Tapewire

Nasdaq · USD

FTNT

Fortinet, Inc.

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Tapewire entity
2890
SEC CIK
0001262039
Parsed reports
804

Last 12 months

Inside the activity.

0 purchase rows · 58 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 202500
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 2026016
Jun 2026013
Jul 202600
Aug 2026011
Sep 202604
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 21, 2018 Filed Nov 26, 2018 23:39 UTC
Jensen KeithCFO & Chief Accounting Officer
SaleCommon Stock 700 $69.07 $48,346.97
Disclosure

SEC source: 0001567619-18-006961 · doc1.xml · nonDerivative · entry 5

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2018.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $68.99 to $69.21 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 23:39 UTC
Jensen KeithCFO & Chief Accounting Officer
SaleCommon Stock 550 $68.37 $37,602.51
Disclosure

SEC source: 0001567619-18-006961 · doc1.xml · nonDerivative · entry 4

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,320

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2018.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $67.97 to $68.72 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 23:39 UTC
Jensen KeithCFO & Chief Accounting Officer
SaleCommon Stock 625 $67.64 $42,275.00
Disclosure

SEC source: 0001567619-18-006961 · doc1.xml · nonDerivative · entry 3

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,870

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2018.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 23:39 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 1,250 $37.24 $46,550.00
Disclosure

SEC source: 0001567619-18-006961 · doc1.xml · nonDerivative · entry 2

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2018.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 23:39 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 625 $23.83 $14,893.75
Disclosure

SEC source: 0001567619-18-006961 · doc1.xml · nonDerivative · entry 1

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2018.

Read SEC document
November 20, 2018 Filed Nov 20, 2018 22:40 UTC SaleCommon Stock 1,000 $65.77 $65,770.00
Disclosure

SEC source: 0001567619-18-006784 · doc1.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,621

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 15, 2018.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 02:38 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative 625 $0.00 Strike: $37.24 $0.00
Disclosure

SEC source: 0001567619-18-006707 · doc1.xml · derivative · entry 6

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 625 shares

Expires 2024-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2018.

F6 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 16, 2018 and 1/48 of the shares subject to the option vests monthly thereafter.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 02:38 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative 625 $0.00 Strike: $23.83 $0.00
Disclosure

SEC source: 0001567619-18-006707 · doc1.xml · derivative · entry 5

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,376

Underlying: Common Stock · 625 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2018.

F5 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 11, 2017 and 1/48 of the shares subject to the option vests monthly thereafter.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 02:38 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
SaleCommon Stock 400 $72.64 $29,055.00
Disclosure

SEC source: 0001567619-18-006707 · doc1.xml · nonDerivative · entry 4

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,684

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2018.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $72.63 to $72.65 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 02:38 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
SaleCommon Stock 850 $72.11 $61,291.97
Disclosure

SEC source: 0001567619-18-006707 · doc1.xml · nonDerivative · entry 3

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,084

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2018.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $71.63 to $72.52 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 02:38 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
Exercise / conversionCommon Stock 625 $37.24 $23,275.00
Disclosure

SEC source: 0001567619-18-006707 · doc1.xml · nonDerivative · entry 2

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2018.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 02:38 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
Exercise / conversionCommon Stock 625 $23.83 $14,893.75
Disclosure

SEC source: 0001567619-18-006707 · doc1.xml · nonDerivative · entry 1

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2018.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 22:29 UTC SaleCommon Stock 2,000 $74.26 $148,514.20
Disclosure

SEC source: 0001567619-18-005872 · doc1.xml · nonDerivative · entry 1

Cohen Peter Dale Jr. · CIK 0001710083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,467

Read SEC document
November 08, 2018 Filed Nov 9, 2018 21:36 UTC
Jensen KeithCFO & Chief Accounting Officer
SaleCommon Stock 500 $78.97 $39,487.00
Disclosure

