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Nasdaq · USD

FTNT

Fortinet, Inc.

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2890
SEC CIK
0001262039
Parsed reports
804

Last 12 months

Inside the activity.

0 purchase rows · 58 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 202500
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 2026016
Jun 2026013
Jul 202600
Aug 2026011
Sep 202604
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2020 Filed May 11, 2020 20:14 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionStock Option (right to buy) · Derivative 1,216 $0.00 Strike: $49.06 $0.00
Disclosure

SEC source: 0001209191-20-028254 · doc4.xml · derivative · entry 12

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,409

Underlying: Common Stock · 1,216 shares

Expires 2025-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F10 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 20, 2019 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
May 08, 2020 Filed May 11, 2020 20:14 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionStock Option (right to buy) · Derivative 625 $0.00 Strike: $37.24 $0.00
Disclosure

SEC source: 0001209191-20-028254 · doc4.xml · derivative · entry 11

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 625 shares

Expires 2024-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F9 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 16, 2018 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the issuer on each vesting date.

Read SEC document
May 08, 2020 Filed May 11, 2020 20:14 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
SaleCommon Stock 329 $136.87 $45,029.24
Disclosure

SEC source: 0001209191-20-028254 · doc4.xml · nonDerivative · entry 10

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,269

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F8 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $136.72 and the highest price at which shares were sold was $136.97.

Read SEC document
May 08, 2020 Filed May 11, 2020 20:14 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
SaleCommon Stock 300 $135.91 $40,773.00
Disclosure

SEC source: 0001209191-20-028254 · doc4.xml · nonDerivative · entry 9

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,598

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F7 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $135.53 and the highest price at which shares were sold was $136.12.

Read SEC document
May 08, 2020 Filed May 11, 2020 20:14 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
SaleCommon Stock 900 $134.32 $120,887.10
Disclosure

SEC source: 0001209191-20-028254 · doc4.xml · nonDerivative · entry 8

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,898

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $134.23 and the highest price at which shares were sold was $134.82.

Read SEC document
May 08, 2020 Filed May 11, 2020 20:14 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
SaleCommon Stock 500 $133.67 $66,837.00
Disclosure

SEC source: 0001209191-20-028254 · doc4.xml · nonDerivative · entry 7

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,798

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $133.20 and the highest price at which shares were sold was $134.10.

Read SEC document
May 08, 2020 Filed May 11, 2020 20:14 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
SaleCommon Stock 1,160 $132.68 $153,909.96
Disclosure

SEC source: 0001209191-20-028254 · doc4.xml · nonDerivative · entry 6

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,298

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $132.13 and the highest price at which shares were sold was $133.08.

Read SEC document
May 08, 2020 Filed May 11, 2020 20:14 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
SaleCommon Stock 1,000 $131.46 $131,463.00
Disclosure

SEC source: 0001209191-20-028254 · doc4.xml · nonDerivative · entry 5

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,458

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $131.05 and the highest price at which shares were sold was $131.89.

Read SEC document
May 08, 2020 Filed May 11, 2020 20:14 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
SaleCommon Stock 200 $129.48 $25,895.00
Disclosure

SEC source: 0001209191-20-028254 · doc4.xml · nonDerivative · entry 4

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,458

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $129.43 and the highest price at which shares were sold was $129.52. The reporting person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7) and (8) to this Form 4.

Read SEC document
May 08, 2020 Filed May 11, 2020 20:14 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionCommon Stock 700 $84.49 $59,143.00
Disclosure

SEC source: 0001209191-20-028254 · doc4.xml · nonDerivative · entry 3

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
May 08, 2020 Filed May 11, 2020 20:14 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionCommon Stock 1,216 $49.06 $59,656.96
Disclosure

SEC source: 0001209191-20-028254 · doc4.xml · nonDerivative · entry 2

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
May 08, 2020 Filed May 11, 2020 20:14 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionCommon Stock 625 $37.24 $23,275.00
Disclosure

SEC source: 0001209191-20-028254 · doc4.xml · nonDerivative · entry 1

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
May 04, 2020 Filed May 5, 2020 21:11 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 2,835 $105.63 $299,462.47
Disclosure

SEC source: 0001209191-20-027200 · doc4.xml · nonDerivative · entry 5

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,166,000

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $105.48 and the highest price at which shares were sold was $105.76. The reporting person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:09 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027193 · doc4.xml · derivative · entry 7

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,699

Underlying: Common Stock · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units previously granted to the Reporting Person.

