Last 12 months
Inside the activity.
0 purchase rows · 173 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 14 |
| Dec 2025 | 0 | 9 |
| Jan 2026 | 0 | 7 |
| Feb 2026 | 0 | 24 |
| Mar 2026 | 0 | 28 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 14 |
| Jun 2026 | 0 | 8 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 21 |
| Sep 2026 | 0 | 36 |
| Oct 2026 | 0 | 4 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2020 Filed Feb 26, 2020 20:35 UTC |
Luongo PaulGeneral Counsel
|
ConversionClass A Common Stock | 19,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001517413-20-000034 · wf-form4_158276730905203.xml · nonDerivative · entry 7 Luongo Paul · CIK 0001769489 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the Reporting Person. F1 · price: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the Reporting Person. Read SEC document |
| February 26, 2020 Filed Feb 27, 2020 16:54 UTC |
August Capital Management VI, L.L.C.10% owner
August Capital VI, L.P.10% owner
Hartenbaum Howard10% owner
CARLBORG W ERIC10% owner
|
SaleClass A Common Stock | 88,488 | $20.60 | $1,822,923.59 |
DisclosureSEC source: 0001209191-20-013449 · doc4.xml · nonDerivative · entry 6 August Capital Management VI, L.L.C. · CIK 0001552638 · 10% owner August Capital VI, L.P. · CIK 0001552637 · 10% owner August Capital VI Special Opportunities, L.P. · CIK 0001552636 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 150,000 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.29 to $20.94, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6 · ownership.nature: These shares are held directly by Howard Hartenbaum. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 20:16 UTC |
Amplify GP Partners, LLC10% owner
Amplify Partners, L.P.10% owner
AP Opportunity Fund LLC10% owner
|
ConversionClass B Common Stock · Derivative | 595,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014245 · doc4.xml · derivative · entry 8 Amplify GP Partners, LLC · CIK 0001775868 · 10% owner Amplify Partners, L.P. · CIK 0001562623 · 10% owner AP Opportunity Fund LLC · CIK 0001775996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 839,334 Underlying: Class A Common Stock · 595,964 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F7 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F7 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F3 · ownership.nature: These shares are held directly by AP Opportunity Fund LLC. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaim beneficial ownership of the securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 20:16 UTC |
Amplify GP Partners, LLC10% owner
Amplify Partners, L.P.10% owner
AP Opportunity Fund LLC10% owner
|
ConversionClass B Common Stock · Derivative | 2,200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014245 · doc4.xml · derivative · entry 7 Amplify GP Partners, LLC · CIK 0001775868 · 10% owner Amplify Partners, L.P. · CIK 0001562623 · 10% owner AP Opportunity Fund LLC · CIK 0001775996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,098,407 Underlying: Class A Common Stock · 2,200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F7 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F7 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F2 · ownership.nature: These shares are held directly by Amplify Partners, L.P. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaim beneficial ownership of the securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 20:16 UTC |
Amplify GP Partners, LLC10% owner
Amplify Partners, L.P.10% owner
AP Opportunity Fund LLC10% owner
|
OtherClass A Common Stock | 555,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014245 · doc4.xml · nonDerivative · entry 6 Amplify GP Partners, LLC · CIK 0001775868 · 10% owner Amplify Partners, L.P. · CIK 0001562623 · 10% owner AP Opportunity Fund LLC · CIK 0001775996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F5 · kind: The reporting person distributed, for no consideration, the shares of Class A Common Stock to its members. F6 · ownership.nature: These shares are held directly by Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaim beneficial ownership of the securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 20:16 UTC |
Amplify GP Partners, LLC10% owner
Amplify Partners, L.P.10% owner
AP Opportunity Fund LLC10% owner
|
OtherClass A Common Stock | 555,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014245 · doc4.xml · nonDerivative · entry 5 Amplify GP Partners, LLC · CIK 0001775868 · 10% owner Amplify Partners, L.P. · CIK 0001562623 · 10% owner AP Opportunity Fund LLC · CIK 0001775996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 555,721 F5 · kind: The reporting person distributed, for no consideration, the shares of Class A Common Stock to its members. F6 · ownership.nature: These shares are held directly by Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaim beneficial ownership of the securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 20:16 UTC |
Amplify GP Partners, LLC10% owner
Amplify Partners, L.P.10% owner
AP Opportunity Fund LLC10% owner
|
OtherClass A Common Stock | 595,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014245 · doc4.xml · nonDerivative · entry 4 Amplify GP Partners, LLC · CIK 0001775868 · 10% owner Amplify Partners, L.P. · CIK 0001562623 · 10% owner AP Opportunity Fund LLC · CIK 0001775996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · kind: The reporting person distributed, for no consideration, the shares of Class A Common Stock to its partners, representing each such partner's pro rata interest in such shares. F3 · ownership.nature: These shares are held directly by AP Opportunity Fund LLC. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaim beneficial ownership of the securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 20:16 UTC |