SEC source: 0001567619-18-005575 · doc1.xml · nonDerivative · entry 2

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,245

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2018.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $78.58 to $79.33 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 21:36 UTC
Jensen KeithCFO & Chief Accounting Officer
SaleCommon Stock 850 $77.84 $66,166.47
Disclosure

SEC source: 0001567619-18-005575 · doc1.xml · nonDerivative · entry 1

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,745

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2018.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $77.42 to $78.35 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 05, 2018 Filed Nov 6, 2018 00:39 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
SaleCommon Stock 934 $73.71 $68,847.01
Disclosure

SEC source: 0001567619-18-005108 · doc1.xml · nonDerivative · entry 10

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,684

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2018.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F6 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $73.48 to $74.17 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 05, 2018 Filed Nov 6, 2018 00:39 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
SaleCommon Stock 1,901 $72.94 $138,659.13
Disclosure

SEC source: 0001567619-18-005108 · doc1.xml · nonDerivative · entry 9

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,618

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2018.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F5 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $72.48 to $73.44 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 21:43 UTC
Locke GaryDirector
Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-005278 · doc1.xml · derivative · entry 2

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 5, 2015.

F3 · derivative.exercise_date: 1/3 of the RSUs vested on November 5, 2016, and the remainder vest on each quarterly anniversary thereafter in equal installments, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 1/3 of the RSUs vested on November 5, 2016, and the remainder vest on each quarterly anniversary thereafter in equal installments, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 21:43 UTC
Locke GaryDirector
Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-005278 · doc1.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 5, 2015.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 00:42 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 200 $79.83 $15,966.00
Disclosure

SEC source: 0001567619-18-005112 · doc1.xml · nonDerivative · entry 15

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,460,000

F5 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 00:42 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 500 $77.45 $38,724.00
Disclosure

SEC source: 0001567619-18-005112 · doc1.xml · nonDerivative · entry 14

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,460,200

F5 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · shares: Represents the aggregate of sales effected on the same day at different prices

F16 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $77.22 to $78.05 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 00:42 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 200 $76.50 $15,299.00
Disclosure

SEC source: 0001567619-18-005112 · doc1.xml · nonDerivative · entry 13

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,460,700

F5 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · shares: Represents the aggregate of sales effected on the same day at different prices

F15 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $76.02 to $76.97 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 00:42 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 300 $75.47 $22,641.99
Disclosure

SEC source: 0001567619-18-005112 · doc1.xml · nonDerivative · entry 12

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,460,900

F5 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · shares: Represents the aggregate of sales effected on the same day at different prices

F14 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $74.83 to $75.80 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 00:42 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 600 $74.07 $44,440.98
Disclosure

SEC source: 0001567619-18-005112 · doc1.xml · nonDerivative · entry 11

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,461,200

F5 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F13 · shares: Represents the weighted average sales price per share. The shares sold at prices ranging from $73.68 to $74.44 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F13 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $73.68 to $74.44 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 00:42 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 880 $73.10 $64,325.36
Disclosure

SEC source: 0001567619-18-005112 · doc1.xml · nonDerivative · entry 10

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,461,800

F5 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · shares: Represents the aggregate of sales effected on the same day at different prices

F12 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $72.62 to $73.60 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 00:42 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 1,100 $72.19 $79,405.04
Disclosure

SEC source: 0001567619-18-005112 · doc1.xml · nonDerivative · entry 9

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,462,680

F5 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · shares: Represents the aggregate of sales effected on the same day at different prices

F11 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $71.58 to $72.54 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 02, 2018 Filed Nov 9, 2018 21:37 UTC Amendment
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 400 $81.61 $32,642.00
Disclosure

SEC source: 0001567619-18-005577 · doc1.xml · nonDerivative · entry 9

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,678,214

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2018.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices

F12 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $81.58 to $81.68 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F4 · ownership.nature: Shares held directly by The K.A. Children's Trust dated February 9, 2011, for which the Reporting Person serves as a trustee.