F6 · derivative.exercise_date: 25% of the restricted stock units vested on February 1, 2020, then the remaining 75% of the restricted stock units vest in equal installments on each quarterly anniversary thereafter until the restricted stock units are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F6 · derivative.expiration_date: 25% of the restricted stock units vested on February 1, 2020, then the remaining 75% of the restricted stock units vest in equal installments on each quarterly anniversary thereafter until the restricted stock units are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:09 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionRestricted Stock Units · Derivative 1,094 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027193 · doc4.xml · derivative · entry 6

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,661

Underlying: Common Stock · 1,094 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units previously granted to the Reporting Person.

F5 · derivative.exercise_date: 25% of the restricted stock units vested on February 1, 2019, then the remaining 75% of the restricted stock units vest in equal installments on each quarterly anniversary thereafter until the restricted stock units are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: 25% of the restricted stock units vested on February 1, 2019, then the remaining 75% of the restricted stock units vest in equal installments on each quarterly anniversary thereafter until the restricted stock units are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:09 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionRestricted Stock Units · Derivative 1,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027193 · doc4.xml · derivative · entry 5

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,625

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units previously granted to the Reporting Person.

F4 · derivative.exercise_date: 25% of the restricted stock units vested on February 1, 2018, then the remaining 75% of the restricted stock units vest in equal installments on each quarterly anniversary thereafter until the restricted stock units are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F4 · derivative.expiration_date: 25% of the restricted stock units vested on February 1, 2018, then the remaining 75% of the restricted stock units vest in equal installments on each quarterly anniversary thereafter until the restricted stock units are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:09 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Tax withholdingCommon Stock 1,821 $104.34 $190,003.14
Disclosure

SEC source: 0001209191-20-027193 · doc4.xml · nonDerivative · entry 4

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,117

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:09 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027193 · doc4.xml · nonDerivative · entry 3

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units previously granted to the Reporting Person.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:09 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionCommon Stock 1,094 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027193 · doc4.xml · nonDerivative · entry 2

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units previously granted to the Reporting Person.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:09 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027193 · doc4.xml · nonDerivative · entry 1

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units previously granted to the Reporting Person.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:08 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 982 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027190 · doc4.xml · derivative · entry 7

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,802

Underlying: Common Stock · 982 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units previously granted to the Reporting Person.

F6 · derivative.exercise_date: 25% of the restricted stock units vested on February 1, 2020, then the remaining 75% of the restricted stock units vest in equal installments on each quarterly anniversary thereafter until the restricted stock units are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F6 · derivative.expiration_date: 25% of the restricted stock units vested on February 1, 2020, then the remaining 75% of the restricted stock units vest in equal installments on each quarterly anniversary thereafter until the restricted stock units are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:08 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027190 · doc4.xml · derivative · entry 6

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,750

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units previously granted to the Reporting Person.

F5 · derivative.exercise_date: 25% of the restricted stock units vested on February 1, 2019, then the remaining 75% of the restricted stock units vest in equal installments on each quarterly anniversary thereafter until the restricted stock units are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: 25% of the restricted stock units vested on February 1, 2019, then the remaining 75% of the restricted stock units vest in equal installments on each quarterly anniversary thereafter until the restricted stock units are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:08 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027190 · doc4.xml · derivative · entry 5

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units previously granted to the Reporting Person.

F4 · derivative.exercise_date: 25% of the restricted stock units vested on February 1, 2018, then the remaining 75% of the restricted stock units vest in equal installments on each quarterly anniversary thereafter until the restricted stock units are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F4 · derivative.expiration_date: 25% of the restricted stock units vested on February 1, 2018, then the remaining 75% of the restricted stock units vest in equal installments on each quarterly anniversary thereafter until the restricted stock units are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:08 UTC
Jensen KeithCFO & Chief Accounting Officer
Tax withholdingCommon Stock 1,727 $104.34 $180,195.18
Disclosure

SEC source: 0001209191-20-027190 · doc4.xml · nonDerivative · entry 4

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,382

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:08 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 982 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027190 · doc4.xml · nonDerivative · entry 3

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units previously granted to the Reporting Person.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:08 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027190 · doc4.xml · nonDerivative · entry 2

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units previously granted to the Reporting Person.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:08 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027190 · doc4.xml · nonDerivative · entry 1

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units previously granted to the Reporting Person.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:11 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionRestricted Stock Units · Derivative 1,351 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027200 · doc4.xml · derivative · entry 10

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,864

Underlying: Common Stock · 1,351 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units previously granted to the Reporting Person.