Amplify GP Partners, LLC10% owner
Amplify Partners, L.P.10% owner
AP Opportunity Fund LLC10% owner
|
OtherClass A Common Stock | 2,200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014245 · doc4.xml · nonDerivative · entry 3 Amplify GP Partners, LLC · CIK 0001775868 · 10% owner Amplify Partners, L.P. · CIK 0001562623 · 10% owner AP Opportunity Fund LLC · CIK 0001775996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · kind: The reporting person distributed, for no consideration, the shares of Class A Common Stock to its partners, representing each such partner's pro rata interest in such shares. F2 · ownership.nature: These shares are held directly by Amplify Partners, L.P. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaim beneficial ownership of the securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 20:16 UTC |
Amplify GP Partners, LLC10% owner
Amplify Partners, L.P.10% owner
AP Opportunity Fund LLC10% owner
|
ConversionClass A Common Stock | 595,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014245 · doc4.xml · nonDerivative · entry 2 Amplify GP Partners, LLC · CIK 0001775868 · 10% owner Amplify Partners, L.P. · CIK 0001562623 · 10% owner AP Opportunity Fund LLC · CIK 0001775996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 595,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person. F3 · ownership.nature: These shares are held directly by AP Opportunity Fund LLC. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaim beneficial ownership of the securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 20:16 UTC |
Amplify GP Partners, LLC10% owner
Amplify Partners, L.P.10% owner
AP Opportunity Fund LLC10% owner
|
ConversionClass A Common Stock | 2,200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014245 · doc4.xml · nonDerivative · entry 1 Amplify GP Partners, LLC · CIK 0001775868 · 10% owner Amplify Partners, L.P. · CIK 0001562623 · 10% owner AP Opportunity Fund LLC · CIK 0001775996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,200,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person. F2 · ownership.nature: These shares are held directly by Amplify Partners, L.P. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaim beneficial ownership of the securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 20:17 UTC |
DHALIWAL SUNILDirector
|
ConversionClass B Common Stock · Derivative | 595,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014246 · doc4.xml · derivative · entry 9 DHALIWAL SUNIL · CIK 0001354177 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 839,334 Underlying: Class A Common Stock · 595,964 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F8 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F8 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F3 · ownership.nature: These shares are held directly by AP Opportunity Fund LLC. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaim beneficial ownership of the securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 20:17 UTC |
DHALIWAL SUNILDirector
|
ConversionClass B Common Stock · Derivative | 2,200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014246 · doc4.xml · derivative · entry 8 DHALIWAL SUNIL · CIK 0001354177 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,098,407 Underlying: Class A Common Stock · 2,200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F8 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F8 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F2 · ownership.nature: These shares are held directly by Amplify Partners, L.P. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaim beneficial ownership of the securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 20:17 UTC |
DHALIWAL SUNILDirector
|
OtherClass A Common Stock | 380,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014246 · doc4.xml · nonDerivative · entry 7 DHALIWAL SUNIL · CIK 0001354177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,418 F7 · kind: Distribution, for no consideration, from Amplify GP Partners, LLC. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 20:17 UTC |
DHALIWAL SUNILDirector
|
OtherClass A Common Stock | 555,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014246 · doc4.xml · nonDerivative · entry 6 DHALIWAL SUNIL · CIK 0001354177 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F5 · kind: The reporting person distributed, for no consideration, the shares of Class A Common Stock to its members. F6 · ownership.nature: These shares are held directly by Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaim beneficial ownership of the securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 20:17 UTC |
DHALIWAL SUNILDirector
|
OtherClass A Common Stock | 555,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014246 · doc4.xml · nonDerivative · entry 5 DHALIWAL SUNIL · CIK 0001354177 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 555,721 F5 · kind: The reporting person distributed, for no consideration, the shares of Class A Common Stock to its members. F6 · ownership.nature: These shares are held directly by Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaim beneficial ownership of the securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 20:17 UTC |
