0001725306 · 10% owner Section 32 GP 2, LLC · CIK 0001725307 · 10% owner Maris William J · CIK 0001722210 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 464,285 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On July 22, 2019, the Series B Preferred Stock converted into Common Stock on a seven-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.exercise_date: On July 22, 2019, the Series B Preferred Stock converted into Common Stock on a seven-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.expiration_date: On July 22, 2019, the Series B Preferred Stock converted into Common Stock on a seven-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F2 · ownership.direct: The reported securities are held of record by Section 32 Fund 2, LP ("Fund 2"). Section 32 GP 2, LLC (the "GP"), the general partner of Fund 2, and William J. Maris, the managing member of the GP, may be deemed to share voting and dispositive power over the shares held by Fund 2. Such person and entity disclaim beneficial ownership of shares held by Fund 2 except to the extent of any pecuniary interest therein. Read SEC document |
| July 22, 2019 Filed Jul 22, 2019 20:30 UTC |
Section 32 Fund 2, LP10% owner
Section 32 GP 2, LLC10% owner
Maris William J10% owner
|
ConversionCommon Stock | 464,285 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-041303 · a4.xml · nonDerivative · entry 1 Section 32 Fund 2, LP · CIK 0001725306 · 10% owner Section 32 GP 2, LLC · CIK 0001725307 · 10% owner Maris William J · CIK 0001722210 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On July 22, 2019, the Series B Preferred Stock converted into Common Stock on a seven-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date. F2 · ownership.direct: The reported securities are held of record by Section 32 Fund 2, LP ("Fund 2"). Section 32 GP 2, LLC (the "GP"), the general partner of Fund 2, and William J. Maris, the managing member of the GP, may be deemed to share voting and dispositive power over the shares held by Fund 2. Such person and entity disclaim beneficial ownership of shares held by Fund 2 except to the extent of any pecuniary interest therein. Read SEC document |
| July 22, 2019 Filed Jul 23, 2019 15:39 UTC |
Sanofi10% owner
|
ConversionSeries B Preferred Stock (par value $0.001) · Derivative | 3,250,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-020073 · doc4.xml · derivative · entry 3 Sanofi · CIK 0001121404 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through its wholly-owned subsidiary, Aventis Inc. Disclosed balance after: 0 Underlying: Common Stock · 464,285 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On July 22, 2019, the Series B Preferred Stock converted into the Issuer's Common Stock on a seven-for-one basis automatically upon the closing of the Issuer's initial public offering without payment or further consideration. The shares have no expiration date. As a result of the Issuer's initial public offering, the reporting person is no longer a 10% owner of FULC and is therefore no longer subject to Section 16 in connection with its transactions in the equity securities of FULC. F1 · price: On July 22, 2019, the Series B Preferred Stock converted into the Issuer's Common Stock on a seven-for-one basis automatically upon the closing of the Issuer's initial public offering without payment or further consideration. The shares have no expiration date. As a result of the Issuer's initial public offering, the reporting person is no longer a 10% owner of FULC and is therefore no longer subject to Section 16 in connection with its transactions in the equity securities of FULC. F1 · derivative.exercise_date: On July 22, 2019, the Series B Preferred Stock converted into the Issuer's Common Stock on a seven-for-one basis automatically upon the closing of the Issuer's initial public offering without payment or further consideration. The shares have no expiration date. As a result of the Issuer's initial public offering, the reporting person is no longer a 10% owner of FULC and is therefore no longer subject to Section 16 in connection with its transactions in the equity securities of FULC. F1 · derivative.expiration_date: On July 22, 2019, the Series B Preferred Stock converted into the Issuer's Common Stock on a seven-for-one basis automatically upon the closing of the Issuer's initial public offering without payment or further consideration. The shares have no expiration date. As a result of the Issuer's initial public offering, the reporting person is no longer a 10% owner of FULC and is therefore no longer subject to Section 16 in connection with its transactions in the equity securities of FULC. Read SEC document |
| July 22, 2019 Filed Jul 23, 2019 15:39 UTC |