F10 · derivative.exercise_date: 25% of the restricted stock units vested on February 1, 2020, then the remaining 75% of the restricted stock units vest in equal installments on each quarterly anniversary thereafter until the restricted stock units are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F10 · derivative.expiration_date: 25% of the restricted stock units vested on February 1, 2020, then the remaining 75% of the restricted stock units vest in equal installments on each quarterly anniversary thereafter until the restricted stock units are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:11 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionRestricted Stock Units · Derivative 1,775 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027200 · doc4.xml · derivative · entry 9

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,425

Underlying: Common Stock · 1,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units previously granted to the Reporting Person.

F9 · derivative.exercise_date: 25% of the restricted stock units vested on February 1, 2019, then the remaining 75% of the restricted stock units vest in equal installments on each quarterly anniversary thereafter until the restricted stock units are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F9 · derivative.expiration_date: 25% of the restricted stock units vested on February 1, 2019, then the remaining 75% of the restricted stock units vest in equal installments on each quarterly anniversary thereafter until the restricted stock units are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:11 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027200 · doc4.xml · derivative · entry 8

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units previously granted to the Reporting Person.

F8 · derivative.exercise_date: 25% of the restricted stock units vested on February 1, 2018, then the remaining 75% of the restricted stock units vest in equal installments on each quarterly anniversary thereafter until the restricted stock units are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F8 · derivative.expiration_date: 25% of the restricted stock units vested on February 1, 2018, then the remaining 75% of the restricted stock units vest in equal installments on each quarterly anniversary thereafter until the restricted stock units are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:11 UTC
Xie MichaelDirector · VP, Engineering & CTO
Tax withholdingCommon Stock 2,791 $104.34 $291,212.94
Disclosure

SEC source: 0001209191-20-027200 · doc4.xml · nonDerivative · entry 4

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,168,835

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:11 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionCommon Stock 1,351 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027200 · doc4.xml · nonDerivative · entry 3

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,171,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units previously granted to the Reporting Person.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:11 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionCommon Stock 1,775 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027200 · doc4.xml · nonDerivative · entry 2

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,170,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units previously granted to the Reporting Person.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:11 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027200 · doc4.xml · nonDerivative · entry 1

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,168,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units previously granted to the Reporting Person.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:10 UTC
Xie KenDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 1,519 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027196 · doc4.xml · derivative · entry 7

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,682

Underlying: Common Stock · 1,519 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units previously granted to the Reporting Person.

F6 · derivative.exercise_date: 25% of the restricted stock units vested on February 1, 2020, then the remaining 75% of the restricted stock units vest in equal installments on each quarterly anniversary thereafter until the restricted stock units are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F6 · derivative.expiration_date: 25% of the restricted stock units vested on February 1, 2020, then the remaining 75% of the restricted stock units vest in equal installments on each quarterly anniversary thereafter until the restricted stock units are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:10 UTC
Xie KenDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 1,550 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027196 · doc4.xml · derivative · entry 6

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,875

Underlying: Common Stock · 1,550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units previously granted to the Reporting Person.

F5 · derivative.exercise_date: 25% of the restricted stock units vested on February 1, 2019, then the remaining 75% of the restricted stock units vest in equal installments on each quarterly anniversary thereafter until the restricted stock units are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: 25% of the restricted stock units vested on February 1, 2019, then the remaining 75% of the restricted stock units vest in equal installments on each quarterly anniversary thereafter until the restricted stock units are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:10 UTC
Xie KenDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 1,550 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027196 · doc4.xml · derivative · entry 5

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Common Stock · 1,550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units previously granted to the Reporting Person.

F4 · derivative.exercise_date: 25% of the restricted stock units vested on February 1, 2018, then the remaining 75% of the restricted stock units vest in equal installments on each quarterly anniversary thereafter until the restricted stock units are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F4 · derivative.expiration_date: 25% of the restricted stock units vested on February 1, 2018, then the remaining 75% of the restricted stock units vest in equal installments on each quarterly anniversary thereafter until the restricted stock units are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:10 UTC
Xie KenDirector · President & CEO
Tax withholdingCommon Stock 4,619 $104.34 $481,946.46
Disclosure

SEC source: 0001209191-20-027196 · doc4.xml · nonDerivative · entry 4

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,538,882

F2 · timeliness: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:10 UTC
Xie KenDirector · President & CEO
Exercise / conversionCommon Stock 3,062 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027196 · doc4.xml · nonDerivative · entry 3

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,543,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · timeliness: Vesting of restricted stock units previously granted to the Reporting Person.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:10 UTC
Xie KenDirector · President & CEO
Exercise / conversionCommon Stock 3,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027196 · doc4.xml · nonDerivative · entry 2