DHALIWAL SUNILDirector
|
OtherClass A Common Stock | 595,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014246 · doc4.xml · nonDerivative · entry 4 DHALIWAL SUNIL · CIK 0001354177 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · kind: The reporting person distributed, for no consideration, the shares of Class A Common Stock to its partners, representing each such partner's pro rata interest in such shares. F3 · ownership.nature: These shares are held directly by AP Opportunity Fund LLC. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaim beneficial ownership of the securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 20:17 UTC |
DHALIWAL SUNILDirector
|
OtherClass A Common Stock | 2,200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014246 · doc4.xml · nonDerivative · entry 3 DHALIWAL SUNIL · CIK 0001354177 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · kind: The reporting person distributed, for no consideration, the shares of Class A Common Stock to its partners, representing each such partner's pro rata interest in such shares. F2 · ownership.nature: These shares are held directly by Amplify Partners, L.P. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaim beneficial ownership of the securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 20:17 UTC |
DHALIWAL SUNILDirector
|
ConversionClass A Common Stock | 595,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014246 · doc4.xml · nonDerivative · entry 2 DHALIWAL SUNIL · CIK 0001354177 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 595,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person. F3 · ownership.nature: These shares are held directly by AP Opportunity Fund LLC. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaim beneficial ownership of the securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 20:17 UTC |
DHALIWAL SUNILDirector
|
ConversionClass A Common Stock | 2,200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014246 · doc4.xml · nonDerivative · entry 1 DHALIWAL SUNIL · CIK 0001354177 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,200,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person. F2 · ownership.nature: These shares are held directly by Amplify Partners, L.P. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaim beneficial ownership of the securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 20:35 UTC |
Luongo PaulGeneral Counsel
|
ConversionClass B Common Stock · Derivative | 19,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001517413-20-000034 · wf-form4_158276730905203.xml · derivative · entry 15 Luongo Paul · CIK 0001769489 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,130 Underlying: Class A Common Stock · 19,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the Reporting Person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. Following the closing of the initial public offering, all outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F1 · kind: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the Reporting Person. F10 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the Reporting Person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. Following the closing of the initial public offering, all outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F10 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the Reporting Person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. Following the closing of the initial public offering, all outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 20:35 UTC |
Luongo PaulGeneral Counsel
|
Exercise / conversionClass B Common Stock · Derivative | 19,000 | $0.00 Strike: $1.15 | $0.00 |
DisclosureSEC source: 0001517413-20-000034 · wf-form4_158276730905203.xml · derivative · entry 14 Luongo Paul · CIK 0001769489 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,130 Underlying: Class A Common Stock · 19,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the Reporting Person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. Following the closing of the initial public offering, all outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F10 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the Reporting Person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. Following the closing of the initial public offering, all outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 20:35 UTC |
Luongo PaulGeneral Counsel
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 19,000 | $0.00 Strike: $1.15 | $0.00 |
DisclosureSEC source: 0001517413-20-000034 · wf-form4_158276730905203.xml · derivative · entry 13 Luongo Paul · CIK 0001769489 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,999 Underlying: Class B Common Stock · 19,000 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Fully vested. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 20:35 UTC |
Luongo PaulGeneral Counsel
|
SaleClass A Common Stock | 2,469 | $20.49 | $50,589.81 |
DisclosureSEC source: 0001517413-20-000034 · wf-form4_158276730905203.xml · nonDerivative · entry 6 Luongo Paul · CIK 0001769489 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,959 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.43 to $20.90, inclusive. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 20:35 UTC |
Luongo PaulGeneral Counsel
|
