Tapewire

Nasdaq · USD

FTNT

Fortinet, Inc.

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Tapewire entity
2890
SEC CIK
0001262039
Parsed reports
804

Last 12 months

Inside the activity.

0 purchase rows · 58 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 202500
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 2026016
Jun 2026013
Jul 202600
Aug 2026011
Sep 202604
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 11, 2018 Filed May 14, 2018 21:38 UTC Exercise / conversionCommon Stock 3,000 $20.13 $60,390.00
Disclosure

SEC source: 0001140361-18-023421 · doc1.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2017.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:52 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative 625 $0.00 Strike: $37.24 $0.00
Disclosure

SEC source: 0001140361-18-023074 · doc1.xml · derivative · entry 5

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,375

Underlying: Common Stock · 625 shares

Expires 2024-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2018.

F3 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 16, 2018 and 1/48 of the shares subject to the option vests monthly thereafter.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:52 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative 625 $0.00 Strike: $23.83 $0.00
Disclosure

SEC source: 0001140361-18-023074 · doc1.xml · derivative · entry 4

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,751

Underlying: Common Stock · 625 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2018.

F2 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 11, 2017 and 1/48 of the shares subject to the option vests monthly thereafter.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:52 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
SaleCommon Stock 1,250 $60.00 $75,000.00
Disclosure

SEC source: 0001140361-18-023074 · doc1.xml · nonDerivative · entry 3

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,684

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2018.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:52 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
Exercise / conversionCommon Stock 625 $37.24 $23,275.00
Disclosure

SEC source: 0001140361-18-023074 · doc1.xml · nonDerivative · entry 2

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2018.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:52 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
Exercise / conversionCommon Stock 625 $23.83 $14,893.75
Disclosure

SEC source: 0001140361-18-023074 · doc1.xml · nonDerivative · entry 1

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2018.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:50 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative 5,833 $0.00 Strike: $37.24 $0.00
Disclosure

SEC source: 0001140361-18-023072 · doc1.xml · derivative · entry 6

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,167

Underlying: Common Stock · 5,833 shares

Expires 2024-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2018.

F6 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 16, 2018 and 1/48 of the shares subject to the option vest monthly thereafter.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:50 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative 1,042 $0.00 Strike: $23.83 $0.00
Disclosure

SEC source: 0001140361-18-023072 · doc1.xml · derivative · entry 5

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,584

Underlying: Common Stock · 1,042 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2018.

F5 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 11, 2017 and 1/48 of the shares subject to the option vest monthly thereafter.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:50 UTC
Jensen KeithCFO & Chief Accounting Officer
SaleCommon Stock 9,075 $60.06 $545,063.56
Disclosure

SEC source: 0001140361-18-023072 · doc1.xml · nonDerivative · entry 4

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,362

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2018.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $59.91 to $60.27 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:50 UTC
Jensen KeithCFO & Chief Accounting Officer
SaleCommon Stock 3,850 $59.42 $228,771.62
Disclosure

SEC source: 0001140361-18-023072 · doc1.xml · nonDerivative · entry 3

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,437

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2018.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $58.91 to $59.88 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:50 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 5,833 $37.24 $217,220.92
Disclosure

SEC source: 0001140361-18-023072 · doc1.xml · nonDerivative · entry 2

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2018.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:50 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 1,042 $23.83 $24,830.86
Disclosure

SEC source: 0001140361-18-023072 · doc1.xml · nonDerivative · entry 1

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2018.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:51 UTC
Sim JudithDirector
SaleCommon Stock 7,500 $60.05 $450,375.00
Disclosure

SEC source: 0001140361-18-023073 · doc1.xml · nonDerivative · entry 1

Sim Judith · CIK 0001646293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Read SEC document
May 08, 2018 Filed May 9, 2018 22:34 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
SaleCommon Stock 2,835 $55.38 $157,002.30
Disclosure

SEC source: 0001140361-18-022610 · doc1.xml · nonDerivative · entry 1

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,684

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2018.

Read SEC document
May 06, 2018 Filed May 8, 2018 21:56 UTC Exercise / conversionRestricted Stock Units · Derivative 331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022284 · doc1.xml · derivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332

Underlying: Common Stock · 331 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 6, 2014.

F3 · derivative.exercise_date: 25% of the RSUs vested on August 6, 2015, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 25% of the RSUs vested on August 6, 2015, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 06, 2018 Filed May 8, 2018 21:56 UTC Exercise / conversionCommon Stock 331 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022284 · doc1.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 6, 2014.

Read SEC document
May 06, 2018 Filed May 8, 2018 21:55 UTC Exercise / conversionRestricted Stock Units · Derivative 331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022283 · doc1.xml · derivative · entry 2

NEUKOM WILLIAM H. · CIK 0001567713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332

Underlying: Common Stock · 331 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 6, 2014.