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,540,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · timeliness: Vesting of restricted stock units previously granted to the Reporting Person.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:10 UTC
Xie KenDirector · President & CEO
Exercise / conversionCommon Stock 3,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027196 · doc4.xml · nonDerivative · entry 1

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,537,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · timeliness: Vesting of restricted stock units previously granted to the Reporting Person.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 22:29 UTC Exercise / conversionRestricted Stock Units · Derivative 816 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022248 · doc4.xml · derivative · entry 2

NEUKOM WILLIAM H. · CIK 0001567713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 817

Underlying: Common Stock · 816 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the reporting person on August 15, 2019.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2019, December 31, 2019, March 31, 2020, and the earlier of (i) June 30, 2020 and (ii) the date immediately preceding the Issuer's 2020 annual meeting of shareholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F3 · derivative.expiration_date: The RSUs will vest in substantially equal increments on each of September 30, 2019, December 31, 2019, March 31, 2020, and the earlier of (i) June 30, 2020 and (ii) the date immediately preceding the Issuer's 2020 annual meeting of shareholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 22:29 UTC Exercise / conversionCommon Stock 816 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022248 · doc4.xml · nonDerivative · entry 1

NEUKOM WILLIAM H. · CIK 0001567713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the reporting person on August 15, 2019.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 22:30 UTC
Sim JudithDirector
Exercise / conversionRestricted Stock Units · Derivative 816 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022252 · doc4.xml · derivative · entry 2

Sim Judith · CIK 0001646293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 817

Underlying: Common Stock · 816 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the reporting person on August 15, 2019.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2019, December 31, 2019, March 31, 2020, and the earlier of (i) June 30, 2020 and (ii) the date immediately preceding the Issuer's 2020 annual meeting of shareholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F3 · derivative.expiration_date: The RSUs will vest in substantially equal increments on each of September 30, 2019, December 31, 2019, March 31, 2020, and the earlier of (i) June 30, 2020 and (ii) the date immediately preceding the Issuer's 2020 annual meeting of shareholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 22:30 UTC
Sim JudithDirector
Exercise / conversionCommon Stock 816 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022252 · doc4.xml · nonDerivative · entry 1

Sim Judith · CIK 0001646293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the reporting person on August 15, 2019.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 22:30 UTC Exercise / conversionRestricted Stock Units · Derivative 816 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022250 · doc4.xml · derivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 817

Underlying: Common Stock · 816 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the reporting person on August 15, 2019.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2019, December 31, 2019, March 31, 2020, and the earlier of (i) June 30, 2020 and (ii) the date immediately preceding the Issuer's 2020 annual meeting of shareholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F3 · derivative.expiration_date: The RSUs will vest in substantially equal increments on each of September 30, 2019, December 31, 2019, March 31, 2020, and the earlier of (i) June 30, 2020 and (ii) the date immediately preceding the Issuer's 2020 annual meeting of shareholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 22:30 UTC Exercise / conversionCommon Stock 816 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022250 · doc4.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the reporting person on August 15, 2019.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 22:28 UTC
Locke GaryDirector
Exercise / conversionRestricted Stock Units · Derivative 816 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022247 · doc4.xml · derivative · entry 2

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 817

Underlying: Common Stock · 816 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the reporting person on August 15, 2019.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2019, December 31, 2019, March 31, 2020, and the earlier of (i) June 30, 2020 and (ii) the date immediately preceding the Issuer's 2020 annual meeting of shareholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F3 · derivative.expiration_date: The RSUs will vest in substantially equal increments on each of September 30, 2019, December 31, 2019, March 31, 2020, and the earlier of (i) June 30, 2020 and (ii) the date immediately preceding the Issuer's 2020 annual meeting of shareholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 22:28 UTC
Locke GaryDirector
Exercise / conversionCommon Stock 816 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022247 · doc4.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the reporting person on August 15, 2019.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 22:27 UTC
Hsieh MingDirector
Exercise / conversionRestricted Stock Units · Derivative 816 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022244 · doc4.xml · derivative · entry 2

Hsieh Ming · CIK 0001302110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 817

Underlying: Common Stock · 816 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the reporting person on August 15, 2019.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2019, December 31, 2019, March 31, 2020, and the earlier of (i) June 30, 2020 and (ii) the date immediately preceding the Issuer's 2020 annual meeting of shareholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F3 · derivative.expiration_date: The RSUs will vest in substantially equal increments on each of September 30, 2019, December 31, 2019, March 31, 2020, and the earlier of (i) June 30, 2020 and (ii) the date immediately preceding the Issuer's 2020 annual meeting of shareholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.