SaleClass A Common Stock | 16,531 | $19.81 | $327,479.11 |
DisclosureSEC source: 0001517413-20-000034 · wf-form4_158276730905203.xml · nonDerivative · entry 5 Luongo Paul · CIK 0001769489 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,428 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.37 to $20.36, inclusive Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 20:35 UTC |
Luongo PaulGeneral Counsel
|
ConversionClass A Common Stock | 19,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001517413-20-000034 · wf-form4_158276730905203.xml · nonDerivative · entry 4 Luongo Paul · CIK 0001769489 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the Reporting Person. F1 · price: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the Reporting Person. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 16:54 UTC |
August Capital Management VI, L.L.C.10% owner
August Capital VI, L.P.10% owner
Hartenbaum Howard10% owner
CARLBORG W ERIC10% owner
|
ConversionClass B Common Stock · Derivative | 2,491,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013449 · doc4.xml · derivative · entry 9 August Capital Management VI, L.L.C. · CIK 0001552638 · 10% owner August Capital VI, L.P. · CIK 0001552637 · 10% owner August Capital VI Special Opportunities, L.P. · CIK 0001552636 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,886,971 Underlying: Class A Common Stock · 2,491,152 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. In addition, all outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F9 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. In addition, all outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F9 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. In addition, all outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F2 · ownership.nature: These shares are held directly by August Capital VI Special Opportunities, L.P. ("August VI SO"). ACM VI is the general partner of August VI SO and may be deemed to have sole voting and investment power over the shares held by August VI SO. David M. Hornik, Howard Hartenbaum and W. Eric Carlborg are members of ACM VI, and may be deemed to have shared voting and investment power over the shares held by August VI SO. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 16:54 UTC |
August Capital Management VI, L.L.C.10% owner
August Capital VI, L.P.10% owner
Hartenbaum Howard10% owner
CARLBORG W ERIC10% owner
|
ConversionClass B Common Stock · Derivative | 2,974,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013449 · doc4.xml · derivative · entry 8 August Capital Management VI, L.L.C. · CIK 0001552638 · 10% owner August Capital VI, L.P. · CIK 0001552637 · 10% owner August Capital VI Special Opportunities, L.P. · CIK 0001552636 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,886,971 Underlying: Class A Common Stock · 2,974,454 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. In addition, all outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F9 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. In addition, all outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F9 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. In addition, all outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F1 · ownership.nature: These shares are held directly by August Capital VI, L.P. ("August VI"). August Capital Management VI, L.L.C. ("ACM VI") is the general partner of August VI and may be deemed to have sole voting and investment power over the shares held by August VI. David M. Hornik, Howard Hartenbaum and W. Eric Carlborg are members of ACM VI, and may be deemed to have shared voting and investment power over the shares held by August VI. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 16:54 UTC |
August Capital Management VI, L.L.C.10% owner
August Capital VI, L.P.10% owner
Hartenbaum Howard10% owner
CARLBORG W ERIC10% owner
|
OtherClass A Common Stock | 109,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013449 · doc4.xml · nonDerivative · entry 7 August Capital Management VI, L.L.C. · CIK 0001552638 · 10% owner August Capital VI, L.P. · CIK 0001552637 · 10% owner August Capital VI Special Opportunities, L.P. · CIK 0001552636 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 165,245 F5 · kind: Represents a pro-rata, in-kind distribution by August VI and August VI SO, without additional consideration, to their respective partners, members and assigns. F8 · ownership.nature: These shares are held directly by W. Eric Carlborg. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 16:54 UTC |
August Capital Management VI, L.L.C.10% owner
August Capital VI, L.P.10% owner
Hartenbaum Howard10% owner
CARLBORG W ERIC10% owner
|
OtherClass A Common Stock | 162,476 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013449 · doc4.xml · nonDerivative · entry 5 August Capital Management VI, L.L.C. · CIK 0001552638 · 10% owner August Capital VI, L.P. · CIK 0001552637 · 10% owner August Capital VI Special Opportunities, L.P. · CIK 0001552636 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 238,488 F5 · kind: Represents a pro-rata, in-kind distribution by August VI and August VI SO, without additional consideration, to their respective partners, members and assigns. F6 · ownership.nature: These shares are held directly by Howard Hartenbaum. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 16:54 UTC |
August Capital Management VI, L.L.C.10% owner
August Capital VI, L.P.10% owner
Hartenbaum Howard10% owner
