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Nasdaq · USD

FTNT

Fortinet, Inc.

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2890
SEC CIK
0001262039
Parsed reports
804

Last 12 months

Inside the activity.

0 purchase rows · 58 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 202500
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 2026016
Jun 2026013
Jul 202600
Aug 2026011
Sep 202604
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2018 Filed Aug 16, 2018 23:43 UTC GrantRestricted Stock Units · Derivative 3,592 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001323 · doc1.xml · derivative · entry 1

NEUKOM WILLIAM H. · CIK 0001567713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,592

Underlying: Common Stock · 3,592 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 100% of the RSUs vest on June 22, 2019, subject to the continuing service of the Reporting Person on the vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F2 · derivative.expiration_date: 100% of the RSUs vest on June 22, 2019, subject to the continuing service of the Reporting Person on the vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 23:42 UTC
Hsieh MingDirector
GrantRestricted Stock Units · Derivative 3,592 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001321 · doc1.xml · derivative · entry 1

Hsieh Ming · CIK 0001302110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,592

Underlying: Common Stock · 3,592 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 100% of the RSUs vest on June 22, 2019, subject to the continuing service of the Reporting Person on the vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F2 · derivative.expiration_date: 100% of the RSUs vest on June 22, 2019, subject to the continuing service of the Reporting Person on the vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 23:42 UTC
Locke GaryDirector
GrantRestricted Stock Units · Derivative 3,592 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001322 · doc1.xml · derivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,592

Underlying: Common Stock · 3,592 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 100% of the RSUs vest on June 22, 2019, subject to the continuing service of the Reporting Person on the vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F2 · derivative.expiration_date: 100% of the RSUs vest on June 22, 2019, subject to the continuing service of the Reporting Person on the vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 23:41 UTC GrantRestricted Stock Units · Derivative 3,592 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001319 · doc1.xml · derivative · entry 1

Cohen Peter Dale Jr. · CIK 0001710083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,592

Underlying: Common Stock · 3,592 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 100% of the RSUs vest on June 22, 2019, subject to the continuing service of the Reporting Person on the vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F2 · derivative.expiration_date: 100% of the RSUs vest on June 22, 2019, subject to the continuing service of the Reporting Person on the vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 20:36 UTC
Sim JudithDirector
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-000408 · doc1.xml · derivative · entry 2

Sim Judith · CIK 0001646293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 9, 2017.

F3 · derivative.exercise_date: 100% of the RSUs vested on August 9, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 100% of the RSUs vested on August 9, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 20:36 UTC
Sim JudithDirector
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-000408 · doc1.xml · nonDerivative · entry 1

Sim Judith · CIK 0001646293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 9, 2017.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 20:36 UTC Exercise / conversionRestricted Stock Units · Derivative 6,021 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-000407 · doc1.xml · derivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,021 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 9, 2017.

F3 · derivative.exercise_date: 100% of the RSUs vested on August 9, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 100% of the RSUs vested on August 9, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 20:36 UTC Exercise / conversionCommon Stock 6,021 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-000407 · doc1.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 9, 2017.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 20:35 UTC Exercise / conversionRestricted Stock Units · Derivative 6,021 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-000406 · doc1.xml · derivative · entry 2

NEUKOM WILLIAM H. · CIK 0001567713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,021 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 9, 2017.

F3 · derivative.exercise_date: 100% of the RSUs vested on August 9, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 100% of the RSUs vested on August 9, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 20:35 UTC Exercise / conversionCommon Stock 6,021 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-000406 · doc1.xml · nonDerivative · entry 1

NEUKOM WILLIAM H. · CIK 0001567713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 9, 2017.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 20:34 UTC
Locke GaryDirector
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-000405 · doc1.xml · derivative · entry 2

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 9, 2017.

F3 · derivative.exercise_date: 100% of the RSUs vested on August 9, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 100% of the RSUs vested on August 9, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 20:34 UTC
Locke GaryDirector
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-000405 · doc1.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 9, 2017.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 20:33 UTC
Hsieh MingDirector
Exercise / conversionRestricted Stock Units · Derivative 6,021 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-000400 · doc1.xml · derivative · entry 2

Hsieh Ming · CIK 0001302110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,021 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 9, 2017.

