FTNT

SEC source: 0001209191-20-038036 · doc4.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 15, 2019.

SEC source: 0001209191-20-038039 · doc4.xml · derivative · entry 2

Hsieh Ming · CIK 0001302110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 817 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 15, 2019.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2019, December 31, 2019, March 31, 2020, and the earlier of (i) June 30, 2020 and (ii) the date immediately preceding the Issuer's 2020 annual meeting of shareholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F3 · derivative.expiration_date: The RSUs will vest in substantially equal increments on each of September 30, 2019, December 31, 2019, March 31, 2020, and the earlier of (i) June 30, 2020 and (ii) the date immediately preceding the Issuer's 2020 annual meeting of shareholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

SEC source: 0001209191-20-038039 · doc4.xml · nonDerivative · entry 1

Hsieh Ming · CIK 0001302110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 15, 2019.

SEC source: 0001209191-20-046350 · doc4.xml · derivative · entry 2

Hu Jean X. · CIK 0001452385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,132 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 14, 2019.

F3 · derivative.exercise_date: The RSUs will vest as to 100% of the underlying shares on the earlier of (i) June 30, 2020 and (ii) the date immediately preceding the Issuer's 2020 annual meeting of shareholders, subject to the Reporting Person's provision of services to the Issuer on such vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F3 · derivative.expiration_date: The RSUs will vest as to 100% of the underlying shares on the earlier of (i) June 30, 2020 and (ii) the date immediately preceding the Issuer's 2020 annual meeting of shareholders, subject to the Reporting Person's provision of services to the Issuer on such vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

SEC source: 0001209191-20-046350 · doc4.xml · nonDerivative · entry 1

Hu Jean X. · CIK 0001452385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 14, 2019.

SEC source: 0001209191-20-032300 · doc4.xml · derivative · entry 12

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,407

Underlying: Common Stock · 2,945 shares

Expires 2026-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F10 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 21, 2020 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

SEC source: 0001209191-20-032300 · doc4.xml · derivative · entry 11

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,501

Underlying: Common Stock · 2,499 shares

Expires 2025-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F9 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 20, 2019 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

SEC source: 0001209191-20-032300 · doc4.xml · derivative · entry 10

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,751

Underlying: Common Stock · 1,249 shares

Expires 2024-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F8 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 16, 2018 and 1/48 of the shares subject to the option vests monthly thereafter, subject to the reporting person's provision of service to the issuer on each vesting date.

SEC source: 0001209191-20-032300 · doc4.xml · nonDerivative · entry 9

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,632

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F7 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $143.96 and the highest price at which shares were sold was $144.85.

SEC source: 0001209191-20-032300 · doc4.xml · nonDerivative · entry 8

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,332

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $142.71 and the highest price at which shares were sold was $143.57.

SEC source: 0001209191-20-032300 · doc4.xml · nonDerivative · entry 7

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,332

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $141.03 and the highest price at which shares were sold was $141.75.

SEC source: 0001209191-20-032300 · doc4.xml · nonDerivative · entry 6

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,232

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $139.70 and the highest price at which shares were sold was $140.66.

SEC source: 0001209191-20-032300 · doc4.xml · nonDerivative · entry 5

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,532

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $138.45 and the highest price at which shares were sold was $139.18.

SEC source: 0001209191-20-032300 · doc4.xml · nonDerivative · entry 4

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,862

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $137.22 and the highest price at which shares were sold was $138.09. The reporting person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.

SEC source: 0001209191-20-032300 · doc4.xml · nonDerivative · entry 3

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001209191-20-032300 · doc4.xml · nonDerivative · entry 2

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001209191-20-032300 · doc4.xml · nonDerivative · entry 1

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001209191-20-032298 · doc4.xml · nonDerivative · entry 15

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,568,214

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F17 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $144.305 and the highest price at which shares were sold was $145.21.

F11 · ownership.nature: Shares held directly by The K.A. Children's Trust dated February 9, 2011, for which the Reporting Person serves as a trustee.

SEC source: 0001209191-20-032298 · doc4.xml · nonDerivative · entry 14

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,569,196

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F16 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $143.295 and the highest price at which shares were sold was $144.26.

F11 · ownership.nature: Shares held directly by The K.A. Children's Trust dated February 9, 2011, for which the Reporting Person serves as a trustee.

SEC source: 0001209191-20-032298 · doc4.xml · nonDerivative · entry 13

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,570,654

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F15 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $142.28 and the highest price at which shares were sold was $143.22.

F11 · ownership.nature: Shares held directly by The K.A. Children's Trust dated February 9, 2011, for which the Reporting Person serves as a trustee.

SEC source: 0001209191-20-032298 · doc4.xml · nonDerivative · entry 12

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,573,725

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F14 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $141.20 and the highest price at which shares were sold was $142.10.

F11 · ownership.nature: Shares held directly by The K.A. Children's Trust dated February 9, 2011, for which the Reporting Person serves as a trustee.

SEC source: 0001209191-20-032298 · doc4.xml · nonDerivative · entry 11

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,577,593

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F13 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $140.15 and the highest price at which shares were sold was $141.10.

F11 · ownership.nature: Shares held directly by The K.A. Children's Trust dated February 9, 2011, for which the Reporting Person serves as a trustee.