Read SEC document
November 02, 2018 Filed Nov 9, 2018 21:37 UTC Amendment
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 609 $79.37 $48,335.05
Disclosure

SEC source: 0001567619-18-005577 · doc1.xml · nonDerivative · entry 8

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,678,614

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2018.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices

F11 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $79.11 to $79.80 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F4 · ownership.nature: Shares held directly by The K.A. Children's Trust dated February 9, 2011, for which the Reporting Person serves as a trustee.

Read SEC document
November 02, 2018 Filed Nov 9, 2018 21:37 UTC Amendment
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 950 $78.32 $74,404.00
Disclosure

SEC source: 0001567619-18-005577 · doc1.xml · nonDerivative · entry 7

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,679,223

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2018.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices

F10 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $77.95 to $78.71 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F4 · ownership.nature: Shares held directly by The K.A. Children's Trust dated February 9, 2011, for which the Reporting Person serves as a trustee.

Read SEC document
November 02, 2018 Filed Nov 9, 2018 21:37 UTC Amendment
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 2,200 $77.32 $170,100.92
Disclosure

SEC source: 0001567619-18-005577 · doc1.xml · nonDerivative · entry 6

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,680,173

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2018.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices

F9 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $76.95 to $77.79 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F4 · ownership.nature: Shares held directly by The K.A. Children's Trust dated February 9, 2011, for which the Reporting Person serves as a trustee.

Read SEC document
November 02, 2018 Filed Nov 9, 2018 21:37 UTC Amendment
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 2,400 $76.25 $183,006.96
Disclosure

SEC source: 0001567619-18-005577 · doc1.xml · nonDerivative · entry 5

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,682,373

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2018.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices

F8 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $75.92 to $76.85 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F4 · ownership.nature: Shares held directly by The K.A. Children's Trust dated February 9, 2011, for which the Reporting Person serves as a trustee.

Read SEC document
November 02, 2018 Filed Nov 9, 2018 21:37 UTC Amendment
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 2,400 $75.63 $181,512.96
Disclosure

SEC source: 0001567619-18-005577 · doc1.xml · nonDerivative · entry 4

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,684,773

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2018.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices

F7 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $74.96 to $75.90 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F4 · ownership.nature: Shares held directly by The K.A. Children's Trust dated February 9, 2011, for which the Reporting Person serves as a trustee.

Read SEC document
November 02, 2018 Filed Nov 9, 2018 21:37 UTC Amendment
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 3,700 $74.26 $274,770.14
Disclosure

SEC source: 0001567619-18-005577 · doc1.xml · nonDerivative · entry 3

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,687,173

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2018.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices

F6 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $73.92 to $74.90 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F4 · ownership.nature: Shares held directly by The K.A. Children's Trust dated February 9, 2011, for which the Reporting Person serves as a trustee.

Read SEC document
November 02, 2018 Filed Nov 9, 2018 21:37 UTC Amendment
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 8,268 $73.35 $606,437.13
Disclosure

SEC source: 0001567619-18-005577 · doc1.xml · nonDerivative · entry 2

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,690,873

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2018.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices

F5 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $72.92 to $73.91 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F4 · ownership.nature: Shares held directly by The K.A. Children's Trust dated February 9, 2011, for which the Reporting Person serves as a trustee.

Read SEC document
November 02, 2018 Filed Nov 9, 2018 21:37 UTC Amendment
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 9,173 $72.48 $664,826.93
Disclosure

SEC source: 0001567619-18-005577 · doc1.xml · nonDerivative · entry 1

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,699,141

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2018.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $71.92 to $72.91 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F4 · ownership.nature: Shares held directly by The K.A. Children's Trust dated February 9, 2011, for which the Reporting Person serves as a trustee.

Read SEC document
November 01, 2018 Filed Nov 6, 2018 00:39 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
Exercise / conversionRestricted Stock Units · Derivative 1,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-005108 · doc1.xml · derivative · entry 15

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,875

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F9 · kind: Vesting of RSUs granted to the Reporting Person on February 16, 2017.