CARLBORG W ERIC10% owner
|
OtherClass A Common Stock | 2,491,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013449 · doc4.xml · nonDerivative · entry 4 August Capital Management VI, L.L.C. · CIK 0001552638 · 10% owner August Capital VI, L.P. · CIK 0001552637 · 10% owner August Capital VI Special Opportunities, L.P. · CIK 0001552636 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · kind: Represents a pro-rata, in-kind distribution by August VI SO, without additional consideration, to its partners, members and assigns. F2 · ownership.nature: These shares are held directly by August Capital VI Special Opportunities, L.P. ("August VI SO"). ACM VI is the general partner of August VI SO and may be deemed to have sole voting and investment power over the shares held by August VI SO. David M. Hornik, Howard Hartenbaum and W. Eric Carlborg are members of ACM VI, and may be deemed to have shared voting and investment power over the shares held by August VI SO. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 16:54 UTC |
August Capital Management VI, L.L.C.10% owner
August Capital VI, L.P.10% owner
Hartenbaum Howard10% owner
CARLBORG W ERIC10% owner
|
OtherClass A Common Stock | 2,974,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013449 · doc4.xml · nonDerivative · entry 3 August Capital Management VI, L.L.C. · CIK 0001552638 · 10% owner August Capital VI, L.P. · CIK 0001552637 · 10% owner August Capital VI Special Opportunities, L.P. · CIK 0001552636 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · kind: Represents a pro-rata, in-kind distribution by August VI, without additional consideration, to its partners, members and assigns. F1 · ownership.nature: These shares are held directly by August Capital VI, L.P. ("August VI"). August Capital Management VI, L.L.C. ("ACM VI") is the general partner of August VI and may be deemed to have sole voting and investment power over the shares held by August VI. David M. Hornik, Howard Hartenbaum and W. Eric Carlborg are members of ACM VI, and may be deemed to have shared voting and investment power over the shares held by August VI. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 16:54 UTC |
August Capital Management VI, L.L.C.10% owner
August Capital VI, L.P.10% owner
Hartenbaum Howard10% owner
CARLBORG W ERIC10% owner
|
ConversionClass A Common Stock | 2,491,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013449 · doc4.xml · nonDerivative · entry 2 August Capital Management VI, L.L.C. · CIK 0001552638 · 10% owner August Capital VI, L.P. · CIK 0001552637 · 10% owner August Capital VI Special Opportunities, L.P. · CIK 0001552636 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,491,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: These shares are held directly by August Capital VI Special Opportunities, L.P. ("August VI SO"). ACM VI is the general partner of August VI SO and may be deemed to have sole voting and investment power over the shares held by August VI SO. David M. Hornik, Howard Hartenbaum and W. Eric Carlborg are members of ACM VI, and may be deemed to have shared voting and investment power over the shares held by August VI SO. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 16:54 UTC |
August Capital Management VI, L.L.C.10% owner
August Capital VI, L.P.10% owner
Hartenbaum Howard10% owner
CARLBORG W ERIC10% owner
|
ConversionClass A Common Stock | 2,974,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013449 · doc4.xml · nonDerivative · entry 1 August Capital Management VI, L.L.C. · CIK 0001552638 · 10% owner August Capital VI, L.P. · CIK 0001552637 · 10% owner August Capital VI Special Opportunities, L.P. · CIK 0001552636 · 10% owner Hartenbaum Howard · CIK 0001547424 · 10% owner CARLBORG W ERIC · CIK 0001191203 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,974,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held directly by August Capital VI, L.P. ("August VI"). August Capital Management VI, L.L.C. ("ACM VI") is the general partner of August VI and may be deemed to have sole voting and investment power over the shares held by August VI. David M. Hornik, Howard Hartenbaum and W. Eric Carlborg are members of ACM VI, and may be deemed to have shared voting and investment power over the shares held by August VI. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 21:49 UTC |
Hornik DavidDirector · 10% owner
|
ConversionClass B Common Stock · Derivative | 2,491,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013446 · doc4.xml · derivative · entry 7 Hornik David · CIK 0001547378 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,417,884 Underlying: Class A Common Stock · 2,491,152 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. In addition, all outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F6 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. In addition, all outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F6 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. In addition, all outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F2 · ownership.nature: These shares are held directly by August Capital VI Special Opportunities, L.P. ("August VI SO"). ACM VI is the general partner of August VI SO and may be deemed to have sole voting and investment power over the shares held by August VI SO. David M. Hornik, Howard Hartenbaum and W. Eric Carlborg are members of ACM VI, and may be deemed to have shared voting and investment power over the shares held by August VI SO. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 21:49 UTC |