SEC source: 0001209191-20-032298 · doc4.xml · nonDerivative · entry 10

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,580,870

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F12 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $139.14 and the highest price at which shares were sold was $140.13.

F11 · ownership.nature: Shares held directly by The K.A. Children's Trust dated February 9, 2011, for which the Reporting Person serves as a trustee.

SEC source: 0001209191-20-032298 · doc4.xml · nonDerivative · entry 9

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,588,369

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F10 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $138.00 and the highest price at which shares were sold was $138.95.

F11 · ownership.nature: Shares held directly by The K.A. Children's Trust dated February 9, 2011, for which the Reporting Person serves as a trustee.

SEC source: 0001209191-20-032298 · doc4.xml · nonDerivative · entry 8

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,136,000

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F9 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $144.85 and the highest price at which shares were sold was $145.32.

SEC source: 0001209191-20-032298 · doc4.xml · nonDerivative · entry 7

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,136,800

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F8 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $143.62 and the highest price at which shares were sold was $144.60.

SEC source: 0001209191-20-032298 · doc4.xml · nonDerivative · entry 6

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,139,103

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F7 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $142.57 and the highest price at which shares were sold was $143.49.

SEC source: 0001209191-20-032298 · doc4.xml · nonDerivative · entry 5

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,142,626

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $141.42 and the highest price at which shares were sold was $142.28.

SEC source: 0001209191-20-032298 · doc4.xml · nonDerivative · entry 4

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,145,862

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $140.36 and the highest price at which shares were sold was $141.33.

SEC source: 0001209191-20-032298 · doc4.xml · nonDerivative · entry 3

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,148,369

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $139.34 and the highest price at which shares were sold was $140.22.

SEC source: 0001209191-20-032298 · doc4.xml · nonDerivative · entry 2

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,153,086

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $138.24 and the highest price at which shares were sold was $139.18.

SEC source: 0001209191-20-032298 · doc4.xml · nonDerivative · entry 1

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,158,691

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $137.19 and the highest price at which shares were sold was $138.09. The reporting person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2) through (10) and (12) through (17) to this Form 4.

SEC source: 0001209191-20-031249 · doc4.xml · derivative · entry 11

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,096

Underlying: Common Stock · 700 shares

Expires 2026-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F8 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 21, 2020 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

SEC source: 0001209191-20-031249 · doc4.xml · nonDerivative · entry 8

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,269

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001209191-20-031249 · doc4.xml · nonDerivative · entry 7

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001209191-20-031247 · doc4.xml · derivative · entry 1

Ducourty Kelly · CIK 0001804992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421

Underlying: Common Stock · 421 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest as to 100% of the underlying shares on the earlier of (i) June 30, 2020 and (ii) the date immediately preceding the Issuer's 2020 annual meeting of shareholders, subject to the Reporting Person's provision of services to the Issuer on such vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F2 · derivative.expiration_date: The RSUs will vest as to 100% of the underlying shares on the earlier of (i) June 30, 2020 and (ii) the date immediately preceding the Issuer's 2020 annual meeting of shareholders, subject to the Reporting Person's provision of services to the Issuer on such vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

SEC source: 0001209191-20-031249 · doc4.xml · derivative · entry 10

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,194

Underlying: Common Stock · 1,215 shares

Expires 2025-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F7 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 20, 2019 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

SEC source: 0001209191-20-031249 · doc4.xml · derivative · entry 9

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,375

Underlying: Common Stock · 625 shares

Expires 2024-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 16, 2018 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the issuer on each vesting date.

SEC source: 0001209191-20-031249 · doc4.xml · nonDerivative · entry 6

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,269

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $148.50 and the highest price at which shares were sold was $149.48.

SEC source: 0001209191-20-031249 · doc4.xml · nonDerivative · entry 5

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,469

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $146.81 and the highest price at which shares were sold was $147.78.

SEC source: 0001209191-20-031249 · doc4.xml · nonDerivative · entry 4

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,069

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $145.56 and the highest price at which shares were sold was $146.48.

SEC source: 0001209191-20-031249 · doc4.xml · nonDerivative · entry 3

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,809

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $144.47 and the highest price at which shares were sold was $145.08. The reporting person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4.

SEC source: 0001209191-20-031249 · doc4.xml · nonDerivative · entry 2

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001209191-20-031249 · doc4.xml · nonDerivative · entry 1

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001209191-20-031245 · doc4.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,412

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001209191-20-028787 · doc4.xml · nonDerivative · entry 4

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,632

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $142.57 and the highest price at which shares were sold was $143.17.

SEC source: 0001209191-20-028787 · doc4.xml · nonDerivative · entry 3

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,932

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $141.36 and the highest price at which shares were sold was $142.16.

SEC source: 0001209191-20-028787 · doc4.xml · nonDerivative · entry 2

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,632

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $139.83 and the highest price at which shares were sold was $140.76.

SEC source: 0001209191-20-028787 · doc4.xml · nonDerivative · entry 1

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,932

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $138.59 and the highest price at which shares were sold was $139.42. The reporting person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4.

SEC source: 0001209191-20-028254 · doc4.xml · derivative · entry 13

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,796

Underlying: Common Stock · 700 shares

Expires 2026-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F11 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 21, 2020 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.