F3 · derivative.exercise_date: 100% of the RSUs vested on August 9, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 100% of the RSUs vested on August 9, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 20:33 UTC
Hsieh MingDirector
Exercise / conversionCommon Stock 6,021 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-000400 · doc1.xml · nonDerivative · entry 1

Hsieh Ming · CIK 0001302110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 9, 2017.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 20:32 UTC Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-000398 · doc1.xml · derivative · entry 2

Cohen Peter Dale Jr. · CIK 0001710083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 9, 2017.

F3 · derivative.exercise_date: 100% of the RSUs vested on August 9, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 100% of the RSUs vested on August 9, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 20:32 UTC Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-000398 · doc1.xml · nonDerivative · entry 1

Cohen Peter Dale Jr. · CIK 0001710083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 9, 2017.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:34 UTC
Jensen KeithCFO & Chief Accounting Officer
SaleCommon Stock 2,150 $72.97 $156,891.74
Disclosure

SEC source: 0001567619-18-000403 · doc1.xml · nonDerivative · entry 1

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2018.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $72.41 to $73.21 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 06, 2018 Filed Aug 6, 2018 21:32 UTC Exercise / conversionRestricted Stock Units · Derivative 332 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-035631 · doc1.xml · derivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 6, 2014.

F3 · derivative.exercise_date: 25% of the RSUs vested on August 6, 2015, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 25% of the RSUs vested on August 6, 2015, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
August 06, 2018 Filed Aug 6, 2018 21:32 UTC Exercise / conversionCommon Stock 332 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-035631 · doc1.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 6, 2014.

Read SEC document
August 06, 2018 Filed Aug 6, 2018 21:31 UTC Exercise / conversionRestricted Stock Units · Derivative 332 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-035630 · doc1.xml · derivative · entry 2

NEUKOM WILLIAM H. · CIK 0001567713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 6, 2014.

F3 · derivative.exercise_date: 25% of the RSUs vested on August 6, 2015, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 25% of the RSUs vested on August 6, 2015, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
August 06, 2018 Filed Aug 6, 2018 21:31 UTC Exercise / conversionCommon Stock 332 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-035630 · doc1.xml · nonDerivative · entry 1

NEUKOM WILLIAM H. · CIK 0001567713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 6, 2014.

Read SEC document
August 06, 2018 Filed Aug 6, 2018 21:30 UTC
Hsieh MingDirector
Exercise / conversionRestricted Stock Units · Derivative 332 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-035628 · doc1.xml · derivative · entry 2

Hsieh Ming · CIK 0001302110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 6, 2014.

F3 · derivative.exercise_date: 25% of the RSUs vested on August 6, 2015, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 25% of the RSUs vested on August 6, 2015, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
August 06, 2018 Filed Aug 6, 2018 21:30 UTC
Hsieh MingDirector
Exercise / conversionCommon Stock 332 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-035628 · doc1.xml · nonDerivative · entry 1

Hsieh Ming · CIK 0001302110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 6, 2014.

Read SEC document
August 05, 2018 Filed Aug 6, 2018 21:33 UTC
Sim JudithDirector
Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-035632 · doc1.xml · derivative · entry 2

Sim Judith · CIK 0001646293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 5, 2015.

F3 · derivative.exercise_date: 1/3 of the RSUs vested on August 5, 2016, and the remainder vest on each quarterly anniversary thereafter in equal installments, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 1/3 of the RSUs vested on August 5, 2016, and the remainder vest on each quarterly anniversary thereafter in equal installments, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
August 05, 2018 Filed Aug 6, 2018 21:33 UTC
Sim JudithDirector
Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-035632 · doc1.xml · nonDerivative · entry 1

Sim Judith · CIK 0001646293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 5, 2015.