F3 · derivative.exercise_date: 25% of the RSUs vested on August 6, 2015, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 25% of the RSUs vested on August 6, 2015, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 06, 2018 Filed May 8, 2018 21:55 UTC Exercise / conversionCommon Stock 331 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022283 · doc1.xml · nonDerivative · entry 1

NEUKOM WILLIAM H. · CIK 0001567713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 6, 2014.

Read SEC document
May 06, 2018 Filed May 8, 2018 21:52 UTC
Hsieh MingDirector
Exercise / conversionRestricted Stock Units · Derivative 331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022281 · doc1.xml · derivative · entry 2

Hsieh Ming · CIK 0001302110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332

Underlying: Common Stock · 331 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 6, 2014.

F3 · derivative.exercise_date: 25% of the RSUs vested on August 6, 2015, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 25% of the RSUs vested on August 6, 2015, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 06, 2018 Filed May 8, 2018 21:52 UTC
Hsieh MingDirector
Exercise / conversionCommon Stock 331 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022281 · doc1.xml · nonDerivative · entry 1

Hsieh Ming · CIK 0001302110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 6, 2014.

Read SEC document
May 05, 2018 Filed May 8, 2018 21:56 UTC
Sim JudithDirector
Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022285 · doc1.xml · derivative · entry 2

Sim Judith · CIK 0001646293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 5, 2015.

F3 · derivative.exercise_date: 1/3 of the RSUs vested on August 5, 2016, and the remainder vest on each quarterly anniversary thereafter in equal installments, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 1/3 of the RSUs vested on August 5, 2016, and the remainder vest on each quarterly anniversary thereafter in equal installments, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 05, 2018 Filed May 8, 2018 21:56 UTC
Sim JudithDirector
Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022285 · doc1.xml · nonDerivative · entry 1

Sim Judith · CIK 0001646293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 5, 2015.

Read SEC document
May 05, 2018 Filed May 8, 2018 21:53 UTC
Locke GaryDirector
Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022282 · doc1.xml · derivative · entry 2

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 5, 2015.

F3 · derivative.exercise_date: 1/3 of the RSUs vested on November 5, 2016, and the remainder vest on each quarterly anniversary thereafter in equal installments, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 1/3 of the RSUs vested on November 5, 2016, and the remainder vest on each quarterly anniversary thereafter in equal installments, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 05, 2018 Filed May 8, 2018 21:53 UTC
Locke GaryDirector
Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022282 · doc1.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 5, 2015.

Read SEC document
May 02, 2018 Filed May 3, 2018 22:48 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 3,780 $56.02 $211,763.54
Disclosure

SEC source: 0001140361-18-021600 · doc1.xml · nonDerivative · entry 5

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,692,000

F5 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2016.

F6 · shares: Represents the aggregate of sales effected on the same day at different prices

F7 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $55.74 to $56.41 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:46 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionRestricted Stock Units · Derivative 1,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021598 · doc1.xml · derivative · entry 7

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,625

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Vesting of RSUs granted to the Reporting Person on February 16, 2017.

F8 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2018, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F8 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2018, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:46 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionRestricted Stock Units · Derivative 1,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021598 · doc1.xml · derivative · entry 6

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,125

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · kind: Vesting of RSUs granted to the Reporting Person on February 11, 2016.

F7 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2017, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F7 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2017, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:46 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionRestricted Stock Units · Derivative 1,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021598 · doc1.xml · derivative · entry 5

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,625

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 11, 2015.

F6 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2016, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F6 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2016, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:46 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Tax withholdingCommon Stock 2,790 $55.74 $155,514.60
Disclosure

SEC source: 0001140361-18-021598 · doc1.xml · nonDerivative · entry 4

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,519

F4 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs and PSUs.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:46 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021598 · doc1.xml · nonDerivative · entry 3

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Vesting of RSUs granted to the Reporting Person on February 16, 2017.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:46 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021598 · doc1.xml · nonDerivative · entry 2

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Vesting of RSUs granted to the Reporting Person on February 11, 2016.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:46 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021598 · doc1.xml · nonDerivative · entry 1

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 11, 2015.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:45 UTC
Jensen KeithInterim CFO,Chief Acctg Offcr
Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021597 · doc1.xml · derivative · entry 11

Jensen Keith · CIK 0001418649 · Interim CFO,Chief Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,750

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F5 · kind: Vesting of RSUs granted to the Reporting Person on February 16, 2017.

F12 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2018, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F12 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2018, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:45 UTC
Jensen KeithInterim CFO,Chief Acctg Offcr
Exercise / conversionRestricted Stock Units · Derivative 937 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021597 · doc1.xml · derivative · entry 10

Jensen Keith · CIK 0001418649 · Interim CFO,Chief Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,563

Underlying: Common Stock · 937 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · kind: Vesting of RSUs granted to the Reporting Person on February 11, 2016.

