Last 12 months
Inside the activity.
0 purchase rows · 58 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 7 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 7 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 16 |
| Jun 2026 | 0 | 13 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 11 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2017 Filed Nov 3, 2017 23:05 UTC |
Jensen KeithChief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,562 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041051 · doc1.xml · derivative · entry 6 Jensen Keith · CIK 0001418649 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,688 Underlying: Common Stock · 1,562 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 6, 2014. F7 · derivative.exercise_date: 25% of the RSUs vested on August 1, 2015, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F7 · derivative.expiration_date: 25% of the RSUs vested on August 1, 2015, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 23:05 UTC |
Jensen KeithChief Accounting Officer
|
Tax withholdingCommon Stock | 1,152 | $38.77 | $44,663.04 |
DisclosureSEC source: 0001140361-17-041051 · doc1.xml · nonDerivative · entry 5 Jensen Keith · CIK 0001418649 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,324 F5 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this row were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 23:05 UTC |
Jensen KeithChief Accounting Officer
|
Exercise / conversionCommon Stock | 937 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041051 · doc1.xml · nonDerivative · entry 4 Jensen Keith · CIK 0001418649 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of RSUs granted to the Reporting Person on February 11, 2016. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 23:05 UTC |
Jensen KeithChief Accounting Officer
|
Exercise / conversionCommon Stock | 312 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041051 · doc1.xml · nonDerivative · entry 3 Jensen Keith · CIK 0001418649 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Vesting of RSUs granted to the Reporting Person on August 5, 2015. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 23:05 UTC |
Jensen KeithChief Accounting Officer
|
Exercise / conversionCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041051 · doc1.xml · nonDerivative · entry 2 Jensen Keith · CIK 0001418649 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Vesting of RSUs granted to the Reporting Person on February 11, 2015. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 23:05 UTC |
Jensen KeithChief Accounting Officer
|
Exercise / conversionCommon Stock | 1,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041051 · doc1.xml · nonDerivative · entry 1 Jensen Keith · CIK 0001418649 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 6, 2014. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 23:06 UTC |
DEL MATTO ANDREW HChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,875 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041053 · doc1.xml · derivative · entry 7 DEL MATTO ANDREW H · CIK 0001288241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,875 Underlying: Common Stock · 1,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of RSUs granted to the Reporting Person on February 11, 2016. F9 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2017, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F9 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2017, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 23:06 UTC |
DEL MATTO ANDREW HChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,875 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041053 · doc1.xml · derivative · entry 6 DEL MATTO ANDREW H · CIK 0001288241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,375 Underlying: Common Stock · 1,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · kind: Vesting of RSUs granted to the Reporting Person on February 11, 2015. F8 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2016, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F8 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2016, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 23:06 UTC |
DEL MATTO ANDREW HChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041053 · doc1.xml · derivative · entry 5 DEL MATTO ANDREW H · CIK 0001288241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 12, 2014. F7 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2015, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F7 · derivative.expiration_date: 25% of the RSUs vested on February 1, 2015, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 23:06 UTC |
DEL MATTO ANDREW HChief Financial Officer
|
Tax withholdingCommon Stock | 5,872 | $38.77 | $227,657.44 |
DisclosureSEC source: 0001140361-17-041053 · doc1.xml · nonDerivative · entry 4 DEL MATTO ANDREW H · CIK 0001288241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,039 F5 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 23:06 UTC |
DEL MATTO ANDREW HChief Financial Officer
|
Exercise / conversionCommon Stock | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041053 · doc1.xml · nonDerivative · entry 3 DEL MATTO ANDREW H · CIK 0001288241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of RSUs granted to the Reporting Person on February 11, 2016. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 23:06 UTC |
DEL MATTO ANDREW HChief Financial Officer
|
Exercise / conversionCommon Stock | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041053 · doc1.xml · nonDerivative · entry 2 DEL MATTO ANDREW H · CIK 0001288241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Vesting of RSUs granted to the Reporting Person on February 11, 2015. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 23:06 UTC |
DEL MATTO ANDREW HChief Financial Officer
|
Exercise / conversionCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041053 · doc1.xml · nonDerivative · entry 1 DEL MATTO ANDREW H · CIK 0001288241 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 12, 2014. F2 · balance_after: Includes shares acquired by the Reporting Person under the Issuer's employee stock purchase plan on August 14, 2017. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 23:03 UTC |