Read SEC document
August 05, 2018 Filed Aug 6, 2018 21:31 UTC
Locke GaryDirector
Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-035629 · doc1.xml · derivative · entry 2

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 5, 2015.

F3 · derivative.exercise_date: 1/3 of the RSUs vested on November 5, 2016, and the remainder vest on each quarterly anniversary thereafter in equal installments, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 1/3 of the RSUs vested on November 5, 2016, and the remainder vest on each quarterly anniversary thereafter in equal installments, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
August 05, 2018 Filed Aug 6, 2018 21:31 UTC
Locke GaryDirector
Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-035629 · doc1.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 5, 2015.

Read SEC document
August 03, 2018 Filed Aug 4, 2018 00:32 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
SaleCommon Stock 100 $75.57 $7,557.00
Disclosure

SEC source: 0001140361-18-035475 · doc1.xml · nonDerivative · entry 10

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,684

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2018.

Read SEC document
August 03, 2018 Filed Aug 4, 2018 00:32 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
SaleCommon Stock 2,035 $75.03 $152,692.56
Disclosure

SEC source: 0001140361-18-035475 · doc1.xml · nonDerivative · entry 9

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,784

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2018.

F6 · shares: Represents the aggregate of sales effected on the same day at different prices.

F8 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $74.54 to $75.51 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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August 03, 2018 Filed Aug 4, 2018 00:32 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
SaleCommon Stock 700 $73.88 $51,719.01
Disclosure

SEC source: 0001140361-18-035475 · doc1.xml · nonDerivative · entry 8

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,819

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2018.

F6 · shares: Represents the aggregate of sales effected on the same day at different prices.

F7 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $73.48 to $74.24 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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August 03, 2018 Filed Aug 4, 2018 00:31 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 2,173 $75.49 $164,033.25
Disclosure

SEC source: 0001140361-18-035474 · doc1.xml · nonDerivative · entry 15

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,530,000

F5 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · shares: Represents the aggregate of sales effected on the same day at different prices

F13 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $75.43 to $75.55 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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August 03, 2018 Filed Aug 4, 2018 00:31 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 42,154 $74.86 $3,155,854.99
Disclosure

SEC source: 0001140361-18-035474 · doc1.xml · nonDerivative · entry 14

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,532,173

F5 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · shares: Represents the aggregate of sales effected on the same day at different prices

F12 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $74.41 to $75.40 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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August 03, 2018 Filed Aug 4, 2018 00:31 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 35,673 $73.90 $2,636,109.84
Disclosure

SEC source: 0001140361-18-035474 · doc1.xml · nonDerivative · entry 13

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,574,327

F5 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · shares: Represents the aggregate of sales effected on the same day at different prices

F11 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $73.41 to $74.39 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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August 02, 2018 Filed Aug 4, 2018 00:31 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 385 $73.69 $28,372.42
Disclosure

SEC source: 0001140361-18-035474 · doc1.xml · nonDerivative · entry 12

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,610,000

F5 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · shares: Represents the aggregate of sales effected on the same day at different prices

F10 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $73.34 to $73.86 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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August 02, 2018 Filed Aug 4, 2018 00:31 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 675 $72.63 $49,026.67
Disclosure

SEC source: 0001140361-18-035474 · doc1.xml · nonDerivative · entry 11

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,610,385

F5 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · shares: Represents the aggregate of sales effected on the same day at different prices

F9 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $72.34 to $73.32 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 02, 2018 Filed Aug 4, 2018 00:31 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 842 $72.04 $60,656.16
Disclosure

SEC source: 0001140361-18-035474 · doc1.xml · nonDerivative · entry 10

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,611,060

F5 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · shares: Represents the aggregate of sales effected on the same day at different prices

F8 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $71.34 to $72.33 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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August 02, 2018 Filed Aug 4, 2018 00:31 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 98 $70.47 $6,905.85
Disclosure

SEC source: 0001140361-18-035474 · doc1.xml · nonDerivative · entry 9

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,611,902

F5 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · shares: Represents the aggregate of sales effected on the same day at different prices