Sanofi10% owner
|
PurchaseCommon Stock (par value $0.001) | 93,750 | $16.00 | $1,500,000.00 |
DisclosureSEC source: 0000899243-19-020073 · doc4.xml · nonDerivative · entry 2 Sanofi · CIK 0001121404 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through its wholly-owned subsidiary, Aventis Inc. Disclosed balance after: 558,035 F2 · kind: The reporting person acquired additional shares in the Issuer's initial public offering. F2 · price: The reporting person acquired additional shares in the Issuer's initial public offering. Read SEC document |
| July 22, 2019 Filed Jul 23, 2019 15:39 UTC |
Sanofi10% owner
|
ConversionCommon Stock (par value $0.001) | 464,285 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-020073 · doc4.xml · nonDerivative · entry 1 Sanofi · CIK 0001121404 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through its wholly-owned subsidiary, Aventis Inc. Disclosed balance after: 464,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On July 22, 2019, the Series B Preferred Stock converted into the Issuer's Common Stock on a seven-for-one basis automatically upon the closing of the Issuer's initial public offering without payment or further consideration. The shares have no expiration date. As a result of the Issuer's initial public offering, the reporting person is no longer a 10% owner of FULC and is therefore no longer subject to Section 16 in connection with its transactions in the equity securities of FULC. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:01 UTC |
GSK plc10% owner
|
ConversionSeries B Preferred Stock · Derivative | 12,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-013355 · form4.xml · derivative · entry 2 GLAXOSMITHKLINE PLC · CIK 0001131399 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,785,714 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On July 22, 2019 upon the closing of the Issuer's initial public offering (the "IPO"), the Series B Preferred Stock converted into Common Stock on a seven-for-one basis without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the IPO. The shares had no expiration date. F1 · derivative.exercise_date: On July 22, 2019 upon the closing of the Issuer's initial public offering (the "IPO"), the Series B Preferred Stock converted into Common Stock on a seven-for-one basis without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the IPO. The shares had no expiration date. F1 · derivative.expiration_date: On July 22, 2019 upon the closing of the Issuer's initial public offering (the "IPO"), the Series B Preferred Stock converted into Common Stock on a seven-for-one basis without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the IPO. The shares had no expiration date. F2 · ownership.nature: The shares reported herein are held of record by Glaxo Group Limited, an indirect, wholly-owned subsidiary of GlaxoSmithKline plc (the "Reporting Person"). Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 20:01 UTC |
GSK plc10% owner
|
ConversionCommon Stock | 1,785,714 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-013355 · form4.xml · nonDerivative · entry 1 GLAXOSMITHKLINE PLC · CIK 0001131399 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,785,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On July 22, 2019 upon the closing of the Issuer's initial public offering (the "IPO"), the Series B Preferred Stock converted into Common Stock on a seven-for-one basis without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the IPO. The shares had no expiration date. F2 · ownership.nature: The shares reported herein are held of record by Glaxo Group Limited, an indirect, wholly-owned subsidiary of GlaxoSmithKline plc (the "Reporting Person"). Read SEC document |
| July 18, 2019 Filed Jul 18, 2019 17:26 UTC |
Thomson Peter G.See Remarks
|
GrantStock Option (right to buy) · Derivative | 7,078 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001104659-19-040965 · a4.xml · derivative · entry 1 Thomson Peter G. · CIK 0001779120 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,078 Underlying: Common Stock · 7,078 shares Expires 2029-07-17 F1 · derivative.exercise_date: The option was granted on July 18, 2019. The shares underlying the option are scheduled to vest in equal quarterly installments from July 1, 2019 through June 30, 2023. Read SEC document |
| July 18, 2019 Filed Jul 18, 2019 17:28 UTC |
Collins James J.Director
|
GrantStock Option (right to buy) · Derivative | 5,714 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001104659-19-040972 · a4.xml · derivative · entry 1 Collins James J. · CIK 0001779269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,714 Underlying: Common Stock · 5,714 shares Expires 2029-07-17 F1 · derivative.exercise_date: The option was granted on July 18, 2019. The shares underlying the option are scheduled to vest on July 18, 2020 or, if earlier, immediately prior to the first annual meeting of stockholders occurring after the grant date. Read SEC document |