F16 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2018, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F16 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2018, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
November 01, 2018 Filed Nov 6, 2018 00:39 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
Exercise / conversionRestricted Stock Units · Derivative 1,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-005108 · doc1.xml · derivative · entry 14

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F8 · kind: Vesting of RSUs granted to the Reporting Person on February 11, 2016.

F15 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2017, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F15 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2017, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
November 01, 2018 Filed Nov 6, 2018 00:39 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
Exercise / conversionRestricted Stock Units · Derivative 1,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-005108 · doc1.xml · derivative · entry 13

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F7 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 11, 2015.

F14 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2016, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F14 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2016, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
November 01, 2018 Filed Nov 6, 2018 00:39 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative 625 $0.00 Strike: $37.24 $0.00
Disclosure

SEC source: 0001567619-18-005108 · doc1.xml · derivative · entry 12

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,625

Underlying: Common Stock · 625 shares

Expires 2024-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2018.

F12 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 16, 2018 and 1/48 of the shares subject to the option vests monthly thereafter.

Read SEC document
November 01, 2018 Filed Nov 6, 2018 00:39 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative 625 $0.00 Strike: $23.83 $0.00
Disclosure

SEC source: 0001567619-18-005108 · doc1.xml · derivative · entry 11

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,001

Underlying: Common Stock · 625 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2018.

F11 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 11, 2017 and 1/48 of the shares subject to the option vests monthly thereafter.

Read SEC document
November 01, 2018 Filed Nov 6, 2018 00:39 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
Tax withholdingCommon Stock 2,790 $83.69 $233,495.10
Disclosure

SEC source: 0001567619-18-005108 · doc1.xml · nonDerivative · entry 8

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,519

F10 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs.

Read SEC document
November 01, 2018 Filed Nov 6, 2018 00:39 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
Exercise / conversionCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-005108 · doc1.xml · nonDerivative · entry 7

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · kind: Vesting of RSUs granted to the Reporting Person on February 16, 2017.

Read SEC document
November 01, 2018 Filed Nov 6, 2018 00:39 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
Exercise / conversionCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-005108 · doc1.xml · nonDerivative · entry 6

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · kind: Vesting of RSUs granted to the Reporting Person on February 11, 2016.

Read SEC document
November 01, 2018 Filed Nov 6, 2018 00:39 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
Exercise / conversionCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-005108 · doc1.xml · nonDerivative · entry 5

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 11, 2015.

Read SEC document
November 01, 2018 Filed Nov 6, 2018 00:39 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
SaleCommon Stock 750 $81.61 $61,209.53
Disclosure

SEC source: 0001567619-18-005108 · doc1.xml · nonDerivative · entry 4

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,684

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2018.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $81.40 to $81.79 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 01, 2018 Filed Nov 6, 2018 00:39 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
SaleCommon Stock 500 $80.65 $40,326.00
Disclosure

SEC source: 0001567619-18-005108 · doc1.xml · nonDerivative · entry 3

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,434

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2018.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $80.33 to $81.12 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 01, 2018 Filed Nov 6, 2018 00:39 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
Exercise / conversionCommon Stock 625 $37.24 $23,275.00
Disclosure

SEC source: 0001567619-18-005108 · doc1.xml · nonDerivative · entry 2

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2018.

Read SEC document
November 01, 2018 Filed Nov 6, 2018 00:39 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
Exercise / conversionCommon Stock 625 $23.83 $14,893.75
Disclosure

SEC source: 0001567619-18-005108 · doc1.xml · nonDerivative · entry 1

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2018.

Read SEC document
November 01, 2018 Filed Nov 6, 2018 00:37 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-005107 · doc1.xml · derivative · entry 9

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · kind: Vesting of RSUs granted to the Reporting Person on February 16, 2017.

F10 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2018, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F10 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2018, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
November 01, 2018 Filed Nov 6, 2018 00:37 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 937 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-005107 · doc1.xml · derivative · entry 8

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,688

Underlying: Common Stock · 937 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Vesting of RSUs granted to the Reporting Person on February 11, 2016.

F9 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2017, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F9 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2017, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.