F11 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2017, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F11 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2017, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:45 UTC
Jensen KeithInterim CFO,Chief Acctg Offcr
Exercise / conversionRestricted Stock Units · Derivative 312 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021597 · doc1.xml · derivative · entry 9

Jensen Keith · CIK 0001418649 · Interim CFO,Chief Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,563

Underlying: Common Stock · 312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Vesting of RSUs granted to the Reporting Person on August 5, 2015.

F10 · derivative.exercise_date: 25% of the RSUs vest on August 1, 2016, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F10 · derivative.expiration_date: 25% of the RSUs vest on August 1, 2016, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:45 UTC
Jensen KeithInterim CFO,Chief Acctg Offcr
Exercise / conversionRestricted Stock Units · Derivative 250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021597 · doc1.xml · derivative · entry 8

Jensen Keith · CIK 0001418649 · Interim CFO,Chief Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Underlying: Common Stock · 250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · kind: Vesting of RSUs granted to the Reporting Person on February 11, 2015.

F9 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2016, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F9 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2016, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:45 UTC
Jensen KeithInterim CFO,Chief Acctg Offcr
Exercise / conversionRestricted Stock Units · Derivative 1,562 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021597 · doc1.xml · derivative · entry 7

Jensen Keith · CIK 0001418649 · Interim CFO,Chief Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,563

Underlying: Common Stock · 1,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 6, 2014.

F8 · derivative.exercise_date: 25% of the RSUs vested on August 1, 2015, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F8 · derivative.expiration_date: 25% of the RSUs vested on August 1, 2015, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:45 UTC
Jensen KeithInterim CFO,Chief Acctg Offcr
Tax withholdingCommon Stock 1,494 $55.74 $83,275.56
Disclosure

SEC source: 0001140361-18-021597 · doc1.xml · nonDerivative · entry 6

Jensen Keith · CIK 0001418649 · Interim CFO,Chief Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,412

F6 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this row were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:45 UTC
Jensen KeithInterim CFO,Chief Acctg Offcr
Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021597 · doc1.xml · nonDerivative · entry 5

Jensen Keith · CIK 0001418649 · Interim CFO,Chief Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Vesting of RSUs granted to the Reporting Person on February 16, 2017.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:45 UTC
Jensen KeithInterim CFO,Chief Acctg Offcr
Exercise / conversionCommon Stock 937 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021597 · doc1.xml · nonDerivative · entry 4

Jensen Keith · CIK 0001418649 · Interim CFO,Chief Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Vesting of RSUs granted to the Reporting Person on February 11, 2016.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:45 UTC
Jensen KeithInterim CFO,Chief Acctg Offcr
Exercise / conversionCommon Stock 312 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021597 · doc1.xml · nonDerivative · entry 3

Jensen Keith · CIK 0001418649 · Interim CFO,Chief Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Vesting of RSUs granted to the Reporting Person on August 5, 2015.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:45 UTC
Jensen KeithInterim CFO,Chief Acctg Offcr
Exercise / conversionCommon Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021597 · doc1.xml · nonDerivative · entry 2

Jensen Keith · CIK 0001418649 · Interim CFO,Chief Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Vesting of RSUs granted to the Reporting Person on February 11, 2015.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:45 UTC
Jensen KeithInterim CFO,Chief Acctg Offcr
Exercise / conversionCommon Stock 1,562 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021597 · doc1.xml · nonDerivative · entry 1

Jensen Keith · CIK 0001418649 · Interim CFO,Chief Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 6, 2014.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:48 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021600 · doc1.xml · derivative · entry 10

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Vesting of RSUs granted to the Reporting Person on February 16, 2017.

F13 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2018, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F13 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2018, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:48 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021600 · doc1.xml · derivative · entry 9

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · kind: Vesting of RSUs granted to the Reporting Person on February 11, 2016.

F12 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2017, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F12 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2017, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:48 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021600 · doc1.xml · derivative · entry 8

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 11, 2015.

F11 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2016, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F11 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2016, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:48 UTC
Xie MichaelDirector · VP, Engineering & CTO
Tax withholdingCommon Stock 3,720 $55.74 $207,352.80
Disclosure

SEC source: 0001140361-18-021600 · doc1.xml · nonDerivative · entry 4

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,695,780

F4 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs and PSUs.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:48 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021600 · doc1.xml · nonDerivative · entry 3

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,699,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Vesting of RSUs granted to the Reporting Person on February 16, 2017.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:48 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021600 · doc1.xml · nonDerivative · entry 2

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,697,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Vesting of RSUs granted to the Reporting Person on February 11, 2016.

Read SEC document
May 01, 2018 Filed May 3, 2018 22:48 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021600 · doc1.xml · nonDerivative · entry 1

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,694,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 11, 2015.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.