Xie MichaelDirector · VP, Engineering & CTO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041048 · doc1.xml · derivative · entry 12 Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Commn Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F7 · kind: Vesting of RSUs granted to the Reporting Person on February 11, 2016. F16 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2017, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F16 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2017, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 23:03 UTC |
Xie MichaelDirector · VP, Engineering & CTO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041048 · doc1.xml · derivative · entry 11 Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F6 · kind: Vesting of RSUs granted to the Reporting Person on February 11, 2015. F15 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2016, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F15 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2016, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 23:03 UTC |
Xie MichaelDirector · VP, Engineering & CTO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041048 · doc1.xml · derivative · entry 10 Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F5 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 12, 2014. F14 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2015, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F14 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2015, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 23:03 UTC |
Xie MichaelDirector · VP, Engineering & CTO
|
Tax withholdingCommon Stock | 3,915 | $38.77 | $151,784.55 |
DisclosureSEC source: 0001140361-17-041048 · doc1.xml · nonDerivative · entry 7 Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,715,585 F8 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs and PSUs. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 23:03 UTC |
Xie MichaelDirector · VP, Engineering & CTO
|
Exercise / conversionCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041048 · doc1.xml · nonDerivative · entry 6 Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,719,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · kind: Vesting of RSUs granted to the Reporting Person on February 11, 2016. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 23:03 UTC |
Xie MichaelDirector · VP, Engineering & CTO
|
Exercise / conversionCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041048 · doc1.xml · nonDerivative · entry 5 Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,717,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Vesting of RSUs granted to the Reporting Person on February 11, 2015. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 23:03 UTC |
Xie MichaelDirector · VP, Engineering & CTO
|
Exercise / conversionCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041048 · doc1.xml · nonDerivative · entry 4 Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,714,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 12, 2014. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 23:04 UTC |
Xie KenDirector · President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041049 · doc1.xml · derivative · entry 7 Xie Ken · CIK 0001475587 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · kind: Vesting of RSUs granted to the Reporting Person on February 11, 2016. F8 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2017, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F8 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2017, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 23:04 UTC |
Xie KenDirector · President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041049 · doc1.xml · derivative · entry 6 Xie Ken · CIK 0001475587 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2 · kind: Vesting of RSUs granted to the Reporting Person on February 11, 2015. F7 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2016, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F7 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2016, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 23:04 UTC |
Xie KenDirector · President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041049 · doc1.xml · derivative · entry 5 Xie Ken · CIK 0001475587 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 12, 2014. F6 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2015, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F6 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2015, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 23:04 UTC |
Xie KenDirector · President & CEO
|
Tax withholdingCommon Stock | 3,915 | $38.77 | $151,784.55 |
DisclosureSEC source: 0001140361-17-041049 · doc1.xml · nonDerivative · entry 4 Xie Ken · CIK 0001475587 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,485,476 F4 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs and PSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 23:04 UTC |
Xie KenDirector · President & CEO
|
Exercise / conversionCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041049 · doc1.xml · nonDerivative · entry 3 Xie Ken · CIK 0001475587 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,489,391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Vesting of RSUs granted to the Reporting Person on February 11, 2016. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 23:04 UTC |
Xie KenDirector · President & CEO
|
Exercise / conversionCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041049 · doc1.xml · nonDerivative · entry 2 Xie Ken · CIK 0001475587 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,486,891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Vesting of RSUs granted to the Reporting Person on February 11, 2015. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 23:04 UTC |
Xie KenDirector · President & CEO
|