F7 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $70.26 to $70.74 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 02, 2018 Filed Aug 4, 2018 00:31 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 16,155 $73.69 $1,190,539.49
Disclosure

SEC source: 0001140361-18-035474 · doc1.xml · nonDerivative · entry 8

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,612,000

F5 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · shares: Represents the aggregate of sales effected on the same day at different prices

F10 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $73.34 to $73.86 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 02, 2018 Filed Aug 4, 2018 00:31 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 28,266 $72.63 $2,053,016.11
Disclosure

SEC source: 0001140361-18-035474 · doc1.xml · nonDerivative · entry 7

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,628,155

F5 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · shares: Represents the aggregate of sales effected on the same day at different prices

F9 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $72.34 to $73.32 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 02, 2018 Filed Aug 4, 2018 00:31 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 35,257 $72.04 $2,539,861.39
Disclosure

SEC source: 0001140361-18-035474 · doc1.xml · nonDerivative · entry 6

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,656,421

F5 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · shares: Represents the aggregate of sales effected on the same day at different prices

F8 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $71.34 to $72.33 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 02, 2018 Filed Aug 4, 2018 00:31 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 4,102 $70.47 $289,063.02
Disclosure

SEC source: 0001140361-18-035474 · doc1.xml · nonDerivative · entry 5

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,691,678

F5 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · shares: Represents the aggregate of sales effected on the same day at different prices

F7 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $70.26 to $70.74 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 01, 2018 Filed Aug 4, 2018 00:32 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
Exercise / conversionRestricted Stock Units · Derivative 1,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-035475 · doc1.xml · derivative · entry 15

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · kind: Vesting of RSUs granted to the Reporting Person on February 16, 2017.

F14 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2018, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F14 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2018, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
August 01, 2018 Filed Aug 4, 2018 00:32 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
Exercise / conversionRestricted Stock Units · Derivative 1,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-035475 · doc1.xml · derivative · entry 14

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Vesting of RSUs granted to the Reporting Person on February 11, 2016.

F13 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2017, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F13 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2017, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
August 01, 2018 Filed Aug 4, 2018 00:32 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
Exercise / conversionRestricted Stock Units · Derivative 1,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-035475 · doc1.xml · derivative · entry 13

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 11, 2015.

F12 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2016, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F12 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2016, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

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August 01, 2018 Filed Aug 4, 2018 00:32 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative 625 $0.00 Strike: $37.24 $0.00
Disclosure

SEC source: 0001140361-18-035475 · doc1.xml · derivative · entry 12

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

Underlying: Common Stock · 625 shares

Expires 2024-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2018.

F10 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 16, 2018 and 1/48 of the shares subject to the option vests monthly thereafter.

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August 01, 2018 Filed Aug 4, 2018 00:32 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative 625 $0.00 Strike: $23.83 $0.00
Disclosure

SEC source: 0001140361-18-035475 · doc1.xml · derivative · entry 11

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,876

Underlying: Common Stock · 625 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2018.

F9 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 11, 2017 and 1/48 of the shares subject to the option vests monthly thereafter.

Read SEC document
August 01, 2018 Filed Aug 4, 2018 00:32 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
Tax withholdingCommon Stock 2,790 $64.60 $180,234.00
Disclosure

SEC source: 0001140361-18-035475 · doc1.xml · nonDerivative · entry 7

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,519

F5 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs.

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August 01, 2018 Filed Aug 4, 2018 00:32 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
Exercise / conversionCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-035475 · doc1.xml · nonDerivative · entry 6

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Vesting of RSUs granted to the Reporting Person on February 16, 2017.

Read SEC document
August 01, 2018 Filed Aug 4, 2018 00:32 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
Exercise / conversionCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-035475 · doc1.xml · nonDerivative · entry 5

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Vesting of RSUs granted to the Reporting Person on February 11, 2016.

Read SEC document
August 01, 2018 Filed Aug 4, 2018 00:32 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
Exercise / conversionCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-035475 · doc1.xml · nonDerivative · entry 4

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 11, 2015.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.