| July 18, 2019 Filed Jul 18, 2019 21:27 UTC |
Ezekowitz AlanDirector
|
GrantStock Option (right to buy) · Derivative | 5,714 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001104659-19-040970 · a4.xml · derivative · entry 1 Ezekowitz Alan · CIK 0001780209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,714 Underlying: Common Stock · 5,714 shares Expires 2029-07-17 F1 · derivative.exercise_date: The option was granted on July 18, 2019. The shares underlying the option are scheduled to vest on July 18, 2020 or, if earlier, immediately prior to the first annual meeting of stockholders occurring after the grant date. Read SEC document |
| July 18, 2019 Filed Jul 18, 2019 21:27 UTC |
Gould Robert JDirector · See Remarks · 10% owner
|
GrantStock Option (right to buy) · Derivative | 107,142 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001104659-19-040968 · a4.xml · derivative · entry 1 Gould Robert J · CIK 0001577034 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,142 Underlying: Common Stock · 107,142 shares Expires 2029-07-17 F1 · derivative.exercise_date: The option was granted on July 18, 2019. The shares underlying the option are scheduled to vest in equal quarterly installments from July 1, 2019 through June 30, 2023. Read SEC document |
| July 18, 2019 Filed Jul 18, 2019 21:28 UTC |
GERAGHTY JAMES ADirector
|
GrantStock Option (right to buy) · Derivative | 9,285 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001104659-19-040971 · a4.xml · derivative · entry 1 GERAGHTY JAMES A · CIK 0001239746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,285 Underlying: Common Stock · 9,285 shares Expires 2029-07-17 F1 · derivative.exercise_date: The option was granted on July 18, 2019. The shares underlying the option are scheduled to vest on July 18, 2020 or, if earlier, immediately prior to the first annual meeting of stockholders occurring after the grant date. Read SEC document |
| July 18, 2019 Filed Jul 18, 2019 21:26 UTC |
Cadavid DiegoSee Remarks
|
GrantStock Option (right to buy) · Derivative | 12,784 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001104659-19-040967 · a4.xml · derivative · entry 1 Cadavid Diego · CIK 0001778713 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,784 Underlying: Common Stock · 12,784 shares Expires 2029-07-17 F1 · derivative.exercise_date: The option was granted on July 18, 2019. The shares underlying the option are scheduled to vest in equal quarterly installments from July 1, 2019 through June 30, 2023. Read SEC document |
| July 18, 2019 Filed Jul 18, 2019 21:27 UTC |
Haviland KateDirector
|
GrantStock Option (right to buy) · Derivative | 9,285 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001104659-19-040969 · a4.xml · derivative · entry 1 Haviland Kate · CIK 0001663022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,285 Underlying: Common Stock · 9,285 shares Expires 2029-07-17 F1 · derivative.exercise_date: The option was granted on July 18, 2019. The shares underlying the option are scheduled to vest on July 18, 2020 or, if earlier, immediately prior to the first annual meeting of stockholders occurring after the grant date. Read SEC document |
| July 18, 2019 Filed Jul 18, 2019 17:26 UTC |
Stuart BryanChief Operating Officer
|
GrantStock Option (right to buy) · Derivative | 28,571 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001104659-19-040966 · a4.xml · derivative · entry 1 Stuart Bryan · CIK 0001619846 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,571 Underlying: Common Stock · 28,571 shares Expires 2029-07-17 F1 · derivative.exercise_date: The option was granted on July 18, 2019. The shares underlying the option are scheduled to vest in equal quarterly installments from July 1, 2019 through June 30, 2023. Read SEC document |
| July 18, 2019 Filed Jul 18, 2019 21:28 UTC |
Wallace Owen B.Chief Scientific Officer
|
GrantStock Option (right to buy) · Derivative | 44,493 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001104659-19-040973 · a4.xml · derivative · entry 1 Wallace Owen B. · CIK 0001778843 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,493 Underlying: Common Stock · 44,493 shares Expires 2029-07-17 F1 · derivative.exercise_date: The option was granted on July 18, 2019. The shares underlying the option are scheduled to vest in equal quarterly installments from July 1, 2019 through June 30, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.