Exercise / conversionCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041049 · doc1.xml · nonDerivative · entry 1 Xie Ken · CIK 0001475587 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,484,391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 12, 2014. Read SEC document |
| October 05, 2017 Filed Nov 3, 2017 23:03 UTC |
Xie MichaelDirector · VP, Engineering & CTO
|
GiftCommon Stock | 2,063,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041048 · doc1.xml · nonDerivative · entry 3 Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,728,314 F1 · balance_after: Reflects a prior re-registration of 601,406 shares into the name of The K.A. Children's Trust dated February 9, 2011. F4 · ownership.nature: Shares held directly by The K.A. Children's Trust dated February 9, 2011, for which the Reporting Person serves as a trustee. Read SEC document |
| October 05, 2017 Filed Nov 3, 2017 23:03 UTC |
Xie MichaelDirector · VP, Engineering & CTO
|
GiftCommon Stock | 1,031,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041048 · doc1.xml · nonDerivative · entry 2 Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · balance_after: Reflects a prior re-registration of 601,406 shares into the name of The K.A. Children's Trust dated February 9, 2011. F3 · ownership.nature: Shares held directly by the 2014 Danke Wu Grantor Retained Annuity Trust dated March 6, 2014, for which the Reporting Person serves as a trustee. Read SEC document |
| October 05, 2017 Filed Nov 3, 2017 23:03 UTC |
Xie MichaelDirector · VP, Engineering & CTO
|
GiftCommon Stock | 1,031,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041048 · doc1.xml · nonDerivative · entry 1 Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · balance_after: Reflects a prior re-registration of 601,406 shares into the name of The K.A. Children's Trust dated February 9, 2011. F2 · ownership.nature: Shares held directly by the 2014 Michael Xie Grantor Retained Annuity Trust dated March 6, 2014, for which the Reporting Person serves as a trustee. Read SEC document |
| August 22, 2017 Filed Aug 24, 2017 21:10 UTC |
Jensen KeithChief Accounting Officer
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 625 | $0.00 Strike: $23.83 | $0.00 |
DisclosureSEC source: 0001140361-17-033186 · doc1.xml · derivative · entry 3 Jensen Keith · CIK 0001418649 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,251 Underlying: Common Stock · 625 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2016. F3 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 11, 2017 and 1/48 of the shares subject to the option vest monthly thereafter. Read SEC document |
| August 22, 2017 Filed Aug 24, 2017 21:10 UTC |
Jensen KeithChief Accounting Officer
|
SaleCommon Stock | 667 | $37.03 | $24,699.01 |
DisclosureSEC source: 0001140361-17-033186 · doc1.xml · nonDerivative · entry 2 Jensen Keith · CIK 0001418649 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2016. Read SEC document |
| August 22, 2017 Filed Aug 24, 2017 21:10 UTC |
Jensen KeithChief Accounting Officer
|
Exercise / conversionCommon Stock | 625 | $23.83 | $14,893.75 |
DisclosureSEC source: 0001140361-17-033186 · doc1.xml · nonDerivative · entry 1 Jensen Keith · CIK 0001418649 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2016. F2 · balance_after: Includes shares acquired by the Reporting Person under the Issuer's employee stock purchase plan on August 14, 2017. Read SEC document |
| August 13, 2017 Filed Aug 15, 2017 22:56 UTC |
NEUKOM WILLIAM H.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 332 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-032368 · doc1.xml · derivative · entry 4 NEUKOM WILLIAM H. · CIK 0001567713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 332 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2 · kind: Vesting of RSUs granted to the Reporting Person on August 13, 2013. F5 · derivative.exercise_date: 25% of the RSUs vested on August 13, 2014, then the remaining 75% of the RSUs vested in equal installments on each quarterly anniversary thereafter, until such time as the RSUs were 100% vested, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock were delivered to the Reporting Person upon vesting. F5 · derivative.expiration_date: 25% of the RSUs vested on August 13, 2014, then the remaining 75% of the RSUs vested in equal installments on each quarterly anniversary thereafter, until such time as the RSUs were 100% vested, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock were delivered to the Reporting Person upon vesting. Read SEC document |
| August 13, 2017 Filed Aug 15, 2017 22:56 UTC |
NEUKOM WILLIAM H.Director
|
Exercise / conversionCommon Stock | 332 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-032368 · doc1.xml · nonDerivative · entry 2 NEUKOM WILLIAM H. · CIK 0001567713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Vesting of RSUs granted to the Reporting Person on August 13, 2013. Read SEC document |
| August 13, 2017 Filed Aug 15, 2017 22:57 UTC |
PAISLEY CHRISTOPHER BDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 332 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-032369 · doc1.xml · derivative · entry 4 PAISLEY CHRISTOPHER B · CIK 0001189229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 332 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2 · kind: Vesting of RSUs granted to the Reporting Person on August 13, 2013. F5 · derivative.exercise_date: 25% of the RSUs vested on August 13, 2014, then the remaining 75% of the RSUs vested in equal installments on each quarterly anniversary thereafter, until such time as the RSUs were 100% vested, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock were delivered to the Reporting Person upon vesting. F5 · derivative.expiration_date: 25% of the RSUs vested on August 13, 2014, then the remaining 75% of the RSUs vested in equal installments on each quarterly anniversary thereafter, until such time as the RSUs were 100% vested, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock were delivered to the Reporting Person upon vesting. Read SEC document |
| August 13, 2017 Filed Aug 15, 2017 22:57 UTC |
PAISLEY CHRISTOPHER BDirector