Hornik DavidDirector · 10% owner
|
ConversionClass B Common Stock · Derivative | 2,974,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013446 · doc4.xml · derivative · entry 6 Hornik David · CIK 0001547378 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,886,971 Underlying: Class A Common Stock · 2,974,454 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. In addition, all outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F6 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. In addition, all outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F6 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. In addition, all outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F1 · ownership.nature: These shares are held directly by August Capital VI, L.P. ("August VI"). August Capital Management VI, L.L.C. ("ACM VI") is the general partner of August VI and may be deemed to have sole voting and investment power over the shares held by August VI. David M. Hornik, Howard Hartenbaum and W. Eric Carlborg are members of ACM VI, and may be deemed to have shared voting and investment power over the shares held by August VI. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 21:49 UTC |
Hornik DavidDirector · 10% owner
|
OtherClass A Common Stock | 178,034 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013446 · doc4.xml · nonDerivative · entry 5 Hornik David · CIK 0001547378 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,630 F5 · kind: Represents a pro-rata, in-kind distribution by August VI and August VI SO, without additional consideration, to their respective partners, members and assigns. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 21:49 UTC |
Hornik DavidDirector · 10% owner
|
OtherClass A Common Stock | 2,491,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013446 · doc4.xml · nonDerivative · entry 4 Hornik David · CIK 0001547378 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · kind: Represents a pro-rata, in-kind distribution by August VI SO, without additional consideration, to its partners, members and assigns. F2 · ownership.nature: These shares are held directly by August Capital VI Special Opportunities, L.P. ("August VI SO"). ACM VI is the general partner of August VI SO and may be deemed to have sole voting and investment power over the shares held by August VI SO. David M. Hornik, Howard Hartenbaum and W. Eric Carlborg are members of ACM VI, and may be deemed to have shared voting and investment power over the shares held by August VI SO. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 21:49 UTC |
Hornik DavidDirector · 10% owner
|
OtherClass A Common Stock | 2,974,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013446 · doc4.xml · nonDerivative · entry 3 Hornik David · CIK 0001547378 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · kind: Represents a pro-rata, in-kind distribution by August VI, without additional consideration, to its partners, members and assigns. F1 · ownership.nature: These shares are held directly by August Capital VI, L.P. ("August VI"). August Capital Management VI, L.L.C. ("ACM VI") is the general partner of August VI and may be deemed to have sole voting and investment power over the shares held by August VI. David M. Hornik, Howard Hartenbaum and W. Eric Carlborg are members of ACM VI, and may be deemed to have shared voting and investment power over the shares held by August VI. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 21:49 UTC |
Hornik DavidDirector · 10% owner
|
ConversionClass A Common Stock | 2,491,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013446 · doc4.xml · nonDerivative · entry 2 Hornik David · CIK 0001547378 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,491,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: These shares are held directly by August Capital VI Special Opportunities, L.P. ("August VI SO"). ACM VI is the general partner of August VI SO and may be deemed to have sole voting and investment power over the shares held by August VI SO. David M. Hornik, Howard Hartenbaum and W. Eric Carlborg are members of ACM VI, and may be deemed to have shared voting and investment power over the shares held by August VI SO. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 21:49 UTC |
Hornik DavidDirector · 10% owner
|
ConversionClass A Common Stock | 2,974,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013446 · doc4.xml · nonDerivative · entry 1 Hornik David · CIK 0001547378 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,974,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held directly by August Capital VI, L.P. ("August VI"). August Capital Management VI, L.L.C. ("ACM VI") is the general partner of August VI and may be deemed to have sole voting and investment power over the shares held by August VI. David M. Hornik, Howard Hartenbaum and W. Eric Carlborg are members of ACM VI, and may be deemed to have shared voting and investment power over the shares held by August VI. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 20:35 UTC |
Luongo PaulGeneral Counsel
|