|
Exercise / conversionCommon Stock | 332 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-032369 · doc1.xml · nonDerivative · entry 2 PAISLEY CHRISTOPHER B · CIK 0001189229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Vesting of RSUs granted to the Reporting Person on August 13, 2013. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 22:57 UTC |
Sim JudithDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-032370 · doc1.xml · derivative · entry 2 Sim Judith · CIK 0001646293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 11, 2016. F3 · derivative.exercise_date: 100% of the RSUs vested on August 11, 2017. Shares of the Issuer's common stock were delivered to the Reporting Person upon vesting. F3 · derivative.expiration_date: 100% of the RSUs vested on August 11, 2017. Shares of the Issuer's common stock were delivered to the Reporting Person upon vesting. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 22:57 UTC |
Sim JudithDirector
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-032370 · doc1.xml · nonDerivative · entry 1 Sim Judith · CIK 0001646293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 11, 2016. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 22:56 UTC |
NEUKOM WILLIAM H.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-032368 · doc1.xml · derivative · entry 3 NEUKOM WILLIAM H. · CIK 0001567713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 11, 2016. F4 · derivative.exercise_date: 100% of the RSUs vested on August 11, 2017. Shares of the Issuer's common stock were delivered to the Reporting Person upon vesting. F4 · derivative.expiration_date: 100% of the RSUs vested on August 11, 2017. Shares of the Issuer's common stock were delivered to the Reporting Person upon vesting. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 22:56 UTC |
NEUKOM WILLIAM H.Director
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-032368 · doc1.xml · nonDerivative · entry 1 NEUKOM WILLIAM H. · CIK 0001567713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,943 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 11, 2016. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 22:57 UTC |
PAISLEY CHRISTOPHER BDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-032369 · doc1.xml · derivative · entry 3 PAISLEY CHRISTOPHER B · CIK 0001189229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 11, 2016. F4 · derivative.exercise_date: 100% of the RSUs vested on August 11, 2017. Shares of the Issuer's common stock were delivered to the Reporting Person upon vesting. F4 · derivative.expiration_date: 100% of the RSUs vested on August 11, 2017. Shares of the Issuer's common stock were delivered to the Reporting Person upon vesting. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 22:57 UTC |
PAISLEY CHRISTOPHER BDirector
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-032369 · doc1.xml · nonDerivative · entry 1 PAISLEY CHRISTOPHER B · CIK 0001189229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,943 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 11, 2016. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 22:55 UTC |
Locke GaryDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-032367 · doc1.xml · derivative · entry 2 Locke Gary · CIK 0001654708 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 11, 2016. F3 · derivative.exercise_date: 100% of the RSUs vested on August 11, 2017. Shares of the Issuer's common stock were delivered to the Reporting Person upon vesting. F3 · derivative.expiration_date: 100% of the RSUs vested on August 11, 2017. Shares of the Issuer's common stock were delivered to the Reporting Person upon vesting. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 22:55 UTC |
Locke GaryDirector
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-032367 · doc1.xml · nonDerivative · entry 1 Locke Gary · CIK 0001654708 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 11, 2016. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 22:54 UTC |
Hsieh MingDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-032366 · doc1.xml · derivative · entry 2 Hsieh Ming · CIK 0001302110 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 11, 2016. F3 · derivative.exercise_date: 100% of the RSUs vested on August 11, 2017. Shares of the Issuer's common stock were delivered to the Reporting Person upon vesting. F3 · derivative.expiration_date: 100% of the RSUs vested on August 11, 2017. Shares of the Issuer's common stock were delivered to the Reporting Person upon vesting. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 22:54 UTC |
Hsieh MingDirector
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-032366 · doc1.xml · nonDerivative · entry 1 Hsieh Ming · CIK 0001302110 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 11, 2016. Read SEC document |
| August 09, 2017 Filed Aug 9, 2017 23:01 UTC |
Jensen KeithChief Accounting Officer
|
SaleCommon Stock | 900 | $36.25 | $32,625.00 |
DisclosureSEC source: 0001140361-17-030939 · doc1.xml · nonDerivative · entry 2 Jensen Keith · CIK 0001418649 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2016. Read SEC document |
| August 09, 2017 Filed Aug 9, 2017 23:01 UTC |
Cohen Peter Dale Jr.Director
|
GrantRestricted Stock Units · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-030940 · doc1.xml · derivative · entry 1 Cohen Peter Dale Jr. · CIK 0001710083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: 100% of the RSUs vest on August 9, 2018, subject to the continuing service of the Reporting Person on the vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 100% of the RSUs vest on August 9, 2018, subject to the continuing service of the Reporting Person on the vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| August 08, 2017 Filed Aug 9, 2017 23:01 UTC |
Jensen KeithChief Accounting Officer
|
SaleCommon Stock | 950 | $36.67 | $34,836.50 |
DisclosureSEC source: 0001140361-17-030939 · doc1.xml · nonDerivative · entry 1 Jensen Keith · CIK 0001418649 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,315 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.