ConversionClass B Common Stock · Derivative | 19,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001517413-20-000034 · wf-form4_158276730905203.xml · derivative · entry 12 Luongo Paul · CIK 0001769489 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,130 Underlying: Class A Common Stock · 19,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the Reporting Person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. Following the closing of the initial public offering, all outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F1 · kind: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the Reporting Person. F10 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the Reporting Person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. Following the closing of the initial public offering, all outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F10 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the Reporting Person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. Following the closing of the initial public offering, all outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 20:35 UTC |
Luongo PaulGeneral Counsel
|
Exercise / conversionClass B Common Stock · Derivative | 19,000 | $0.00 Strike: $1.15 | $0.00 |
DisclosureSEC source: 0001517413-20-000034 · wf-form4_158276730905203.xml · derivative · entry 11 Luongo Paul · CIK 0001769489 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,130 Underlying: Class A Common Stock · 19,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the Reporting Person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. Following the closing of the initial public offering, all outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F10 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the Reporting Person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. Following the closing of the initial public offering, all outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 20:35 UTC |
Luongo PaulGeneral Counsel
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 19,000 | $0.00 Strike: $1.15 | $0.00 |
DisclosureSEC source: 0001517413-20-000034 · wf-form4_158276730905203.xml · derivative · entry 10 Luongo Paul · CIK 0001769489 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,999 Underlying: Class B Common Stock · 19,000 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Fully vested. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 20:35 UTC |
Luongo PaulGeneral Counsel
|
SaleClass A Common Stock | 7,701 | $21.64 | $166,649.64 |
DisclosureSEC source: 0001517413-20-000034 · wf-form4_158276730905203.xml · nonDerivative · entry 3 Luongo Paul · CIK 0001769489 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,959 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.23 to $22.04, inclusive. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 20:35 UTC |
Luongo PaulGeneral Counsel
|
SaleClass A Common Stock | 11,299 | $20.65 | $233,324.35 |
DisclosureSEC source: 0001517413-20-000034 · wf-form4_158276730905203.xml · nonDerivative · entry 2 Luongo Paul · CIK 0001769489 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,660 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.23 to $21.09. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (8) to this Form 4. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 20:35 UTC |
Luongo PaulGeneral Counsel
|
ConversionClass A Common Stock | 19,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001517413-20-000034 · wf-form4_158276730905203.xml · nonDerivative · entry 1 Luongo Paul · CIK 0001769489 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the Reporting Person. F1 · price: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the Reporting Person. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:58 UTC |
Bixby JoshuaDirector · CEO
|
ConversionClass B Common Stock · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001517413-20-000032 · wf-form4_158266791213821.xml · derivative · entry 6 Bixby Joshua · CIK 0001769554 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,065 Underlying: Class A Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F1 · kind: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the reporting person. F6 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F6 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:58 UTC |
Bixby JoshuaDirector · CEO
|
Exercise / conversionClass B Common Stock · Derivative | 10,000 | $0.00 Strike: $3.14 | $0.00 |
DisclosureSEC source: 0001517413-20-000032 · wf-form4_158266791213821.xml · derivative · entry 5 Bixby Joshua · CIK 0001769554 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,065 Underlying: Class A Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F6 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:58 UTC |
Bixby JoshuaDirector · CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $3.14 | $0.00 |
DisclosureSEC source: 0001517413-20-000032 · wf-form4_158266791213821.xml · derivative · entry 4 Bixby Joshua · CIK 0001769554 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,000 Underlying: Class B Common Stock · 10,000 shares Expires 2027-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 1/48th of the stock option vested and became exercisable on August 1, 2017, and thereafter vested as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:58 UTC |
Bixby JoshuaDirector · CEO
|
SaleClass A Common Stock | 5,900 | $22.97 | $135,523.00 |
DisclosureSEC source: 0001517413-20-000032 · wf-form4_158266791213821.xml · nonDerivative · entry 3 Bixby Joshua · CIK 0001769554 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,277 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.78 to $23.39, inclusive. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.